401k Plan data: FITCH, INC. 401(K) PLAN AND TRUST plan

FITCH, INC. 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	FITCH, INC. 401(K) PLAN AND TRUST
Plan identification number	002

FITCH, INC. 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FITCH, INC. has sponsored the creation of one or more 401k plans.

Company Name: FITCH, INC.

Employer identification number (EIN): 133974563

NAIC Classification: 523900

Additional information about FITCH, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2802860

More information about FITCH, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FITCH, INC. 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 JANICE R. CASSERLY JASON BLUMKIN 2015-10-08
002 2013-01-01 JANICE R. CASSERLY KEVIN J. BULGER 2014-10-15
002 2012-01-01 JANICE R. CASSERLY KEVIN J. BULGER 2013-10-04
002 2011-01-01 JANICE R. CASSERLY KEVIN J. BULGER 2012-10-09
002 2010-01-01 JANICE R. CASSERLY KEVIN J. BULGER 2011-10-13
002 2009-01-01 JANICE CASSERLY KEVIN BULGER 2010-10-13
002 2009-01-01 KEVIN BULGER 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	JANICE R. CASSERLY	JASON BLUMKIN	2015-10-08
002	2013-01-01	JANICE R. CASSERLY	KEVIN J. BULGER	2014-10-15
002	2012-01-01	JANICE R. CASSERLY	KEVIN J. BULGER	2013-10-04
002	2011-01-01	JANICE R. CASSERLY	KEVIN J. BULGER	2012-10-09
002	2010-01-01	JANICE R. CASSERLY	KEVIN J. BULGER	2011-10-13
002	2009-01-01	JANICE CASSERLY	KEVIN BULGER	2010-10-13
002	2009-01-01		KEVIN BULGER	2010-10-12

Plan Statistics for FITCH, INC. 401(K) PLAN AND TRUST

401k plan membership statisitcs for FITCH, INC. 401(K) PLAN AND TRUST

Measure Date Value
2014: FITCH, INC. 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,482
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,017
Number of retired or separated participants receiving benefits 2014-01-01 59
Number of other retired or separated participants entitled to future benefits 2014-01-01 434
Total of all active and inactive participants 2014-01-01 1,510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 1,511
Number of participants with account balances 2014-01-01 1,325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 53
2013: FITCH, INC. 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,430
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 970
Number of retired or separated participants receiving benefits 2013-01-01 60
Number of other retired or separated participants entitled to future benefits 2013-01-01 430
Total of all active and inactive participants 2013-01-01 1,460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 1,461
Number of participants with account balances 2013-01-01 1,286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 35
2012: FITCH, INC. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,488
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 933
Number of retired or separated participants receiving benefits 2012-01-01 53
Number of other retired or separated participants entitled to future benefits 2012-01-01 431
Total of all active and inactive participants 2012-01-01 1,417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 1,418
Number of participants with account balances 2012-01-01 1,210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 24
2011: FITCH, INC. 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,431
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 923
Number of retired or separated participants receiving benefits 2011-01-01 50
Number of other retired or separated participants entitled to future benefits 2011-01-01 499
Total of all active and inactive participants 2011-01-01 1,472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 1,473
Number of participants with account balances 2011-01-01 1,262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 66
2010: FITCH, INC. 401(K) PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,417
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 977
Number of retired or separated participants receiving benefits 2010-01-01 47
Number of other retired or separated participants entitled to future benefits 2010-01-01 395
Total of all active and inactive participants 2010-01-01 1,419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 1,420
Number of participants with account balances 2010-01-01 1,216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 47
2009: FITCH, INC. 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,478
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 988
Number of retired or separated participants receiving benefits 2009-01-01 38
Number of other retired or separated participants entitled to future benefits 2009-01-01 384
Total of all active and inactive participants 2009-01-01 1,410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 1,412
Number of participants with account balances 2009-01-01 1,224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 25

Measure	Date	Value
2014: FITCH, INC. 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,482
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,017
Number of retired or separated participants receiving benefits	2014-01-01	59
Number of other retired or separated participants entitled to future benefits	2014-01-01	434
Total of all active and inactive participants	2014-01-01	1,510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	1,511
Number of participants with account balances	2014-01-01	1,325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	53
2013: FITCH, INC. 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,430
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	970
Number of retired or separated participants receiving benefits	2013-01-01	60
Number of other retired or separated participants entitled to future benefits	2013-01-01	430
Total of all active and inactive participants	2013-01-01	1,460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	1,461
Number of participants with account balances	2013-01-01	1,286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	35
2012: FITCH, INC. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,488
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	933
Number of retired or separated participants receiving benefits	2012-01-01	53
Number of other retired or separated participants entitled to future benefits	2012-01-01	431
Total of all active and inactive participants	2012-01-01	1,417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1,418
Number of participants with account balances	2012-01-01	1,210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	24
2011: FITCH, INC. 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,431
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	923
Number of retired or separated participants receiving benefits	2011-01-01	50
Number of other retired or separated participants entitled to future benefits	2011-01-01	499
Total of all active and inactive participants	2011-01-01	1,472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	1,473
Number of participants with account balances	2011-01-01	1,262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	66
2010: FITCH, INC. 401(K) PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,417
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	977
Number of retired or separated participants receiving benefits	2010-01-01	47
Number of other retired or separated participants entitled to future benefits	2010-01-01	395
Total of all active and inactive participants	2010-01-01	1,419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	1,420
Number of participants with account balances	2010-01-01	1,216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	47
2009: FITCH, INC. 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,478
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	988
Number of retired or separated participants receiving benefits	2009-01-01	38
Number of other retired or separated participants entitled to future benefits	2009-01-01	384
Total of all active and inactive participants	2009-01-01	1,410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	1,412
Number of participants with account balances	2009-01-01	1,224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	25

Financial Data on FITCH, INC. 401(K) PLAN AND TRUST

Measure	Date	Value
2014 : FITCH, INC. 401(K) PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$27,268,695
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$10,026,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$10,017,611
Expenses. Certain deemed distributions of participant loans	2014-12-31	$-18
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$14,112,008
Value of total assets at end of year	2014-12-31	$214,593,266
Value of total assets at beginning of year	2014-12-31	$197,351,243
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$9,079
Total interest from all sources	2014-12-31	$81,080
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$10,118,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$10,118,724
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$8,685,872
Participant contributions at end of year	2014-12-31	$1,869,664
Participant contributions at beginning of year	2014-12-31	$1,783,364
Participant contributions at end of year	2014-12-31	$2,756
Participant contributions at beginning of year	2014-12-31	$9,159
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$4,684,438
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$4,348,248
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$601,529
Other income not declared elsewhere	2014-12-31	$297,347
Administrative expenses (other) incurred	2014-12-31	$9,079
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$17,242,023
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$214,593,266
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$197,351,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$186,287,676
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$172,537,990
Interest on participant loans	2014-12-31	$80,597
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$18,305,140
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$18,665,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$18,665,466
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$483
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,659,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$4,824,607
Employer contributions (assets) at end of year	2014-12-31	$3,443,592
Employer contributions (assets) at beginning of year	2014-12-31	$7,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$10,017,611
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2014-12-31	134008324
2013 : FITCH, INC. 401(K) PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$45,143,122
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$10,733,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$10,725,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$11,535,016
Value of total assets at end of year	2013-12-31	$197,351,243
Value of total assets at beginning of year	2013-12-31	$162,941,132
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$7,849
Total interest from all sources	2013-12-31	$79,801
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$6,882,047
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$6,882,047
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$7,395,549
Participant contributions at end of year	2013-12-31	$1,783,364
Participant contributions at beginning of year	2013-12-31	$1,777,986
Participant contributions at end of year	2013-12-31	$9,159
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$4,348,248
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$3,908,924
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$594,101
Other income not declared elsewhere	2013-12-31	$575,757
Administrative expenses (other) incurred	2013-12-31	$7,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$34,410,111
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$197,351,243
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$162,941,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$172,537,990
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$138,096,050
Interest on participant loans	2013-12-31	$79,366
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$18,665,466
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$19,158,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$19,158,172
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$435
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$26,070,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$3,545,366
Employer contributions (assets) at end of year	2013-12-31	$7,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$10,725,162
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2013-12-31	134008324
2012 : FITCH, INC. 401(K) PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$30,820,325
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$13,427,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$13,420,470
Expenses. Certain deemed distributions of participant loans	2012-12-31	$-218
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$11,353,667
Value of total assets at end of year	2012-12-31	$162,941,132
Value of total assets at beginning of year	2012-12-31	$145,548,293
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$7,234
Total interest from all sources	2012-12-31	$90,113
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$4,592,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$4,592,344
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$7,232,763
Participant contributions at end of year	2012-12-31	$1,777,986
Participant contributions at beginning of year	2012-12-31	$1,874,711
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$3,908,924
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$3,262,052
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$763,957
Other income not declared elsewhere	2012-12-31	$381,970
Administrative expenses (other) incurred	2012-12-31	$7,234
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$17,392,839
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$162,941,132
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$145,548,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$138,096,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$120,094,326
Interest on participant loans	2012-12-31	$89,855
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$19,158,172
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$20,317,204
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$20,317,204
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$258
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$14,402,231
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$3,356,947
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$13,420,470
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	PRICE WATERHOUSE COOPERS LLP
Accountancy firm EIN	2012-12-31	134008324
2011 : FITCH, INC. 401(K) PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$8,479,776
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$9,655,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$9,648,237
Expenses. Certain deemed distributions of participant loans	2011-12-31	$-1,097
Value of total corrective distributions	2011-12-31	$2,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$11,182,010
Value of total assets at end of year	2011-12-31	$145,548,293
Value of total assets at beginning of year	2011-12-31	$146,724,253
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$6,350
Total interest from all sources	2011-12-31	$92,760
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$3,512,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$3,512,382
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$7,706,871
Participant contributions at end of year	2011-12-31	$1,874,711
Participant contributions at beginning of year	2011-12-31	$1,699,513
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$3,262,052
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$3,564,164
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$307,223
Other income not declared elsewhere	2011-12-31	$-123,920
Administrative expenses (other) incurred	2011-12-31	$6,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,175,960
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$145,548,293
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$146,724,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$120,094,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$131,907,665
Interest on participant loans	2011-12-31	$92,434
Value of interest in common/collective trusts at end of year	2011-12-31	$0
Value of interest in common/collective trusts at beginning of year	2011-12-31	$9,552,911
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$20,317,204
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$326
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-6,283,726
Net investment gain or loss from common/collective trusts	2011-12-31	$100,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$3,167,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$9,648,237
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	PRICE WATERHOUSE COOPERS LLP
Accountancy firm EIN	2011-12-31	134008324
2010 : FITCH, INC. 401(K) PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$30,297,261
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$5,716,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,708,884
Expenses. Certain deemed distributions of participant loans	2010-12-31	$1,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$12,547,792
Value of total assets at end of year	2010-12-31	$146,724,253
Value of total assets at beginning of year	2010-12-31	$122,143,196
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$6,029
Total interest from all sources	2010-12-31	$94,214
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,952,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,952,032
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$8,064,395
Participant contributions at end of year	2010-12-31	$1,699,513
Participant contributions at beginning of year	2010-12-31	$1,735,782
Participant contributions at beginning of year	2010-12-31	$27,640
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$3,564,164
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$2,600,625
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$718,880
Other income not declared elsewhere	2010-12-31	$373,738
Administrative expenses (other) incurred	2010-12-31	$6,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$24,581,057
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$146,724,253
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$122,143,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$131,907,665
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$99,185,868
Interest on participant loans	2010-12-31	$94,214
Value of interest in common/collective trusts at end of year	2010-12-31	$9,552,911
Value of interest in common/collective trusts at beginning of year	2010-12-31	$18,578,785
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$14,322,109
Net investment gain or loss from common/collective trusts	2010-12-31	$1,007,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$3,764,517
Employer contributions (assets) at beginning of year	2010-12-31	$14,496
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,708,884
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	PRICE WATERHOUSE COOPERS, LLP
Accountancy firm EIN	2010-12-31	134008324
2009 : FITCH, INC. 401(K) PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FITCH, INC. 401(K) PLAN AND TRUST

2014: FITCH, INC. 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FITCH, INC. 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FITCH, INC. 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FITCH, INC. 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FITCH, INC. 401(K) PLAN AND TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FITCH, INC. 401(K) PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FITCH, INC.
Employer identification number (EIN):	133974563
NAIC Classification:	523900

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2802860