GAMCO INVESTORS, INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan GAMCO INVESTORS, INC 401(K) PLAN
Measure | Date | Value |
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2022 : GAMCO INVESTORS, INC 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $350,611 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-5,737,633 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $3,651,933 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,640,475 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $10,761 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $4,821,817 |
Value of total assets at end of year | 2022-12-31 | $68,000,944 |
Value of total assets at beginning of year | 2022-12-31 | $77,039,899 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $697 |
Total interest from all sources | 2022-12-31 | $284,665 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $862,958 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $862,958 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,826,318 |
Participant contributions at end of year | 2022-12-31 | $305,578 |
Participant contributions at beginning of year | 2022-12-31 | $397,405 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $123,652 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $20,723,062 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $200,000 |
Administrative expenses (other) incurred | 2022-12-31 | $697 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-9,389,566 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $68,000,944 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $77,039,899 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $35,563,981 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $71,519,393 |
Interest on participant loans | 2022-12-31 | $19,618 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $9,628,304 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $4,941,739 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $4,941,739 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $265,047 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-11,707,073 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,795,499 |
Employer contributions (assets) at end of year | 2022-12-31 | $1,780,019 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $57,710 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,640,475 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BDO USA, P.C. |
Accountancy firm EIN | 2022-12-31 | 135381590 |
2021 : GAMCO INVESTORS, INC 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $726,802 |
Total transfer of assets from this plan | 2021-12-31 | $8,629 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $14,015,509 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,770,307 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,769,291 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,906,398 |
Value of total assets at end of year | 2021-12-31 | $77,039,899 |
Value of total assets at beginning of year | 2021-12-31 | $64,076,524 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,016 |
Total interest from all sources | 2021-12-31 | $30,589 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $662,356 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $662,356 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,646,179 |
Participant contributions at end of year | 2021-12-31 | $397,405 |
Participant contributions at beginning of year | 2021-12-31 | $375,832 |
Participant contributions at end of year | 2021-12-31 | $123,652 |
Participant contributions at beginning of year | 2021-12-31 | $1,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $150,300 |
Administrative expenses (other) incurred | 2021-12-31 | $76 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $12,245,202 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $77,039,899 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $64,076,524 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $71,519,393 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $58,637,239 |
Interest on participant loans | 2021-12-31 | $17,595 |
Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $4,941,739 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $5,023,188 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $5,023,188 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $12,994 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $10,416,166 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $109,919 |
Employer contributions (assets) at end of year | 2021-12-31 | $57,710 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $39,265 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,769,291 |
Contract administrator fees | 2021-12-31 | $940 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2021-12-31 | 135381590 |
2020 : GAMCO INVESTORS, INC 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $1,124,072 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $11,268,724 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $4,522,942 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $4,521,711 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,704,346 |
Value of total assets at end of year | 2020-12-31 | $64,076,524 |
Value of total assets at beginning of year | 2020-12-31 | $56,206,670 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,231 |
Total interest from all sources | 2020-12-31 | $41,628 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $509,890 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $509,890 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,565,081 |
Participant contributions at end of year | 2020-12-31 | $375,832 |
Participant contributions at beginning of year | 2020-12-31 | $363,871 |
Participant contributions at end of year | 2020-12-31 | $1,000 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $100,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $6,745,782 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $64,076,524 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $56,206,670 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $58,637,239 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $51,109,686 |
Interest on participant loans | 2020-12-31 | $18,243 |
Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $5,023,188 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $4,621,073 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $4,621,073 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $23,385 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $8,012,860 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $39,265 |
Employer contributions (assets) at end of year | 2020-12-31 | $39,265 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $112,040 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $4,521,711 |
Contract administrator fees | 2020-12-31 | $1,231 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2020-12-31 | 135381590 |
2019 : GAMCO INVESTORS, INC 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $9,790,805 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $15,027,835 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,127,493 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,126,636 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,639,297 |
Value of total assets at end of year | 2019-12-31 | $56,206,670 |
Value of total assets at beginning of year | 2019-12-31 | $53,097,133 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $857 |
Total interest from all sources | 2019-12-31 | $133,183 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $587,064 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $587,064 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $3,261,982 |
Participant contributions at end of year | 2019-12-31 | $363,871 |
Participant contributions at beginning of year | 2019-12-31 | $446,108 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $160,376 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $265,275 |
Administrative expenses (other) incurred | 2019-12-31 | $857 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $12,900,342 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $56,206,670 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $53,097,133 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $51,109,686 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $48,073,529 |
Interest on participant loans | 2019-12-31 | $23,029 |
Income. Interest from loans (other than to participants) | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $4,621,073 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $4,300,681 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $4,300,681 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $110,154 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $10,668,291 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $112,040 |
Employer contributions (assets) at end of year | 2019-12-31 | $112,040 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $116,439 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,126,636 |
Contract administrator fees | 2019-12-31 | $0 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2019-12-31 | 135381590 |
2018 : GAMCO INVESTORS, INC 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $-817,144 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,777,105 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,776,975 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,493,553 |
Value of total assets at end of year | 2018-12-31 | $53,097,133 |
Value of total assets at beginning of year | 2018-12-31 | $55,691,382 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $130 |
Total interest from all sources | 2018-12-31 | $81,179 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $483,346 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $483,346 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $3,195,828 |
Participant contributions at end of year | 2018-12-31 | $446,108 |
Participant contributions at beginning of year | 2018-12-31 | $332,049 |
Participant contributions at end of year | 2018-12-31 | $160,376 |
Participant contributions at beginning of year | 2018-12-31 | $177,291 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $181,286 |
Administrative expenses (other) incurred | 2018-12-31 | $130 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-2,594,249 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $53,097,133 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $55,691,382 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $48,073,529 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $51,845,927 |
Interest on participant loans | 2018-12-31 | $17,512 |
Income. Interest from loans (other than to participants) | 2018-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $4,300,681 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $3,227,586 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $3,227,586 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $63,667 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,875,222 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $116,439 |
Employer contributions (assets) at end of year | 2018-12-31 | $116,439 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $108,529 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,776,975 |
Contract administrator fees | 2018-12-31 | $0 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2018-12-31 | 135381590 |
2017 : GAMCO INVESTORS, INC 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $11,207,771 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,480,006 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,414,111 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $65,662 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,395,182 |
Value of total assets at end of year | 2017-12-31 | $55,691,382 |
Value of total assets at beginning of year | 2017-12-31 | $45,963,617 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $233 |
Total interest from all sources | 2017-12-31 | $16,938 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $404,691 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $404,691 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $3,215,719 |
Participant contributions at end of year | 2017-12-31 | $332,049 |
Participant contributions at beginning of year | 2017-12-31 | $439,974 |
Participant contributions at end of year | 2017-12-31 | $177,291 |
Participant contributions at beginning of year | 2017-12-31 | $118,582 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $70,934 |
Administrative expenses (other) incurred | 2017-12-31 | $233 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $9,727,765 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $55,691,382 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $45,963,617 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $51,845,927 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $41,269,548 |
Interest on participant loans | 2017-12-31 | $16,938 |
Income. Interest from loans (other than to participants) | 2017-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $3,227,586 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $4,003,468 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $4,003,468 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $7,390,960 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $108,529 |
Employer contributions (assets) at end of year | 2017-12-31 | $108,529 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $132,045 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,414,111 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2017-12-31 | 135381590 |
2016 : GAMCO INVESTORS, INC 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $7,949,384 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $3,509,981 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,509,527 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,574,268 |
Value of total assets at end of year | 2016-12-31 | $45,963,617 |
Value of total assets at beginning of year | 2016-12-31 | $41,524,214 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $454 |
Total interest from all sources | 2016-12-31 | $22,756 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $428,821 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $428,821 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $3,122,820 |
Participant contributions at end of year | 2016-12-31 | $439,974 |
Participant contributions at beginning of year | 2016-12-31 | $491,386 |
Participant contributions at end of year | 2016-12-31 | $118,582 |
Participant contributions at beginning of year | 2016-12-31 | $113,582 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $319,403 |
Administrative expenses (other) incurred | 2016-12-31 | $172 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $4,439,403 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $45,963,617 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $41,524,214 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $41,269,548 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $38,068,018 |
Interest on participant loans | 2016-12-31 | $22,756 |
Income. Interest from loans (other than to participants) | 2016-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $4,003,468 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $2,804,210 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $2,804,210 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $3,923,539 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $132,045 |
Employer contributions (assets) at end of year | 2016-12-31 | $132,045 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $47,018 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $3,509,527 |
Contract administrator fees | 2016-12-31 | $282 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2016-12-31 | 135381590 |
2015 : GAMCO INVESTORS, INC 401(K) PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,423,613 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,740,355 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,739,598 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,070,508 |
Value of total assets at end of year | 2015-12-31 | $41,524,214 |
Value of total assets at beginning of year | 2015-12-31 | $41,840,956 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $757 |
Total interest from all sources | 2015-12-31 | $28,517 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $187,539 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $187,539 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $3,023,490 |
Participant contributions at end of year | 2015-12-31 | $491,386 |
Participant contributions at beginning of year | 2015-12-31 | $569,236 |
Participant contributions at end of year | 2015-12-31 | $113,582 |
Participant contributions at beginning of year | 2015-12-31 | $83,857 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $4,852 |
Administrative expenses (other) incurred | 2015-12-31 | $8 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-316,742 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $41,524,214 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $41,840,956 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $38,068,018 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $38,139,734 |
Interest on participant loans | 2015-12-31 | $28,517 |
Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $2,804,210 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $3,005,682 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $3,005,682 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,862,951 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $47,018 |
Employer contributions (assets) at end of year | 2015-12-31 | $47,018 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $42,447 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,734,746 |
Contract administrator fees | 2015-12-31 | $749 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2015-12-31 | 135381590 |