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PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 401k Plan overview

Plan NamePROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P.
Plan identification number 001

PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALLIANCEBERNSTEIN L.P. has sponsored the creation of one or more 401k plans.

Company Name:ALLIANCEBERNSTEIN L.P.
Employer identification number (EIN):134064930
NAIC Classification:523900

Additional information about ALLIANCEBERNSTEIN L.P.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2001-08-07
Company Identification Number: 0800000714
Legal Registered Office Address: 1345 AVENUE OF THE AMERICAS BSMT CONC8

NEW YORK
United States of America (USA)
10105

More information about ALLIANCEBERNSTEIN L.P.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01WILLIAM SIEMERS2020-09-29
0012018-01-01WILLIAM SIEMERS2019-10-08
0012017-01-01
0012017-01-01
0012016-01-01EDWARD FARRELL
0012015-01-01EDWARD J. FARRELL EDWARD J. FARRELL2016-09-28
0012014-01-01EDWARD J. FARRELL EDWARD J. FARRELL2015-10-13
0012013-01-01EDWARD J. FARRELL EDWARD J. FARRELL2014-10-07
0012012-01-01EDWARD J. FARRELL EDWARD J. FARRELL2013-09-11
0012011-01-01EDWARD J FARRELL EDWARD J FARRELL2012-10-11
0012010-01-01EDWARD J. FARRELL
0012009-01-01EDWARD J. FARRELL

Plan Statistics for PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P.

401k plan membership statisitcs for PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P.

Measure Date Value
2022: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2022 401k membership
Total participants, beginning-of-year2022-01-015,667
Total number of active participants reported on line 7a of the Form 55002022-01-013,164
Number of retired or separated participants receiving benefits2022-01-0120
Number of other retired or separated participants entitled to future benefits2022-01-012,640
Total of all active and inactive participants2022-01-015,824
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0127
Total participants2022-01-015,851
Number of participants with account balances2022-01-015,772
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2021 401k membership
Total participants, beginning-of-year2021-01-015,447
Total number of active participants reported on line 7a of the Form 55002021-01-013,089
Number of retired or separated participants receiving benefits2021-01-0118
Number of other retired or separated participants entitled to future benefits2021-01-012,539
Total of all active and inactive participants2021-01-015,646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0121
Total participants2021-01-015,667
Number of participants with account balances2021-01-015,560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2020 401k membership
Total participants, beginning-of-year2020-01-015,389
Total number of active participants reported on line 7a of the Form 55002020-01-012,973
Number of retired or separated participants receiving benefits2020-01-0113
Number of other retired or separated participants entitled to future benefits2020-01-012,443
Total of all active and inactive participants2020-01-015,429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0118
Total participants2020-01-015,447
Number of participants with account balances2020-01-015,363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2019 401k membership
Total participants, beginning-of-year2019-01-015,127
Total number of active participants reported on line 7a of the Form 55002019-01-012,884
Number of retired or separated participants receiving benefits2019-01-0113
Number of other retired or separated participants entitled to future benefits2019-01-012,476
Total of all active and inactive participants2019-01-015,373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0116
Total participants2019-01-015,389
Number of participants with account balances2019-01-015,289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2018 401k membership
Total participants, beginning-of-year2018-01-014,924
Total number of active participants reported on line 7a of the Form 55002018-01-012,832
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-012,273
Total of all active and inactive participants2018-01-015,113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0114
Total participants2018-01-015,127
Number of participants with account balances2018-01-015,028
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2017 401k membership
Total participants, beginning-of-year2017-01-014,890
Total number of active participants reported on line 7a of the Form 55002017-01-012,683
Number of retired or separated participants receiving benefits2017-01-016
Number of other retired or separated participants entitled to future benefits2017-01-012,289
Total of all active and inactive participants2017-01-014,978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0114
Total participants2017-01-014,992
Number of participants with account balances2017-01-014,924
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2016 401k membership
Total participants, beginning-of-year2016-01-014,951
Total number of active participants reported on line 7a of the Form 55002016-01-012,676
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-012,192
Total of all active and inactive participants2016-01-014,873
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0117
Total participants2016-01-014,890
Number of participants with account balances2016-01-014,824
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2015 401k membership
Total participants, beginning-of-year2015-01-014,901
Total number of active participants reported on line 7a of the Form 55002015-01-012,791
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-012,144
Total of all active and inactive participants2015-01-014,938
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0113
Total participants2015-01-014,951
Number of participants with account balances2015-01-014,879
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2014 401k membership
Total participants, beginning-of-year2014-01-014,850
Total number of active participants reported on line 7a of the Form 55002014-01-012,691
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012,195
Total of all active and inactive participants2014-01-014,886
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0115
Total participants2014-01-014,901
Number of participants with account balances2014-01-014,815
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2013 401k membership
Total participants, beginning-of-year2013-01-014,958
Total number of active participants reported on line 7a of the Form 55002013-01-012,561
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-012,275
Total of all active and inactive participants2013-01-014,836
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0114
Total participants2013-01-014,850
Number of participants with account balances2013-01-014,758
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2012 401k membership
Total participants, beginning-of-year2012-01-015,319
Total number of active participants reported on line 7a of the Form 55002012-01-012,601
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012,345
Total of all active and inactive participants2012-01-014,946
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0112
Total participants2012-01-014,958
Number of participants with account balances2012-01-014,910
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2011 401k membership
Total participants, beginning-of-year2011-01-015,635
Total number of active participants reported on line 7a of the Form 55002011-01-013,006
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012,363
Total of all active and inactive participants2011-01-015,369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0115
Total participants2011-01-015,384
Number of participants with account balances2011-01-015,319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2010 401k membership
Total participants, beginning-of-year2010-01-015,667
Total number of active participants reported on line 7a of the Form 55002010-01-013,435
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-012,184
Total of all active and inactive participants2010-01-015,619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0116
Total participants2010-01-015,635
Number of participants with account balances2010-01-015,561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2009 401k membership
Total participants, beginning-of-year2009-01-016,092
Total number of active participants reported on line 7a of the Form 55002009-01-013,515
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012,163
Total of all active and inactive participants2009-01-015,678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-019
Total participants2009-01-015,687
Number of participants with account balances2009-01-015,667
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P.

Measure Date Value
2022 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$134,202
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$186,756
Total income from all sources (including contributions)2022-12-31$-183,041,205
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$63,902,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$63,902,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$65,392,314
Value of total assets at end of year2022-12-31$1,312,110,439
Value of total assets at beginning of year2022-12-31$1,559,106,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$0
Total interest from all sources2022-12-31$1,037,173
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,070,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$43,025,073
Participant contributions at end of year2022-12-31$4,564,635
Participant contributions at beginning of year2022-12-31$5,502,914
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$4,822,327
Other income not declared elsewhere2022-12-31$20,294
Total non interest bearing cash at end of year2022-12-31$134,203
Total non interest bearing cash at beginning of year2022-12-31$186,756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-246,943,492
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,311,976,237
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,558,919,729
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$33,039,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$41,062,714
Value of interest in pooled separate accounts at end of year2022-12-31$197,819,471
Value of interest in pooled separate accounts at beginning of year2022-12-31$213,895,078
Interest on participant loans2022-12-31$249,537
Income. Interest from US Government securities2022-12-31$780,918
Value of interest in common/collective trusts at end of year2022-12-31$1,009,025,740
Value of interest in common/collective trusts at beginning of year2022-12-31$1,240,743,271
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$6,718
Asset value of US Government securities at end of year2022-12-31$49,982,328
Asset value of US Government securities at beginning of year2022-12-31$41,215,310
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-7,106,739
Net investment gain or loss from common/collective trusts2022-12-31$-243,454,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$17,544,914
Employer contributions (assets) at end of year2022-12-31$17,544,914
Employer contributions (assets) at beginning of year2022-12-31$16,500,442
Income. Dividends from common stock2022-12-31$1,070,451
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$63,902,287
Liabilities. Value of benefit claims payable at end of year2022-12-31$134,202
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$186,756
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2022-12-31134008324
2021 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$186,756
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$294,115
Total income from all sources (including contributions)2021-12-31$287,070,557
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$68,588,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$68,588,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$60,762,740
Value of total assets at end of year2021-12-31$1,559,106,485
Value of total assets at beginning of year2021-12-31$1,340,731,498
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$0
Total interest from all sources2021-12-31$308,786
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,463,256
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$39,479,197
Participant contributions at end of year2021-12-31$5,502,914
Participant contributions at beginning of year2021-12-31$5,663,394
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,783,101
Other income not declared elsewhere2021-12-31$162,478
Total non interest bearing cash at end of year2021-12-31$186,756
Total non interest bearing cash at beginning of year2021-12-31$294,115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$218,482,346
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,558,919,729
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,340,437,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$41,062,714
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$33,530,076
Value of interest in pooled separate accounts at end of year2021-12-31$213,895,078
Value of interest in pooled separate accounts at beginning of year2021-12-31$173,366,980
Interest on participant loans2021-12-31$280,891
Income. Interest from US Government securities2021-12-31$27,467
Value of interest in common/collective trusts at end of year2021-12-31$1,240,743,271
Value of interest in common/collective trusts at beginning of year2021-12-31$1,068,299,879
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$428
Asset value of US Government securities at end of year2021-12-31$41,215,310
Asset value of US Government securities at beginning of year2021-12-31$44,024,047
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,765,899
Net investment gain or loss from common/collective trusts2021-12-31$218,607,398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$16,500,442
Employer contributions (assets) at end of year2021-12-31$16,500,442
Employer contributions (assets) at beginning of year2021-12-31$15,553,007
Income. Dividends from preferred stock2021-12-31$2,463,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$68,588,211
Liabilities. Value of benefit claims payable at end of year2021-12-31$186,756
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$294,115
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2021-12-31134008324
2020 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$294,115
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$646,496
Total income from all sources (including contributions)2020-12-31$178,543,838
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$61,561,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$61,561,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$57,938,447
Value of total assets at end of year2020-12-31$1,340,731,498
Value of total assets at beginning of year2020-12-31$1,224,101,484
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$525,092
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,210,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$37,374,450
Participant contributions at end of year2020-12-31$5,663,394
Participant contributions at beginning of year2020-12-31$5,738,565
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$5,010,990
Other income not declared elsewhere2020-12-31$53,336
Total non interest bearing cash at end of year2020-12-31$294,115
Total non interest bearing cash at beginning of year2020-12-31$646,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$116,982,395
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,340,437,383
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,223,454,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$33,530,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$26,198,891
Value of interest in pooled separate accounts at end of year2020-12-31$173,366,980
Value of interest in pooled separate accounts at beginning of year2020-12-31$45,958,490
Interest on participant loans2020-12-31$308,380
Income. Interest from US Government securities2020-12-31$215,939
Value of interest in common/collective trusts at end of year2020-12-31$1,068,299,879
Value of interest in common/collective trusts at beginning of year2020-12-31$1,093,000,394
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$773
Asset value of US Government securities at end of year2020-12-31$44,024,047
Asset value of US Government securities at beginning of year2020-12-31$38,201,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,491,157
Net investment gain or loss from common/collective trusts2020-12-31$114,325,678
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$15,553,007
Employer contributions (assets) at end of year2020-12-31$15,553,007
Employer contributions (assets) at beginning of year2020-12-31$14,357,063
Income. Dividends from common stock2020-12-31$1,210,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$61,561,443
Liabilities. Value of benefit claims payable at end of year2020-12-31$294,115
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$646,496
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2020-12-31134008324
2019 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$646,496
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,582,886
Total income from all sources (including contributions)2019-12-31$272,115,371
Total of all expenses incurred2019-12-31$74,239,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$74,239,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$53,253,280
Value of total assets at end of year2019-12-31$1,224,101,484
Value of total assets at beginning of year2019-12-31$1,028,161,519
Total interest from all sources2019-12-31$1,202,510
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$972,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$34,904,481
Participant contributions at end of year2019-12-31$5,738,565
Participant contributions at beginning of year2019-12-31$6,351,210
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,991,736
Other income not declared elsewhere2019-12-31$32,510
Total non interest bearing cash at end of year2019-12-31$646,496
Total non interest bearing cash at beginning of year2019-12-31$2,582,886
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$197,876,355
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,223,454,988
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,025,578,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$26,198,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,688,840
Value of interest in pooled separate accounts at end of year2019-12-31$45,958,490
Value of interest in pooled separate accounts at beginning of year2019-12-31$39,741,155
Interest on participant loans2019-12-31$336,956
Income. Interest from US Government securities2019-12-31$857,825
Value of interest in common/collective trusts at end of year2019-12-31$1,093,000,394
Value of interest in common/collective trusts at beginning of year2019-12-31$907,748,617
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$7,729
Asset value of US Government securities at end of year2019-12-31$38,201,585
Asset value of US Government securities at beginning of year2019-12-31$35,060,784
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,632,761
Net investment gain or loss from common/collective trusts2019-12-31$212,021,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$14,357,063
Employer contributions (assets) at end of year2019-12-31$14,357,063
Employer contributions (assets) at beginning of year2019-12-31$14,988,027
Income. Dividends from common stock2019-12-31$972,375
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$74,239,016
Liabilities. Value of benefit claims payable at end of year2019-12-31$646,496
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$2,582,886
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2019-12-31134008324
2018 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,582,886
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$35,893
Total income from all sources (including contributions)2018-12-31$-9,673,519
Total of all expenses incurred2018-12-31$42,541,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$42,541,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$50,735,798
Value of total assets at end of year2018-12-31$1,028,161,519
Value of total assets at beginning of year2018-12-31$1,077,829,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$920,748
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,369,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$33,410,506
Participant contributions at end of year2018-12-31$6,351,210
Participant contributions at beginning of year2018-12-31$6,413,898
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,337,265
Other income not declared elsewhere2018-12-31$14,497
Total non interest bearing cash at end of year2018-12-31$2,582,886
Total non interest bearing cash at beginning of year2018-12-31$35,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-52,215,027
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,025,578,633
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,077,793,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$21,688,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$20,729,582
Value of interest in pooled separate accounts at end of year2018-12-31$39,741,155
Value of interest in pooled separate accounts at beginning of year2018-12-31$37,820,214
Interest on participant loans2018-12-31$316,141
Income. Interest from US Government securities2018-12-31$598,694
Value of interest in common/collective trusts at end of year2018-12-31$907,748,617
Value of interest in common/collective trusts at beginning of year2018-12-31$968,490,501
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$5,913
Asset value of US Government securities at end of year2018-12-31$35,060,784
Asset value of US Government securities at beginning of year2018-12-31$29,945,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,666,827
Net investment gain or loss from common/collective trusts2018-12-31$-61,047,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$14,988,027
Employer contributions (assets) at end of year2018-12-31$14,988,027
Employer contributions (assets) at beginning of year2018-12-31$14,393,856
Income. Dividends from common stock2018-12-31$1,369,843
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$42,541,508
Contract administrator fees2018-12-31$0
Liabilities. Value of benefit claims payable at end of year2018-12-31$2,582,886
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$35,893
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2018-12-31134008324
2017 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$35,893
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,250
Total income from all sources (including contributions)2017-12-31$220,059,599
Total of all expenses incurred2017-12-31$49,767,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$49,743,559
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$47,570,169
Value of total assets at end of year2017-12-31$1,077,829,553
Value of total assets at beginning of year2017-12-31$907,502,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$23,604
Total interest from all sources2017-12-31$572,263
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$783,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$31,388,203
Participant contributions at end of year2017-12-31$6,413,898
Participant contributions at beginning of year2017-12-31$6,180,088
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,788,110
Other income not declared elsewhere2017-12-31$170,819
Administrative expenses (other) incurred2017-12-31$2,450
Total non interest bearing cash at end of year2017-12-31$35,893
Total non interest bearing cash at beginning of year2017-12-31$1,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$170,292,436
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,077,793,660
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$907,501,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$20,729,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$15,909,915
Value of interest in pooled separate accounts at end of year2017-12-31$37,820,214
Value of interest in pooled separate accounts at beginning of year2017-12-31$32,568,904
Interest on participant loans2017-12-31$285,819
Income. Interest from US Government securities2017-12-31$285,611
Value of interest in common/collective trusts at end of year2017-12-31$968,490,501
Value of interest in common/collective trusts at beginning of year2017-12-31$809,439,950
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$833
Asset value of US Government securities at end of year2017-12-31$29,945,609
Asset value of US Government securities at beginning of year2017-12-31$29,151,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,241,050
Net investment gain or loss from common/collective trusts2017-12-31$168,721,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$14,393,856
Employer contributions (assets) at end of year2017-12-31$14,393,856
Employer contributions (assets) at beginning of year2017-12-31$14,250,696
Income. Dividends from common stock2017-12-31$783,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$49,743,559
Contract administrator fees2017-12-31$21,154
Liabilities. Value of benefit claims payable at end of year2017-12-31$35,893
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$1,250
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2017-12-31134008324
2016 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,250
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$9,266
Total income from all sources (including contributions)2016-12-31$102,002,407
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$50,878,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$50,851,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$46,831,963
Value of total assets at end of year2016-12-31$907,502,474
Value of total assets at beginning of year2016-12-31$856,387,043
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$27,596
Total interest from all sources2016-12-31$377,281
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$495,460
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$29,946,145
Participant contributions at end of year2016-12-31$6,180,088
Participant contributions at beginning of year2016-12-31$6,351,377
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,635,122
Other income not declared elsewhere2016-12-31$43,576
Administrative expenses (other) incurred2016-12-31$3,675
Total non interest bearing cash at end of year2016-12-31$1,250
Total non interest bearing cash at beginning of year2016-12-31$9,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$51,123,447
Value of net assets at end of year (total assets less liabilities)2016-12-31$907,501,224
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$856,377,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$15,909,915
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$14,930,364
Value of interest in pooled separate accounts at end of year2016-12-31$32,568,904
Value of interest in pooled separate accounts at beginning of year2016-12-31$29,006,313
Interest on participant loans2016-12-31$274,168
Income. Interest from US Government securities2016-12-31$102,986
Value of interest in common/collective trusts at end of year2016-12-31$809,439,950
Value of interest in common/collective trusts at beginning of year2016-12-31$770,754,122
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$127
Asset value of US Government securities at end of year2016-12-31$29,151,671
Asset value of US Government securities at beginning of year2016-12-31$21,158,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$609,249
Net investment gain or loss from common/collective trusts2016-12-31$53,644,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$14,250,696
Employer contributions (assets) at end of year2016-12-31$14,250,696
Employer contributions (assets) at beginning of year2016-12-31$14,176,974
Income. Dividends from common stock2016-12-31$495,460
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$50,851,364
Contract administrator fees2016-12-31$23,921
Liabilities. Value of benefit claims payable at end of year2016-12-31$1,250
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$9,266
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2016-12-31134008324
2015 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$9,266
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$69,238
Total income from all sources (including contributions)2015-12-31$52,372,107
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$41,512,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$41,489,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$46,433,100
Value of total assets at end of year2015-12-31$856,387,043
Value of total assets at beginning of year2015-12-31$845,587,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$23,606
Total interest from all sources2015-12-31$312,446
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$612,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$29,980,346
Participant contributions at end of year2015-12-31$6,351,377
Participant contributions at beginning of year2015-12-31$6,732,337
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,275,683
Other income not declared elsewhere2015-12-31$8,018
Administrative expenses (other) incurred2015-12-31$2,750
Total non interest bearing cash at end of year2015-12-31$9,266
Total non interest bearing cash at beginning of year2015-12-31$69,238
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$10,859,471
Value of net assets at end of year (total assets less liabilities)2015-12-31$856,377,777
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$845,518,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$14,930,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$11,651,003
Value of interest in pooled separate accounts at end of year2015-12-31$29,006,313
Value of interest in pooled separate accounts at beginning of year2015-12-31$27,450,701
Interest on participant loans2015-12-31$283,884
Income. Interest from US Government securities2015-12-31$28,469
Value of interest in common/collective trusts at end of year2015-12-31$770,754,122
Value of interest in common/collective trusts at beginning of year2015-12-31$767,221,166
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$93
Asset value of US Government securities at end of year2015-12-31$21,158,627
Asset value of US Government securities at beginning of year2015-12-31$18,950,246
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-791,907
Net investment gain or loss from common/collective trusts2015-12-31$5,798,069
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$14,177,071
Employer contributions (assets) at end of year2015-12-31$14,176,974
Employer contributions (assets) at beginning of year2015-12-31$13,512,853
Income. Dividends from common stock2015-12-31$612,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$41,489,030
Contract administrator fees2015-12-31$20,856
Liabilities. Value of benefit claims payable at end of year2015-12-31$9,266
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$69,238
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2015-12-31134008324
2014 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$69,238
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$186,288
Total income from all sources (including contributions)2014-12-31$88,529,064
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$56,698,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$56,674,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$46,874,766
Value of total assets at end of year2014-12-31$845,587,544
Value of total assets at beginning of year2014-12-31$813,873,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$23,405
Total interest from all sources2014-12-31$301,511
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$28,466,917
Participant contributions at end of year2014-12-31$6,732,337
Participant contributions at beginning of year2014-12-31$6,933,669
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$4,894,996
Other income not declared elsewhere2014-12-31$36,704
Administrative expenses (other) incurred2014-12-31$23,405
Total non interest bearing cash at end of year2014-12-31$69,238
Total non interest bearing cash at beginning of year2014-12-31$186,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$31,831,049
Value of net assets at end of year (total assets less liabilities)2014-12-31$845,518,306
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$813,687,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$11,651,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,090,297
Value of interest in pooled separate accounts at end of year2014-12-31$27,450,701
Interest on participant loans2014-12-31$284,841
Income. Interest from US Government securities2014-12-31$16,670
Value of interest in common/collective trusts at end of year2014-12-31$767,221,166
Value of interest in common/collective trusts at beginning of year2014-12-31$767,944,758
Asset value of US Government securities at end of year2014-12-31$18,950,246
Asset value of US Government securities at beginning of year2014-12-31$16,888,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$352,252
Net investment gain/loss from pooled separate accounts2014-12-31$782,485
Net investment gain or loss from common/collective trusts2014-12-31$40,181,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$13,512,853
Employer contributions (assets) at end of year2014-12-31$13,512,853
Employer contributions (assets) at beginning of year2014-12-31$12,830,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$56,674,610
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Liabilities. Value of benefit claims payable at end of year2014-12-31$69,238
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$186,288
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2014-12-31134008324
2013 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$186,288
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$451,268
Total income from all sources (including contributions)2013-12-31$195,497,457
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$62,846,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$62,846,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$41,484,545
Value of total assets at end of year2013-12-31$813,873,545
Value of total assets at beginning of year2013-12-31$681,487,363
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$392,286
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$52,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$27,038,697
Participant contributions at end of year2013-12-31$6,933,669
Participant contributions at beginning of year2013-12-31$6,881,521
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,617,717
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$41,524
Other income not declared elsewhere2013-12-31$5,227,094
Total non interest bearing cash at end of year2013-12-31$186,288
Total non interest bearing cash at beginning of year2013-12-31$451,268
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$132,651,162
Value of net assets at end of year (total assets less liabilities)2013-12-31$813,687,257
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$681,036,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,090,297
Interest on participant loans2013-12-31$295,817
Income. Interest from US Government securities2013-12-31$96,469
Value of interest in common/collective trusts at end of year2013-12-31$767,944,758
Value of interest in common/collective trusts at beginning of year2013-12-31$645,219,269
Asset value of US Government securities at end of year2013-12-31$16,888,128
Asset value of US Government securities at beginning of year2013-12-31$15,919,775
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$548,339
Net investment gain or loss from common/collective trusts2013-12-31$147,845,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$12,828,131
Employer contributions (assets) at end of year2013-12-31$12,830,405
Employer contributions (assets) at beginning of year2013-12-31$12,974,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$62,846,295
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Liabilities. Value of benefit claims payable at end of year2013-12-31$186,288
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$451,268
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2013-12-31134008324
2012 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$451,268
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,041,786
Total income from all sources (including contributions)2012-12-31$130,362,465
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$86,488,477
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$86,488,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$41,527,047
Value of total assets at end of year2012-12-31$681,487,363
Value of total assets at beginning of year2012-12-31$638,203,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$331,697
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$52,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$27,321,290
Participant contributions at end of year2012-12-31$6,881,521
Participant contributions at beginning of year2012-12-31$7,978,464
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,108,006
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$41,524
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$46,887
Total non interest bearing cash at end of year2012-12-31$451,268
Total non interest bearing cash at beginning of year2012-12-31$1,041,786
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$43,873,988
Value of net assets at end of year (total assets less liabilities)2012-12-31$681,036,095
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$637,162,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest earned on other investments2012-12-31$313,938
Income. Interest from US Government securities2012-12-31$17,759
Value of interest in common/collective trusts at end of year2012-12-31$645,219,269
Value of interest in common/collective trusts at beginning of year2012-12-31$601,005,277
Asset value of US Government securities at end of year2012-12-31$15,919,775
Asset value of US Government securities at beginning of year2012-12-31$14,386,040
Net investment gain or loss from common/collective trusts2012-12-31$88,503,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$13,097,751
Employer contributions (assets) at end of year2012-12-31$12,974,006
Employer contributions (assets) at beginning of year2012-12-31$13,745,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$86,488,477
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Liabilities. Value of benefit claims payable at end of year2012-12-31$451,268
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$1,041,786
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2012-12-31134008324
2011 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,041,786
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$316,887
Total income from all sources (including contributions)2011-12-31$6,498,007
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$74,138,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$74,138,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$46,394,578
Value of total assets at end of year2011-12-31$638,203,893
Value of total assets at beginning of year2011-12-31$705,119,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$403,825
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$52,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$30,669,101
Participant contributions at end of year2011-12-31$7,978,464
Participant contributions at beginning of year2011-12-31$8,322,356
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,979,409
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$46,887
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$83,939
Total non interest bearing cash at end of year2011-12-31$1,041,786
Total non interest bearing cash at beginning of year2011-12-31$316,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-67,640,096
Value of net assets at end of year (total assets less liabilities)2011-12-31$637,162,107
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$704,802,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Interest on participant loans2011-12-31$388,120
Income. Interest from US Government securities2011-12-31$15,705
Value of interest in common/collective trusts at end of year2011-12-31$601,005,277
Value of interest in common/collective trusts at beginning of year2011-12-31$673,806,652
Asset value of US Government securities at end of year2011-12-31$14,386,040
Asset value of US Government securities at beginning of year2011-12-31$8,027,817
Net investment gain or loss from common/collective trusts2011-12-31$-40,300,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$13,746,068
Employer contributions (assets) at end of year2011-12-31$13,745,439
Employer contributions (assets) at beginning of year2011-12-31$14,561,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$74,138,103
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Liabilities. Value of benefit claims payable at end of year2011-12-31$1,041,786
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$316,887
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2011-12-31134008324
2010 : PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$316,887
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$59,432
Total income from all sources (including contributions)2010-12-31$122,139,840
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$57,657,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$57,657,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$49,645,489
Value of total assets at end of year2010-12-31$705,119,090
Value of total assets at beginning of year2010-12-31$640,379,045
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$396,446
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$52,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$32,435,148
Participant contributions at end of year2010-12-31$8,322,356
Participant contributions at beginning of year2010-12-31$6,508,289
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,613,382
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$83,939
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$170,538
Total non interest bearing cash at end of year2010-12-31$316,887
Total non interest bearing cash at beginning of year2010-12-31$59,432
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$64,482,590
Value of net assets at end of year (total assets less liabilities)2010-12-31$704,802,203
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$640,319,613
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest on participant loans2010-12-31$387,897
Income. Interest from US Government securities2010-12-31$8,549
Value of interest in common/collective trusts at end of year2010-12-31$673,806,652
Value of interest in common/collective trusts at beginning of year2010-12-31$618,483,428
Asset value of US Government securities at end of year2010-12-31$8,027,817
Net investment gain or loss from common/collective trusts2010-12-31$72,097,905
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$14,596,959
Employer contributions (assets) at end of year2010-12-31$14,561,439
Employer contributions (assets) at beginning of year2010-12-31$15,157,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$57,657,250
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Liabilities. Value of benefit claims payable at end of year2010-12-31$316,887
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$59,432
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2010-12-31134008324

Form 5500 Responses for PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P.

2022: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PROFIT SHARING PLAN FOR EMPLOYEES OF ALLIANCEBERNSTEIN L.P. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract numberAB10000002
Policy instance 5
Insurance contract or identification numberAB10000002
Number of Individuals Covered871
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number01-09140001
Policy instance 4
Insurance contract or identification number01-09140001
Number of Individuals Covered895
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number001
Policy instance 3
Insurance contract or identification number001
Number of Individuals Covered893
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number34420000001
Policy instance 2
Insurance contract or identification number34420000001
Number of Individuals Covered895
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number102
Policy instance 1
Insurance contract or identification number102
Number of Individuals Covered895
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number102
Policy instance 1
Insurance contract or identification number102
Number of Individuals Covered827
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number34420000001
Policy instance 2
Insurance contract or identification number34420000001
Number of Individuals Covered827
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number001
Policy instance 3
Insurance contract or identification number001
Number of Individuals Covered825
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number01-09140001
Policy instance 4
Insurance contract or identification number01-09140001
Number of Individuals Covered827
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number102
Policy instance 1
Insurance contract or identification number102
Number of Individuals Covered763
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number34420000001
Policy instance 2
Insurance contract or identification number34420000001
Number of Individuals Covered763
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number001
Policy instance 3
Insurance contract or identification number001
Number of Individuals Covered761
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number01-09140001
Policy instance 4
Insurance contract or identification number01-09140001
Number of Individuals Covered763
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number102
Policy instance 1
Insurance contract or identification number102
Number of Individuals Covered692
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number34420000001
Policy instance 2
Insurance contract or identification number34420000001
Number of Individuals Covered698
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number
Policy instance 3
Number of Individuals Covered692
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number01-09140001
Policy instance 4
Insurance contract or identification number01-09140001
Number of Individuals Covered698
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number01-09140001
Policy instance 4
Insurance contract or identification number01-09140001
Number of Individuals Covered645
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number
Policy instance 3
Number of Individuals Covered639
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number34420000001
Policy instance 2
Insurance contract or identification number34420000001
Number of Individuals Covered645
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number102
Policy instance 1
Insurance contract or identification number102
Number of Individuals Covered639
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number01-09140001
Policy instance 4
Insurance contract or identification number01-09140001
Number of Individuals Covered595
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number
Policy instance 3
Number of Individuals Covered590
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number34420000001
Policy instance 2
Insurance contract or identification number34420000001
Number of Individuals Covered595
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number102
Policy instance 1
Insurance contract or identification number102
Number of Individuals Covered595
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number102
Policy instance 1
Insurance contract or identification number102
Number of Individuals Covered524
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number34420000001
Policy instance 2
Insurance contract or identification number34420000001
Number of Individuals Covered524
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA-74296
Policy instance 3
Insurance contract or identification numberGA-74296
Number of Individuals Covered524
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number01-09140001
Policy instance 4
Insurance contract or identification number01-09140001
Number of Individuals Covered524
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number01-09140001
Policy instance 4
Insurance contract or identification number01-09140001
Number of Individuals Covered498
Insurance policy start date2014-09-18
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA-74296
Policy instance 3
Insurance contract or identification numberGA-74296
Number of Individuals Covered498
Insurance policy start date2014-09-23
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number34420000001
Policy instance 2
Insurance contract or identification number34420000001
Number of Individuals Covered498
Insurance policy start date2014-09-23
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number102
Policy instance 1
Insurance contract or identification number102
Number of Individuals Covered498
Insurance policy start date2014-10-17
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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