THE DEPOSITORY TRUST & CLEARING CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN
401k plan membership statisitcs for THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN
Measure | Date | Value |
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2022: THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2022 401k membership |
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Market value of plan assets | 2022-12-31 | 1,027,139,845 |
Acturial value of plan assets | 2022-12-31 | 1,011,034,507 |
Funding target for retired participants and beneficiaries receiving payment | 2022-12-31 | 436,118,747 |
Number of terminated vested participants | 2022-12-31 | 1,075 |
Fundng target for terminated vested participants | 2022-12-31 | 117,633,088 |
Active participant vested funding target | 2022-12-31 | 186,196,790 |
Number of active participants | 2022-12-31 | 984 |
Total funding liabilities for active participants | 2022-12-31 | 191,383,137 |
Total participant count | 2022-12-31 | 4,373 |
Total funding target for all participants | 2022-12-31 | 745,134,972 |
Balance at beginning of prior year after applicable adjustments | 2022-12-31 | 31,805,958 |
Prefunding balance at beginning of prior year after applicable adjustments | 2022-12-31 | 200,020,994 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2022-12-31 | 1,915,000 |
Prefunding balanced used to offset prior years funding requirement | 2022-12-31 | 0 |
Amount remaining of carryover balance | 2022-12-31 | 29,890,958 |
Amount remaining of prefunding balance | 2022-12-31 | 200,020,994 |
Present value of excess contributions | 2022-12-31 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2022-12-31 | 0 |
Balance of carryovers at beginning of current year | 2022-12-31 | 29,908,893 |
Balance of prefunding at beginning of current year | 2022-12-31 | 200,141,007 |
Liquidity shortfalls end of Q1 | 2022-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2022-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2022-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2022-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2022-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2022-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2022-12-31 | 1,669,000 |
Total funding amount beforereflecting carryover/prefunding balances | 2022-12-31 | 0 |
Additional cash requirement | 2022-12-31 | 0 |
Unpaid minimum required contributions for current year | 2022-12-31 | 0 |
Unpaid minimum required contributions for all years | 2022-12-31 | 0 |
Total participants, beginning-of-year | 2022-01-01 | 4,348 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 908 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 1,995 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 998 |
Total of all active and inactive participants | 2022-01-01 | 3,901 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 350 |
Total participants | 2022-01-01 | 4,251 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2021 401k membership |
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Market value of plan assets | 2021-12-31 | 1,087,848,405 |
Acturial value of plan assets | 2021-12-31 | 979,063,565 |
Funding target for retired participants and beneficiaries receiving payment | 2021-12-31 | 424,638,119 |
Number of terminated vested participants | 2021-12-31 | 1,151 |
Fundng target for terminated vested participants | 2021-12-31 | 130,966,356 |
Active participant vested funding target | 2021-12-31 | 187,172,997 |
Number of active participants | 2021-12-31 | 1,040 |
Total funding liabilities for active participants | 2021-12-31 | 192,940,802 |
Total participant count | 2021-12-31 | 4,466 |
Total funding target for all participants | 2021-12-31 | 748,545,277 |
Balance at beginning of prior year after applicable adjustments | 2021-12-31 | 29,384,792 |
Prefunding balance at beginning of prior year after applicable adjustments | 2021-12-31 | 174,022,093 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2021-12-31 | 1,713,000 |
Prefunding balanced used to offset prior years funding requirement | 2021-12-31 | 0 |
Amount remaining of carryover balance | 2021-12-31 | 27,671,792 |
Amount remaining of prefunding balance | 2021-12-31 | 174,022,093 |
Present value of excess contributions | 2021-12-31 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2021-12-31 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2021-12-31 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2021-12-31 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2021-12-31 | 0 |
Balance of carryovers at beginning of current year | 2021-12-31 | 31,805,958 |
Balance of prefunding at beginning of current year | 2021-12-31 | 200,020,994 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2021-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2021-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2021-12-31 | 0 |
Liquidity shortfalls end of Q1 | 2021-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2021-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2021-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2021-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2021-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2021-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2021-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2021-12-31 | 1,915,000 |
Net shortfall amortization installment of oustanding balance | 2021-12-31 | 0 |
Waiver amortization installment | 2021-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2021-12-31 | 1,915,000 |
Carryover balance elected to use to offset funding requirement | 2021-12-31 | 1,915,000 |
Prefunding balance elected to use to offset funding requirement | 2021-12-31 | 0 |
Additional cash requirement | 2021-12-31 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2021-12-31 | 0 |
Unpaid minimum required contributions for current year | 2021-12-31 | 0 |
Unpaid minimum required contributions for all years | 2021-12-31 | 0 |
Total participants, beginning-of-year | 2021-01-01 | 4,440 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 984 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 1,995 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 1,034 |
Total of all active and inactive participants | 2021-01-01 | 4,013 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 335 |
Total participants | 2021-01-01 | 4,348 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2020 401k membership |
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Market value of plan assets | 2020-12-31 | 998,441,698 |
Acturial value of plan assets | 2020-12-31 | 943,243,396 |
Funding target for retired participants and beneficiaries receiving payment | 2020-12-31 | 431,903,284 |
Number of terminated vested participants | 2020-12-31 | 1,169 |
Fundng target for terminated vested participants | 2020-12-31 | 131,907,947 |
Active participant vested funding target | 2020-12-31 | 206,011,828 |
Number of active participants | 2020-12-31 | 1,122 |
Total funding liabilities for active participants | 2020-12-31 | 212,717,299 |
Total participant count | 2020-12-31 | 4,525 |
Total funding target for all participants | 2020-12-31 | 776,528,530 |
Balance at beginning of prior year after applicable adjustments | 2020-12-31 | 26,034,011 |
Prefunding balance at beginning of prior year after applicable adjustments | 2020-12-31 | 130,776,893 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2020-12-31 | 1,091,483 |
Prefunding balanced used to offset prior years funding requirement | 2020-12-31 | 0 |
Amount remaining of carryover balance | 2020-12-31 | 24,942,528 |
Amount remaining of prefunding balance | 2020-12-31 | 130,776,893 |
Present value of excess contributions | 2020-12-31 | 18,774,498 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2020-12-31 | 19,953,835 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2020-12-31 | 19,953,835 |
Reductions in caryover balances due to elections or deemed elections | 2020-12-31 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2020-12-31 | 0 |
Balance of carryovers at beginning of current year | 2020-12-31 | 29,384,792 |
Balance of prefunding at beginning of current year | 2020-12-31 | 174,022,093 |
Total employer contributions | 2020-12-31 | 0 |
Total employee contributions | 2020-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2020-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2020-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2020-12-31 | 0 |
Liquidity shortfalls end of Q1 | 2020-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2020-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2020-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2020-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2020-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2020-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2020-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2020-12-31 | 1,713,000 |
Net shortfall amortization installment of oustanding balance | 2020-12-31 | 0 |
Waiver amortization installment | 2020-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2020-12-31 | 1,713,000 |
Carryover balance elected to use to offset funding requirement | 2020-12-31 | 1,713,000 |
Prefunding balance elected to use to offset funding requirement | 2020-12-31 | 0 |
Additional cash requirement | 2020-12-31 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2020-12-31 | 0 |
Unpaid minimum required contributions for current year | 2020-12-31 | 0 |
Unpaid minimum required contributions for all years | 2020-12-31 | 0 |
Total participants, beginning-of-year | 2020-01-01 | 4,513 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 1,040 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 1,972 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 1,114 |
Total of all active and inactive participants | 2020-01-01 | 4,126 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 314 |
Total participants | 2020-01-01 | 4,440 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2019 401k membership |
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Market value of plan assets | 2019-12-31 | 883,218,607 |
Acturial value of plan assets | 2019-12-31 | 903,474,498 |
Funding target for retired participants and beneficiaries receiving payment | 2019-12-31 | 413,967,892 |
Number of terminated vested participants | 2019-12-31 | 1,214 |
Fundng target for terminated vested participants | 2019-12-31 | 130,773,554 |
Active participant vested funding target | 2019-12-31 | 222,966,659 |
Number of active participants | 2019-12-31 | 1,230 |
Total funding liabilities for active participants | 2019-12-31 | 230,974,951 |
Total participant count | 2019-12-31 | 4,616 |
Total funding target for all participants | 2019-12-31 | 775,716,397 |
Balance at beginning of prior year after applicable adjustments | 2019-12-31 | 45,647,134 |
Prefunding balance at beginning of prior year after applicable adjustments | 2019-12-31 | 115,010,031 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2019-12-31 | 1,917,250 |
Prefunding balanced used to offset prior years funding requirement | 2019-12-31 | 0 |
Amount remaining of carryover balance | 2019-12-31 | 43,729,884 |
Amount remaining of prefunding balance | 2019-12-31 | 115,010,031 |
Present value of excess contributions | 2019-12-31 | 18,166,579 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-12-31 | 19,044,648 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-12-31 | 19,044,648 |
Reductions in caryover balances due to elections or deemed elections | 2019-12-31 | 16,449,571 |
Reductions in prefunding balances due to elections or deemed elections | 2019-12-31 | 0 |
Balance of carryovers at beginning of current year | 2019-12-31 | 26,034,011 |
Balance of prefunding at beginning of current year | 2019-12-31 | 130,776,893 |
Total employer contributions | 2019-12-31 | 20,250,000 |
Total employee contributions | 2019-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2019-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2019-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-12-31 | 19,347,515 |
Liquidity shortfalls end of Q1 | 2019-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2019-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2019-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2019-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2019-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2019-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2019-12-31 | 1,664,500 |
Net shortfall amortization installment of oustanding balance | 2019-12-31 | 0 |
Waiver amortization installment | 2019-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2019-12-31 | 1,664,500 |
Carryover balance elected to use to offset funding requirement | 2019-12-31 | 1,091,483 |
Prefunding balance elected to use to offset funding requirement | 2019-12-31 | 0 |
Additional cash requirement | 2019-12-31 | 573,017 |
Contributions allocatedtoward minimum required contributions for current year | 2019-12-31 | 19,347,515 |
Unpaid minimum required contributions for current year | 2019-12-31 | 0 |
Unpaid minimum required contributions for all years | 2019-12-31 | 0 |
Total participants, beginning-of-year | 2019-01-01 | 4,604 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 1,122 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 1,956 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 1,141 |
Total of all active and inactive participants | 2019-01-01 | 4,219 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 294 |
Total participants | 2019-01-01 | 4,513 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2018 401k membership |
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Market value of plan assets | 2018-12-31 | 949,495,762 |
Acturial value of plan assets | 2018-12-31 | 901,696,380 |
Funding target for retired participants and beneficiaries receiving payment | 2018-12-31 | 381,173,938 |
Number of terminated vested participants | 2018-12-31 | 1,382 |
Fundng target for terminated vested participants | 2018-12-31 | 144,157,583 |
Active participant vested funding target | 2018-12-31 | 222,536,527 |
Number of active participants | 2018-12-31 | 1,302 |
Total funding liabilities for active participants | 2018-12-31 | 231,277,594 |
Total participant count | 2018-12-31 | 4,790 |
Total funding target for all participants | 2018-12-31 | 756,609,115 |
Balance at beginning of prior year after applicable adjustments | 2018-12-31 | 53,957,904 |
Prefunding balance at beginning of prior year after applicable adjustments | 2018-12-31 | 58,871,921 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2018-12-31 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2018-12-31 | 0 |
Amount remaining of carryover balance | 2018-12-31 | 53,957,904 |
Amount remaining of prefunding balance | 2018-12-31 | 58,871,921 |
Present value of excess contributions | 2018-12-31 | 46,239,791 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-12-31 | 48,991,059 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-12-31 | 48,991,059 |
Reductions in caryover balances due to elections or deemed elections | 2018-12-31 | 14,861,260 |
Reductions in prefunding balances due to elections or deemed elections | 2018-12-31 | 0 |
Balance of carryovers at beginning of current year | 2018-12-31 | 45,647,134 |
Balance of prefunding at beginning of current year | 2018-12-31 | 115,010,031 |
Total employer contributions | 2018-12-31 | 20,000,000 |
Total employee contributions | 2018-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2018-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2018-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-12-31 | 18,218,829 |
Liquidity shortfalls end of Q1 | 2018-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2018-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2018-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2018-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2018-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2018-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2018-12-31 | 1,969,500 |
Net shortfall amortization installment of oustanding balance | 2018-12-31 | 0 |
Waiver amortization installment | 2018-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2018-12-31 | 1,969,500 |
Carryover balance elected to use to offset funding requirement | 2018-12-31 | 1,917,250 |
Prefunding balance elected to use to offset funding requirement | 2018-12-31 | 0 |
Additional cash requirement | 2018-12-31 | 52,250 |
Contributions allocatedtoward minimum required contributions for current year | 2018-12-31 | 18,218,829 |
Unpaid minimum required contributions for current year | 2018-12-31 | 0 |
Unpaid minimum required contributions for all years | 2018-12-31 | 0 |
Total participants, beginning-of-year | 2018-01-01 | 4,779 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 1,230 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 1,908 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 1,186 |
Total of all active and inactive participants | 2018-01-01 | 4,324 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 280 |
Total participants | 2018-01-01 | 4,604 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2017 401k membership |
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Market value of plan assets | 2017-12-31 | 852,730,797 |
Acturial value of plan assets | 2017-12-31 | 854,968,893 |
Funding target for retired participants and beneficiaries receiving payment | 2017-12-31 | 360,739,741 |
Number of terminated vested participants | 2017-12-31 | 1,412 |
Fundng target for terminated vested participants | 2017-12-31 | 137,106,352 |
Active participant vested funding target | 2017-12-31 | 234,863,581 |
Number of active participants | 2017-12-31 | 1,422 |
Total funding liabilities for active participants | 2017-12-31 | 245,751,196 |
Total participant count | 2017-12-31 | 4,893 |
Total funding target for all participants | 2017-12-31 | 743,597,289 |
Balance at beginning of prior year after applicable adjustments | 2017-12-31 | 78,575,552 |
Prefunding balance at beginning of prior year after applicable adjustments | 2017-12-31 | 19,111,193 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2017-12-31 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2017-12-31 | 0 |
Amount remaining of carryover balance | 2017-12-31 | 78,575,552 |
Amount remaining of prefunding balance | 2017-12-31 | 19,111,193 |
Present value of excess contributions | 2017-12-31 | 36,155,430 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-12-31 | 38,378,989 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-12-31 | 38,378,989 |
Reductions in caryover balances due to elections or deemed elections | 2017-12-31 | 30,298,660 |
Reductions in prefunding balances due to elections or deemed elections | 2017-12-31 | 0 |
Balance of carryovers at beginning of current year | 2017-12-31 | 53,957,904 |
Balance of prefunding at beginning of current year | 2017-12-31 | 58,871,921 |
Total employer contributions | 2017-12-31 | 55,000,000 |
Total employee contributions | 2017-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2017-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2017-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-12-31 | 50,074,291 |
Unpaid minimum required contributions for all prior years | 2017-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2017-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2017-12-31 | 3,834,500 |
Net shortfall amortization installment of oustanding balance | 2017-12-31 | 0 |
Waiver amortization installment | 2017-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2017-12-31 | 3,834,500 |
Carryover balance elected to use to offset funding requirement | 2017-12-31 | 0 |
Prefunding balance elected to use to offset funding requirement | 2017-12-31 | 0 |
Additional cash requirement | 2017-12-31 | 3,834,500 |
Contributions allocatedtoward minimum required contributions for current year | 2017-12-31 | 50,074,291 |
Unpaid minimum required contributions for current year | 2017-12-31 | 0 |
Unpaid minimum required contributions for all years | 2017-12-31 | 0 |
Total participants, beginning-of-year | 2017-01-01 | 4,882 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 1,302 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 1,859 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 1,357 |
Total of all active and inactive participants | 2017-01-01 | 4,518 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 261 |
Total participants | 2017-01-01 | 4,779 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2016 401k membership |
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Market value of plan assets | 2016-12-31 | 811,770,041 |
Acturial value of plan assets | 2016-12-31 | 827,527,780 |
Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 343,092,788 |
Number of terminated vested participants | 2016-12-31 | 1,394 |
Fundng target for terminated vested participants | 2016-12-31 | 121,503,588 |
Active participant vested funding target | 2016-12-31 | 247,504,536 |
Number of active participants | 2016-12-31 | 1,597 |
Total funding liabilities for active participants | 2016-12-31 | 258,043,222 |
Total participant count | 2016-12-31 | 4,992 |
Total funding target for all participants | 2016-12-31 | 722,639,598 |
Balance at beginning of prior year after applicable adjustments | 2016-12-31 | 79,289,154 |
Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 9,619,247 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2016-12-31 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 0 |
Amount remaining of carryover balance | 2016-12-31 | 79,289,154 |
Amount remaining of prefunding balance | 2016-12-31 | 9,619,247 |
Present value of excess contributions | 2016-12-31 | 9,006,600 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 9,578,519 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-12-31 | 9,578,519 |
Reductions in caryover balances due to elections or deemed elections | 2016-12-31 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2016-12-31 | 0 |
Balance of carryovers at beginning of current year | 2016-12-31 | 78,575,552 |
Balance of prefunding at beginning of current year | 2016-12-31 | 19,111,193 |
Total employer contributions | 2016-12-31 | 40,000,000 |
Total employee contributions | 2016-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 36,155,430 |
Unpaid minimum required contributions for all prior years | 2016-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2016-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2016-12-31 | 3,705,500 |
Net shortfall amortization installment of oustanding balance | 2016-12-31 | 0 |
Waiver amortization installment | 2016-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2016-12-31 | 0 |
Carryover balance elected to use to offset funding requirement | 2016-12-31 | 0 |
Prefunding balance elected to use to offset funding requirement | 2016-12-31 | 0 |
Additional cash requirement | 2016-12-31 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2016-12-31 | 36,155,430 |
Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
Total participants, beginning-of-year | 2016-01-01 | 4,983 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 1,422 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 1,833 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 1,385 |
Total of all active and inactive participants | 2016-01-01 | 4,640 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 242 |
Total participants | 2016-01-01 | 4,882 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2015 401k membership |
---|
Total participants, beginning-of-year | 2015-01-01 | 5,086 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 1,597 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 1,797 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 1,364 |
Total of all active and inactive participants | 2015-01-01 | 4,758 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 225 |
Total participants | 2015-01-01 | 4,983 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2014 401k membership |
---|
Total participants, beginning-of-year | 2014-01-01 | 5,201 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 1,711 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 1,727 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 1,453 |
Total of all active and inactive participants | 2014-01-01 | 4,891 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 195 |
Total participants | 2014-01-01 | 5,086 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2012: THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2012 401k membership |
---|
Total participants, beginning-of-year | 2012-01-01 | 5,431 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 2,083 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 1,583 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 1,480 |
Total of all active and inactive participants | 2012-01-01 | 5,146 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 183 |
Total participants | 2012-01-01 | 5,329 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 15 |
2011: THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2011 401k membership |
---|
Total participants, beginning-of-year | 2011-01-01 | 5,500 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 2,252 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 1,478 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1,525 |
Total of all active and inactive participants | 2011-01-01 | 5,255 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 176 |
Total participants | 2011-01-01 | 5,431 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 37 |
2009: THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2009 401k membership |
---|
Total participants, beginning-of-year | 2009-01-01 | 5,515 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 2,593 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 1,320 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1,506 |
Total of all active and inactive participants | 2009-01-01 | 5,419 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 158 |
Total participants | 2009-01-01 | 5,577 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 63 |
Measure | Date | Value |
---|
2022 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-213,923,056 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $56,275,902 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $54,825,447 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $0 |
Value of total assets at end of year | 2022-12-31 | $756,940,695 |
Value of total assets at beginning of year | 2022-12-31 | $1,027,139,653 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,450,455 |
Total interest from all sources | 2022-12-31 | $143,935 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $233,623 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $233,623 |
Administrative expenses professional fees incurred | 2022-12-31 | $721,826 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $7,509 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
Administrative expenses (other) incurred | 2022-12-31 | $728,629 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-270,198,958 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $756,940,695 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $1,027,139,653 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $14,313,995 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $19,543,879 |
Interest earned on other investments | 2022-12-31 | $143,935 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $735,019,922 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $993,247,043 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $7,599,269 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $14,348,731 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,486,508 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-209,814,106 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $54,825,447 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2022-12-31 | 133891517 |
2021 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $678,136 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $61,386,887 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $59,745,628 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $0 |
Value of total assets at end of year | 2021-12-31 | $1,027,139,653 |
Value of total assets at beginning of year | 2021-12-31 | $1,087,848,404 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,641,259 |
Total interest from all sources | 2021-12-31 | $194,091 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $281,466 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $281,466 |
Administrative expenses professional fees incurred | 2021-12-31 | $888,537 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Administrative expenses (other) incurred | 2021-12-31 | $752,722 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $-60,708,751 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $1,027,139,653 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $1,087,848,404 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $19,543,879 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $21,036,141 |
Interest earned on other investments | 2021-12-31 | $194,091 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $993,247,043 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,052,674,663 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $11,110,465 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $11,110,465 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $14,348,731 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $3,027,135 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $757,274 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $-554,695 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Employer contributions (assets) at end of year | 2021-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $59,745,628 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2021-12-31 | 133891517 |
2020 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $145,020,774 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $55,614,066 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $54,359,275 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
Value of total assets at end of year | 2020-12-31 | $1,087,848,404 |
Value of total assets at beginning of year | 2020-12-31 | $998,441,696 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,254,791 |
Total interest from all sources | 2020-12-31 | $151,342 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $106,717 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $106,717 |
Administrative expenses professional fees incurred | 2020-12-31 | $575,195 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Other income not declared elsewhere | 2020-12-31 | $307 |
Administrative expenses (other) incurred | 2020-12-31 | $679,596 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $89,406,708 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $1,087,848,404 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $998,441,696 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $21,036,141 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $19,482,067 |
Interest earned on other investments | 2020-12-31 | $151,342 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,052,674,663 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $969,240,572 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $11,110,465 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $5,374,324 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $5,374,324 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $3,027,135 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $4,344,733 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,415,357 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $140,347,051 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $54,359,275 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2020-12-31 | 133891517 |
2019 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $170,796,730 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $56,309,034 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $54,599,125 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $20,250,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $20,250,000 |
Value of total assets at end of year | 2019-12-31 | $998,441,696 |
Value of total assets at end of year | 2019-12-31 | $998,441,696 |
Value of total assets at beginning of year | 2019-12-31 | $883,954,000 |
Value of total assets at beginning of year | 2019-12-31 | $883,954,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,709,909 |
Total interest from all sources | 2019-12-31 | $222,758 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $265,007 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $265,007 |
Administrative expenses professional fees incurred | 2019-12-31 | $1,013,511 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $50,000,000 |
Value of fidelity bond cover | 2019-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Administrative expenses (other) incurred | 2019-12-31 | $696,398 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $114,487,696 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $998,441,696 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $998,441,696 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $883,954,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $883,954,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,482,067 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,482,067 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $32,554,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $32,554,000 |
Interest earned on other investments | 2019-12-31 | $222,758 |
Interest earned on other investments | 2019-12-31 | $222,758 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $969,240,572 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $969,240,572 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $819,424,000 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $819,424,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $5,374,324 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $5,374,324 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $5,154,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $5,154,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $5,154,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $5,154,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $4,344,733 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $4,344,733 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $6,822,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $6,822,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $7,565,811 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $142,493,154 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $20,250,000 |
Contributions received in cash from employer | 2019-12-31 | $20,250,000 |
Employer contributions (assets) at end of year | 2019-12-31 | $0 |
Employer contributions (assets) at end of year | 2019-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $20,000,000 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $20,000,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $54,599,125 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm name | 2019-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2019-12-31 | 133891517 |
Accountancy firm EIN | 2019-12-31 | 133891517 |
2018 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $-5,277,000 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $62,211,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $60,314,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $20,000,000 |
Value of total assets at end of year | 2018-12-31 | $883,954,000 |
Value of total assets at beginning of year | 2018-12-31 | $951,442,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,897,000 |
Total interest from all sources | 2018-12-31 | $205,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $442,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $442,000 |
Administrative expenses professional fees incurred | 2018-12-31 | $996,000 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Administrative expenses (other) incurred | 2018-12-31 | $901,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-67,488,000 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $883,954,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $951,442,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $32,554,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $51,952,000 |
Interest earned on other investments | 2018-12-31 | $205,000 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $819,424,000 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $821,698,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $5,154,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $15,776,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $15,776,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $6,822,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $7,016,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-5,156,000 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-20,768,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $20,000,000 |
Employer contributions (assets) at end of year | 2018-12-31 | $20,000,000 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $55,000,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $60,314,000 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2018-12-31 | 133891517 |
2017 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $152,022,000 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $54,932,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $51,713,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $55,000,000 |
Value of total assets at end of year | 2017-12-31 | $951,442,000 |
Value of total assets at beginning of year | 2017-12-31 | $854,352,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $3,219,000 |
Total interest from all sources | 2017-12-31 | $203,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $501,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $501,000 |
Administrative expenses professional fees incurred | 2017-12-31 | $998,000 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Administrative expenses (other) incurred | 2017-12-31 | $2,221,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $97,090,000 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $951,442,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $854,352,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $51,952,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $68,901,000 |
Interest earned on other investments | 2017-12-31 | $203,000 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $821,698,000 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $737,303,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $15,776,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $5,020,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $5,020,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $7,016,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $3,128,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $14,072,000 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $82,246,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $55,000,000 |
Employer contributions (assets) at end of year | 2017-12-31 | $55,000,000 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $40,000,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $51,713,000 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2017-12-31 | 133891517 |
2016 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $96,386,000 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $57,860,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $54,584,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $40,000,000 |
Value of total assets at end of year | 2016-12-31 | $854,352,000 |
Value of total assets at beginning of year | 2016-12-31 | $815,826,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,276,000 |
Total interest from all sources | 2016-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $656,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $656,000 |
Administrative expenses professional fees incurred | 2016-12-31 | $825,000 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Administrative expenses (other) incurred | 2016-12-31 | $2,451,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $38,526,000 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $854,352,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $815,826,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $68,901,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $67,030,000 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $737,303,000 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $714,840,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $5,020,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $303,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $303,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $3,128,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $23,653,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,033,000 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $53,697,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $40,000,000 |
Employer contributions (assets) at end of year | 2016-12-31 | $40,000,000 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $10,000,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $54,584,000 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2016-12-31 | 133891517 |
2015 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,630,000 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $51,511,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $48,612,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $10,000,000 |
Value of total assets at end of year | 2015-12-31 | $815,826,000 |
Value of total assets at beginning of year | 2015-12-31 | $864,707,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,899,000 |
Total interest from all sources | 2015-12-31 | $1,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $712,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $712,000 |
Administrative expenses professional fees incurred | 2015-12-31 | $1,328,000 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Other income not declared elsewhere | 2015-12-31 | $615,000 |
Administrative expenses (other) incurred | 2015-12-31 | $1,571,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-48,881,000 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $815,826,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $864,707,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $67,030,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $71,819,000 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $714,840,000 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $760,850,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $303,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $257,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $257,000 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $1,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $23,653,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $21,781,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,527,000 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-7,171,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $10,000,000 |
Employer contributions (assets) at end of year | 2015-12-31 | $10,000,000 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $10,000,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $48,612,000 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2015-12-31 | 133891517 |
2014 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $104,023,000 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $50,004,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $48,717,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $10,000,000 |
Value of total assets at end of year | 2014-12-31 | $864,707,000 |
Value of total assets at beginning of year | 2014-12-31 | $810,688,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,287,000 |
Total interest from all sources | 2014-12-31 | $432,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $711,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $711,000 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $54,019,000 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $864,707,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $810,688,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $1,287,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $71,819,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $71,773,000 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $760,850,000 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $718,524,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $257,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $236,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $236,000 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $432,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $21,781,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $10,155,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $2,303,000 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $90,577,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $10,000,000 |
Employer contributions (assets) at end of year | 2014-12-31 | $10,000,000 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $10,000,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $48,717,000 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2014-12-31 | 133891517 |
2013 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $6,000 |
Total income from all sources (including contributions) | 2013-12-31 | $106,912,000 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $45,155,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $43,745,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $10,000,000 |
Value of total assets at end of year | 2013-12-31 | $810,688,000 |
Value of total assets at beginning of year | 2013-12-31 | $748,937,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,410,000 |
Total interest from all sources | 2013-12-31 | $407,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $760,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $760,000 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $8,467,000 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $26,000 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $6,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $61,757,000 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $810,688,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $748,931,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $1,410,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $71,773,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $172,713,000 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $718,524,000 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $522,038,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $236,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $7,183,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $7,183,000 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $407,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $10,155,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $8,510,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $28,780,000 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $66,965,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $10,000,000 |
Employer contributions (assets) at end of year | 2013-12-31 | $10,000,000 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $30,000,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $43,745,000 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2013-12-31 | 133891517 |
2012 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $6,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $156,000 |
Total income from all sources (including contributions) | 2012-12-31 | $122,920,000 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $27,483,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $26,459,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $35,500,000 |
Value of total assets at end of year | 2012-12-31 | $748,937,000 |
Value of total assets at beginning of year | 2012-12-31 | $653,650,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,024,000 |
Total interest from all sources | 2012-12-31 | $296,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $2,382,000 |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $2,382,000 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $8,467,000 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $7,593,000 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $26,000 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $6,000 |
Liabilities. Value of operating payables at end of year | 2012-12-31 | $6,000 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $156,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $95,437,000 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $748,931,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $653,494,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $1,024,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $172,713,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $227,003,000 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $522,038,000 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $372,331,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $7,183,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,471,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,471,000 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $296,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $8,510,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $746,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $29,370,000 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $55,372,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $35,500,000 |
Employer contributions (assets) at end of year | 2012-12-31 | $30,000,000 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $44,500,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $26,459,000 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2012-12-31 | 133891517 |
2011 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $156,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $327,000 |
Total income from all sources (including contributions) | 2011-12-31 | $75,759,950 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $23,116,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $21,871,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $67,000,000 |
Value of total assets at end of year | 2011-12-31 | $653,650,000 |
Value of total assets at beginning of year | 2011-12-31 | $601,177,050 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,245,000 |
Total interest from all sources | 2011-12-31 | $340,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $2,824,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $2,824,000 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $50,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $7,593,000 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $7,279,000 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $6,000 |
Other income not declared elsewhere | 2011-12-31 | $308,950 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $156,000 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $327,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $52,643,950 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $653,494,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $600,850,050 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $1,245,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $227,003,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $351,934,000 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $372,331,000 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $206,642,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,471,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $117,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $117,000 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $340,000 |
Assets. Value of investments in 103.12 investment entities at end of year | 2011-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-12-31 | $340,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $746,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $2,365,050 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,304,000 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $8,597,000 |
Net gain/loss from 103.12 investment entities | 2011-12-31 | $-6,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $67,000,000 |
Employer contributions (assets) at end of year | 2011-12-31 | $44,500,000 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $32,500,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $21,871,000 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2011-12-31 | 133891517 |
2010 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $43,141,000 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $43,141,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $327,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $14,706 |
Total income from all sources (including contributions) | 2010-12-31 | $116,932,109 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $20,711,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $20,231,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $62,500,000 |
Value of total assets at end of year | 2010-12-31 | $601,177,050 |
Value of total assets at beginning of year | 2010-12-31 | $504,643,647 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $480,000 |
Total interest from all sources | 2010-12-31 | $749,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $11,260,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $50,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $7,279,000 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $8,002,027 |
Other income not declared elsewhere | 2010-12-31 | $-717,891 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $327,000 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $14,706 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $96,221,109 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $600,850,050 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $504,628,941 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $480,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $351,934,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $419,551,764 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $13,380,342 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $206,642,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $117,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $3,977,781 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $3,977,781 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $749,000 |
Assets. Value of investments in 103.12 investment entities at end of year | 2010-12-31 | $340,000 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2010-12-31 | $2,955,016 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $2,365,050 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $21,776,717 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $62,500,000 |
Employer contributions (assets) at end of year | 2010-12-31 | $32,500,000 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $35,000,000 |
Income. Dividends from common stock | 2010-12-31 | $11,260,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $20,231,000 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2010-12-31 | 133891517 |
2009 : THE DEPOSITORY TRUST & CLEARING CORPORATION RETIREMENT PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |