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SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 401k Plan overview

Plan NameSMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN
Plan identification number 001

SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMART DESIGN, LLC has sponsored the creation of one or more 401k plans.

Company Name:SMART DESIGN, LLC
Employer identification number (EIN):134012862
NAIC Classification:541310
NAIC Description:Architectural Services

Additional information about SMART DESIGN, LLC

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 2010-07-08
Company Identification Number: 603031020
Legal Registered Office Address: 15216 48TH AVE SE

EVERETT
United States of America (USA)
98208

More information about SMART DESIGN, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01DAVID WERZINGER
0012016-01-01DAVID WERZINGER
0012015-01-01DAVID WERZINGER
0012014-01-01DAVID WERZINGER
0012013-01-01DAVID WERZINGER
0012012-01-01DAVID WERZINGER
0012011-01-01DAVID WERZINGER
0012010-01-01DAVID WERZINGER
0012009-01-01DAVID WERZINGER

Plan Statistics for SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN

401k plan membership statisitcs for SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN

Measure Date Value
2019: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01136
Total number of active participants reported on line 7a of the Form 55002019-01-0132
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0195
Total of all active and inactive participants2019-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01127
Number of participants with account balances2019-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01144
Total number of active participants reported on line 7a of the Form 55002018-01-0148
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0184
Total of all active and inactive participants2018-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01132
Number of participants with account balances2018-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01154
Total number of active participants reported on line 7a of the Form 55002017-01-0172
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0172
Total of all active and inactive participants2017-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01144
Number of participants with account balances2017-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01163
Total number of active participants reported on line 7a of the Form 55002016-01-0182
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0172
Total of all active and inactive participants2016-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01154
Number of participants with account balances2016-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01165
Total number of active participants reported on line 7a of the Form 55002015-01-0186
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0177
Total of all active and inactive participants2015-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01163
Number of participants with account balances2015-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01170
Total number of active participants reported on line 7a of the Form 55002014-01-0185
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0180
Total of all active and inactive participants2014-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01165
Number of participants with account balances2014-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01141
Total number of active participants reported on line 7a of the Form 55002013-01-0189
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0181
Total of all active and inactive participants2013-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01170
Number of participants with account balances2013-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01146
Total number of active participants reported on line 7a of the Form 55002012-01-0179
Number of other retired or separated participants entitled to future benefits2012-01-0162
Total of all active and inactive participants2012-01-01141
Total participants2012-01-01141
Number of participants with account balances2012-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-019
2011: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01113
Total number of active participants reported on line 7a of the Form 55002011-01-0191
Number of other retired or separated participants entitled to future benefits2011-01-0153
Total of all active and inactive participants2011-01-01144
Total participants2011-01-01144
Number of participants with account balances2011-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2010: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01115
Total number of active participants reported on line 7a of the Form 55002010-01-0186
Number of other retired or separated participants entitled to future benefits2010-01-0127
Total of all active and inactive participants2010-01-01113
Total participants2010-01-01113
Number of participants with account balances2010-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01119
Total number of active participants reported on line 7a of the Form 55002009-01-0185
Number of other retired or separated participants entitled to future benefits2009-01-0127
Total of all active and inactive participants2009-01-01112
Total participants2009-01-01112
Number of participants with account balances2009-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN

Measure Date Value
2019 : SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,948,264
Total income from all sources (including contributions)2019-12-31$1,948,264
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,263,295
Total of all expenses incurred2019-12-31$1,263,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,262,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,262,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$323,358
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$323,358
Value of total assets at end of year2019-12-31$7,538,950
Value of total assets at end of year2019-12-31$7,538,950
Value of total assets at beginning of year2019-12-31$6,853,981
Value of total assets at beginning of year2019-12-31$6,853,981
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$325
Total interest from all sources2019-12-31$4,320
Total interest from all sources2019-12-31$4,320
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$271,886
Contributions received from participants2019-12-31$271,886
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$7,898
Participant contributions at beginning of year2019-12-31$7,898
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$684,969
Value of net income/loss2019-12-31$684,969
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,538,950
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,538,950
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,853,981
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,853,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$6,721,386
Value of interest in pooled separate accounts at end of year2019-12-31$6,721,386
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,661,225
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,661,225
Interest on participant loans2019-12-31$4,320
Interest on participant loans2019-12-31$4,320
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$817,564
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$817,564
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$184,858
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$184,858
Net investment gain/loss from pooled separate accounts2019-12-31$1,620,586
Net investment gain/loss from pooled separate accounts2019-12-31$1,620,586
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$51,472
Contributions received in cash from employer2019-12-31$51,472
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,262,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,262,970
Contract administrator fees2019-12-31$325
Contract administrator fees2019-12-31$325
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KATZ, SAPPER & MILLER, LLP
Accountancy firm name2019-12-31KATZ, SAPPER & MILLER, LLP
Accountancy firm EIN2019-12-31351090346
Accountancy firm EIN2019-12-31351090346
2018 : SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-198,365
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,652,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,651,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$370,028
Value of total assets at end of year2018-12-31$6,853,981
Value of total assets at beginning of year2018-12-31$8,704,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$450
Total interest from all sources2018-12-31$1,099
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$330,265
Participant contributions at end of year2018-12-31$7,898
Participant contributions at beginning of year2018-12-31$82,314
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,850,808
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,853,981
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,704,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$450
Value of interest in pooled separate accounts at end of year2018-12-31$6,661,225
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,997,586
Interest on participant loans2018-12-31$1,099
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$184,858
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$624,889
Net investment gain/loss from pooled separate accounts2018-12-31$-569,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$39,763
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,651,993
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KATZ, SAPPER & MILLER, LLP
Accountancy firm EIN2018-12-31351090346
2017 : SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,755,931
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,252,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,252,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$397,763
Value of total assets at end of year2017-12-31$8,704,789
Value of total assets at beginning of year2017-12-31$8,201,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$725
Total interest from all sources2017-12-31$9,458
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$318,898
Participant contributions at end of year2017-12-31$82,314
Participant contributions at beginning of year2017-12-31$75,216
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$9,394
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$503,027
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,704,789
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,201,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$725
Value of interest in pooled separate accounts at end of year2017-12-31$7,997,586
Value of interest in pooled separate accounts at beginning of year2017-12-31$7,554,818
Interest on participant loans2017-12-31$1,821
Interest earned on other investments2017-12-31$7,637
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$624,889
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$558,685
Net investment gain/loss from pooled separate accounts2017-12-31$1,348,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$78,460
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$3,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,252,179
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KATZ, SAPPER & MILLER, LLP
Accountancy firm EIN2017-12-31351090346
2016 : SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,017,836
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$943,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$942,656
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$446,240
Value of total assets at end of year2016-12-31$8,201,762
Value of total assets at beginning of year2016-12-31$8,126,982
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$400
Total interest from all sources2016-12-31$13,160
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$353,175
Participant contributions at end of year2016-12-31$75,216
Participant contributions at beginning of year2016-12-31$100,840
Participant contributions at end of year2016-12-31$9,394
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,814
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$74,780
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,201,762
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,126,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$7,554,818
Value of interest in pooled separate accounts at beginning of year2016-12-31$7,384,874
Interest on participant loans2016-12-31$1,913
Interest earned on other investments2016-12-31$11,247
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$558,685
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$641,268
Net investment gain/loss from pooled separate accounts2016-12-31$558,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$88,251
Employer contributions (assets) at end of year2016-12-31$3,649
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$942,656
Contract administrator fees2016-12-31$400
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CURCIO & COHEN CPA PC
Accountancy firm EIN2016-12-31132686031
2015 : SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$515,511
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$586,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$585,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$556,557
Value of total assets at end of year2015-12-31$8,126,982
Value of total assets at beginning of year2015-12-31$8,197,676
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$500
Total interest from all sources2015-12-31$14,250
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$348,074
Participant contributions at end of year2015-12-31$100,840
Participant contributions at beginning of year2015-12-31$103,515
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$119,377
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-70,694
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,126,982
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,197,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Value of interest in pooled separate accounts at end of year2015-12-31$7,384,874
Value of interest in pooled separate accounts at beginning of year2015-12-31$7,919,500
Interest on participant loans2015-12-31$3,327
Interest earned on other investments2015-12-31$10,923
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$641,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$174,661
Net investment gain/loss from pooled separate accounts2015-12-31$-55,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$89,106
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$585,705
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CURCIO & COHEN CPA PC
Accountancy firm EIN2015-12-31132686031
2014 : SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$975,940
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$548,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$534,992
Expenses. Certain deemed distributions of participant loans2014-12-31$13,085
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$557,004
Value of total assets at end of year2014-12-31$8,184,870
Value of total assets at beginning of year2014-12-31$7,757,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$600
Total interest from all sources2014-12-31$7,373
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$468,430
Participant contributions at end of year2014-12-31$90,709
Participant contributions at beginning of year2014-12-31$59,072
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$14,488
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$15,312
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$10,508
Administrative expenses (other) incurred2014-12-31$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$427,263
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,184,870
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,757,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$7,919,500
Value of interest in pooled separate accounts at beginning of year2014-12-31$7,516,339
Interest on participant loans2014-12-31$4,122
Interest earned on other investments2014-12-31$3,251
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$174,661
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$152,524
Net investment gain/loss from pooled separate accounts2014-12-31$411,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$73,262
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$4,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$534,992
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CURCIO WIESELTHIER & COHEN CPA PC
Accountancy firm EIN2014-12-31132686031
2013 : SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,320,572
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$319,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$318,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$883,075
Value of total assets at end of year2013-12-31$7,757,607
Value of total assets at beginning of year2013-12-31$5,756,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$825
Total interest from all sources2013-12-31$3,144
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$522,923
Participant contributions at end of year2013-12-31$59,072
Participant contributions at beginning of year2013-12-31$10,435
Participant contributions at end of year2013-12-31$14,488
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$241,141
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$10,508
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,001,206
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,757,607
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,756,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,938,269
Value of interest in pooled separate accounts at end of year2013-12-31$7,516,339
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$1,627
Interest earned on other investments2013-12-31$1,517
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$801,788
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$5,909
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$5,909
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$152,524
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$1,434,353
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$119,011
Employer contributions (assets) at end of year2013-12-31$4,676
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$318,541
Contract administrator fees2013-12-31$825
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CURCIO WIESELTHIER & COHEN CPA PC
Accountancy firm EIN2013-12-31132686031
2012 : SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,170,059
Total of all expenses incurred2012-12-31$530,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$529,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$536,284
Value of total assets at end of year2012-12-31$5,756,401
Value of total assets at beginning of year2012-12-31$5,117,153
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,365
Total interest from all sources2012-12-31$2,342
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$92,746
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$92,746
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$600,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$392,976
Participant contributions at end of year2012-12-31$10,435
Participant contributions at beginning of year2012-12-31$55,914
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$56,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$639,248
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,756,401
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,117,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,938,269
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,451,065
Interest on participant loans2012-12-31$2,342
Value of interest in common/collective trusts at end of year2012-12-31$801,788
Value of interest in common/collective trusts at beginning of year2012-12-31$610,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$5,909
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$54
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$54
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$531,338
Net investment gain or loss from common/collective trusts2012-12-31$7,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$86,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$529,446
Contract administrator fees2012-12-31$1,365
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CURCIO WIESELTHIER & COHEN CPA PC
Accountancy firm EIN2012-12-31132686031
2011 : SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$756,265
Total of all expenses incurred2011-12-31$75,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$74,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$876,555
Value of total assets at end of year2011-12-31$5,117,153
Value of total assets at beginning of year2011-12-31$4,436,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$380
Total interest from all sources2011-12-31$4,527
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$75,308
Total income from all sources2011-12-31$756,265
Expenses. Total of all expenses incurred2011-12-31$75,341
Benefits paid (including direct rollovers)2011-12-31$74,961
Total plan assets at end of year2011-12-31$5,117,153
Total plan assets at beginning of year2011-12-31$4,436,229
Value of fidelity bond covering the plan2011-12-31$400,000
Total contributions received or receivable from participants2011-12-31$407,599
Expenses. Other expenses not covered elsewhere2011-12-31$380
Other income received2011-12-31$-120,290
Net income (gross income less expenses)2011-12-31$680,924
Net plan assets at end of year (total assets less liabilities)2011-12-31$5,117,153
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$4,436,229
Total contributions received or receivable from employer(s)2011-12-31$468,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$75,308
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$400,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$407,599
Participant contributions at end of year2011-12-31$55,914
Participant contributions at beginning of year2011-12-31$62,639
Participant contributions at beginning of year2011-12-31$28,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$680,924
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,117,153
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,436,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,451,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,915,910
Interest on participant loans2011-12-31$4,527
Value of interest in common/collective trusts at end of year2011-12-31$610,120
Value of interest in common/collective trusts at beginning of year2011-12-31$424,310
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$54
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$54
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$54
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-206,504
Net investment gain or loss from common/collective trusts2011-12-31$6,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$468,956
Employer contributions (assets) at beginning of year2011-12-31$4,546
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$74,961
Contract administrator fees2011-12-31$380
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
2010 : SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$942,443
Total of all expenses incurred2010-12-31$373,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$373,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$466,750
Value of total assets at end of year2010-12-31$4,436,229
Value of total assets at beginning of year2010-12-31$3,867,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$132
Total interest from all sources2010-12-31$5,207
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$53,908
Total income from all sources2010-12-31$942,443
Expenses. Total of all expenses incurred2010-12-31$373,315
Benefits paid (including direct rollovers)2010-12-31$373,183
Total plan assets at end of year2010-12-31$4,436,229
Total plan assets at beginning of year2010-12-31$3,867,101
Value of fidelity bond covering the plan2010-12-31$400,000
Total contributions received or receivable from participants2010-12-31$380,122
Expenses. Other expenses not covered elsewhere2010-12-31$132
Other income received2010-12-31$475,693
Net income (gross income less expenses)2010-12-31$569,128
Net plan assets at end of year (total assets less liabilities)2010-12-31$4,436,229
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,867,101
Total contributions received or receivable from employer(s)2010-12-31$86,628
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$53,908
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$400,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$380,122
Participant contributions at end of year2010-12-31$62,639
Participant contributions at beginning of year2010-12-31$80,736
Participant contributions at end of year2010-12-31$28,770
Participant contributions at beginning of year2010-12-31$24,022
Administrative expenses (other) incurred2010-12-31$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$569,128
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,436,229
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,867,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,915,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,179,258
Interest on participant loans2010-12-31$5,207
Value of interest in common/collective trusts at end of year2010-12-31$424,310
Value of interest in common/collective trusts at beginning of year2010-12-31$583,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$54
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$54
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$54
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$408,047
Net investment gain or loss from common/collective trusts2010-12-31$8,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$86,628
Employer contributions (assets) at end of year2010-12-31$4,546
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$373,183
Contract administrator fees2010-12-31$125
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No

Form 5500 Responses for SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN

2019: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SMART DESIGN LLC CORPORATE PROFIT SHARING401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number91690400
Policy instance 1
Insurance contract or identification number91690400
Number of Individuals Covered127
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $5,886
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGIO
Commission paid to Insurance BrokerUSD $2,943
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number91690400
Policy instance 1
Insurance contract or identification number91690400
Number of Individuals Covered130
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $6,042
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGIO
Commission paid to Insurance BrokerUSD $3,021
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number91690400
Policy instance 1
Insurance contract or identification number91690400
Number of Individuals Covered144
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,990
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGIO
Commission paid to Insurance BrokerUSD $2,995
Insurance broker organization code?3
Insurance broker nameRISPLER DAVID B

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