401k Plan data: THE ALLEN & COMPANY 401(K) SAVINGS PLAN plan

THE ALLEN & COMPANY 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	THE ALLEN & COMPANY 401(K) SAVINGS PLAN
Plan identification number	002

THE ALLEN & COMPANY 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALLEN OPERATIONS LLC has sponsored the creation of one or more 401k plans.

Company Name: ALLEN OPERATIONS LLC

Employer identification number (EIN): 134195373

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Additional information about ALLEN OPERATIONS LLC

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 0000-00-00

Company Identification Number: C0238742

More information about ALLEN OPERATIONS LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ALLEN & COMPANY 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2024-01-01 MARYKATE SULLIVAN
002 2023-01-01
002 2023-01-01 MARYKATE SULLIVAN
002 2022-01-01
002 2022-01-01 MARYKATE SULLIVAN
002 2021-01-01
002 2021-01-01 MARYKATE SULLIVAN
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 MARYKATE SULLIVAN MARYKATE SULLIVAN 2018-09-28
002 2016-01-01 MARYKATE SULLIVAN MARYKATE SULLIVAN 2017-07-27
002 2015-01-01 DANIEL BERGER DANIEL BERGER 2016-07-07
002 2014-01-01 MARYKATE WALSH
002 2014-01-01 MARYKATE WALSH
002 2013-01-01 MARYKATE WALSH MARYKATE WALSH 2014-10-15
002 2012-01-01 MARYKATE WALSH
002 2011-01-01 MARYKATE WALSH MARYKATE WALSH 2012-10-15
002 2009-01-01 MARYKATE WALSH MARYKATE WALSH 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2024-01-01	MARYKATE SULLIVAN
002	2023-01-01
002	2023-01-01	MARYKATE SULLIVAN
002	2022-01-01
002	2022-01-01	MARYKATE SULLIVAN
002	2021-01-01
002	2021-01-01	MARYKATE SULLIVAN
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	MARYKATE SULLIVAN	MARYKATE SULLIVAN	2018-09-28
002	2016-01-01	MARYKATE SULLIVAN	MARYKATE SULLIVAN	2017-07-27
002	2015-01-01	DANIEL BERGER	DANIEL BERGER	2016-07-07
002	2014-01-01	MARYKATE WALSH
002	2014-01-01	MARYKATE WALSH
002	2013-01-01	MARYKATE WALSH	MARYKATE WALSH	2014-10-15
002	2012-01-01	MARYKATE WALSH
002	2011-01-01	MARYKATE WALSH	MARYKATE WALSH	2012-10-15
002	2009-01-01	MARYKATE WALSH	MARYKATE WALSH	2010-10-14

Plan Statistics for THE ALLEN & COMPANY 401(K) SAVINGS PLAN

401k plan membership statisitcs for THE ALLEN & COMPANY 401(K) SAVINGS PLAN

Measure Date Value
2023: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 347
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 217
Number of retired or separated participants receiving benefits 2023-01-01 16
Number of other retired or separated participants entitled to future benefits 2023-01-01 121
Total of all active and inactive participants 2023-01-01 354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 2
Total participants 2023-01-01 356
Number of participants with account balances 2023-01-01 334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 8
2022: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 339
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 207
Number of retired or separated participants receiving benefits 2022-01-01 18
Number of other retired or separated participants entitled to future benefits 2022-01-01 120
Total of all active and inactive participants 2022-01-01 345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 2
Total participants 2022-01-01 347
Number of participants with account balances 2022-01-01 334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 10
2021: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 329
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 207
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 130
Total of all active and inactive participants 2021-01-01 337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2
Total participants 2021-01-01 339
Number of participants with account balances 2021-01-01 327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 16
2020: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 329
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 209
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 118
Total of all active and inactive participants 2020-01-01 327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 2
Total participants 2020-01-01 329
Number of participants with account balances 2020-01-01 317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 7
2019: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 325
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 207
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 120
Total of all active and inactive participants 2019-01-01 327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 2
Total participants 2019-01-01 329
Number of participants with account balances 2019-01-01 314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 25
2018: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 328
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 219
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 104
Total of all active and inactive participants 2018-01-01 323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 325
Number of participants with account balances 2018-01-01 310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 9
2017: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 319
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 218
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 108
Total of all active and inactive participants 2017-01-01 326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 328
Number of participants with account balances 2017-01-01 313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 13
2016: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 319
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 220
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 98
Total of all active and inactive participants 2016-01-01 318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 319
Number of participants with account balances 2016-01-01 302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 7
2015: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 309
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 217
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 101
Total of all active and inactive participants 2015-01-01 318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 319
Number of participants with account balances 2015-01-01 296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 19
2014: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 316
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 220
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 90
Total of all active and inactive participants 2014-01-01 310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 312
Number of participants with account balances 2014-01-01 290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 16
2013: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 302
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 234
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 85
Total of all active and inactive participants 2013-01-01 319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 320
Number of participants with account balances 2013-01-01 290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5
2012: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 300
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 228
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 73
Total of all active and inactive participants 2012-01-01 301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 302
Number of participants with account balances 2012-01-01 272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 11
2011: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 291
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 224
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 75
Total of all active and inactive participants 2011-01-01 299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 300
Number of participants with account balances 2011-01-01 267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 11
2009: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 262
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 210
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 58
Total of all active and inactive participants 2009-01-01 268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 269
Number of participants with account balances 2009-01-01 239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2023: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	347
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	217
Number of retired or separated participants receiving benefits	2023-01-01	16
Number of other retired or separated participants entitled to future benefits	2023-01-01	121
Total of all active and inactive participants	2023-01-01	354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	2
Total participants	2023-01-01	356
Number of participants with account balances	2023-01-01	334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	8
2022: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	339
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	207
Number of retired or separated participants receiving benefits	2022-01-01	18
Number of other retired or separated participants entitled to future benefits	2022-01-01	120
Total of all active and inactive participants	2022-01-01	345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	2
Total participants	2022-01-01	347
Number of participants with account balances	2022-01-01	334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	10
2021: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	329
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	207
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	130
Total of all active and inactive participants	2021-01-01	337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2
Total participants	2021-01-01	339
Number of participants with account balances	2021-01-01	327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	16
2020: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	329
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	209
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	118
Total of all active and inactive participants	2020-01-01	327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	2
Total participants	2020-01-01	329
Number of participants with account balances	2020-01-01	317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	7
2019: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	325
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	207
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	120
Total of all active and inactive participants	2019-01-01	327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	2
Total participants	2019-01-01	329
Number of participants with account balances	2019-01-01	314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	25
2018: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	328
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	219
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	104
Total of all active and inactive participants	2018-01-01	323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	325
Number of participants with account balances	2018-01-01	310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	9
2017: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	319
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	218
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	108
Total of all active and inactive participants	2017-01-01	326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	328
Number of participants with account balances	2017-01-01	313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	13
2016: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	319
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	220
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	98
Total of all active and inactive participants	2016-01-01	318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	319
Number of participants with account balances	2016-01-01	302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	7
2015: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	309
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	217
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	101
Total of all active and inactive participants	2015-01-01	318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	319
Number of participants with account balances	2015-01-01	296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	19
2014: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	316
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	220
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	90
Total of all active and inactive participants	2014-01-01	310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	312
Number of participants with account balances	2014-01-01	290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	16
2013: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	302
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	234
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	85
Total of all active and inactive participants	2013-01-01	319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	320
Number of participants with account balances	2013-01-01	290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5
2012: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	300
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	228
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	73
Total of all active and inactive participants	2012-01-01	301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	302
Number of participants with account balances	2012-01-01	272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	11
2011: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	291
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	224
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	75
Total of all active and inactive participants	2011-01-01	299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	300
Number of participants with account balances	2011-01-01	267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	11
2009: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	262
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	210
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	58
Total of all active and inactive participants	2009-01-01	268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	269
Number of participants with account balances	2009-01-01	239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE ALLEN & COMPANY 401(K) SAVINGS PLAN

Measure	Date	Value
2023 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$18,639,584
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$3,953,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$3,952,903
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$4,330,807
Value of total assets at end of year	2023-12-31	$99,739,477
Value of total assets at beginning of year	2023-12-31	$85,053,604
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$808
Total interest from all sources	2023-12-31	$20,128
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$4,048,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$4,048,498
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$3,695,907
Participant contributions at end of year	2023-12-31	$314,916
Participant contributions at beginning of year	2023-12-31	$409,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$14,685,873
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$99,739,477
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$85,053,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$99,424,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$84,644,051
Interest on participant loans	2023-12-31	$20,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$10,240,151
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$634,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$3,952,903
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	BDO USA, P.C.
Accountancy firm EIN	2023-12-31	135381590
Total unrealized appreciation/depreciation of assets	2023-01-01	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-01-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-01-01	$0
Total income from all sources (including contributions)	2023-01-01	$18,639,584
Total loss/gain on sale of assets	2023-01-01	$0
Total of all expenses incurred	2023-01-01	$3,953,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-01-01	$3,952,903
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-01-01	$4,330,807
Value of total assets at end of year	2023-01-01	$99,739,477
Value of total assets at beginning of year	2023-01-01	$85,053,604
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-01-01	$808
Total interest from all sources	2023-01-01	$20,128
Total dividends received (eg from common stock, registered investment company shares)	2023-01-01	$4,048,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-01-01	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-01-01	$4,048,498
Was this plan covered by a fidelity bond	2023-01-01	Yes
Value of fidelity bond cover	2023-01-01	$5,000,000
If this is an individual account plan, was there a blackout period	2023-01-01	No
Were there any nonexempt tranactions with any party-in-interest	2023-01-01	No
Contributions received from participants	2023-01-01	$3,695,907
Participant contributions at end of year	2023-01-01	$314,916
Participant contributions at beginning of year	2023-01-01	$409,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-01-01	No
Value of net income/loss	2023-01-01	$14,685,873
Value of net assets at end of year (total assets less liabilities)	2023-01-01	$99,739,477
Value of net assets at beginning of year (total assets less liabilities)	2023-01-01	$85,053,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-01-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-01-01	No
Were any leases to which the plan was party in default or uncollectible	2023-01-01	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-01-01	$99,424,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-01-01	$84,644,051
Interest on participant loans	2023-01-01	$20,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-01-01	$10,240,151
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-01-01	No
Was there a failure to transmit to the plan any participant contributions	2023-01-01	No
Has the plan failed to provide any benefit when due under the plan	2023-01-01	No
Contributions received in cash from employer	2023-01-01	$634,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-01-01	$3,952,903
Did the plan have assets held for investment	2023-01-01	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-01-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-01-01	No
Opinion of an independent qualified public accountant for this plan	2023-01-01	1
Accountancy firm name	2023-01-01	BDO USA, P.C.
Accountancy firm EIN	2023-01-01	135381590
2022 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-12,764,110
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,648,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,647,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$4,647,365
Value of total assets at end of year	2022-12-31	$85,053,604
Value of total assets at beginning of year	2022-12-31	$100,466,108
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$1,195
Total interest from all sources	2022-12-31	$17,145
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$5,055,668
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$5,055,668
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$3,239,740
Participant contributions at end of year	2022-12-31	$409,553
Participant contributions at beginning of year	2022-12-31	$318,644
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$728,767
Administrative expenses (other) incurred	2022-12-31	$1,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-15,412,504
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$85,053,604
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$100,466,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$84,644,051
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$100,147,464
Interest on participant loans	2022-12-31	$17,145
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-22,484,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$678,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,647,199
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BDO USA, P.C.
Accountancy firm EIN	2022-12-31	135381590
Total unrealized appreciation/depreciation of assets	2022-01-01	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-01-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-01-01	$0
Total income from all sources (including contributions)	2022-01-01	$-12,764,110
Total loss/gain on sale of assets	2022-01-01	$0
Total of all expenses incurred	2022-01-01	$2,648,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-01-01	$2,647,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-01-01	$4,647,365
Value of total assets at end of year	2022-01-01	$85,053,604
Value of total assets at beginning of year	2022-01-01	$100,466,108
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-01-01	$1,195
Total interest from all sources	2022-01-01	$17,145
Total dividends received (eg from common stock, registered investment company shares)	2022-01-01	$5,055,668
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-01-01	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-01-01	$5,055,668
Was this plan covered by a fidelity bond	2022-01-01	Yes
Value of fidelity bond cover	2022-01-01	$5,000,000
If this is an individual account plan, was there a blackout period	2022-01-01	No
Were there any nonexempt tranactions with any party-in-interest	2022-01-01	No
Contributions received from participants	2022-01-01	$3,239,740
Participant contributions at end of year	2022-01-01	$409,553
Participant contributions at beginning of year	2022-01-01	$318,644
Income. Received or receivable in cash from other sources (including rollovers)	2022-01-01	$728,767
Administrative expenses (other) incurred	2022-01-01	$1,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-01-01	No
Value of net income/loss	2022-01-01	$-15,412,504
Value of net assets at end of year (total assets less liabilities)	2022-01-01	$85,053,604
Value of net assets at beginning of year (total assets less liabilities)	2022-01-01	$100,466,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-01-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-01-01	No
Were any leases to which the plan was party in default or uncollectible	2022-01-01	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-01-01	$84,644,051
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-01-01	$100,147,464
Interest on participant loans	2022-01-01	$17,145
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-01-01	$-22,484,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-01-01	No
Was there a failure to transmit to the plan any participant contributions	2022-01-01	No
Has the plan failed to provide any benefit when due under the plan	2022-01-01	No
Contributions received in cash from employer	2022-01-01	$678,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-01-01	$2,647,199
Did the plan have assets held for investment	2022-01-01	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-01-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-01-01	No
Opinion of an independent qualified public accountant for this plan	2022-01-01	1
Accountancy firm name	2022-01-01	BDO USA, P.C.
Accountancy firm EIN	2022-01-01	135381590
2021 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$15,842,928
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,072,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,072,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,866,630
Value of total assets at end of year	2021-12-31	$100,466,108
Value of total assets at beginning of year	2021-12-31	$85,695,883
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$700
Total interest from all sources	2021-12-31	$14,580
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$7,992,551
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$7,992,551
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$3,203,396
Participant contributions at end of year	2021-12-31	$318,644
Participant contributions at beginning of year	2021-12-31	$290,290
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$5,163
Administrative expenses (other) incurred	2021-12-31	$700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$14,770,225
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$100,466,108
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$85,695,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$100,147,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$85,405,593
Interest on participant loans	2021-12-31	$14,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$3,969,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$658,071
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,072,003
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BDO USA, LLP
Accountancy firm EIN	2021-12-31	135381590
2020 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$17,814,179
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$2,840,279
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,839,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,770,926
Value of total assets at end of year	2020-12-31	$85,695,883
Value of total assets at beginning of year	2020-12-31	$70,721,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$570
Total interest from all sources	2020-12-31	$14,179
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$4,514,374
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$4,514,374
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,918,411
Participant contributions at end of year	2020-12-31	$290,290
Participant contributions at beginning of year	2020-12-31	$263,246
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$275,169
Administrative expenses (other) incurred	2020-12-31	$570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$14,973,900
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$85,695,883
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$70,721,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$85,405,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$70,458,737
Interest on participant loans	2020-12-31	$14,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$9,514,700
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$577,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,839,709
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	KPMG LLP
Accountancy firm EIN	2020-12-31	135565207
2019 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$16,620,123
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,957,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,957,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,637,608
Value of total assets at end of year	2019-12-31	$70,721,983
Value of total assets at beginning of year	2019-12-31	$57,059,596
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$590
Total interest from all sources	2019-12-31	$16,524
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$3,415,148
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$3,415,148
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$3,006,151
Participant contributions at end of year	2019-12-31	$263,246
Participant contributions at beginning of year	2019-12-31	$319,988
Administrative expenses (other) incurred	2019-12-31	$590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$13,662,387
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$70,721,983
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$57,059,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$70,458,737
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$56,739,608
Interest on participant loans	2019-12-31	$16,524
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$9,550,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$631,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,957,146
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	KPMG LLP
Accountancy firm EIN	2019-12-31	135565207
2018 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,343,312
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,932,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,932,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$3,827,413
Value of total assets at end of year	2018-12-31	$57,059,596
Value of total assets at beginning of year	2018-12-31	$57,649,033
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$690
Total interest from all sources	2018-12-31	$17,873
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$3,942,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,942,032
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,831,200
Participant contributions at end of year	2018-12-31	$319,988
Participant contributions at beginning of year	2018-12-31	$416,943
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$396,652
Administrative expenses (other) incurred	2018-12-31	$690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-589,437
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$57,059,596
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$57,649,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$56,739,608
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$57,232,090
Interest on participant loans	2018-12-31	$17,873
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-6,444,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$599,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,932,059
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	KPMG LLP
Accountancy firm EIN	2018-12-31	135565207
2017 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$11,912,878
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$634,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$633,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$3,365,624
Value of total assets at end of year	2017-12-31	$57,649,033
Value of total assets at beginning of year	2017-12-31	$46,370,816
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$900
Total interest from all sources	2017-12-31	$19,708
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$3,117,469
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$3,117,469
Administrative expenses professional fees incurred	2017-12-31	$300
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,587,574
Participant contributions at end of year	2017-12-31	$416,943
Participant contributions at beginning of year	2017-12-31	$431,772
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$220,537
Administrative expenses (other) incurred	2017-12-31	$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$11,278,217
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$57,649,033
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$46,370,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$57,232,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$45,939,044
Interest on participant loans	2017-12-31	$19,708
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$5,410,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$557,513
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$633,761
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	KPMG LLP
Accountancy firm EIN	2017-12-31	135565207
2016 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$6,382,286
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,470,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,469,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,339,219
Value of total assets at end of year	2016-12-31	$46,370,816
Value of total assets at beginning of year	2016-12-31	$41,458,819
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$780
Total interest from all sources	2016-12-31	$15,805
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,550,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,550,402
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,382,796
Participant contributions at end of year	2016-12-31	$431,772
Participant contributions at beginning of year	2016-12-31	$295,213
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$463,026
Administrative expenses (other) incurred	2016-12-31	$780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$4,911,997
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$46,370,816
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$41,458,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$45,939,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$41,163,606
Interest on participant loans	2016-12-31	$15,805
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,476,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$493,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,469,509
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	KPMG LLP
Accountancy firm EIN	2016-12-31	135565207
2015 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$3,230,907
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,041,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,038,236
Value of total corrective distributions	2015-12-31	$3,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,392,429
Value of total assets at end of year	2015-12-31	$41,458,819
Value of total assets at beginning of year	2015-12-31	$39,269,758
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$350
Total interest from all sources	2015-12-31	$11,594
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,993,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,993,319
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,363,402
Participant contributions at end of year	2015-12-31	$295,213
Participant contributions at beginning of year	2015-12-31	$329,371
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$524,286
Administrative expenses (other) incurred	2015-12-31	$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,189,061
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$41,458,819
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$39,269,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$41,163,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$38,940,387
Interest on participant loans	2015-12-31	$11,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,166,435
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$504,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,038,236
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	KPMG LLP
Accountancy firm EIN	2015-12-31	135565207
2014 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$4,725,330
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,313,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,313,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,993,275
Value of total assets at end of year	2014-12-31	$39,269,758
Value of total assets at beginning of year	2014-12-31	$36,858,049
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$600
Total interest from all sources	2014-12-31	$14,319
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,229,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$2,229,174
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,325,410
Participant contributions at end of year	2014-12-31	$329,371
Participant contributions at beginning of year	2014-12-31	$322,596
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$86,075
Administrative expenses (other) incurred	2014-12-31	$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,411,709
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$39,269,758
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$36,858,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$38,940,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$36,535,453
Interest on participant loans	2014-12-31	$14,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-511,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$581,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,313,021
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	KPMG LLP
Accountancy firm EIN	2014-12-31	135565207
2013 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$8,875,606
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,471,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,471,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,939,368
Value of total assets at end of year	2013-12-31	$36,858,049
Value of total assets at beginning of year	2013-12-31	$29,454,058
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$400
Total interest from all sources	2013-12-31	$14,809
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,508,137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,508,137
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,259,017
Participant contributions at end of year	2013-12-31	$322,596
Participant contributions at beginning of year	2013-12-31	$357,486
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$39,500
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$264,279
Administrative expenses (other) incurred	2013-12-31	$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$7,403,991
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$36,858,049
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$29,454,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$36,535,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$29,057,072
Interest on participant loans	2013-12-31	$14,809
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$4,413,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$416,072
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,471,215
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	KPMG LLP
Accountancy firm EIN	2013-12-31	135565207
2012 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$5,907,245
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,334,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,333,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,701,217
Value of total assets at end of year	2012-12-31	$29,454,058
Value of total assets at beginning of year	2012-12-31	$24,881,120
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$600
Total interest from all sources	2012-12-31	$12,047
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$840,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$840,185
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,383,390
Participant contributions at end of year	2012-12-31	$357,486
Participant contributions at beginning of year	2012-12-31	$199,482
Participant contributions at end of year	2012-12-31	$39,500
Participant contributions at beginning of year	2012-12-31	$10,500
Administrative expenses (other) incurred	2012-12-31	$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,572,938
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$29,454,058
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$24,881,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$29,057,072
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$24,671,138
Interest on participant loans	2012-12-31	$12,047
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,353,796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$317,827
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,333,707
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2012-12-31	133891517
2011 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,102,264
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$343,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$336,522
Value of total corrective distributions	2011-12-31	$7,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,517,734
Value of total assets at end of year	2011-12-31	$24,881,120
Value of total assets at beginning of year	2011-12-31	$23,122,789
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$300
Total interest from all sources	2011-12-31	$10,678
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$847,567
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$847,567
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,802,461
Participant contributions at end of year	2011-12-31	$199,482
Participant contributions at beginning of year	2011-12-31	$226,107
Participant contributions at end of year	2011-12-31	$10,500
Participant contributions at beginning of year	2011-12-31	$53,487
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$463,849
Administrative expenses (other) incurred	2011-12-31	$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,758,331
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$24,881,120
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$23,122,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$24,671,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$22,837,756
Interest on participant loans	2011-12-31	$10,678
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,273,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$251,424
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$5,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$336,522
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2011-12-31	133891517
2010 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,900,712
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,021,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,016,655
Value of total corrective distributions	2010-12-31	$4,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,889,831
Value of total assets at end of year	2010-12-31	$23,122,789
Value of total assets at beginning of year	2010-12-31	$19,243,409
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$600
Total interest from all sources	2010-12-31	$9,828
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$466,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$466,821
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,703,416
Participant contributions at end of year	2010-12-31	$226,107
Participant contributions at beginning of year	2010-12-31	$173,358
Participant contributions at end of year	2010-12-31	$53,487
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$39,127
Administrative expenses (other) incurred	2010-12-31	$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,879,380
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$23,122,789
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$19,243,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$22,837,756
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$18,660,988
Value of interest in pooled separate accounts at end of year	2010-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$409,063
Interest on participant loans	2010-12-31	$9,828
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,528,934
Net investment gain/loss from pooled separate accounts	2010-12-31	$5,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$147,288
Employer contributions (assets) at end of year	2010-12-31	$5,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,016,655
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DELOITTE & TOUCHE
Accountancy firm EIN	2010-12-31	133891517
2009 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE ALLEN & COMPANY 401(K) SAVINGS PLAN

2023: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Mulitple employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Mulitple employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Mulitple employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Mulitple employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Mulitple employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	4-29192
Policy instance	1

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Company Name:	ALLEN OPERATIONS LLC
Employer identification number (EIN):	134195373
NAIC Classification:	523120
NAIC Description:	Securities Brokerage

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	0000-00-00
Company Identification Number:	C0238742