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THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 401k Plan overview

Plan NameTHE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN
Plan identification number 001

THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TOWER RESEARCH CAPITAL, LLC has sponsored the creation of one or more 401k plans.

Company Name:TOWER RESEARCH CAPITAL, LLC
Employer identification number (EIN):133994895
NAIC Classification:523900

Additional information about TOWER RESEARCH CAPITAL, LLC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1998-02-26
Company Identification Number: 2232980
Legal Registered Office Address: 28 LIBERTY ST.
New York
NEW YORK
United States of America (USA)
10005

More information about TOWER RESEARCH CAPITAL, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01RAVEN PARKS
0012016-01-01RAVEN PARKS
0012015-01-01RICHARD COLPRON RICHARD COLPRON2016-10-13
0012014-01-01RICHARD COLPRON RICHARD COLPRON2015-10-14
0012013-01-01RICHARD COLPRON RICHARD COLPRON2014-10-15
0012011-01-01RICHARD COLPRON RICHARD COLPRON2012-10-11
0012010-01-01RICHARD COLPRON RICHARD COLPRON2011-10-12
0012009-01-01RICHARD COLPRON RICHARD COLPRON2010-10-14

Plan Statistics for THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN

401k plan membership statisitcs for THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN

Measure Date Value
2022: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01730
Total number of active participants reported on line 7a of the Form 55002022-01-01436
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01315
Total of all active and inactive participants2022-01-01751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01751
Number of participants with account balances2022-01-01705
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01691
Total number of active participants reported on line 7a of the Form 55002021-01-01421
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01294
Total of all active and inactive participants2021-01-01715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01715
Number of participants with account balances2021-01-01669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-019
2020: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01700
Total number of active participants reported on line 7a of the Form 55002020-01-01404
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01283
Total of all active and inactive participants2020-01-01687
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01688
Number of participants with account balances2020-01-01648
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01664
Total number of active participants reported on line 7a of the Form 55002019-01-01423
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01276
Total of all active and inactive participants2019-01-01699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01699
Number of participants with account balances2019-01-01645
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0123
2018: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01611
Total number of active participants reported on line 7a of the Form 55002018-01-01426
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01230
Total of all active and inactive participants2018-01-01656
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01656
Number of participants with account balances2018-01-01594
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01576
Total number of active participants reported on line 7a of the Form 55002017-01-01397
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01203
Total of all active and inactive participants2017-01-01600
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01600
Number of participants with account balances2017-01-01538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0115
2016: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01521
Total number of active participants reported on line 7a of the Form 55002016-01-01429
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01176
Total of all active and inactive participants2016-01-01605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01605
Number of participants with account balances2016-01-01508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0110
2015: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01401
Total number of active participants reported on line 7a of the Form 55002015-01-01317
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0168
Total of all active and inactive participants2015-01-01385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01385
Number of participants with account balances2015-01-01439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01422
Total number of active participants reported on line 7a of the Form 55002014-01-01292
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01106
Total of all active and inactive participants2014-01-01398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01398
Number of participants with account balances2014-01-01396
2013: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01515
Total number of active participants reported on line 7a of the Form 55002013-01-01313
Number of other retired or separated participants entitled to future benefits2013-01-01109
Total of all active and inactive participants2013-01-01422
Total participants2013-01-01422
Number of participants with account balances2013-01-01407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2011: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01471
Total number of active participants reported on line 7a of the Form 55002011-01-01334
Number of other retired or separated participants entitled to future benefits2011-01-01179
Total of all active and inactive participants2011-01-01513
Total participants2011-01-01513
Number of participants with account balances2011-01-01362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0117
2010: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01455
Total number of active participants reported on line 7a of the Form 55002010-01-01339
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01108
Total of all active and inactive participants2010-01-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01447
Number of participants with account balances2010-01-01364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0111
2009: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01334
Total number of active participants reported on line 7a of the Form 55002009-01-01405
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0147
Total of all active and inactive participants2009-01-01452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01452
Number of participants with account balances2009-01-01293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN

Measure Date Value
2022 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,371,430
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,965,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,930,563
Expenses. Certain deemed distributions of participant loans2022-12-31$996
Value of total corrective distributions2022-12-31$14,549
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$14,071,383
Value of total assets at end of year2022-12-31$105,905,800
Value of total assets at beginning of year2022-12-31$117,243,222
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$19,884
Total interest from all sources2022-12-31$9,497
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,196,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,196,954
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$10,602,138
Participant contributions at end of year2022-12-31$286,349
Participant contributions at beginning of year2022-12-31$228,054
Participant contributions at end of year2022-12-31$131,441
Participant contributions at beginning of year2022-12-31$3,375
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,491,101
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$2,537,070
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$555,789
Other income not declared elsewhere2022-12-31$388,851
Administrative expenses (other) incurred2022-12-31$19,884
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-11,337,422
Value of net assets at end of year (total assets less liabilities)2022-12-31$105,905,800
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$117,243,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$101,083,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$111,939,549
Interest on participant loans2022-12-31$9,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-23,038,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,913,456
Employer contributions (assets) at end of year2022-12-31$2,913,457
Employer contributions (assets) at beginning of year2022-12-31$2,535,174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,930,563
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2022-12-31410746749
2021 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$31,229,076
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$8,667,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$8,379,126
Expenses. Certain deemed distributions of participant loans2021-12-31$947
Value of total corrective distributions2021-12-31$282,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$12,553,156
Value of total assets at end of year2021-12-31$117,243,222
Value of total assets at beginning of year2021-12-31$94,681,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$4,925
Total interest from all sources2021-12-31$15,103
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,628,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,628,823
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$9,334,451
Participant contributions at end of year2021-12-31$228,054
Participant contributions at beginning of year2021-12-31$295,023
Participant contributions at end of year2021-12-31$3,375
Participant contributions at beginning of year2021-12-31$152,194
Assets. Other investments not covered elsewhere at end of year2021-12-31$2,537,070
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,162,100
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$683,528
Other income not declared elsewhere2021-12-31$1,794,752
Administrative expenses (other) incurred2021-12-31$4,925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$22,561,420
Value of net assets at end of year (total assets less liabilities)2021-12-31$117,243,222
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$94,681,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$111,939,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$89,768,584
Interest on participant loans2021-12-31$15,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$14,237,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,535,177
Employer contributions (assets) at end of year2021-12-31$2,535,174
Employer contributions (assets) at beginning of year2021-12-31$2,303,901
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$8,379,126
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2021-12-31410746749
2020 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$23,365,501
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,080,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,793,268
Expenses. Certain deemed distributions of participant loans2020-12-31$901
Value of total corrective distributions2020-12-31$281,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$10,816,850
Value of total assets at end of year2020-12-31$94,681,802
Value of total assets at beginning of year2020-12-31$78,396,950
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,575
Total interest from all sources2020-12-31$16,111
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,755,252
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,755,252
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$8,230,405
Participant contributions at end of year2020-12-31$295,023
Participant contributions at beginning of year2020-12-31$355,644
Participant contributions at end of year2020-12-31$152,194
Participant contributions at beginning of year2020-12-31$113,491
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,162,100
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$951,103
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$282,544
Other income not declared elsewhere2020-12-31$1,734,584
Administrative expenses (other) incurred2020-12-31$4,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$16,284,852
Value of net assets at end of year (total assets less liabilities)2020-12-31$94,681,802
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$78,396,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$89,768,584
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$74,673,087
Interest on participant loans2020-12-31$16,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,042,704
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,303,901
Employer contributions (assets) at end of year2020-12-31$2,303,901
Employer contributions (assets) at beginning of year2020-12-31$2,303,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,793,268
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2020-12-31410746749
2019 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$27,116,910
Total income from all sources (including contributions)2019-12-31$27,116,910
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$6,923,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,702,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,702,265
Expenses. Certain deemed distributions of participant loans2019-12-31$852
Expenses. Certain deemed distributions of participant loans2019-12-31$852
Value of total corrective distributions2019-12-31$214,999
Value of total corrective distributions2019-12-31$214,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$12,130,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$12,130,846
Value of total assets at end of year2019-12-31$78,396,950
Value of total assets at end of year2019-12-31$78,396,950
Value of total assets at beginning of year2019-12-31$58,203,406
Value of total assets at beginning of year2019-12-31$58,203,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,250
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,250
Total interest from all sources2019-12-31$23,053
Total interest from all sources2019-12-31$23,053
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,783,711
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,783,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,783,711
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,783,711
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,787,867
Contributions received from participants2019-12-31$8,787,867
Participant contributions at end of year2019-12-31$355,644
Participant contributions at end of year2019-12-31$355,644
Participant contributions at beginning of year2019-12-31$430,912
Participant contributions at beginning of year2019-12-31$430,912
Participant contributions at end of year2019-12-31$113,491
Participant contributions at end of year2019-12-31$113,491
Participant contributions at beginning of year2019-12-31$126,891
Participant contributions at beginning of year2019-12-31$126,891
Assets. Other investments not covered elsewhere at end of year2019-12-31$951,103
Assets. Other investments not covered elsewhere at end of year2019-12-31$951,103
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$807,852
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$807,852
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,039,355
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,039,355
Other income not declared elsewhere2019-12-31$1,021,618
Other income not declared elsewhere2019-12-31$1,021,618
Administrative expenses (other) incurred2019-12-31$5,250
Administrative expenses (other) incurred2019-12-31$5,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$20,193,544
Value of net income/loss2019-12-31$20,193,544
Value of net assets at end of year (total assets less liabilities)2019-12-31$78,396,950
Value of net assets at end of year (total assets less liabilities)2019-12-31$78,396,950
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$58,203,406
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$58,203,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$74,673,087
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$74,673,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$54,701,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$54,701,806
Interest on participant loans2019-12-31$23,053
Interest on participant loans2019-12-31$23,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,157,682
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,157,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,303,624
Contributions received in cash from employer2019-12-31$2,303,624
Employer contributions (assets) at end of year2019-12-31$2,303,625
Employer contributions (assets) at end of year2019-12-31$2,303,625
Employer contributions (assets) at beginning of year2019-12-31$2,135,945
Employer contributions (assets) at beginning of year2019-12-31$2,135,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,702,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,702,265
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTON LARSON ALLEN
Accountancy firm name2019-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2019-12-31410746749
Accountancy firm EIN2019-12-31410746749
2018 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$6,967,677
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,468,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,446,264
Expenses. Certain deemed distributions of participant loans2018-12-31$10,294
Value of total corrective distributions2018-12-31$7,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$10,518,300
Value of total assets at end of year2018-12-31$58,203,406
Value of total assets at beginning of year2018-12-31$54,704,045
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,700
Total interest from all sources2018-12-31$17,673
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,482,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,482,427
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$7,083,303
Participant contributions at end of year2018-12-31$430,912
Participant contributions at beginning of year2018-12-31$416,783
Participant contributions at end of year2018-12-31$126,891
Participant contributions at beginning of year2018-12-31$162,157
Assets. Other investments not covered elsewhere at end of year2018-12-31$807,852
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$726,709
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,299,052
Other income not declared elsewhere2018-12-31$641,344
Administrative expenses (other) incurred2018-12-31$4,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$3,499,361
Value of net assets at end of year (total assets less liabilities)2018-12-31$58,203,406
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$54,704,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$54,701,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$51,478,209
Interest on participant loans2018-12-31$17,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,692,067
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,135,945
Employer contributions (assets) at end of year2018-12-31$2,135,945
Employer contributions (assets) at beginning of year2018-12-31$1,920,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,446,264
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2018-12-31410746749
2017 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$17,661,426
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,345,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,328,556
Expenses. Certain deemed distributions of participant loans2017-12-31$403
Value of total corrective distributions2017-12-31$12,027
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,414,025
Value of total assets at end of year2017-12-31$54,704,045
Value of total assets at beginning of year2017-12-31$43,388,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$4,750
Total interest from all sources2017-12-31$16,321
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,106,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,106,466
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$6,070,239
Participant contributions at end of year2017-12-31$416,783
Participant contributions at beginning of year2017-12-31$394,897
Participant contributions at end of year2017-12-31$162,157
Participant contributions at beginning of year2017-12-31$204,016
Assets. Other investments not covered elsewhere at end of year2017-12-31$726,709
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$911,040
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,423,599
Other income not declared elsewhere2017-12-31$512,456
Administrative expenses (other) incurred2017-12-31$4,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,315,690
Value of net assets at end of year (total assets less liabilities)2017-12-31$54,704,045
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$43,388,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$51,478,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$40,096,762
Interest on participant loans2017-12-31$16,321
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,612,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,920,187
Employer contributions (assets) at end of year2017-12-31$1,920,187
Employer contributions (assets) at beginning of year2017-12-31$1,781,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,328,556
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2017-12-31410746749
2016 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$11,714,273
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,701,188
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,660,392
Expenses. Certain deemed distributions of participant loans2016-12-31$5,063
Value of total corrective distributions2016-12-31$18,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$8,128,801
Value of total assets at end of year2016-12-31$43,388,355
Value of total assets at beginning of year2016-12-31$34,375,270
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$17,211
Total interest from all sources2016-12-31$9,686
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,025,642
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,025,642
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,104,001
Participant contributions at end of year2016-12-31$394,897
Participant contributions at beginning of year2016-12-31$174,857
Participant contributions at end of year2016-12-31$204,016
Participant contributions at beginning of year2016-12-31$338,268
Assets. Other investments not covered elsewhere at end of year2016-12-31$911,040
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$808,699
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,243,160
Other income not declared elsewhere2016-12-31$7,014
Administrative expenses (other) incurred2016-12-31$17,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$9,013,085
Value of net assets at end of year (total assets less liabilities)2016-12-31$43,388,355
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$34,375,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$40,096,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$29,978,987
Interest on participant loans2016-12-31$9,686
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,726,187
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,726,187
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,543,130
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,781,640
Employer contributions (assets) at end of year2016-12-31$1,781,640
Employer contributions (assets) at beginning of year2016-12-31$1,348,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,660,392
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2016-12-31410746749
2015 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$9,875
Total income from all sources (including contributions)2015-12-31$5,995,888
Total of all expenses incurred2015-12-31$3,431,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,414,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,756,377
Value of total assets at end of year2015-12-31$34,375,270
Value of total assets at beginning of year2015-12-31$31,820,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$16,248
Total interest from all sources2015-12-31$8,308
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$931,258
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$931,258
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,667,675
Participant contributions at end of year2015-12-31$174,857
Participant contributions at beginning of year2015-12-31$130,195
Participant contributions at end of year2015-12-31$338,268
Participant contributions at beginning of year2015-12-31$534,211
Assets. Other investments not covered elsewhere at end of year2015-12-31$808,699
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$740,429
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$9,875
Other income not declared elsewhere2015-12-31$2,544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,564,768
Value of net assets at end of year (total assets less liabilities)2015-12-31$34,375,270
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$31,810,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$29,978,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$28,524,411
Income. Interest from loans (other than to participants)2015-12-31$7,525
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,726,187
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,312,437
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,312,437
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$783
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,702,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,348,273
Employer contributions (assets) at end of year2015-12-31$1,348,272
Employer contributions (assets) at beginning of year2015-12-31$1,319,123
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,414,872
Contract administrator fees2015-12-31$16,248
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2015-12-31410746749
2014 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2014 401k financial data
Total transfer of assets from this plan2014-12-31$1,070,484
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$9,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$35
Total income from all sources (including contributions)2014-12-31$8,168,653
Total of all expenses incurred2014-12-31$2,060,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,041,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,267,577
Value of total assets at end of year2014-12-31$31,820,377
Value of total assets at beginning of year2014-12-31$26,773,050
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$18,919
Total interest from all sources2014-12-31$6,028
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$734,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$734,116
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,200,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,488,674
Participant contributions at end of year2014-12-31$130,195
Participant contributions at beginning of year2014-12-31$137,410
Participant contributions at end of year2014-12-31$534,211
Participant contributions at beginning of year2014-12-31$432,501
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$459,779
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$9,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$35
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,107,971
Value of net assets at end of year (total assets less liabilities)2014-12-31$31,810,502
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$26,773,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$28,524,411
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$23,818,435
Interest on participant loans2014-12-31$5,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,312,437
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,063,344
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,063,344
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$128
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,160,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,319,124
Employer contributions (assets) at end of year2014-12-31$1,319,123
Employer contributions (assets) at beginning of year2014-12-31$1,321,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,041,763
Contract administrator fees2014-12-31$18,919
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY, LLP
Accountancy firm EIN2014-12-31420714325
2013 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$35
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$55,960
Total income from all sources (including contributions)2013-12-31$9,231,807
Total of all expenses incurred2013-12-31$2,164,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,148,911
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,910,227
Value of total assets at end of year2013-12-31$26,773,050
Value of total assets at beginning of year2013-12-31$19,761,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$15,560
Total interest from all sources2013-12-31$4,801
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$573,566
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$573,566
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,200,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,240,215
Participant contributions at end of year2013-12-31$137,410
Participant contributions at beginning of year2013-12-31$83,663
Participant contributions at end of year2013-12-31$432,501
Participant contributions at beginning of year2013-12-31$346,321
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$348,652
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$35
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$32
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,067,336
Value of net assets at end of year (total assets less liabilities)2013-12-31$26,773,015
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,705,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$23,818,435
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$17,409,649
Interest on participant loans2013-12-31$4,801
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,063,344
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$828,759
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$828,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,743,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,321,360
Employer contributions (assets) at end of year2013-12-31$1,321,360
Employer contributions (assets) at beginning of year2013-12-31$1,093,247
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,148,911
Contract administrator fees2013-12-31$15,560
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$55,928
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2013-12-31420714325
2012 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2012 401k financial data
Total transfer of assets from this plan2012-12-31$1,303,164
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$55,960
Total income from all sources (including contributions)2012-12-31$7,132,748
Total of all expenses incurred2012-12-31$2,304,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,225,716
Value of total corrective distributions2012-12-31$60,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,971,668
Value of total assets at end of year2012-12-31$19,761,639
Value of total assets at beginning of year2012-12-31$16,180,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$18,422
Total interest from all sources2012-12-31$2,281
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$487,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$487,571
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,200,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,715,582
Participant contributions at end of year2012-12-31$83,663
Participant contributions at beginning of year2012-12-31$100,913
Participant contributions at end of year2012-12-31$346,321
Participant contributions at beginning of year2012-12-31$203,549
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$162,839
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$32
Other income not declared elsewhere2012-12-31$23,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,828,040
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,705,679
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,180,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$221
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$17,409,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,987,619
Interest on participant loans2012-12-31$2,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$828,759
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$968,519
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$968,519
Net gain/loss from 103.12 investment entities2012-12-31$1,647,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,093,247
Employer contributions (assets) at end of year2012-12-31$1,093,247
Employer contributions (assets) at beginning of year2012-12-31$920,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,225,716
Contract administrator fees2012-12-31$18,201
Liabilities. Value of benefit claims payable at end of year2012-12-31$55,928
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2012-12-31420714325
2011 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,361,895
Total of all expenses incurred2011-12-31$2,790,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,775,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,021,040
Value of total assets at end of year2011-12-31$16,180,803
Value of total assets at beginning of year2011-12-31$14,609,366
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$15,122
Total interest from all sources2011-12-31$4,012
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$497,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$497,172
Administrative expenses professional fees incurred2011-12-31$13,725
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,200,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$896,083
Participant contributions at end of year2011-12-31$100,913
Participant contributions at beginning of year2011-12-31$53,849
Participant contributions at end of year2011-12-31$203,549
Participant contributions at beginning of year2011-12-31$268,789
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$274,722
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,571,437
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,180,803
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,609,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$1,397
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,987,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,634,554
Interest on participant loans2011-12-31$4,008
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$968,519
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$727,859
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$727,859
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,160,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,850,235
Employer contributions (assets) at end of year2011-12-31$920,203
Employer contributions (assets) at beginning of year2011-12-31$924,315
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,775,336
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2011-12-31420714325
2010 : THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$792
Total income from all sources (including contributions)2010-12-31$6,889,660
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$929,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$911,995
Value of total corrective distributions2010-12-31$10,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,208,184
Value of total assets at end of year2010-12-31$14,609,366
Value of total assets at beginning of year2010-12-31$8,650,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,416
Total interest from all sources2010-12-31$2,539
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$290,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$290,431
Administrative expenses professional fees incurred2010-12-31$7,416
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$800,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,052,475
Participant contributions at end of year2010-12-31$53,849
Participant contributions at beginning of year2010-12-31$12,569
Participant contributions at end of year2010-12-31$268,789
Participant contributions at beginning of year2010-12-31$67,712
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$231,394
Liabilities. Value of operating payables at beginning of year2010-12-31$792
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,959,929
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,609,366
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,649,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,634,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,194,056
Interest on participant loans2010-12-31$2,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$727,859
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$692,683
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$692,683
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$484
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,388,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$924,315
Employer contributions (assets) at end of year2010-12-31$924,315
Employer contributions (assets) at beginning of year2010-12-31$683,209
Income. Dividends from preferred stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$911,995
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2010-12-31420714325

Form 5500 Responses for THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN

2022: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2011: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE TOWER RESEARCH CAPITAL GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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