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Plan Name | THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | TOWER RESEARCH CAPITAL, LLC |
Employer identification number (EIN): | 133994895 |
NAIC Classification: | 523900 |
Additional information about TOWER RESEARCH CAPITAL, LLC
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1998-02-26 |
Company Identification Number: | 2232980 |
Legal Registered Office Address: |
28 LIBERTY ST. New York NEW YORK United States of America (USA) 10005 |
More information about TOWER RESEARCH CAPITAL, LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | RAVEN PARKS | |||
001 | 2016-01-01 | RAVEN PARKS | |||
001 | 2015-01-01 | RICHARD COLPRON | RICHARD COLPRON | 2016-10-13 | |
001 | 2014-01-01 | RICHARD COLPRON | RICHARD COLPRON | 2015-10-14 | |
001 | 2013-01-01 | RICHARD COLPRON | RICHARD COLPRON | 2014-10-15 | |
001 | 2011-01-01 | RICHARD COLPRON | RICHARD COLPRON | 2012-10-11 | |
001 | 2010-01-01 | RICHARD COLPRON | RICHARD COLPRON | 2011-10-12 | |
001 | 2009-01-01 | RICHARD COLPRON | RICHARD COLPRON | 2010-10-14 |
Measure | Date | Value |
---|---|---|
2022: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 730 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 436 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 315 |
Total of all active and inactive participants | 2022-01-01 | 751 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 751 |
Number of participants with account balances | 2022-01-01 | 705 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 7 |
2021: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 691 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 421 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 294 |
Total of all active and inactive participants | 2021-01-01 | 715 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 715 |
Number of participants with account balances | 2021-01-01 | 669 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 9 |
2020: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 700 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 404 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 283 |
Total of all active and inactive participants | 2020-01-01 | 687 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 1 |
Total participants | 2020-01-01 | 688 |
Number of participants with account balances | 2020-01-01 | 648 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 12 |
2019: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 664 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 423 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 276 |
Total of all active and inactive participants | 2019-01-01 | 699 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 699 |
Number of participants with account balances | 2019-01-01 | 645 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 23 |
2018: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 611 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 426 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 230 |
Total of all active and inactive participants | 2018-01-01 | 656 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 656 |
Number of participants with account balances | 2018-01-01 | 594 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 11 |
2017: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 576 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 397 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 203 |
Total of all active and inactive participants | 2017-01-01 | 600 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 600 |
Number of participants with account balances | 2017-01-01 | 538 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 15 |
2016: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 521 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 429 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 176 |
Total of all active and inactive participants | 2016-01-01 | 605 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 605 |
Number of participants with account balances | 2016-01-01 | 508 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 10 |
2015: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 401 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 317 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 68 |
Total of all active and inactive participants | 2015-01-01 | 385 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 385 |
Number of participants with account balances | 2015-01-01 | 439 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 422 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 292 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 106 |
Total of all active and inactive participants | 2014-01-01 | 398 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 398 |
Number of participants with account balances | 2014-01-01 | 396 |
2013: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 515 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 313 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 109 |
Total of all active and inactive participants | 2013-01-01 | 422 |
Total participants | 2013-01-01 | 422 |
Number of participants with account balances | 2013-01-01 | 407 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 6 |
2011: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 471 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 334 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 179 |
Total of all active and inactive participants | 2011-01-01 | 513 |
Total participants | 2011-01-01 | 513 |
Number of participants with account balances | 2011-01-01 | 362 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 17 |
2010: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 455 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 339 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 108 |
Total of all active and inactive participants | 2010-01-01 | 447 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 447 |
Number of participants with account balances | 2010-01-01 | 364 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 11 |
2009: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 334 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 405 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 47 |
Total of all active and inactive participants | 2009-01-01 | 452 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 452 |
Number of participants with account balances | 2009-01-01 | 293 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 11 |
Measure | Date | Value |
---|---|---|
2022 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $0 |
Total transfer of assets from this plan | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-5,371,430 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $5,965,992 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $5,930,563 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $996 |
Value of total corrective distributions | 2022-12-31 | $14,549 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $14,071,383 |
Value of total assets at end of year | 2022-12-31 | $105,905,800 |
Value of total assets at beginning of year | 2022-12-31 | $117,243,222 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $19,884 |
Total interest from all sources | 2022-12-31 | $9,497 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $3,196,954 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $3,196,954 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $10,602,138 |
Participant contributions at end of year | 2022-12-31 | $286,349 |
Participant contributions at beginning of year | 2022-12-31 | $228,054 |
Participant contributions at end of year | 2022-12-31 | $131,441 |
Participant contributions at beginning of year | 2022-12-31 | $3,375 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $1,491,101 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $2,537,070 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $555,789 |
Other income not declared elsewhere | 2022-12-31 | $388,851 |
Administrative expenses (other) incurred | 2022-12-31 | $19,884 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-11,337,422 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $105,905,800 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $117,243,222 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $101,083,452 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $111,939,549 |
Interest on participant loans | 2022-12-31 | $9,497 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-23,038,115 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $2,913,456 |
Employer contributions (assets) at end of year | 2022-12-31 | $2,913,457 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $2,535,174 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $5,930,563 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CLIFTON LARSON ALLEN |
Accountancy firm EIN | 2022-12-31 | 410746749 |
2021 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $31,229,076 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $8,667,656 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $8,379,126 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $947 |
Value of total corrective distributions | 2021-12-31 | $282,658 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $12,553,156 |
Value of total assets at end of year | 2021-12-31 | $117,243,222 |
Value of total assets at beginning of year | 2021-12-31 | $94,681,802 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $4,925 |
Total interest from all sources | 2021-12-31 | $15,103 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,628,823 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,628,823 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $9,334,451 |
Participant contributions at end of year | 2021-12-31 | $228,054 |
Participant contributions at beginning of year | 2021-12-31 | $295,023 |
Participant contributions at end of year | 2021-12-31 | $3,375 |
Participant contributions at beginning of year | 2021-12-31 | $152,194 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $2,537,070 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $2,162,100 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $683,528 |
Other income not declared elsewhere | 2021-12-31 | $1,794,752 |
Administrative expenses (other) incurred | 2021-12-31 | $4,925 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $22,561,420 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $117,243,222 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $94,681,802 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $111,939,549 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $89,768,584 |
Interest on participant loans | 2021-12-31 | $15,103 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $14,237,242 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $2,535,177 |
Employer contributions (assets) at end of year | 2021-12-31 | $2,535,174 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $2,303,901 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $8,379,126 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CLIFTON LARSON ALLEN |
Accountancy firm EIN | 2021-12-31 | 410746749 |
2020 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $23,365,501 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $7,080,649 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $6,793,268 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $901 |
Value of total corrective distributions | 2020-12-31 | $281,905 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $10,816,850 |
Value of total assets at end of year | 2020-12-31 | $94,681,802 |
Value of total assets at beginning of year | 2020-12-31 | $78,396,950 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $4,575 |
Total interest from all sources | 2020-12-31 | $16,111 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,755,252 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,755,252 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $8,230,405 |
Participant contributions at end of year | 2020-12-31 | $295,023 |
Participant contributions at beginning of year | 2020-12-31 | $355,644 |
Participant contributions at end of year | 2020-12-31 | $152,194 |
Participant contributions at beginning of year | 2020-12-31 | $113,491 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $2,162,100 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $951,103 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $282,544 |
Other income not declared elsewhere | 2020-12-31 | $1,734,584 |
Administrative expenses (other) incurred | 2020-12-31 | $4,575 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $16,284,852 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $94,681,802 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $78,396,950 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $89,768,584 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $74,673,087 |
Interest on participant loans | 2020-12-31 | $16,111 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $9,042,704 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $2,303,901 |
Employer contributions (assets) at end of year | 2020-12-31 | $2,303,901 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $2,303,625 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $6,793,268 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | CLIFTON LARSON ALLEN |
Accountancy firm EIN | 2020-12-31 | 410746749 |
2019 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $27,116,910 |
Total income from all sources (including contributions) | 2019-12-31 | $27,116,910 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $6,923,366 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $6,702,265 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $6,702,265 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $852 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $852 |
Value of total corrective distributions | 2019-12-31 | $214,999 |
Value of total corrective distributions | 2019-12-31 | $214,999 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $12,130,846 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $12,130,846 |
Value of total assets at end of year | 2019-12-31 | $78,396,950 |
Value of total assets at end of year | 2019-12-31 | $78,396,950 |
Value of total assets at beginning of year | 2019-12-31 | $58,203,406 |
Value of total assets at beginning of year | 2019-12-31 | $58,203,406 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $5,250 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $5,250 |
Total interest from all sources | 2019-12-31 | $23,053 |
Total interest from all sources | 2019-12-31 | $23,053 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,783,711 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,783,711 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,783,711 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,783,711 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $8,787,867 |
Contributions received from participants | 2019-12-31 | $8,787,867 |
Participant contributions at end of year | 2019-12-31 | $355,644 |
Participant contributions at end of year | 2019-12-31 | $355,644 |
Participant contributions at beginning of year | 2019-12-31 | $430,912 |
Participant contributions at beginning of year | 2019-12-31 | $430,912 |
Participant contributions at end of year | 2019-12-31 | $113,491 |
Participant contributions at end of year | 2019-12-31 | $113,491 |
Participant contributions at beginning of year | 2019-12-31 | $126,891 |
Participant contributions at beginning of year | 2019-12-31 | $126,891 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $951,103 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $951,103 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $807,852 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $807,852 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,039,355 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,039,355 |
Other income not declared elsewhere | 2019-12-31 | $1,021,618 |
Other income not declared elsewhere | 2019-12-31 | $1,021,618 |
Administrative expenses (other) incurred | 2019-12-31 | $5,250 |
Administrative expenses (other) incurred | 2019-12-31 | $5,250 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $20,193,544 |
Value of net income/loss | 2019-12-31 | $20,193,544 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $78,396,950 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $78,396,950 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $58,203,406 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $58,203,406 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $74,673,087 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $74,673,087 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $54,701,806 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $54,701,806 |
Interest on participant loans | 2019-12-31 | $23,053 |
Interest on participant loans | 2019-12-31 | $23,053 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $12,157,682 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $12,157,682 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $2,303,624 |
Contributions received in cash from employer | 2019-12-31 | $2,303,624 |
Employer contributions (assets) at end of year | 2019-12-31 | $2,303,625 |
Employer contributions (assets) at end of year | 2019-12-31 | $2,303,625 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $2,135,945 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $2,135,945 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $6,702,265 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $6,702,265 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | CLIFTON LARSON ALLEN |
Accountancy firm name | 2019-12-31 | CLIFTON LARSON ALLEN |
Accountancy firm EIN | 2019-12-31 | 410746749 |
Accountancy firm EIN | 2019-12-31 | 410746749 |
2018 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $6,967,677 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $3,468,316 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,446,264 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $10,294 |
Value of total corrective distributions | 2018-12-31 | $7,058 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $10,518,300 |
Value of total assets at end of year | 2018-12-31 | $58,203,406 |
Value of total assets at beginning of year | 2018-12-31 | $54,704,045 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $4,700 |
Total interest from all sources | 2018-12-31 | $17,673 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,482,427 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,482,427 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $7,083,303 |
Participant contributions at end of year | 2018-12-31 | $430,912 |
Participant contributions at beginning of year | 2018-12-31 | $416,783 |
Participant contributions at end of year | 2018-12-31 | $126,891 |
Participant contributions at beginning of year | 2018-12-31 | $162,157 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $807,852 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $726,709 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,299,052 |
Other income not declared elsewhere | 2018-12-31 | $641,344 |
Administrative expenses (other) incurred | 2018-12-31 | $4,700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $3,499,361 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $58,203,406 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $54,704,045 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $54,701,806 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $51,478,209 |
Interest on participant loans | 2018-12-31 | $17,673 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-5,692,067 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $2,135,945 |
Employer contributions (assets) at end of year | 2018-12-31 | $2,135,945 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $1,920,187 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,446,264 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | CLIFTON LARSON ALLEN |
Accountancy firm EIN | 2018-12-31 | 410746749 |
2017 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $0 |
Total transfer of assets from this plan | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $17,661,426 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $6,345,736 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $6,328,556 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $403 |
Value of total corrective distributions | 2017-12-31 | $12,027 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $9,414,025 |
Value of total assets at end of year | 2017-12-31 | $54,704,045 |
Value of total assets at beginning of year | 2017-12-31 | $43,388,355 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $4,750 |
Total interest from all sources | 2017-12-31 | $16,321 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,106,466 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,106,466 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $6,070,239 |
Participant contributions at end of year | 2017-12-31 | $416,783 |
Participant contributions at beginning of year | 2017-12-31 | $394,897 |
Participant contributions at end of year | 2017-12-31 | $162,157 |
Participant contributions at beginning of year | 2017-12-31 | $204,016 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $726,709 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $911,040 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,423,599 |
Other income not declared elsewhere | 2017-12-31 | $512,456 |
Administrative expenses (other) incurred | 2017-12-31 | $4,750 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $11,315,690 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $54,704,045 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $43,388,355 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $51,478,209 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $40,096,762 |
Interest on participant loans | 2017-12-31 | $16,321 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $6,612,158 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,920,187 |
Employer contributions (assets) at end of year | 2017-12-31 | $1,920,187 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $1,781,640 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $6,328,556 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | CLIFTON LARSON ALLEN |
Accountancy firm EIN | 2017-12-31 | 410746749 |
2016 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $11,714,273 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,701,188 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,660,392 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $5,063 |
Value of total corrective distributions | 2016-12-31 | $18,522 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $8,128,801 |
Value of total assets at end of year | 2016-12-31 | $43,388,355 |
Value of total assets at beginning of year | 2016-12-31 | $34,375,270 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $17,211 |
Total interest from all sources | 2016-12-31 | $9,686 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,025,642 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,025,642 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $5,104,001 |
Participant contributions at end of year | 2016-12-31 | $394,897 |
Participant contributions at beginning of year | 2016-12-31 | $174,857 |
Participant contributions at end of year | 2016-12-31 | $204,016 |
Participant contributions at beginning of year | 2016-12-31 | $338,268 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $911,040 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $808,699 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,243,160 |
Other income not declared elsewhere | 2016-12-31 | $7,014 |
Administrative expenses (other) incurred | 2016-12-31 | $17,211 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $9,013,085 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $43,388,355 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $34,375,270 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $40,096,762 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $29,978,987 |
Interest on participant loans | 2016-12-31 | $9,686 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $1,726,187 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $1,726,187 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,543,130 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,781,640 |
Employer contributions (assets) at end of year | 2016-12-31 | $1,781,640 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $1,348,272 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,660,392 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | CLIFTON LARSON ALLEN |
Accountancy firm EIN | 2016-12-31 | 410746749 |
2015 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2015 401k financial data | ||
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $9,875 |
Total income from all sources (including contributions) | 2015-12-31 | $5,995,888 |
Total of all expenses incurred | 2015-12-31 | $3,431,120 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,414,872 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $6,756,377 |
Value of total assets at end of year | 2015-12-31 | $34,375,270 |
Value of total assets at beginning of year | 2015-12-31 | $31,820,377 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $16,248 |
Total interest from all sources | 2015-12-31 | $8,308 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $931,258 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $931,258 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $4,667,675 |
Participant contributions at end of year | 2015-12-31 | $174,857 |
Participant contributions at beginning of year | 2015-12-31 | $130,195 |
Participant contributions at end of year | 2015-12-31 | $338,268 |
Participant contributions at beginning of year | 2015-12-31 | $534,211 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $808,699 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $740,429 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $9,875 |
Other income not declared elsewhere | 2015-12-31 | $2,544 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,564,768 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $34,375,270 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $31,810,502 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $29,978,987 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $28,524,411 |
Income. Interest from loans (other than to participants) | 2015-12-31 | $7,525 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $1,726,187 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $1,312,437 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $1,312,437 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $783 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,702,599 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,348,273 |
Employer contributions (assets) at end of year | 2015-12-31 | $1,348,272 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $1,319,123 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,414,872 |
Contract administrator fees | 2015-12-31 | $16,248 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | CLIFTONLARSONALLEN, LLP |
Accountancy firm EIN | 2015-12-31 | 410746749 |
2014 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2014 401k financial data | ||
Total transfer of assets from this plan | 2014-12-31 | $1,070,484 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $9,875 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $35 |
Total income from all sources (including contributions) | 2014-12-31 | $8,168,653 |
Total of all expenses incurred | 2014-12-31 | $2,060,682 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,041,763 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $6,267,577 |
Value of total assets at end of year | 2014-12-31 | $31,820,377 |
Value of total assets at beginning of year | 2014-12-31 | $26,773,050 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $18,919 |
Total interest from all sources | 2014-12-31 | $6,028 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $734,116 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $734,116 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $2,200,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $4,488,674 |
Participant contributions at end of year | 2014-12-31 | $130,195 |
Participant contributions at beginning of year | 2014-12-31 | $137,410 |
Participant contributions at end of year | 2014-12-31 | $534,211 |
Participant contributions at beginning of year | 2014-12-31 | $432,501 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $459,779 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $9,875 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $35 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $6,107,971 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $31,810,502 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $26,773,015 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $28,524,411 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $23,818,435 |
Interest on participant loans | 2014-12-31 | $5,900 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $1,312,437 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,063,344 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,063,344 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $128 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,160,932 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,319,124 |
Employer contributions (assets) at end of year | 2014-12-31 | $1,319,123 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $1,321,360 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,041,763 |
Contract administrator fees | 2014-12-31 | $18,919 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MCGLADREY, LLP |
Accountancy firm EIN | 2014-12-31 | 420714325 |
2013 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2013 401k financial data | ||
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $35 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $55,960 |
Total income from all sources (including contributions) | 2013-12-31 | $9,231,807 |
Total of all expenses incurred | 2013-12-31 | $2,164,471 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,148,911 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $5,910,227 |
Value of total assets at end of year | 2013-12-31 | $26,773,050 |
Value of total assets at beginning of year | 2013-12-31 | $19,761,639 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $15,560 |
Total interest from all sources | 2013-12-31 | $4,801 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $573,566 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $573,566 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $2,200,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $4,240,215 |
Participant contributions at end of year | 2013-12-31 | $137,410 |
Participant contributions at beginning of year | 2013-12-31 | $83,663 |
Participant contributions at end of year | 2013-12-31 | $432,501 |
Participant contributions at beginning of year | 2013-12-31 | $346,321 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $348,652 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $35 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $32 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $7,067,336 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $26,773,015 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $19,705,679 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $23,818,435 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $17,409,649 |
Interest on participant loans | 2013-12-31 | $4,801 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,063,344 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $828,759 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $828,759 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,743,213 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,321,360 |
Employer contributions (assets) at end of year | 2013-12-31 | $1,321,360 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $1,093,247 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,148,911 |
Contract administrator fees | 2013-12-31 | $15,560 |
Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $55,928 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MCGLADREY & PULLEN, LLP |
Accountancy firm EIN | 2013-12-31 | 420714325 |
2012 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2012 401k financial data | ||
Total transfer of assets from this plan | 2012-12-31 | $1,303,164 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $55,960 |
Total income from all sources (including contributions) | 2012-12-31 | $7,132,748 |
Total of all expenses incurred | 2012-12-31 | $2,304,708 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,225,716 |
Value of total corrective distributions | 2012-12-31 | $60,570 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,971,668 |
Value of total assets at end of year | 2012-12-31 | $19,761,639 |
Value of total assets at beginning of year | 2012-12-31 | $16,180,803 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $18,422 |
Total interest from all sources | 2012-12-31 | $2,281 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $487,571 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $487,571 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,200,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $3,715,582 |
Participant contributions at end of year | 2012-12-31 | $83,663 |
Participant contributions at beginning of year | 2012-12-31 | $100,913 |
Participant contributions at end of year | 2012-12-31 | $346,321 |
Participant contributions at beginning of year | 2012-12-31 | $203,549 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $162,839 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $32 |
Other income not declared elsewhere | 2012-12-31 | $23,256 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $4,828,040 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $19,705,679 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $16,180,803 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $221 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $17,409,649 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $13,987,619 |
Interest on participant loans | 2012-12-31 | $2,281 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $828,759 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $968,519 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $968,519 |
Net gain/loss from 103.12 investment entities | 2012-12-31 | $1,647,972 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,093,247 |
Employer contributions (assets) at end of year | 2012-12-31 | $1,093,247 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $920,203 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,225,716 |
Contract administrator fees | 2012-12-31 | $18,201 |
Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $55,928 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MCGLADREY & PULLEN, LLP |
Accountancy firm EIN | 2012-12-31 | 420714325 |
2011 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2011 401k financial data | ||
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $4,361,895 |
Total of all expenses incurred | 2011-12-31 | $2,790,458 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,775,336 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $5,021,040 |
Value of total assets at end of year | 2011-12-31 | $16,180,803 |
Value of total assets at beginning of year | 2011-12-31 | $14,609,366 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $15,122 |
Total interest from all sources | 2011-12-31 | $4,012 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $497,172 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $497,172 |
Administrative expenses professional fees incurred | 2011-12-31 | $13,725 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,200,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $896,083 |
Participant contributions at end of year | 2011-12-31 | $100,913 |
Participant contributions at beginning of year | 2011-12-31 | $53,849 |
Participant contributions at end of year | 2011-12-31 | $203,549 |
Participant contributions at beginning of year | 2011-12-31 | $268,789 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $274,722 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,571,437 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $16,180,803 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $14,609,366 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $1,397 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $13,987,619 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $12,634,554 |
Interest on participant loans | 2011-12-31 | $4,008 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $968,519 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $727,859 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $727,859 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $4 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,160,329 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $3,850,235 |
Employer contributions (assets) at end of year | 2011-12-31 | $920,203 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $924,315 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,775,336 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MCGLADREY & PULLEN, LLP |
Accountancy firm EIN | 2011-12-31 | 420714325 |
2010 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $792 |
Total income from all sources (including contributions) | 2010-12-31 | $6,889,660 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $929,731 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $911,995 |
Value of total corrective distributions | 2010-12-31 | $10,320 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $5,208,184 |
Value of total assets at end of year | 2010-12-31 | $14,609,366 |
Value of total assets at beginning of year | 2010-12-31 | $8,650,229 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,416 |
Total interest from all sources | 2010-12-31 | $2,539 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $290,431 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $290,431 |
Administrative expenses professional fees incurred | 2010-12-31 | $7,416 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $800,000 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $4,052,475 |
Participant contributions at end of year | 2010-12-31 | $53,849 |
Participant contributions at beginning of year | 2010-12-31 | $12,569 |
Participant contributions at end of year | 2010-12-31 | $268,789 |
Participant contributions at beginning of year | 2010-12-31 | $67,712 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $231,394 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $792 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $5,959,929 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $14,609,366 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $8,649,437 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $12,634,554 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $7,194,056 |
Interest on participant loans | 2010-12-31 | $2,055 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $727,859 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $692,683 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $692,683 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $484 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,388,506 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $924,315 |
Employer contributions (assets) at end of year | 2010-12-31 | $924,315 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $683,209 |
Income. Dividends from preferred stock | 2010-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $911,995 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MCGLADREY & PULLEN, LLP |
Accountancy firm EIN | 2010-12-31 | 420714325 |
2022: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Mulitple employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Mulitple employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Mulitple employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2011: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Mulitple employer plan |
2011-01-01 | Submission has been amended | Yes |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Mulitple employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Mulitple employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |