SAGE DENTAL MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN
Measure | Date | Value |
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2022 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $1,269 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $891,501 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $842,675 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $783,131 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $11,726 |
Value of total corrective distributions | 2022-12-31 | $624 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,218,839 |
Value of total assets at end of year | 2022-12-31 | $7,617,542 |
Value of total assets at beginning of year | 2022-12-31 | $7,567,447 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $47,194 |
Total interest from all sources | 2022-12-31 | $3,887 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $127,933 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $127,933 |
Administrative expenses professional fees incurred | 2022-12-31 | $44,831 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $350,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,113,744 |
Participant contributions at end of year | 2022-12-31 | $108,802 |
Participant contributions at beginning of year | 2022-12-31 | $127,943 |
Participant contributions at end of year | 2022-12-31 | $2,307 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $105,095 |
Other income not declared elsewhere | 2022-12-31 | $3,980 |
Liabilities. Value of operating payables at end of year | 2022-12-31 | $55 |
Total non interest bearing cash at end of year | 2022-12-31 | $6,781 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $5,622 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $48,826 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $7,616,273 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $7,567,447 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $2,363 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $7,132,802 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $7,113,225 |
Interest on participant loans | 2022-12-31 | $3,887 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $2,611 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $1,495 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $1,495 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $364,239 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $319,162 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,463,138 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $783,131 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $1,214 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | TEMPLETON & COMPANY, LLP |
Accountancy firm EIN | 2022-12-31 | 141918990 |
2021 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $2,892,149 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $903,700 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $860,050 |
Value of total corrective distributions | 2021-12-31 | $1,299 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,006,504 |
Value of total assets at end of year | 2021-12-31 | $7,567,447 |
Value of total assets at beginning of year | 2021-12-31 | $5,578,998 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $42,351 |
Total interest from all sources | 2021-12-31 | $4,847 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $116,587 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $116,587 |
Administrative expenses professional fees incurred | 2021-12-31 | $42,351 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $350,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,636,229 |
Participant contributions at end of year | 2021-12-31 | $127,943 |
Participant contributions at beginning of year | 2021-12-31 | $125,294 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $370,275 |
Other income not declared elsewhere | 2021-12-31 | $3,594 |
Total non interest bearing cash at end of year | 2021-12-31 | $5,622 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $52,205 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,988,449 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $7,567,447 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $5,578,998 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $7,113,225 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $5,117,004 |
Interest on participant loans | 2021-12-31 | $4,847 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $1,495 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $4,731 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $4,731 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $319,162 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $279,764 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $760,617 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $860,050 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
Accountancy firm name | 2021-12-31 | TEMPLETON & COMPANY, LLP |
Accountancy firm EIN | 2021-12-31 | 141918990 |
2020 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $2,035,434 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $660,961 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $602,069 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $5,226 |
Value of total corrective distributions | 2020-12-31 | $27,423 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,307,749 |
Value of total assets at end of year | 2020-12-31 | $5,578,998 |
Value of total assets at beginning of year | 2020-12-31 | $4,204,525 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $26,243 |
Total interest from all sources | 2020-12-31 | $3,361 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $71,992 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $71,992 |
Administrative expenses professional fees incurred | 2020-12-31 | $26,243 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $350,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,013,913 |
Participant contributions at end of year | 2020-12-31 | $125,294 |
Participant contributions at beginning of year | 2020-12-31 | $66,884 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $293,836 |
Other income not declared elsewhere | 2020-12-31 | $3,921 |
Total non interest bearing cash at end of year | 2020-12-31 | $52,205 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,374,473 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $5,578,998 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $4,204,525 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $5,117,004 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $3,924,968 |
Interest on participant loans | 2020-12-31 | $3,361 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $4,731 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $106 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $106 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $279,764 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $212,567 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $648,411 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $602,069 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | TEMPLETON & COMPANY, LLP |
Accountancy firm EIN | 2020-12-31 | 141918990 |
2019 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $1,687,314 |
Total income from all sources (including contributions) | 2019-12-31 | $1,687,314 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $708,324 |
Total of all expenses incurred | 2019-12-31 | $708,324 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $642,092 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $642,092 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $20,484 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $20,484 |
Value of total corrective distributions | 2019-12-31 | $17,917 |
Value of total corrective distributions | 2019-12-31 | $17,917 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $960,933 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $960,933 |
Value of total assets at end of year | 2019-12-31 | $4,204,525 |
Value of total assets at end of year | 2019-12-31 | $4,204,525 |
Value of total assets at beginning of year | 2019-12-31 | $3,225,535 |
Value of total assets at beginning of year | 2019-12-31 | $3,225,535 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $27,831 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $27,831 |
Total interest from all sources | 2019-12-31 | $3,448 |
Total interest from all sources | 2019-12-31 | $3,448 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $76,122 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $76,122 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $76,122 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $76,122 |
Administrative expenses professional fees incurred | 2019-12-31 | $27,831 |
Administrative expenses professional fees incurred | 2019-12-31 | $27,831 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $60,000 |
Value of fidelity bond cover | 2019-12-31 | $60,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $910,774 |
Contributions received from participants | 2019-12-31 | $910,774 |
Participant contributions at end of year | 2019-12-31 | $66,884 |
Participant contributions at end of year | 2019-12-31 | $66,884 |
Participant contributions at beginning of year | 2019-12-31 | $88,730 |
Participant contributions at beginning of year | 2019-12-31 | $88,730 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $50,052 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $50,052 |
Other income not declared elsewhere | 2019-12-31 | $3,610 |
Other income not declared elsewhere | 2019-12-31 | $3,610 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $978,990 |
Value of net income/loss | 2019-12-31 | $978,990 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $4,204,525 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $4,204,525 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $3,225,535 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $3,225,535 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $3,924,968 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $3,924,968 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $2,915,913 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $2,915,913 |
Interest on participant loans | 2019-12-31 | $3,448 |
Interest on participant loans | 2019-12-31 | $3,448 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $106 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $106 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $212,567 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $212,567 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $220,892 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $220,892 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $643,201 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $643,201 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $107 |
Contributions received in cash from employer | 2019-12-31 | $107 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $642,092 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $642,092 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | TEMPLETON & COMPANY, LLP |
Accountancy firm name | 2019-12-31 | TEMPLETON & COMPANY, LLP |
Accountancy firm EIN | 2019-12-31 | 650850609 |
Accountancy firm EIN | 2019-12-31 | 650850609 |
2018 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $640,853 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $790,511 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $693,742 |
Value of total corrective distributions | 2018-12-31 | $74,106 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $847,343 |
Value of total assets at end of year | 2018-12-31 | $3,225,535 |
Value of total assets at beginning of year | 2018-12-31 | $3,375,193 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $22,663 |
Total interest from all sources | 2018-12-31 | $3,170 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $61,019 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $61,019 |
Administrative expenses professional fees incurred | 2018-12-31 | $22,663 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $60,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $844,199 |
Participant contributions at end of year | 2018-12-31 | $88,730 |
Participant contributions at beginning of year | 2018-12-31 | $98,379 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $3,144 |
Other income not declared elsewhere | 2018-12-31 | $3,364 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-149,658 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $3,225,535 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $3,375,193 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $2,915,913 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $3,051,337 |
Interest on participant loans | 2018-12-31 | $3,170 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $198 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $198 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $220,892 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $225,279 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-274,043 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $693,742 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | TEMPLETON & COMPANY, LLP |
Accountancy firm EIN | 2018-12-31 | 650850609 |
2017 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $1,482,582 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $441,882 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $403,022 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $2,824 |
Value of total corrective distributions | 2017-12-31 | $16,126 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,040,735 |
Value of total assets at end of year | 2017-12-31 | $3,375,193 |
Value of total assets at beginning of year | 2017-12-31 | $2,334,493 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $19,910 |
Total interest from all sources | 2017-12-31 | $3,485 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $50,393 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $50,393 |
Administrative expenses professional fees incurred | 2017-12-31 | $19,910 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $60,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $959,238 |
Participant contributions at end of year | 2017-12-31 | $98,379 |
Participant contributions at beginning of year | 2017-12-31 | $50,846 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $81,497 |
Other income not declared elsewhere | 2017-12-31 | $2,762 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,040,700 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $3,375,193 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,334,493 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $3,051,337 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,140,252 |
Interest on participant loans | 2017-12-31 | $3,485 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $198 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $126 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $126 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $225,279 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $143,269 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $385,207 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $403,022 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | TEMPLETON |
Accountancy firm EIN | 2017-12-31 | 650850609 |
2016 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $4,917 |
Total income from all sources (including contributions) | 2016-12-31 | $956,492 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $298,124 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $281,446 |
Value of total corrective distributions | 2016-12-31 | $4,800 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $829,323 |
Value of total assets at end of year | 2016-12-31 | $2,334,493 |
Value of total assets at beginning of year | 2016-12-31 | $1,681,042 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $11,878 |
Total interest from all sources | 2016-12-31 | $962 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $36,076 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $36,076 |
Administrative expenses professional fees incurred | 2016-12-31 | $11,878 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $60,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $692,998 |
Participant contributions at end of year | 2016-12-31 | $50,846 |
Participant contributions at beginning of year | 2016-12-31 | $15,766 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $136,325 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $4,917 |
Other income not declared elsewhere | 2016-12-31 | $2,174 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $658,368 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,334,493 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,676,125 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,140,252 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $2,140,252 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $1,517,268 |
Interest on participant loans | 2016-12-31 | $962 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $126 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $143,269 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $148,008 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $156,942 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $-68,985 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $281,446 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | TEMPLETON |
Accountancy firm EIN | 2016-12-31 | 650850609 |
2015 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2015 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $4,917 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $15,593 |
Total income from all sources (including contributions) | 2015-12-31 | $296,115 |
Total of all expenses incurred | 2015-12-31 | $51,391 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $42,571 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $324,436 |
Value of total assets at end of year | 2015-12-31 | $1,681,042 |
Value of total assets at beginning of year | 2015-12-31 | $1,446,994 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $8,820 |
Total interest from all sources | 2015-12-31 | $1,105 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $60,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $324,436 |
Participant contributions at end of year | 2015-12-31 | $15,766 |
Participant contributions at beginning of year | 2015-12-31 | $26,933 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $4,917 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $15,593 |
Other income not declared elsewhere | 2015-12-31 | $2,196 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $244,724 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $1,676,125 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,431,401 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $1,517,268 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $1,285,702 |
Interest on participant loans | 2015-12-31 | $1,105 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $148,008 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $134,359 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-31,622 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $42,571 |
Contract administrator fees | 2015-12-31 | $8,820 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | TEMPLETON |
Accountancy firm EIN | 2015-12-31 | 650850609 |
2014 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2014 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $15,593 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $49,593 |
Total income from all sources (including contributions) | 2014-12-31 | $355,771 |
Total of all expenses incurred | 2014-12-31 | $158,155 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $129,746 |
Value of total corrective distributions | 2014-12-31 | $22,909 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $287,289 |
Value of total assets at end of year | 2014-12-31 | $1,446,994 |
Value of total assets at beginning of year | 2014-12-31 | $1,283,378 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $5,500 |
Total interest from all sources | 2014-12-31 | $895 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $60,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $287,289 |
Participant contributions at end of year | 2014-12-31 | $26,933 |
Participant contributions at beginning of year | 2014-12-31 | $28,198 |
Participant contributions at beginning of year | 2014-12-31 | $15,713 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $15,593 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $49,593 |
Other income not declared elsewhere | 2014-12-31 | $2,798 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $197,616 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $1,431,401 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,233,785 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $1,285,702 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $1,042,109 |
Interest on participant loans | 2014-12-31 | $895 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $134,359 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $197,358 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $64,789 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $129,746 |
Contract administrator fees | 2014-12-31 | $5,500 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | COCUY BURNS AND CO P.A. |
Accountancy firm EIN | 2014-12-31 | 650850609 |
2013 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2013 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $49,593 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $6,786 |
Total income from all sources (including contributions) | 2013-12-31 | $399,512 |
Total of all expenses incurred | 2013-12-31 | $32,593 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $28,874 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $242,760 |
Value of total assets at end of year | 2013-12-31 | $1,283,378 |
Value of total assets at beginning of year | 2013-12-31 | $873,652 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $3,719 |
Total interest from all sources | 2013-12-31 | $790 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $194,769 |
Participant contributions at end of year | 2013-12-31 | $28,198 |
Participant contributions at beginning of year | 2013-12-31 | $21,425 |
Participant contributions at end of year | 2013-12-31 | $15,713 |
Participant contributions at beginning of year | 2013-12-31 | $3,211 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $47,991 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $49,593 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $6,786 |
Other income not declared elsewhere | 2013-12-31 | $6,786 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $366,919 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,233,785 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $866,866 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $1,042,109 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $666,734 |
Interest on participant loans | 2013-12-31 | $790 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $197,358 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $182,282 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $149,176 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $28,874 |
Contract administrator fees | 2013-12-31 | $3,719 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | COCUY BURNS AND CO P.A. |
Accountancy firm EIN | 2013-12-31 | 650850609 |
2012 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $6,786 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $39,757 |
Total income from all sources (including contributions) | 2012-12-31 | $265,117 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $22,293 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $17,740 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $198,867 |
Value of total assets at end of year | 2012-12-31 | $873,652 |
Value of total assets at beginning of year | 2012-12-31 | $663,799 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $4,553 |
Total interest from all sources | 2012-12-31 | $328 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $198,867 |
Participant contributions at end of year | 2012-12-31 | $21,425 |
Participant contributions at beginning of year | 2012-12-31 | $8,759 |
Participant contributions at end of year | 2012-12-31 | $3,211 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $6,786 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $39,757 |
Other income not declared elsewhere | 2012-12-31 | $3,816 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $242,824 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $866,866 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $624,042 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $666,734 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $458,179 |
Interest on participant loans | 2012-12-31 | $328 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $182,282 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $196,861 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $62,106 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $17,740 |
Contract administrator fees | 2012-12-31 | $4,553 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | COCUY BURNS AND CO P.A. |
Accountancy firm EIN | 2012-12-31 | 650850609 |
2011 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $39,757 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $84,996 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $45,609 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $39,889 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $1,164 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $83,433 |
Value of total assets at end of year | 2011-12-31 | $663,799 |
Value of total assets at beginning of year | 2011-12-31 | $584,655 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $4,556 |
Total interest from all sources | 2011-12-31 | $516 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $83,433 |
Participant contributions at end of year | 2011-12-31 | $8,759 |
Participant contributions at beginning of year | 2011-12-31 | $6,968 |
Participant contributions at beginning of year | 2011-12-31 | $5,012 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $39,757 |
Other income not declared elsewhere | 2011-12-31 | $5,471 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $39,387 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $624,042 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $584,655 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $458,179 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $372,621 |
Interest on participant loans | 2011-12-31 | $516 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $196,861 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $200,054 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-4,424 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $39,889 |
Contract administrator fees | 2011-12-31 | $4,556 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | COCUY BURNS & CO., P.A. |
Accountancy firm EIN | 2011-12-31 | 650850609 |
2010 : NORTHWESTERN MANAGEMENT SERVICES 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $139,245 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $124,973 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $94,959 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $4,923 |
Value of total corrective distributions | 2010-12-31 | $21,003 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $90,240 |
Value of total assets at end of year | 2010-12-31 | $584,655 |
Value of total assets at beginning of year | 2010-12-31 | $570,383 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,088 |
Total interest from all sources | 2010-12-31 | $475 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Was this plan covered by a fidelity bond | 2010-12-31 | No |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $90,240 |
Participant contributions at end of year | 2010-12-31 | $6,968 |
Participant contributions at beginning of year | 2010-12-31 | $18,234 |
Participant contributions at end of year | 2010-12-31 | $5,012 |
Participant contributions at beginning of year | 2010-12-31 | $6,009 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $14,272 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $584,655 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $570,383 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $372,621 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $359,601 |
Interest on participant loans | 2010-12-31 | $475 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $200,054 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $186,539 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $48,530 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $94,959 |
Contract administrator fees | 2010-12-31 | $4,088 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | COCUY, BURNS AND CO., P.A. |
Accountancy firm EIN | 2010-12-31 | 650850609 |