THE DEPOSITORY TRUST & CLEARING CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $64,278,951 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $54,500,786 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $53,308,994 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $0 |
| Value of total assets at end of year | 2023-12-31 | $766,718,860 |
| Value of total assets at beginning of year | 2023-12-31 | $756,940,695 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $1,191,792 |
| Total interest from all sources | 2023-12-31 | $384,538 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $269,087 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $269,087 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $21,325 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $7,509 |
| Other income not declared elsewhere | 2023-12-31 | $839 |
| Administrative expenses (other) incurred | 2023-12-31 | $406,226 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $9,778,165 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $766,718,860 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $756,940,695 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $14,806,082 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $14,313,995 |
| Interest earned on other investments | 2023-12-31 | $384,538 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $744,415,238 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $735,019,922 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $7,476,215 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $7,599,269 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $1,955,001 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $61,669,486 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $53,308,994 |
| Contract administrator fees | 2023-12-31 | $96,615 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2023-12-31 | 133891517 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $64,278,951 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $54,500,786 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $53,308,994 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $0 |
| Value of total assets at end of year | 2023-01-01 | $766,718,860 |
| Value of total assets at beginning of year | 2023-01-01 | $756,940,695 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $1,191,792 |
| Total interest from all sources | 2023-01-01 | $384,538 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $269,087 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $269,087 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-01-01 | $21,325 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-01-01 | $7,509 |
| Other income not declared elsewhere | 2023-01-01 | $839 |
| Administrative expenses (other) incurred | 2023-01-01 | $406,226 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $9,778,165 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $766,718,860 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $756,940,695 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $14,806,082 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $14,313,995 |
| Interest earned on other investments | 2023-01-01 | $384,538 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $744,415,238 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $735,019,922 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $7,476,215 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $7,599,269 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $1,955,001 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $61,669,486 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $53,308,994 |
| Contract administrator fees | 2023-01-01 | $96,615 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2023-01-01 | 133891517 |
| 2022 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-213,923,056 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $56,275,902 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $54,825,447 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $0 |
| Value of total assets at end of year | 2022-12-31 | $756,940,695 |
| Value of total assets at beginning of year | 2022-12-31 | $1,027,139,653 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,450,455 |
| Total interest from all sources | 2022-12-31 | $143,935 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $233,623 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $233,623 |
| Administrative expenses professional fees incurred | 2022-12-31 | $721,826 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $7,509 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
| Administrative expenses (other) incurred | 2022-12-31 | $728,629 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-270,198,958 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $756,940,695 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $1,027,139,653 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $14,313,995 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $19,543,879 |
| Interest earned on other investments | 2022-12-31 | $143,935 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $735,019,922 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $993,247,043 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $7,599,269 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $14,348,731 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,486,508 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-209,814,106 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $54,825,447 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2022-12-31 | 133891517 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-213,923,056 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $56,275,902 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $54,825,447 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $0 |
| Value of total assets at end of year | 2022-01-01 | $756,940,695 |
| Value of total assets at beginning of year | 2022-01-01 | $1,027,139,653 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $1,450,455 |
| Total interest from all sources | 2022-01-01 | $143,935 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $233,623 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $233,623 |
| Administrative expenses professional fees incurred | 2022-01-01 | $721,826 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $7,509 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $0 |
| Administrative expenses (other) incurred | 2022-01-01 | $728,629 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-270,198,958 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $756,940,695 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $1,027,139,653 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $14,313,995 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $19,543,879 |
| Interest earned on other investments | 2022-01-01 | $143,935 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $735,019,922 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $993,247,043 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $7,599,269 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $14,348,731 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-4,486,508 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-209,814,106 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $54,825,447 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2022-01-01 | 133891517 |
| 2021 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $678,136 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $61,386,887 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $59,745,628 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $0 |
| Value of total assets at end of year | 2021-12-31 | $1,027,139,653 |
| Value of total assets at beginning of year | 2021-12-31 | $1,087,848,404 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,641,259 |
| Total interest from all sources | 2021-12-31 | $194,091 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $281,466 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $281,466 |
| Administrative expenses professional fees incurred | 2021-12-31 | $888,537 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Administrative expenses (other) incurred | 2021-12-31 | $752,722 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $-60,708,751 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $1,027,139,653 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $1,087,848,404 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $19,543,879 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $21,036,141 |
| Interest earned on other investments | 2021-12-31 | $194,091 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $993,247,043 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,052,674,663 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $11,110,465 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $11,110,465 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $14,348,731 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $3,027,135 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $757,274 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $-554,695 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Employer contributions (assets) at end of year | 2021-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $59,745,628 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2021-12-31 | 133891517 |
| 2020 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $145,020,774 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $55,614,066 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $54,359,275 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
| Value of total assets at end of year | 2020-12-31 | $1,087,848,404 |
| Value of total assets at beginning of year | 2020-12-31 | $998,441,696 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,254,791 |
| Total interest from all sources | 2020-12-31 | $151,342 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $106,717 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $106,717 |
| Administrative expenses professional fees incurred | 2020-12-31 | $575,195 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Other income not declared elsewhere | 2020-12-31 | $307 |
| Administrative expenses (other) incurred | 2020-12-31 | $679,596 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $89,406,708 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $1,087,848,404 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $998,441,696 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $21,036,141 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $19,482,067 |
| Interest earned on other investments | 2020-12-31 | $151,342 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,052,674,663 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $969,240,572 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $11,110,465 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $5,374,324 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $5,374,324 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $3,027,135 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $4,344,733 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,415,357 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $140,347,051 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Employer contributions (assets) at end of year | 2020-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $54,359,275 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2020-12-31 | 133891517 |
| 2019 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $170,796,730 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $56,309,034 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $54,599,125 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $20,250,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $20,250,000 |
| Value of total assets at end of year | 2019-12-31 | $998,441,696 |
| Value of total assets at end of year | 2019-12-31 | $998,441,696 |
| Value of total assets at beginning of year | 2019-12-31 | $883,954,000 |
| Value of total assets at beginning of year | 2019-12-31 | $883,954,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,709,909 |
| Total interest from all sources | 2019-12-31 | $222,758 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $265,007 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $265,007 |
| Administrative expenses professional fees incurred | 2019-12-31 | $1,013,511 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $50,000,000 |
| Value of fidelity bond cover | 2019-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Administrative expenses (other) incurred | 2019-12-31 | $696,398 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $114,487,696 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $998,441,696 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $998,441,696 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $883,954,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $883,954,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,482,067 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,482,067 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $32,554,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $32,554,000 |
| Interest earned on other investments | 2019-12-31 | $222,758 |
| Interest earned on other investments | 2019-12-31 | $222,758 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $969,240,572 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $969,240,572 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $819,424,000 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $819,424,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $5,374,324 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $5,374,324 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $5,154,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $5,154,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $5,154,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $5,154,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $4,344,733 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $4,344,733 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $6,822,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $6,822,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $7,565,811 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $142,493,154 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $20,250,000 |
| Contributions received in cash from employer | 2019-12-31 | $20,250,000 |
| Employer contributions (assets) at end of year | 2019-12-31 | $0 |
| Employer contributions (assets) at end of year | 2019-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $20,000,000 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $20,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $54,599,125 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm name | 2019-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2019-12-31 | 133891517 |
| Accountancy firm EIN | 2019-12-31 | 133891517 |
| 2018 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $-5,277,000 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $62,211,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $60,314,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $20,000,000 |
| Value of total assets at end of year | 2018-12-31 | $883,954,000 |
| Value of total assets at beginning of year | 2018-12-31 | $951,442,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,897,000 |
| Total interest from all sources | 2018-12-31 | $205,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $442,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $442,000 |
| Administrative expenses professional fees incurred | 2018-12-31 | $996,000 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Administrative expenses (other) incurred | 2018-12-31 | $901,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-67,488,000 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $883,954,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $951,442,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $32,554,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $51,952,000 |
| Interest earned on other investments | 2018-12-31 | $205,000 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $819,424,000 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $821,698,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $5,154,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $15,776,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $15,776,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $6,822,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $7,016,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-5,156,000 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $-20,768,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $20,000,000 |
| Employer contributions (assets) at end of year | 2018-12-31 | $20,000,000 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $55,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $60,314,000 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2018-12-31 | 133891517 |
| 2017 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $152,022,000 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $54,932,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $51,713,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $55,000,000 |
| Value of total assets at end of year | 2017-12-31 | $951,442,000 |
| Value of total assets at beginning of year | 2017-12-31 | $854,352,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $3,219,000 |
| Total interest from all sources | 2017-12-31 | $203,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $501,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $501,000 |
| Administrative expenses professional fees incurred | 2017-12-31 | $998,000 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $20,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Administrative expenses (other) incurred | 2017-12-31 | $2,221,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $97,090,000 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $951,442,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $854,352,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $51,952,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $68,901,000 |
| Interest earned on other investments | 2017-12-31 | $203,000 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $821,698,000 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $737,303,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $15,776,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $5,020,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $5,020,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $7,016,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $3,128,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $14,072,000 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $82,246,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $55,000,000 |
| Employer contributions (assets) at end of year | 2017-12-31 | $55,000,000 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $40,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $51,713,000 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2017-12-31 | 133891517 |
| 2016 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $96,386,000 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $57,860,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $54,584,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $40,000,000 |
| Value of total assets at end of year | 2016-12-31 | $854,352,000 |
| Value of total assets at beginning of year | 2016-12-31 | $815,826,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,276,000 |
| Total interest from all sources | 2016-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $656,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $656,000 |
| Administrative expenses professional fees incurred | 2016-12-31 | $825,000 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $20,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Administrative expenses (other) incurred | 2016-12-31 | $2,451,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $38,526,000 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $854,352,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $815,826,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $68,901,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $67,030,000 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $737,303,000 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $714,840,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $5,020,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $303,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $303,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $3,128,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $23,653,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,033,000 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $53,697,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $40,000,000 |
| Employer contributions (assets) at end of year | 2016-12-31 | $40,000,000 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $10,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $54,584,000 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2016-12-31 | 133891517 |
| 2015 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $2,630,000 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $51,511,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $48,612,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $10,000,000 |
| Value of total assets at end of year | 2015-12-31 | $815,826,000 |
| Value of total assets at beginning of year | 2015-12-31 | $864,707,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,899,000 |
| Total interest from all sources | 2015-12-31 | $1,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $712,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $712,000 |
| Administrative expenses professional fees incurred | 2015-12-31 | $1,328,000 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $20,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Other income not declared elsewhere | 2015-12-31 | $615,000 |
| Administrative expenses (other) incurred | 2015-12-31 | $1,571,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-48,881,000 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $815,826,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $864,707,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $67,030,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $71,819,000 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $714,840,000 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $760,850,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $303,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $257,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $257,000 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $1,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $23,653,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $21,781,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,527,000 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-7,171,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $10,000,000 |
| Employer contributions (assets) at end of year | 2015-12-31 | $10,000,000 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $10,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $48,612,000 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2015-12-31 | 133891517 |
| 2014 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $104,023,000 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $50,004,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $48,717,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $10,000,000 |
| Value of total assets at end of year | 2014-12-31 | $864,707,000 |
| Value of total assets at beginning of year | 2014-12-31 | $810,688,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,287,000 |
| Total interest from all sources | 2014-12-31 | $432,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $711,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $711,000 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $20,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $54,019,000 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $864,707,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $810,688,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $1,287,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $71,819,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $71,773,000 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $760,850,000 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $718,524,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $257,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $236,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $236,000 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $432,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $21,781,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $10,155,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $2,303,000 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $90,577,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $10,000,000 |
| Employer contributions (assets) at end of year | 2014-12-31 | $10,000,000 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $10,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $48,717,000 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2014-12-31 | 133891517 |
| 2013 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $6,000 |
| Total income from all sources (including contributions) | 2013-12-31 | $106,912,000 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $45,155,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $43,745,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $10,000,000 |
| Value of total assets at end of year | 2013-12-31 | $810,688,000 |
| Value of total assets at beginning of year | 2013-12-31 | $748,937,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,410,000 |
| Total interest from all sources | 2013-12-31 | $407,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $760,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $760,000 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $20,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $8,467,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $26,000 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $6,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $61,757,000 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $810,688,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $748,931,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $1,410,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $71,773,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $172,713,000 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $718,524,000 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $522,038,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $236,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $7,183,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $7,183,000 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $407,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $10,155,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $8,510,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $28,780,000 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $66,965,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $10,000,000 |
| Employer contributions (assets) at end of year | 2013-12-31 | $10,000,000 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $30,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $43,745,000 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2013-12-31 | 133891517 |
| 2012 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $6,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $156,000 |
| Total income from all sources (including contributions) | 2012-12-31 | $122,920,000 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $27,483,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $26,459,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $35,500,000 |
| Value of total assets at end of year | 2012-12-31 | $748,937,000 |
| Value of total assets at beginning of year | 2012-12-31 | $653,650,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,024,000 |
| Total interest from all sources | 2012-12-31 | $296,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $2,382,000 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $2,382,000 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $20,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $8,467,000 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $7,593,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $26,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $6,000 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $6,000 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $156,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $95,437,000 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $748,931,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $653,494,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $1,024,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $172,713,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $227,003,000 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $522,038,000 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $372,331,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $7,183,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,471,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,471,000 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $296,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $8,510,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $746,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $29,370,000 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $55,372,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $35,500,000 |
| Employer contributions (assets) at end of year | 2012-12-31 | $30,000,000 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $44,500,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $26,459,000 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2012-12-31 | 133891517 |
| 2011 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $156,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $327,000 |
| Total income from all sources (including contributions) | 2011-12-31 | $75,759,950 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $23,116,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $21,871,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $67,000,000 |
| Value of total assets at end of year | 2011-12-31 | $653,650,000 |
| Value of total assets at beginning of year | 2011-12-31 | $601,177,050 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,245,000 |
| Total interest from all sources | 2011-12-31 | $340,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $2,824,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $2,824,000 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $50,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $7,593,000 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $7,279,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $6,000 |
| Other income not declared elsewhere | 2011-12-31 | $308,950 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $156,000 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $327,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $52,643,950 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $653,494,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $600,850,050 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $1,245,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $227,003,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $351,934,000 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $372,331,000 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $206,642,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,471,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $117,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $117,000 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $340,000 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2011-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-12-31 | $340,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $746,000 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $2,365,050 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,304,000 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $8,597,000 |
| Net gain/loss from 103.12 investment entities | 2011-12-31 | $-6,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $67,000,000 |
| Employer contributions (assets) at end of year | 2011-12-31 | $44,500,000 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $32,500,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $21,871,000 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2011-12-31 | 133891517 |
| 2010 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $43,141,000 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $43,141,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $327,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $14,706 |
| Total income from all sources (including contributions) | 2010-12-31 | $116,932,109 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $20,711,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $20,231,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $62,500,000 |
| Value of total assets at end of year | 2010-12-31 | $601,177,050 |
| Value of total assets at beginning of year | 2010-12-31 | $504,643,647 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $480,000 |
| Total interest from all sources | 2010-12-31 | $749,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $11,260,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $50,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $7,279,000 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $8,002,027 |
| Other income not declared elsewhere | 2010-12-31 | $-717,891 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $327,000 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $14,706 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $96,221,109 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $600,850,050 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $504,628,941 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $480,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $351,934,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $419,551,764 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $13,380,342 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $206,642,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $117,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $3,977,781 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $3,977,781 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $749,000 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2010-12-31 | $340,000 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2010-12-31 | $2,955,016 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $2,365,050 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $21,776,717 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $62,500,000 |
| Employer contributions (assets) at end of year | 2010-12-31 | $32,500,000 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $35,000,000 |
| Income. Dividends from common stock | 2010-12-31 | $11,260,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $20,231,000 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2010-12-31 | 133891517 |
| 2009 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
