?>
Logo

THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 401k Plan overview

Plan NameTHE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN
Plan identification number 003

THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCKEFELLER GROUP INTERNATIONAL, INC has sponsored the creation of one or more 401k plans.

Company Name:ROCKEFELLER GROUP INTERNATIONAL, INC
Employer identification number (EIN):133975924
NAIC Classification:531310

Additional information about ROCKEFELLER GROUP INTERNATIONAL, INC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1997-11-17
Company Identification Number: 2199512
Legal Registered Office Address: 1271 AVENUE OF THE AMERICAS, 24th Fl
ATTN: LEGAL DEPT
New York
United States of America (USA)
10020

More information about ROCKEFELLER GROUP INTERNATIONAL, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032024-01-01PATRICIA GLORIOSO
0032023-01-01
0032023-01-01PATRICIA GLORIOSO
0032022-01-01
0032022-01-01PATRICIA GLORIOSO
0032021-01-01
0032021-01-01PATRICIA GLORIOSO
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01AMY CHOC
0032016-01-01AMY CHOC
0032015-01-01AMY CHOC
0032014-01-01AMY CHOC
0032013-01-01AMY CHOC
0032012-01-01AMY CHOC
0032011-01-01AMY CHOC
0032009-01-01AMY CHOC

Plan Statistics for THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN

401k plan membership statisitcs for THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN

Measure Date Value
2023: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01288
Total number of active participants reported on line 7a of the Form 55002023-01-01185
Number of retired or separated participants receiving benefits2023-01-014
Number of other retired or separated participants entitled to future benefits2023-01-01101
Total of all active and inactive participants2023-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-011
Total participants2023-01-01291
Number of participants with account balances2023-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01284
Total number of active participants reported on line 7a of the Form 55002022-01-01165
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-01116
Total of all active and inactive participants2022-01-01286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01288
Number of participants with account balances2022-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01296
Total number of active participants reported on line 7a of the Form 55002021-01-01169
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-01110
Total of all active and inactive participants2021-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01284
Number of participants with account balances2021-01-01283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01319
Total number of active participants reported on line 7a of the Form 55002020-01-01175
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01116
Total of all active and inactive participants2020-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01296
Number of participants with account balances2020-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01321
Total number of active participants reported on line 7a of the Form 55002019-01-01184
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-01129
Total of all active and inactive participants2019-01-01316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01319
Number of participants with account balances2019-01-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01336
Total number of active participants reported on line 7a of the Form 55002018-01-01189
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-01130
Total of all active and inactive participants2018-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01321
Number of participants with account balances2018-01-01306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01354
Total number of active participants reported on line 7a of the Form 55002017-01-01188
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01147
Total of all active and inactive participants2017-01-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01336
Number of participants with account balances2017-01-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01364
Total number of active participants reported on line 7a of the Form 55002016-01-01243
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-01109
Total of all active and inactive participants2016-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01354
Number of participants with account balances2016-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01375
Total number of active participants reported on line 7a of the Form 55002015-01-01256
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01106
Total of all active and inactive participants2015-01-01364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01364
Number of participants with account balances2015-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01378
Total number of active participants reported on line 7a of the Form 55002014-01-01268
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-01104
Total of all active and inactive participants2014-01-01375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01375
Number of participants with account balances2014-01-01348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01370
Total number of active participants reported on line 7a of the Form 55002013-01-01272
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-01102
Total of all active and inactive participants2013-01-01378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01378
Number of participants with account balances2013-01-01349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01372
Total number of active participants reported on line 7a of the Form 55002012-01-01258
Number of retired or separated participants receiving benefits2012-01-016
Number of other retired or separated participants entitled to future benefits2012-01-01106
Total of all active and inactive participants2012-01-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01370
Number of participants with account balances2012-01-01344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01383
Total number of active participants reported on line 7a of the Form 55002011-01-01262
Number of retired or separated participants receiving benefits2011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-01104
Total of all active and inactive participants2011-01-01372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01372
Number of participants with account balances2011-01-01353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01376
Total number of active participants reported on line 7a of the Form 55002009-01-01273
Number of retired or separated participants receiving benefits2009-01-019
Number of other retired or separated participants entitled to future benefits2009-01-01109
Total of all active and inactive participants2009-01-01391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01391
Number of participants with account balances2009-01-01370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN

Measure Date Value
2023 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2023 401k financial data
Unrealized appreciation/depreciation of real estate assets2023-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$-25,277
Total unrealized appreciation/depreciation of assets2023-12-31$-25,277
Total transfer of assets to this plan2023-12-31$0
Total transfer of assets from this plan2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Expenses. Interest paid2023-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022023-12-31$0
Total income from all sources (including contributions)2023-12-31$28,982,974
Total loss/gain on sale of assets2023-12-31$31,604
Total of all expenses incurred2023-12-31$8,534,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$8,505,229
Expenses. Certain deemed distributions of participant loans2023-12-31$0
Value of total corrective distributions2023-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$4,880,657
Value of total assets at end of year2023-12-31$119,711,735
Value of total assets at beginning of year2023-12-31$99,263,021
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$29,031
Total income from rents2023-12-31$0
Total interest from all sources2023-12-31$426,038
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,876,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,740,617
Assets. Real estate other than employer real property at end of year2023-12-31$0
Assets. Real estate other than employer real property at beginning of year2023-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2023-12-31$1,453,966
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2023-12-31$1,530,044
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$10,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$2,818,764
Participant contributions at end of year2023-12-31$584,749
Participant contributions at beginning of year2023-12-31$794,886
Participant contributions at end of year2023-12-31$82,222
Participant contributions at beginning of year2023-12-31$73,060
Assets. Other investments not covered elsewhere at end of year2023-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$290,150
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$0
Assets. Loans (other than to participants) at end of year2023-12-31$0
Assets. Loans (other than to participants) at beginning of year2023-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$0
Other income not declared elsewhere2023-12-31$0
Administrative expenses (other) incurred2023-12-31$0
Liabilities. Value of operating payables at end of year2023-12-31$0
Liabilities. Value of operating payables at beginning of year2023-12-31$0
Total non interest bearing cash at end of year2023-12-31$0
Total non interest bearing cash at beginning of year2023-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Income. Non cash contributions2023-12-31$0
Value of net income/loss2023-12-31$20,448,714
Value of net assets at end of year (total assets less liabilities)2023-12-31$119,711,735
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$99,263,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Assets. partnership/joint venture interests at end of year2023-12-31$0
Assets. partnership/joint venture interests at beginning of year2023-12-31$0
Investment advisory and management fees2023-12-31$8,492
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$106,265,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$87,189,841
Value of interest in pooled separate accounts at end of year2023-12-31$0
Value of interest in pooled separate accounts at beginning of year2023-12-31$0
Interest on participant loans2023-12-31$33,692
Income. Interest from loans (other than to participants)2023-12-31$0
Interest earned on other investments2023-12-31$0
Income. Interest from US Government securities2023-12-31$0
Income. Interest from corporate debt instruments2023-12-31$3,056
Value of interest in master investment trust accounts at end of year2023-12-31$0
Value of interest in master investment trust accounts at beginning of year2023-12-31$0
Value of interest in common/collective trusts at end of year2023-12-31$0
Value of interest in common/collective trusts at beginning of year2023-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$9,505,925
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$7,536,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$7,536,973
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$389,290
Assets. Value of investments in 103.12 investment entities at end of year2023-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2023-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2023-12-31$0
Asset value of US Government securities at end of year2023-12-31$49,530
Asset value of US Government securities at beginning of year2023-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$21,793,058
Net investment gain/loss from pooled separate accounts2023-12-31$0
Net investment gain or loss from common/collective trusts2023-12-31$0
Net gain/loss from 103.12 investment entities2023-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Assets. Invements in employer securities at end of year2023-12-31$0
Assets. Invements in employer securities at beginning of year2023-12-31$0
Assets. Value of employer real property at end of year2023-12-31$0
Assets. Value of employer real property at beginning of year2023-12-31$0
Contributions received in cash from employer2023-12-31$1,771,743
Employer contributions (assets) at end of year2023-12-31$54,160
Employer contributions (assets) at beginning of year2023-12-31$44,635
Income. Dividends from preferred stock2023-12-31$89,752
Income. Dividends from common stock2023-12-31$46,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$8,505,229
Asset. Corporate debt instrument preferred debt at end of year2023-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2023-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2023-12-31$70,155
Asset. Corporate debt instrument debt (other) at beginning of year2023-12-31$54,843
Contract administrator fees2023-12-31$300
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2023-12-31$1,645,135
Assets. Corporate common stocks other than exployer securities at beginning of year2023-12-31$2,038,739
Liabilities. Value of benefit claims payable at end of year2023-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2023-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2023-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2023-12-31$0
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$1,779,462
Aggregate carrying amount (costs) on sale of assets2023-12-31$1,747,858
Liabilities. Value of acquisition indebtedness at end of year2023-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2023-12-31$0
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31BDO USA, P.C.
Accountancy firm EIN2023-12-31135381590
Unrealized appreciation/depreciation of real estate assets2023-01-01$0
Unrealized appreciation/depreciation of other (non real estate) assets2023-01-01$-25,277
Total unrealized appreciation/depreciation of assets2023-01-01$-25,277
Total transfer of assets to this plan2023-01-01$0
Total transfer of assets from this plan2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$28,982,974
Total loss/gain on sale of assets2023-01-01$31,604
Total of all expenses incurred2023-01-01$8,534,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$8,505,229
Expenses. Certain deemed distributions of participant loans2023-01-01$0
Value of total corrective distributions2023-01-01$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$4,880,657
Value of total assets at end of year2023-01-01$119,711,735
Value of total assets at beginning of year2023-01-01$99,263,021
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$29,031
Total income from rents2023-01-01$0
Total interest from all sources2023-01-01$426,038
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$1,876,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$1,740,617
Assets. Real estate other than employer real property at end of year2023-01-01$0
Assets. Real estate other than employer real property at beginning of year2023-01-01$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2023-01-01$1,453,966
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2023-01-01$1,530,044
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$10,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$2,818,764
Participant contributions at end of year2023-01-01$584,749
Participant contributions at beginning of year2023-01-01$794,886
Participant contributions at end of year2023-01-01$82,222
Participant contributions at beginning of year2023-01-01$73,060
Assets. Other investments not covered elsewhere at end of year2023-01-01$0
Assets. Other investments not covered elsewhere at beginning of year2023-01-01$0
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$290,150
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-01-01$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-01-01$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-01-01$0
Assets. Loans (other than to participants) at end of year2023-01-01$0
Assets. Loans (other than to participants) at beginning of year2023-01-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-01-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-01-01$0
Other income not declared elsewhere2023-01-01$0
Administrative expenses (other) incurred2023-01-01$0
Liabilities. Value of operating payables at end of year2023-01-01$0
Liabilities. Value of operating payables at beginning of year2023-01-01$0
Total non interest bearing cash at end of year2023-01-01$0
Total non interest bearing cash at beginning of year2023-01-01$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Income. Non cash contributions2023-01-01$0
Value of net income/loss2023-01-01$20,448,714
Value of net assets at end of year (total assets less liabilities)2023-01-01$119,711,735
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$99,263,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Assets. partnership/joint venture interests at end of year2023-01-01$0
Assets. partnership/joint venture interests at beginning of year2023-01-01$0
Investment advisory and management fees2023-01-01$8,492
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$106,265,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$87,189,841
Value of interest in pooled separate accounts at end of year2023-01-01$0
Value of interest in pooled separate accounts at beginning of year2023-01-01$0
Interest on participant loans2023-01-01$33,692
Income. Interest from loans (other than to participants)2023-01-01$0
Interest earned on other investments2023-01-01$0
Income. Interest from US Government securities2023-01-01$0
Income. Interest from corporate debt instruments2023-01-01$3,056
Value of interest in master investment trust accounts at end of year2023-01-01$0
Value of interest in master investment trust accounts at beginning of year2023-01-01$0
Value of interest in common/collective trusts at end of year2023-01-01$0
Value of interest in common/collective trusts at beginning of year2023-01-01$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$9,505,925
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$389,290
Assets. Value of investments in 103.12 investment entities at end of year2023-01-01$0
Assets. Value of investments in 103.12 investment entities at beginning of year2023-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-01$0
Expenses. Payments to insurance carriers foe the provision of benefits2023-01-01$0
Asset value of US Government securities at end of year2023-01-01$49,530
Asset value of US Government securities at beginning of year2023-01-01$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$21,793,058
Net investment gain/loss from pooled separate accounts2023-01-01$0
Net investment gain or loss from common/collective trusts2023-01-01$0
Net gain/loss from 103.12 investment entities2023-01-01$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Assets. Invements in employer securities at end of year2023-01-01$0
Assets. Invements in employer securities at beginning of year2023-01-01$0
Assets. Value of employer real property at end of year2023-01-01$0
Assets. Value of employer real property at beginning of year2023-01-01$0
Contributions received in cash from employer2023-01-01$1,771,743
Employer contributions (assets) at end of year2023-01-01$54,160
Employer contributions (assets) at beginning of year2023-01-01$44,635
Income. Dividends from preferred stock2023-01-01$89,752
Income. Dividends from common stock2023-01-01$46,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$8,505,229
Asset. Corporate debt instrument preferred debt at end of year2023-01-01$0
Asset. Corporate debt instrument preferred debt at beginning of year2023-01-01$0
Asset. Corporate debt instrument debt (other) at end of year2023-01-01$70,155
Asset. Corporate debt instrument debt (other) at beginning of year2023-01-01$54,843
Contract administrator fees2023-01-01$300
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-01-01No
Assets. Corporate common stocks other than exployer securities at end of year2023-01-01$1,645,135
Assets. Corporate common stocks other than exployer securities at beginning of year2023-01-01$2,038,739
Liabilities. Value of benefit claims payable at end of year2023-01-01$0
Liabilities. Value of benefit claims payable at beginning of year2023-01-01$0
Assets. Value of buildings and other operty used in plan operation at end of year2023-01-01$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2023-01-01$0
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Aggregate proceeds on sale of assets2023-01-01$1,779,462
Aggregate carrying amount (costs) on sale of assets2023-01-01$1,747,858
Liabilities. Value of acquisition indebtedness at end of year2023-01-01$0
Liabilities. Value of acquisition indebtedness at beginning of year2023-01-01$0
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01BDO USA, P.C.
Accountancy firm EIN2023-01-01135381590
2022 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-241,292
Total unrealized appreciation/depreciation of assets2022-12-31$-241,292
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-21,611,170
Total loss/gain on sale of assets2022-12-31$-25,085
Total of all expenses incurred2022-12-31$6,063,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,045,540
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,174,370
Value of total assets at end of year2022-12-31$99,263,021
Value of total assets at beginning of year2022-12-31$126,937,888
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$18,157
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$144,815
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,326,611
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,184,181
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$1,530,044
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$510,879
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,505,914
Participant contributions at end of year2022-12-31$794,886
Participant contributions at beginning of year2022-12-31$683,926
Participant contributions at end of year2022-12-31$73,060
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,077,492
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$8,902
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$4,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-27,674,867
Value of net assets at end of year (total assets less liabilities)2022-12-31$99,263,021
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$126,937,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$9,255
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$87,189,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$115,689,623
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$33,898
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$835
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$0
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$7,536,973
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$7,233,846
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$7,233,846
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$110,082
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-28,990,589
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$0
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$1,590,964
Employer contributions (assets) at end of year2022-12-31$44,635
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from preferred stock2022-12-31$74,996
Income. Dividends from common stock2022-12-31$67,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,045,540
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$54,843
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$2,038,739
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$2,815,300
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$2,598,451
Aggregate carrying amount (costs) on sale of assets2022-12-31$2,623,536
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, P.C.
Accountancy firm EIN2022-12-31135381590
Unrealized appreciation/depreciation of real estate assets2022-01-01$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-01-01$-241,292
Total unrealized appreciation/depreciation of assets2022-01-01$-241,292
Total transfer of assets to this plan2022-01-01$0
Total transfer of assets from this plan2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-21,611,170
Total loss/gain on sale of assets2022-01-01$-25,085
Total of all expenses incurred2022-01-01$6,063,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$6,045,540
Expenses. Certain deemed distributions of participant loans2022-01-01$0
Value of total corrective distributions2022-01-01$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$5,174,370
Value of total assets at end of year2022-01-01$99,263,021
Value of total assets at beginning of year2022-01-01$126,937,888
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$18,157
Total income from rents2022-01-01$0
Total interest from all sources2022-01-01$144,815
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$2,326,611
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$2,184,181
Assets. Real estate other than employer real property at end of year2022-01-01$0
Assets. Real estate other than employer real property at beginning of year2022-01-01$0
Administrative expenses professional fees incurred2022-01-01$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-01-01$1,530,044
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-01-01$510,879
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$10,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$2,505,914
Participant contributions at end of year2022-01-01$794,886
Participant contributions at beginning of year2022-01-01$683,926
Participant contributions at end of year2022-01-01$73,060
Participant contributions at beginning of year2022-01-01$0
Assets. Other investments not covered elsewhere at end of year2022-01-01$0
Assets. Other investments not covered elsewhere at beginning of year2022-01-01$0
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$1,077,492
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-01-01$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-01-01$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-01-01$0
Assets. Loans (other than to participants) at end of year2022-01-01$0
Assets. Loans (other than to participants) at beginning of year2022-01-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-01-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-01-01$0
Other income not declared elsewhere2022-01-01$0
Administrative expenses (other) incurred2022-01-01$8,902
Liabilities. Value of operating payables at end of year2022-01-01$0
Liabilities. Value of operating payables at beginning of year2022-01-01$0
Total non interest bearing cash at end of year2022-01-01$0
Total non interest bearing cash at beginning of year2022-01-01$4,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Income. Non cash contributions2022-01-01$0
Value of net income/loss2022-01-01$-27,674,867
Value of net assets at end of year (total assets less liabilities)2022-01-01$99,263,021
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$126,937,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Assets. partnership/joint venture interests at end of year2022-01-01$0
Assets. partnership/joint venture interests at beginning of year2022-01-01$0
Investment advisory and management fees2022-01-01$9,255
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$87,189,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$115,689,623
Value of interest in pooled separate accounts at end of year2022-01-01$0
Value of interest in pooled separate accounts at beginning of year2022-01-01$0
Interest on participant loans2022-01-01$33,898
Income. Interest from loans (other than to participants)2022-01-01$0
Interest earned on other investments2022-01-01$0
Income. Interest from US Government securities2022-01-01$0
Income. Interest from corporate debt instruments2022-01-01$835
Value of interest in master investment trust accounts at end of year2022-01-01$0
Value of interest in master investment trust accounts at beginning of year2022-01-01$0
Value of interest in common/collective trusts at end of year2022-01-01$0
Value of interest in common/collective trusts at beginning of year2022-01-01$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$7,536,973
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$110,082
Assets. Value of investments in 103.12 investment entities at end of year2022-01-01$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-01-01$0
Asset value of US Government securities at end of year2022-01-01$0
Asset value of US Government securities at beginning of year2022-01-01$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-28,990,589
Net investment gain/loss from pooled separate accounts2022-01-01$0
Net investment gain or loss from common/collective trusts2022-01-01$0
Net gain/loss from 103.12 investment entities2022-01-01$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Assets. Invements in employer securities at end of year2022-01-01$0
Assets. Invements in employer securities at beginning of year2022-01-01$0
Assets. Value of employer real property at end of year2022-01-01$0
Assets. Value of employer real property at beginning of year2022-01-01$0
Contributions received in cash from employer2022-01-01$1,590,964
Employer contributions (assets) at end of year2022-01-01$44,635
Employer contributions (assets) at beginning of year2022-01-01$0
Income. Dividends from preferred stock2022-01-01$74,996
Income. Dividends from common stock2022-01-01$67,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$6,045,540
Asset. Corporate debt instrument preferred debt at end of year2022-01-01$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-01-01$0
Asset. Corporate debt instrument debt (other) at end of year2022-01-01$54,843
Asset. Corporate debt instrument debt (other) at beginning of year2022-01-01$0
Contract administrator fees2022-01-01$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-01-01No
Assets. Corporate common stocks other than exployer securities at end of year2022-01-01$2,038,739
Assets. Corporate common stocks other than exployer securities at beginning of year2022-01-01$2,815,300
Liabilities. Value of benefit claims payable at end of year2022-01-01$0
Liabilities. Value of benefit claims payable at beginning of year2022-01-01$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-01-01$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-01-01$0
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Aggregate proceeds on sale of assets2022-01-01$2,598,451
Aggregate carrying amount (costs) on sale of assets2022-01-01$2,623,536
Liabilities. Value of acquisition indebtedness at end of year2022-01-01$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-01-01$0
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01BDO USA, P.C.
Accountancy firm EIN2022-01-01135381590
2021 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$270,160
Total unrealized appreciation/depreciation of assets2021-12-31$270,160
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$23,637,061
Total loss/gain on sale of assets2021-12-31$42,354
Total of all expenses incurred2021-12-31$13,240,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$13,234,660
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,302,955
Value of total assets at end of year2021-12-31$126,937,888
Value of total assets at beginning of year2021-12-31$116,541,054
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,567
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$97,040
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$7,484,815
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$7,373,389
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$510,879
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,457,100
Participant contributions at end of year2021-12-31$683,926
Participant contributions at beginning of year2021-12-31$700,333
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$72,006
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$4,411,814
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$284,709
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$0
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$4,314
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$10,396,834
Value of net assets at end of year (total assets less liabilities)2021-12-31$126,937,888
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$116,541,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$5,567
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$115,689,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$111,314,231
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$37,379
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$58,796
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$7,233,846
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$865
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$11,439,737
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$0
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$1,561,146
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$42,670
Income. Dividends from preferred stock2021-12-31$31,650
Income. Dividends from common stock2021-12-31$79,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$13,234,660
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$2,815,300
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$2,756,562
Aggregate carrying amount (costs) on sale of assets2021-12-31$2,714,208
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$27,750,419
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,015,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,008,411
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,982,022
Value of total assets at end of year2020-12-31$116,541,054
Value of total assets at beginning of year2020-12-31$93,806,031
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$6,985
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$40,852
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$5,005,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,005,492
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,410,111
Participant contributions at end of year2020-12-31$700,333
Participant contributions at beginning of year2020-12-31$898,727
Participant contributions at end of year2020-12-31$72,006
Participant contributions at beginning of year2020-12-31$65,196
Assets. Other investments not covered elsewhere at end of year2020-12-31$4,411,814
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$3,994,393
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$71,415
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$59,026
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$22,735,023
Value of net assets at end of year (total assets less liabilities)2020-12-31$116,541,054
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$93,806,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$6,985
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$111,314,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$88,809,369
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$40,852
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$18,663,027
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$0
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Assets. Value of employer real property at end of year2020-12-31$0
Assets. Value of employer real property at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$1,500,496
Employer contributions (assets) at end of year2020-12-31$42,670
Employer contributions (assets) at beginning of year2020-12-31$38,346
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,008,411
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Contract administrator fees2020-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-9
Total unrealized appreciation/depreciation of assets2019-12-31$-9
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$23,038,293
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,968,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,956,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,877,084
Value of total assets at end of year2019-12-31$93,806,031
Value of total assets at beginning of year2019-12-31$76,735,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$11,346
Total interest from all sources2019-12-31$47,259
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,445,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,445,264
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,283,965
Participant contributions at end of year2019-12-31$898,727
Participant contributions at beginning of year2019-12-31$985,423
Participant contributions at end of year2019-12-31$65,196
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,994,393
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,028,227
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$175,668
Other income not declared elsewhere2019-12-31$764,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$17,070,132
Value of net assets at end of year (total assets less liabilities)2019-12-31$93,806,031
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$76,735,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$11,346
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$88,809,369
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$72,722,249
Interest on participant loans2019-12-31$47,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,904,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,417,451
Employer contributions (assets) at end of year2019-12-31$38,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,956,815
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
2018 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,800,301
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$13,074,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$13,064,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,259,902
Value of total assets at end of year2018-12-31$76,735,899
Value of total assets at beginning of year2018-12-31$88,009,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$9,839
Total interest from all sources2018-12-31$42,093
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,752,899
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,752,899
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,241,074
Participant contributions at end of year2018-12-31$985,423
Participant contributions at beginning of year2018-12-31$828,811
Participant contributions at beginning of year2018-12-31$71,027
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,028,227
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$2,966,042
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$658,608
Other income not declared elsewhere2018-12-31$-7,633
Administrative expenses (other) incurred2018-12-31$9,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-11,273,823
Value of net assets at end of year (total assets less liabilities)2018-12-31$76,735,899
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$88,009,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$72,722,249
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$84,106,226
Income. Interest from loans (other than to participants)2018-12-31$42,093
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,246,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,360,220
Employer contributions (assets) at beginning of year2018-12-31$37,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$13,064,285
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$20,126,728
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$8,777,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$8,772,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,501,200
Value of total assets at end of year2017-12-31$88,009,722
Value of total assets at beginning of year2017-12-31$76,660,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,197
Total interest from all sources2017-12-31$35,834
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,959,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,959,091
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,446,968
Participant contributions at end of year2017-12-31$828,811
Participant contributions at beginning of year2017-12-31$823,477
Participant contributions at end of year2017-12-31$71,027
Participant contributions at beginning of year2017-12-31$79,626
Assets. Other investments not covered elsewhere at end of year2017-12-31$2,966,042
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,250,042
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$521,783
Other income not declared elsewhere2017-12-31$338,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,348,743
Value of net assets at end of year (total assets less liabilities)2017-12-31$88,009,722
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$76,660,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$5,197
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$84,106,226
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$73,458,935
Interest on participant loans2017-12-31$35,834
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,291,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,532,449
Employer contributions (assets) at end of year2017-12-31$37,616
Employer contributions (assets) at beginning of year2017-12-31$48,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$8,772,788
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,685,669
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,708,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,705,135
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,126,716
Value of total assets at end of year2016-12-31$76,660,979
Value of total assets at beginning of year2016-12-31$74,684,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,744
Total interest from all sources2016-12-31$37,080
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,047,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,047,004
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$134,683
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,405,824
Participant contributions at end of year2016-12-31$823,477
Participant contributions at beginning of year2016-12-31$920,241
Participant contributions at end of year2016-12-31$79,626
Participant contributions at beginning of year2016-12-31$80,997
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,250,042
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$188,261
Other income not declared elsewhere2016-12-31$73,980
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,976,790
Value of net assets at end of year (total assets less liabilities)2016-12-31$76,660,979
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$74,684,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$3,744
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$73,458,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$64,616,846
Interest on participant loans2016-12-31$37,080
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$7,574,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$7,574,244
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,400,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,532,631
Employer contributions (assets) at end of year2016-12-31$48,899
Employer contributions (assets) at beginning of year2016-12-31$44,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,705,135
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$1,312,255
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-196,039
Total unrealized appreciation/depreciation of assets2015-12-31$-196,039
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,442,891
Total loss/gain on sale of assets2015-12-31$16,219
Total of all expenses incurred2015-12-31$5,377,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,376,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,184,817
Value of total assets at end of year2015-12-31$74,684,189
Value of total assets at beginning of year2015-12-31$74,618,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$330
Total interest from all sources2015-12-31$41,643
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,960,292
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,894,929
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$134,683
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$155,777
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,500,194
Participant contributions at end of year2015-12-31$920,241
Participant contributions at beginning of year2015-12-31$1,029,634
Participant contributions at end of year2015-12-31$80,997
Participant contributions at beginning of year2015-12-31$72,455
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$97,782
Other income not declared elsewhere2015-12-31$73,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$65,647
Value of net assets at end of year (total assets less liabilities)2015-12-31$74,684,189
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$74,618,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$330
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$64,616,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$65,071,770
Interest on participant loans2015-12-31$40,555
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$7,574,244
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$6,946,166
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$6,946,166
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,088
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,637,591
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,586,841
Employer contributions (assets) at end of year2015-12-31$44,923
Employer contributions (assets) at beginning of year2015-12-31$45,568
Income. Dividends from preferred stock2015-12-31$10,547
Income. Dividends from common stock2015-12-31$54,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,376,914
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,312,255
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,297,172
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$852,708
Aggregate carrying amount (costs) on sale of assets2015-12-31$836,489
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$122,663
Total unrealized appreciation/depreciation of assets2014-12-31$122,663
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$9,734,781
Total loss/gain on sale of assets2014-12-31$20,110
Total of all expenses incurred2014-12-31$4,191,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,191,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,384,773
Value of total assets at end of year2014-12-31$74,618,542
Value of total assets at beginning of year2014-12-31$69,075,290
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$38,572
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,588,687
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,542,986
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$155,777
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$181,318
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,420,494
Participant contributions at end of year2014-12-31$1,029,634
Participant contributions at beginning of year2014-12-31$802,939
Participant contributions at end of year2014-12-31$72,455
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$374,282
Other income not declared elsewhere2014-12-31$54,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,543,252
Value of net assets at end of year (total assets less liabilities)2014-12-31$74,618,542
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$69,075,290
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$65,071,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$61,151,423
Interest on participant loans2014-12-31$37,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$6,946,166
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$6,244,483
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$6,244,483
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$681
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$524,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,589,997
Employer contributions (assets) at end of year2014-12-31$45,568
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$10,934
Income. Dividends from common stock2014-12-31$34,767
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,191,529
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,297,172
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$695,127
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$476,162
Aggregate carrying amount (costs) on sale of assets2014-12-31$456,052
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$8,203
Total unrealized appreciation/depreciation of assets2013-12-31$8,203
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$16,007,275
Total loss/gain on sale of assets2013-12-31$357
Total of all expenses incurred2013-12-31$3,937,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,937,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,860,686
Value of total assets at end of year2013-12-31$69,075,290
Value of total assets at beginning of year2013-12-31$57,005,569
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$36,042
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,118,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,107,117
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$181,318
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,287,067
Participant contributions at end of year2013-12-31$802,939
Participant contributions at beginning of year2013-12-31$924,337
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$85,147
Other income not declared elsewhere2013-12-31$35,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$12,069,721
Value of net assets at end of year (total assets less liabilities)2013-12-31$69,075,290
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$57,005,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$61,151,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$49,775,898
Interest on participant loans2013-12-31$35,331
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$6,244,483
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$6,305,334
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$6,305,334
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$711
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,947,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,488,472
Income. Dividends from preferred stock2013-12-31$3,526
Income. Dividends from common stock2013-12-31$7,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,937,554
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$695,127
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$32,230
Aggregate carrying amount (costs) on sale of assets2013-12-31$31,873
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BDO USA, LLP
Accountancy firm EIN2013-12-31135381590
2012 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$9,979,514
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,318,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,317,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,792,514
Value of total assets at end of year2012-12-31$57,005,569
Value of total assets at beginning of year2012-12-31$50,344,935
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,794
Total interest from all sources2012-12-31$38,244
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,158,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,158,475
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,233,626
Participant contributions at end of year2012-12-31$924,337
Participant contributions at beginning of year2012-12-31$766,063
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$57,245
Administrative expenses (other) incurred2012-12-31$1,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,660,634
Value of net assets at end of year (total assets less liabilities)2012-12-31$57,005,569
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$50,344,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$49,775,898
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$49,578,872
Interest on participant loans2012-12-31$37,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$6,305,334
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$644
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,990,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,501,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,317,086
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BDO USA, LLP
Accountancy firm EIN2012-12-31135381590
2011 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,833,829
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,433,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,431,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,653,232
Value of total assets at end of year2011-12-31$50,344,935
Value of total assets at beginning of year2011-12-31$50,944,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,570
Total interest from all sources2011-12-31$38,278
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,058,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,058,811
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,203,994
Participant contributions at end of year2011-12-31$766,063
Participant contributions at beginning of year2011-12-31$848,762
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$4,416
Administrative expenses (other) incurred2011-12-31$1,570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-599,693
Value of net assets at end of year (total assets less liabilities)2011-12-31$50,344,935
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$50,944,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$49,578,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$50,095,866
Interest on participant loans2011-12-31$37,598
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$680
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,916,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,444,822
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,431,952
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BDO USA, LLP
Accountancy firm EIN2011-12-31135381590
2010 : THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$9,575,025
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,139,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,139,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,768,863
Value of total assets at end of year2010-12-31$50,944,628
Value of total assets at beginning of year2010-12-31$44,509,146
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$43,760
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$580,618
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$580,618
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,251,415
Participant contributions at end of year2010-12-31$848,762
Participant contributions at beginning of year2010-12-31$754,527
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$32,933
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$2,093
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,435,482
Value of net assets at end of year (total assets less liabilities)2010-12-31$50,944,628
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$44,509,146
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$50,095,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$43,754,619
Interest on participant loans2010-12-31$42,400
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,181,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,484,515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,137,450
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31BDO USA, LLP
Accountancy firm EIN2010-12-31135381590

Form 5500 Responses for THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN

2023: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3