AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIES has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AMERICAN EXPRESS RETIREMENT PLAN
Measure | Date | Value |
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2022: AMERICAN EXPRESS RETIREMENT PLAN 2022 401k membership |
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Market value of plan assets | 2022-09-30 | 1,215,772,071 |
Acturial value of plan assets | 2022-09-30 | 1,137,922,851 |
Funding target for retired participants and beneficiaries receiving payment | 2022-09-30 | 227,206,066 |
Number of terminated vested participants | 2022-09-30 | 10,942 |
Fundng target for terminated vested participants | 2022-09-30 | 546,058,651 |
Active participant vested funding target | 2022-09-30 | 193,114,768 |
Number of active participants | 2022-09-30 | 4,223 |
Total funding liabilities for active participants | 2022-09-30 | 193,114,768 |
Total participant count | 2022-09-30 | 19,281 |
Total funding target for all participants | 2022-09-30 | 966,379,485 |
Balance at beginning of prior year after applicable adjustments | 2022-09-30 | 59,977,292 |
Prefunding balance at beginning of prior year after applicable adjustments | 2022-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2022-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2022-09-30 | 0 |
Amount remaining of carryover balance | 2022-09-30 | 59,977,292 |
Amount remaining of prefunding balance | 2022-09-30 | 0 |
Present value of excess contributions | 2022-09-30 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2022-09-30 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2022-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2022-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2022-09-30 | 0 |
Balance of carryovers at beginning of current year | 2022-09-30 | 69,615,643 |
Balance of prefunding at beginning of current year | 2022-09-30 | 0 |
Total employer contributions | 2022-09-30 | 0 |
Total employee contributions | 2022-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2022-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2022-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2022-09-30 | 0 |
Unpaid minimum required contributions for all prior years | 2022-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2022-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2022-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2022-09-30 | 3,100,000 |
Net shortfall amortization installment of oustanding balance | 2022-09-30 | 0 |
Waiver amortization installment | 2022-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2022-09-30 | 0 |
Carryover balance elected to use to offset funding requirement | 2022-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2022-09-30 | 0 |
Additional cash requirement | 2022-09-30 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2022-09-30 | 0 |
Unpaid minimum required contributions for current year | 2022-09-30 | 0 |
Unpaid minimum required contributions for all years | 2022-09-30 | 0 |
2021: AMERICAN EXPRESS RETIREMENT PLAN 2021 401k membership |
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Total participants, beginning-of-year | 2021-10-01 | 19,281 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-10-01 | 3,915 |
Number of retired or separated participants receiving benefits | 2021-10-01 | 3,569 |
Number of other retired or separated participants entitled to future benefits | 2021-10-01 | 10,103 |
Total of all active and inactive participants | 2021-10-01 | 17,587 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-10-01 | 922 |
Total participants | 2021-10-01 | 18,509 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-10-01 | 0 |
Market value of plan assets | 2021-09-30 | 1,114,104,561 |
Acturial value of plan assets | 2021-09-30 | 1,101,227,748 |
Funding target for retired participants and beneficiaries receiving payment | 2021-09-30 | 225,569,789 |
Number of terminated vested participants | 2021-09-30 | 11,259 |
Fundng target for terminated vested participants | 2021-09-30 | 533,626,054 |
Active participant vested funding target | 2021-09-30 | 208,801,016 |
Number of active participants | 2021-09-30 | 4,702 |
Total funding liabilities for active participants | 2021-09-30 | 208,801,016 |
Total participant count | 2021-09-30 | 20,016 |
Total funding target for all participants | 2021-09-30 | 967,996,859 |
Balance at beginning of prior year after applicable adjustments | 2021-09-30 | 55,761,707 |
Prefunding balance at beginning of prior year after applicable adjustments | 2021-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2021-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2021-09-30 | 0 |
Amount remaining of carryover balance | 2021-09-30 | 55,761,707 |
Amount remaining of prefunding balance | 2021-09-30 | 0 |
Present value of excess contributions | 2021-09-30 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2021-09-30 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2021-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2021-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2021-09-30 | 0 |
Balance of carryovers at beginning of current year | 2021-09-30 | 59,977,292 |
Balance of prefunding at beginning of current year | 2021-09-30 | 0 |
Total employer contributions | 2021-09-30 | 0 |
Total employee contributions | 2021-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2021-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2021-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2021-09-30 | 0 |
Unpaid minimum required contributions for all prior years | 2021-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2021-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2021-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2021-09-30 | 4,700,000 |
Net shortfall amortization installment of oustanding balance | 2021-09-30 | 0 |
Waiver amortization installment | 2021-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2021-09-30 | 0 |
Carryover balance elected to use to offset funding requirement | 2021-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2021-09-30 | 0 |
Additional cash requirement | 2021-09-30 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2021-09-30 | 0 |
Unpaid minimum required contributions for current year | 2021-09-30 | 0 |
Unpaid minimum required contributions for all years | 2021-09-30 | 0 |
2020: AMERICAN EXPRESS RETIREMENT PLAN 2020 401k membership |
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Total participants, beginning-of-year | 2020-10-01 | 20,016 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-10-01 | 4,223 |
Number of retired or separated participants receiving benefits | 2020-10-01 | 3,567 |
Number of other retired or separated participants entitled to future benefits | 2020-10-01 | 10,595 |
Total of all active and inactive participants | 2020-10-01 | 18,385 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-10-01 | 896 |
Total participants | 2020-10-01 | 19,281 |
Number of participants with account balances | 2020-10-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-10-01 | 0 |
Market value of plan assets | 2020-09-30 | 1,094,220,493 |
Acturial value of plan assets | 2020-09-30 | 1,093,810,058 |
Funding target for retired participants and beneficiaries receiving payment | 2020-09-30 | 229,473,335 |
Number of terminated vested participants | 2020-09-30 | 11,669 |
Fundng target for terminated vested participants | 2020-09-30 | 536,513,069 |
Active participant vested funding target | 2020-09-30 | 223,354,387 |
Number of active participants | 2020-09-30 | 5,030 |
Total funding liabilities for active participants | 2020-09-30 | 223,354,387 |
Total participant count | 2020-09-30 | 20,762 |
Total funding target for all participants | 2020-09-30 | 989,340,791 |
Balance at beginning of prior year after applicable adjustments | 2020-09-30 | 52,201,561 |
Prefunding balance at beginning of prior year after applicable adjustments | 2020-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2020-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2020-09-30 | 0 |
Amount remaining of carryover balance | 2020-09-30 | 52,201,561 |
Amount remaining of prefunding balance | 2020-09-30 | 0 |
Present value of excess contributions | 2020-09-30 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2020-09-30 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2020-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2020-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2020-09-30 | 0 |
Balance of carryovers at beginning of current year | 2020-09-30 | 55,761,707 |
Balance of prefunding at beginning of current year | 2020-09-30 | 0 |
Total employer contributions | 2020-09-30 | 0 |
Total employee contributions | 2020-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2020-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2020-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2020-09-30 | 0 |
Unpaid minimum required contributions for all prior years | 2020-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2020-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2020-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2020-09-30 | 4,500,000 |
Net shortfall amortization installment of oustanding balance | 2020-09-30 | 0 |
Waiver amortization installment | 2020-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2020-09-30 | 0 |
Carryover balance elected to use to offset funding requirement | 2020-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2020-09-30 | 0 |
Additional cash requirement | 2020-09-30 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2020-09-30 | 0 |
Unpaid minimum required contributions for current year | 2020-09-30 | 0 |
Unpaid minimum required contributions for all years | 2020-09-30 | 0 |
2019: AMERICAN EXPRESS RETIREMENT PLAN 2019 401k membership |
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Total participants, beginning-of-year | 2019-10-01 | 20,684 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-10-01 | 4,702 |
Number of retired or separated participants receiving benefits | 2019-10-01 | 3,536 |
Number of other retired or separated participants entitled to future benefits | 2019-10-01 | 10,921 |
Total of all active and inactive participants | 2019-10-01 | 19,159 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-10-01 | 857 |
Total participants | 2019-10-01 | 20,016 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-10-01 | 0 |
Market value of plan assets | 2019-09-30 | 1,090,172,926 |
Acturial value of plan assets | 2019-09-30 | 1,083,848,945 |
Funding target for retired participants and beneficiaries receiving payment | 2019-09-30 | 215,385,036 |
Number of terminated vested participants | 2019-09-30 | 12,190 |
Fundng target for terminated vested participants | 2019-09-30 | 535,002,244 |
Active participant vested funding target | 2019-09-30 | 231,849,565 |
Number of active participants | 2019-09-30 | 5,358 |
Total funding liabilities for active participants | 2019-09-30 | 231,849,565 |
Total participant count | 2019-09-30 | 21,515 |
Total funding target for all participants | 2019-09-30 | 982,236,845 |
Balance at beginning of prior year after applicable adjustments | 2019-09-30 | 49,456,713 |
Prefunding balance at beginning of prior year after applicable adjustments | 2019-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2019-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2019-09-30 | 0 |
Amount remaining of carryover balance | 2019-09-30 | 49,456,713 |
Amount remaining of prefunding balance | 2019-09-30 | 0 |
Present value of excess contributions | 2019-09-30 | 271,487 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-09-30 | 286,907 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2019-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2019-09-30 | 0 |
Balance of carryovers at beginning of current year | 2019-09-30 | 52,201,561 |
Balance of prefunding at beginning of current year | 2019-09-30 | 0 |
Total employer contributions | 2019-09-30 | 0 |
Total employee contributions | 2019-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2019-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2019-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-09-30 | 0 |
Unpaid minimum required contributions for all prior years | 2019-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2019-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2019-09-30 | 5,000,000 |
Net shortfall amortization installment of oustanding balance | 2019-09-30 | 0 |
Waiver amortization installment | 2019-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2019-09-30 | 0 |
Carryover balance elected to use to offset funding requirement | 2019-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2019-09-30 | 0 |
Additional cash requirement | 2019-09-30 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2019-09-30 | 0 |
Unpaid minimum required contributions for current year | 2019-09-30 | 0 |
Unpaid minimum required contributions for all years | 2019-09-30 | 0 |
2018: AMERICAN EXPRESS RETIREMENT PLAN 2018 401k membership |
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Total participants, beginning-of-year | 2018-10-01 | 21,515 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-10-01 | 5,030 |
Number of retired or separated participants receiving benefits | 2018-10-01 | 3,493 |
Number of other retired or separated participants entitled to future benefits | 2018-10-01 | 11,299 |
Total of all active and inactive participants | 2018-10-01 | 19,822 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-10-01 | 862 |
Total participants | 2018-10-01 | 20,684 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-10-01 | 0 |
Market value of plan assets | 2018-09-30 | 1,108,820,026 |
Acturial value of plan assets | 2018-09-30 | 1,065,430,412 |
Funding target for retired participants and beneficiaries receiving payment | 2018-09-30 | 208,946,852 |
Number of terminated vested participants | 2018-09-30 | 12,696 |
Fundng target for terminated vested participants | 2018-09-30 | 536,229,626 |
Active participant vested funding target | 2018-09-30 | 242,718,287 |
Number of active participants | 2018-09-30 | 5,889 |
Total funding liabilities for active participants | 2018-09-30 | 242,718,287 |
Total participant count | 2018-09-30 | 22,443 |
Total funding target for all participants | 2018-09-30 | 987,894,765 |
Balance at beginning of prior year after applicable adjustments | 2018-09-30 | 44,858,697 |
Prefunding balance at beginning of prior year after applicable adjustments | 2018-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2018-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2018-09-30 | 0 |
Amount remaining of carryover balance | 2018-09-30 | 44,858,697 |
Amount remaining of prefunding balance | 2018-09-30 | 0 |
Present value of excess contributions | 2018-09-30 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-09-30 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2018-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2018-09-30 | 0 |
Balance of carryovers at beginning of current year | 2018-09-30 | 49,456,713 |
Balance of prefunding at beginning of current year | 2018-09-30 | 0 |
Total employer contributions | 2018-09-30 | 290,853 |
Total employee contributions | 2018-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2018-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2018-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-09-30 | 271,487 |
Unpaid minimum required contributions for all prior years | 2018-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2018-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2018-09-30 | 5,000,000 |
Net shortfall amortization installment of oustanding balance | 2018-09-30 | 0 |
Waiver amortization installment | 2018-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2018-09-30 | 0 |
Carryover balance elected to use to offset funding requirement | 2018-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2018-09-30 | 0 |
Additional cash requirement | 2018-09-30 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2018-09-30 | 271,487 |
Unpaid minimum required contributions for current year | 2018-09-30 | 0 |
Unpaid minimum required contributions for all years | 2018-09-30 | 0 |
2017: AMERICAN EXPRESS RETIREMENT PLAN 2017 401k membership |
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Total participants, beginning-of-year | 2017-10-01 | 22,443 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-10-01 | 5,358 |
Number of retired or separated participants receiving benefits | 2017-10-01 | 3,478 |
Number of other retired or separated participants entitled to future benefits | 2017-10-01 | 11,858 |
Total of all active and inactive participants | 2017-10-01 | 20,694 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-10-01 | 821 |
Total participants | 2017-10-01 | 21,515 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-10-01 | 0 |
Market value of plan assets | 2017-09-30 | 1,075,713,463 |
Acturial value of plan assets | 2017-09-30 | 1,065,355,307 |
Funding target for retired participants and beneficiaries receiving payment | 2017-09-30 | 205,470,538 |
Number of terminated vested participants | 2017-09-30 | 12,933 |
Fundng target for terminated vested participants | 2017-09-30 | 509,015,977 |
Active participant vested funding target | 2017-09-30 | 267,840,426 |
Number of active participants | 2017-09-30 | 6,710 |
Total funding liabilities for active participants | 2017-09-30 | 267,840,426 |
Total participant count | 2017-09-30 | 23,434 |
Total funding target for all participants | 2017-09-30 | 982,326,941 |
Balance at beginning of prior year after applicable adjustments | 2017-09-30 | 40,131,237 |
Prefunding balance at beginning of prior year after applicable adjustments | 2017-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2017-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2017-09-30 | 0 |
Amount remaining of carryover balance | 2017-09-30 | 40,131,237 |
Amount remaining of prefunding balance | 2017-09-30 | 0 |
Present value of excess contributions | 2017-09-30 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-09-30 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2017-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2017-09-30 | 0 |
Balance of carryovers at beginning of current year | 2017-09-30 | 44,858,697 |
Balance of prefunding at beginning of current year | 2017-09-30 | 0 |
Total employer contributions | 2017-09-30 | 0 |
Total employee contributions | 2017-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2017-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2017-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-09-30 | 0 |
Unpaid minimum required contributions for all prior years | 2017-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2017-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2017-09-30 | 6,000,000 |
Net shortfall amortization installment of oustanding balance | 2017-09-30 | 0 |
Waiver amortization installment | 2017-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2017-09-30 | 0 |
Carryover balance elected to use to offset funding requirement | 2017-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2017-09-30 | 0 |
Additional cash requirement | 2017-09-30 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2017-09-30 | 0 |
Unpaid minimum required contributions for current year | 2017-09-30 | 0 |
Unpaid minimum required contributions for all years | 2017-09-30 | 0 |
2016: AMERICAN EXPRESS RETIREMENT PLAN 2016 401k membership |
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Total participants, beginning-of-year | 2016-10-01 | 23,434 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-10-01 | 5,889 |
Number of retired or separated participants receiving benefits | 2016-10-01 | 3,408 |
Number of other retired or separated participants entitled to future benefits | 2016-10-01 | 12,365 |
Total of all active and inactive participants | 2016-10-01 | 21,662 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-10-01 | 781 |
Total participants | 2016-10-01 | 22,443 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-10-01 | 0 |
2015: AMERICAN EXPRESS RETIREMENT PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-10-01 | 24,423 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-10-01 | 6,710 |
Number of retired or separated participants receiving benefits | 2015-10-01 | 3,372 |
Number of other retired or separated participants entitled to future benefits | 2015-10-01 | 12,613 |
Total of all active and inactive participants | 2015-10-01 | 22,695 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-10-01 | 739 |
Total participants | 2015-10-01 | 23,434 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-10-01 | 0 |
2014: AMERICAN EXPRESS RETIREMENT PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-10-01 | 25,897 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-10-01 | 7,604 |
Number of retired or separated participants receiving benefits | 2014-10-01 | 3,284 |
Number of other retired or separated participants entitled to future benefits | 2014-10-01 | 12,811 |
Total of all active and inactive participants | 2014-10-01 | 23,699 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-10-01 | 724 |
Total participants | 2014-10-01 | 24,423 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-10-01 | 0 |
2013: AMERICAN EXPRESS RETIREMENT PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-10-01 | 27,869 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-10-01 | 8,742 |
Number of retired or separated participants receiving benefits | 2013-10-01 | 3,219 |
Number of other retired or separated participants entitled to future benefits | 2013-10-01 | 13,243 |
Total of all active and inactive participants | 2013-10-01 | 25,204 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-10-01 | 693 |
Total participants | 2013-10-01 | 25,897 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-10-01 | 0 |
2012: AMERICAN EXPRESS RETIREMENT PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-10-01 | 29,175 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-10-01 | 12,712 |
Number of retired or separated participants receiving benefits | 2012-10-01 | 3,404 |
Number of other retired or separated participants entitled to future benefits | 2012-10-01 | 10,956 |
Total of all active and inactive participants | 2012-10-01 | 27,072 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-10-01 | 797 |
Total participants | 2012-10-01 | 27,869 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-10-01 | 0 |
2011: AMERICAN EXPRESS RETIREMENT PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-10-01 | 30,634 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-10-01 | 14,088 |
Number of retired or separated participants receiving benefits | 2011-10-01 | 3,324 |
Number of other retired or separated participants entitled to future benefits | 2011-10-01 | 10,985 |
Total of all active and inactive participants | 2011-10-01 | 28,397 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-10-01 | 778 |
Total participants | 2011-10-01 | 29,175 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-10-01 | 0 |
2009: AMERICAN EXPRESS RETIREMENT PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-10-01 | 34,075 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-10-01 | 17,474 |
Number of retired or separated participants receiving benefits | 2009-10-01 | 3,231 |
Number of other retired or separated participants entitled to future benefits | 2009-10-01 | 10,858 |
Total of all active and inactive participants | 2009-10-01 | 31,563 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-10-01 | 718 |
Total participants | 2009-10-01 | 32,281 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-10-01 | 0 |
Measure | Date | Value |
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2022 : AMERICAN EXPRESS RETIREMENT PLAN 2022 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2022-09-30 | $-50,674,971 |
Total unrealized appreciation/depreciation of assets | 2022-09-30 | $-50,674,971 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $9,043,773 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $1,810,045 |
Total income from all sources (including contributions) | 2022-09-30 | $-193,426,488 |
Total loss/gain on sale of assets | 2022-09-30 | $-136,797 |
Total of all expenses incurred | 2022-09-30 | $73,979,049 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $68,600,309 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $0 |
Value of total assets at end of year | 2022-09-30 | $956,991,507 |
Value of total assets at beginning of year | 2022-09-30 | $1,217,163,316 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $5,378,740 |
Total interest from all sources | 2022-09-30 | $8,918,333 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $4,987,684 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-09-30 | $4,987,684 |
Administrative expenses professional fees incurred | 2022-09-30 | $1,029,010 |
Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
Value of fidelity bond cover | 2022-09-30 | $140,000,000 |
If this is an individual account plan, was there a blackout period | 2022-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2022-09-30 | $24,001,194 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-09-30 | $31,673,706 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-09-30 | $7,187,879 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-09-30 | $2,808,753 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-09-30 | $9,043,773 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-09-30 | $1,810,045 |
Administrative expenses (other) incurred | 2022-09-30 | $1,815,625 |
Total non interest bearing cash at end of year | 2022-09-30 | $2,263,000 |
Total non interest bearing cash at beginning of year | 2022-09-30 | $1,096,112 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Value of net income/loss | 2022-09-30 | $-267,405,537 |
Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $947,947,734 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $1,215,353,271 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2022-09-30 | $204,650 |
Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2022-09-30 | $248,978,155 |
Assets. partnership/joint venture interests at beginning of year | 2022-09-30 | $272,340,087 |
Investment advisory and management fees | 2022-09-30 | $2,314,261 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-09-30 | $43,058,202 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-09-30 | $63,713,966 |
Interest earned on other investments | 2022-09-30 | $2,057,153 |
Income. Interest from US Government securities | 2022-09-30 | $1,214,350 |
Income. Interest from corporate debt instruments | 2022-09-30 | $5,551,271 |
Value of interest in common/collective trusts at end of year | 2022-09-30 | $434,354,400 |
Value of interest in common/collective trusts at beginning of year | 2022-09-30 | $597,239,244 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-09-30 | $9,805,952 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-09-30 | $9,998,662 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-09-30 | $9,998,662 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-09-30 | $95,559 |
Asset value of US Government securities at end of year | 2022-09-30 | $70,255,339 |
Asset value of US Government securities at beginning of year | 2022-09-30 | $88,949,214 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $-19,511,371 |
Net investment gain or loss from common/collective trusts | 2022-09-30 | $-137,009,366 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | Yes |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $68,600,309 |
Asset. Corporate debt instrument debt (other) at end of year | 2022-09-30 | $117,087,386 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2022-09-30 | $149,343,572 |
Contract administrator fees | 2022-09-30 | $219,844 |
Did the plan have assets held for investment | 2022-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
Aggregate proceeds on sale of assets | 2022-09-30 | $195,412,056 |
Aggregate carrying amount (costs) on sale of assets | 2022-09-30 | $195,548,853 |
Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
Accountancy firm name | 2022-09-30 | MCCONNELL & JONES LLP |
Accountancy firm EIN | 2022-09-30 | 760488832 |
2021 : AMERICAN EXPRESS RETIREMENT PLAN 2021 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2021-09-30 | $6,109,119 |
Total unrealized appreciation/depreciation of assets | 2021-09-30 | $6,109,119 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $1,810,045 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $39,923,825 |
Total income from all sources (including contributions) | 2021-09-30 | $176,282,825 |
Total loss/gain on sale of assets | 2021-09-30 | $77,942,255 |
Total of all expenses incurred | 2021-09-30 | $74,508,334 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $66,896,519 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $0 |
Value of total assets at end of year | 2021-09-30 | $1,217,163,316 |
Value of total assets at beginning of year | 2021-09-30 | $1,153,502,605 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $7,611,815 |
Total interest from all sources | 2021-09-30 | $11,585,421 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $4,788,665 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-09-30 | $4,166,339 |
Administrative expenses professional fees incurred | 2021-09-30 | $1,007,202 |
Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
Value of fidelity bond cover | 2021-09-30 | $125,000,000 |
If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2021-09-30 | $31,673,706 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-09-30 | $49,833,798 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-09-30 | $2,808,753 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-09-30 | $26,665,245 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-09-30 | $1,810,045 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-09-30 | $39,923,825 |
Administrative expenses (other) incurred | 2021-09-30 | $3,373,951 |
Total non interest bearing cash at end of year | 2021-09-30 | $1,096,112 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Value of net income/loss | 2021-09-30 | $101,774,491 |
Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $1,215,353,271 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $1,113,578,780 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2021-09-30 | $272,340,087 |
Assets. partnership/joint venture interests at beginning of year | 2021-09-30 | $167,077,577 |
Investment advisory and management fees | 2021-09-30 | $3,022,608 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-09-30 | $63,713,966 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-09-30 | $59,001,504 |
Interest earned on other investments | 2021-09-30 | $2,087,821 |
Income. Interest from US Government securities | 2021-09-30 | $1,147,401 |
Income. Interest from corporate debt instruments | 2021-09-30 | $8,342,615 |
Value of interest in common/collective trusts at end of year | 2021-09-30 | $597,239,244 |
Value of interest in common/collective trusts at beginning of year | 2021-09-30 | $391,280,289 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-09-30 | $9,998,662 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-09-30 | $14,158,319 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-09-30 | $14,158,319 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-09-30 | $7,584 |
Asset value of US Government securities at end of year | 2021-09-30 | $88,949,214 |
Asset value of US Government securities at beginning of year | 2021-09-30 | $104,129,049 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-09-30 | $-1,162,913 |
Net investment gain or loss from common/collective trusts | 2021-09-30 | $77,020,278 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
Income. Dividends from common stock | 2021-09-30 | $622,326 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $66,896,519 |
Asset. Corporate debt instrument debt (other) at end of year | 2021-09-30 | $149,343,572 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2021-09-30 | $250,819,067 |
Contract administrator fees | 2021-09-30 | $208,054 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-09-30 | $90,537,757 |
Did the plan have assets held for investment | 2021-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
Aggregate proceeds on sale of assets | 2021-09-30 | $756,797,536 |
Aggregate carrying amount (costs) on sale of assets | 2021-09-30 | $678,855,281 |
Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Unqualified |
Accountancy firm name | 2021-09-30 | MCCONNELL & JONES LLP |
Accountancy firm EIN | 2021-09-30 | 760488832 |
2020 : AMERICAN EXPRESS RETIREMENT PLAN 2020 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-09-30 | $22,874,015 |
Total unrealized appreciation/depreciation of assets | 2020-09-30 | $22,874,015 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $39,923,825 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $37,987,033 |
Total income from all sources (including contributions) | 2020-09-30 | $84,289,411 |
Total loss/gain on sale of assets | 2020-09-30 | $17,369,121 |
Total of all expenses incurred | 2020-09-30 | $63,864,111 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $56,158,188 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $0 |
Value of total assets at end of year | 2020-09-30 | $1,153,502,605 |
Value of total assets at beginning of year | 2020-09-30 | $1,131,140,513 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $7,705,923 |
Total interest from all sources | 2020-09-30 | $14,484,330 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $4,802,827 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-30 | $3,768,986 |
Administrative expenses professional fees incurred | 2020-09-30 | $1,082,983 |
Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
Value of fidelity bond cover | 2020-09-30 | $125,000,000 |
If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2020-09-30 | $49,833,798 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-09-30 | $40,301,642 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-09-30 | $26,665,245 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-09-30 | $26,989,977 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-09-30 | $39,923,825 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-09-30 | $37,987,033 |
Administrative expenses (other) incurred | 2020-09-30 | $3,037,418 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Value of net income/loss | 2020-09-30 | $20,425,300 |
Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $1,113,578,780 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $1,093,153,480 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2020-09-30 | $547,815 |
Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2020-09-30 | $167,077,577 |
Assets. partnership/joint venture interests at beginning of year | 2020-09-30 | $175,240,915 |
Investment advisory and management fees | 2020-09-30 | $3,374,718 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $59,001,504 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $109,015,035 |
Interest earned on other investments | 2020-09-30 | $3,328,484 |
Income. Interest from US Government securities | 2020-09-30 | $1,089,156 |
Income. Interest from corporate debt instruments | 2020-09-30 | $9,916,693 |
Value of interest in common/collective trusts at end of year | 2020-09-30 | $391,280,289 |
Value of interest in common/collective trusts at beginning of year | 2020-09-30 | $306,073,526 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-09-30 | $14,158,319 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-09-30 | $17,661,650 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-09-30 | $17,661,650 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-09-30 | $149,997 |
Asset value of US Government securities at end of year | 2020-09-30 | $104,129,049 |
Asset value of US Government securities at beginning of year | 2020-09-30 | $92,406,470 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $-3,219,378 |
Net investment gain or loss from common/collective trusts | 2020-09-30 | $27,978,496 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
Employer contributions (assets) at beginning of year | 2020-09-30 | $0 |
Income. Dividends from common stock | 2020-09-30 | $1,033,841 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $56,158,188 |
Asset. Corporate debt instrument debt (other) at end of year | 2020-09-30 | $250,819,067 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2020-09-30 | $276,785,887 |
Contract administrator fees | 2020-09-30 | $210,804 |
Assets. Corporate common stocks other than exployer securities at end of year | 2020-09-30 | $90,537,757 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-09-30 | $86,665,411 |
Did the plan have assets held for investment | 2020-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
Aggregate proceeds on sale of assets | 2020-09-30 | $818,759,384 |
Aggregate carrying amount (costs) on sale of assets | 2020-09-30 | $801,390,263 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
Accountancy firm name | 2020-09-30 | MCCONNELL & JONES LLP |
Accountancy firm EIN | 2020-09-30 | 760488832 |
2019 : AMERICAN EXPRESS RETIREMENT PLAN 2019 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-09-30 | $36,774,919 |
Total unrealized appreciation/depreciation of assets | 2019-09-30 | $36,774,919 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $37,987,033 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $7,908,051 |
Total income from all sources (including contributions) | 2019-09-30 | $74,950,317 |
Total loss/gain on sale of assets | 2019-09-30 | $7,718,220 |
Total of all expenses incurred | 2019-09-30 | $71,210,448 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $63,004,884 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $0 |
Value of total assets at end of year | 2019-09-30 | $1,131,140,513 |
Value of total assets at beginning of year | 2019-09-30 | $1,097,321,662 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $8,205,564 |
Total interest from all sources | 2019-09-30 | $16,546,960 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $6,466,119 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-09-30 | $5,464,005 |
Administrative expenses professional fees incurred | 2019-09-30 | $1,180,012 |
Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
Value of fidelity bond cover | 2019-09-30 | $125,000,000 |
If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2019-09-30 | $40,301,642 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-09-30 | $40,869,224 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-09-30 | $26,989,977 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-09-30 | $8,626,357 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-09-30 | $37,987,033 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-09-30 | $7,908,051 |
Administrative expenses (other) incurred | 2019-09-30 | $3,566,689 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Value of net income/loss | 2019-09-30 | $3,739,869 |
Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $1,093,153,480 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $1,089,413,611 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2019-09-30 | $259,400 |
Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2019-09-30 | $175,240,915 |
Assets. partnership/joint venture interests at beginning of year | 2019-09-30 | $192,108,251 |
Investment advisory and management fees | 2019-09-30 | $3,255,559 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-09-30 | $109,015,035 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $105,362,709 |
Interest earned on other investments | 2019-09-30 | $4,492,322 |
Income. Interest from US Government securities | 2019-09-30 | $1,151,839 |
Income. Interest from corporate debt instruments | 2019-09-30 | $10,472,448 |
Value of interest in common/collective trusts at end of year | 2019-09-30 | $306,073,526 |
Value of interest in common/collective trusts at beginning of year | 2019-09-30 | $321,487,319 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-09-30 | $17,661,650 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-09-30 | $23,177,397 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-09-30 | $23,177,397 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-09-30 | $430,351 |
Asset value of US Government securities at end of year | 2019-09-30 | $92,406,470 |
Asset value of US Government securities at beginning of year | 2019-09-30 | $65,921,921 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $-1,811,679 |
Net investment gain or loss from common/collective trusts | 2019-09-30 | $9,255,778 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
Employer contributions (assets) at end of year | 2019-09-30 | $0 |
Employer contributions (assets) at beginning of year | 2019-09-30 | $290,853 |
Income. Dividends from common stock | 2019-09-30 | $1,002,114 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $63,004,884 |
Asset. Corporate debt instrument debt (other) at end of year | 2019-09-30 | $276,785,887 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2019-09-30 | $246,473,034 |
Contract administrator fees | 2019-09-30 | $203,304 |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-09-30 | $86,665,411 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-09-30 | $93,004,597 |
Did the plan have assets held for investment | 2019-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
Aggregate proceeds on sale of assets | 2019-09-30 | $375,250,987 |
Aggregate carrying amount (costs) on sale of assets | 2019-09-30 | $367,532,767 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
Accountancy firm name | 2019-09-30 | PRICEWATERHOUSECOOPERS, LLP |
Accountancy firm EIN | 2019-09-30 | 134008324 |
2018 : AMERICAN EXPRESS RETIREMENT PLAN 2018 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-09-30 | $-1,880,971 |
Total unrealized appreciation/depreciation of assets | 2018-09-30 | $-1,880,971 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $7,908,051 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $22,407,865 |
Total income from all sources (including contributions) | 2018-09-30 | $62,422,053 |
Total loss/gain on sale of assets | 2018-09-30 | $14,515,194 |
Total of all expenses incurred | 2018-09-30 | $81,793,443 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $73,673,292 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $290,853 |
Value of total assets at end of year | 2018-09-30 | $1,097,321,662 |
Value of total assets at beginning of year | 2018-09-30 | $1,131,192,866 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $8,120,151 |
Total interest from all sources | 2018-09-30 | $16,644,657 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $5,007,177 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-09-30 | $4,025,773 |
Administrative expenses professional fees incurred | 2018-09-30 | $1,221,370 |
Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
Value of fidelity bond cover | 2018-09-30 | $125,000,000 |
If this is an individual account plan, was there a blackout period | 2018-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2018-09-30 | $40,869,224 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-09-30 | $40,817,016 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-09-30 | $8,626,357 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-09-30 | $11,173,529 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-09-30 | $7,908,051 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-09-30 | $22,407,865 |
Administrative expenses (other) incurred | 2018-09-30 | $3,237,305 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Value of net income/loss | 2018-09-30 | $-19,371,390 |
Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $1,089,413,611 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $1,108,785,001 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2018-09-30 | $192,108,251 |
Assets. partnership/joint venture interests at beginning of year | 2018-09-30 | $194,776,218 |
Investment advisory and management fees | 2018-09-30 | $3,458,172 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-09-30 | $105,362,709 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-09-30 | $105,660,077 |
Interest earned on other investments | 2018-09-30 | $4,464,724 |
Income. Interest from US Government securities | 2018-09-30 | $1,283,936 |
Income. Interest from corporate debt instruments | 2018-09-30 | $10,560,580 |
Value of interest in common/collective trusts at end of year | 2018-09-30 | $321,487,319 |
Value of interest in common/collective trusts at beginning of year | 2018-09-30 | $340,623,594 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-09-30 | $23,177,397 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-09-30 | $13,612,722 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-09-30 | $13,612,722 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-09-30 | $335,417 |
Asset value of US Government securities at end of year | 2018-09-30 | $65,921,921 |
Asset value of US Government securities at beginning of year | 2018-09-30 | $64,028,013 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-09-30 | $-3,940,745 |
Net investment gain or loss from common/collective trusts | 2018-09-30 | $31,785,888 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | Yes |
Contributions received in cash from employer | 2018-09-30 | $290,853 |
Employer contributions (assets) at end of year | 2018-09-30 | $290,853 |
Income. Dividends from common stock | 2018-09-30 | $981,404 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $73,673,292 |
Asset. Corporate debt instrument debt (other) at end of year | 2018-09-30 | $246,473,034 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2018-09-30 | $268,946,609 |
Contract administrator fees | 2018-09-30 | $203,304 |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-09-30 | $93,004,597 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-09-30 | $91,555,088 |
Did the plan have assets held for investment | 2018-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
Aggregate proceeds on sale of assets | 2018-09-30 | $665,618,507 |
Aggregate carrying amount (costs) on sale of assets | 2018-09-30 | $651,103,313 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Disclaimer |
Accountancy firm name | 2018-09-30 | PRICEWATERHOUSECOOPERS, LLP |
Accountancy firm EIN | 2018-09-30 | 134008324 |
2017 : AMERICAN EXPRESS RETIREMENT PLAN 2017 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-09-30 | $17,147,719 |
Total unrealized appreciation/depreciation of assets | 2017-09-30 | $17,147,719 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $22,407,865 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $3,920,578 |
Total income from all sources (including contributions) | 2017-09-30 | $109,771,332 |
Total loss/gain on sale of assets | 2017-09-30 | $8,734,725 |
Total of all expenses incurred | 2017-09-30 | $76,986,146 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $67,572,952 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $0 |
Value of total assets at end of year | 2017-09-30 | $1,131,192,866 |
Value of total assets at beginning of year | 2017-09-30 | $1,079,920,393 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $9,413,194 |
Total interest from all sources | 2017-09-30 | $17,007,924 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $3,687,823 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-09-30 | $2,582,613 |
Administrative expenses professional fees incurred | 2017-09-30 | $1,290,047 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-09-30 | $0 |
Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
Value of fidelity bond cover | 2017-09-30 | $125,000,000 |
If this is an individual account plan, was there a blackout period | 2017-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | Yes |
Amount of non-exempt transactions with any party-in-interest | 2017-09-30 | $155,066 |
Assets. Other investments not covered elsewhere at end of year | 2017-09-30 | $40,817,016 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-09-30 | $37,610,836 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-09-30 | $11,173,529 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-09-30 | $5,653,455 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-09-30 | $22,407,865 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-09-30 | $3,920,578 |
Administrative expenses (other) incurred | 2017-09-30 | $4,332,466 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Value of net income/loss | 2017-09-30 | $32,785,186 |
Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $1,108,785,001 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $1,075,999,815 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2017-09-30 | $442,540 |
Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2017-09-30 | $194,776,218 |
Assets. partnership/joint venture interests at beginning of year | 2017-09-30 | $208,487,000 |
Investment advisory and management fees | 2017-09-30 | $3,587,377 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $105,660,077 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $93,913,565 |
Interest earned on other investments | 2017-09-30 | $4,761,843 |
Income. Interest from US Government securities | 2017-09-30 | $2,174,705 |
Income. Interest from corporate debt instruments | 2017-09-30 | $9,913,467 |
Value of interest in common/collective trusts at end of year | 2017-09-30 | $340,623,594 |
Value of interest in common/collective trusts at beginning of year | 2017-09-30 | $307,514,078 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-09-30 | $13,612,722 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-09-30 | $27,691,878 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-09-30 | $27,691,878 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-09-30 | $157,909 |
Asset value of US Government securities at end of year | 2017-09-30 | $64,028,013 |
Asset value of US Government securities at beginning of year | 2017-09-30 | $61,873,129 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-09-30 | $9,270,445 |
Net investment gain or loss from common/collective trusts | 2017-09-30 | $53,922,696 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | Yes |
Income. Dividends from common stock | 2017-09-30 | $1,105,210 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $67,572,952 |
Asset. Corporate debt instrument debt (other) at end of year | 2017-09-30 | $268,946,609 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2017-09-30 | $246,932,786 |
Contract administrator fees | 2017-09-30 | $203,304 |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-09-30 | $91,555,088 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-09-30 | $90,243,666 |
Did the plan have assets held for investment | 2017-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
Aggregate proceeds on sale of assets | 2017-09-30 | $390,485,406 |
Aggregate carrying amount (costs) on sale of assets | 2017-09-30 | $381,750,681 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
Accountancy firm name | 2017-09-30 | PRICEWATERHOUSECOOPERS, LLP |
Accountancy firm EIN | 2017-09-30 | 134008324 |
2016 : AMERICAN EXPRESS RETIREMENT PLAN 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-09-30 | $43,296,643 |
Total unrealized appreciation/depreciation of assets | 2016-09-30 | $43,296,643 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $3,920,578 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $5,613,329 |
Total income from all sources (including contributions) | 2016-09-30 | $121,495,282 |
Total loss/gain on sale of assets | 2016-09-30 | $10,870,407 |
Total of all expenses incurred | 2016-09-30 | $72,377,241 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $63,015,795 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $0 |
Value of total assets at end of year | 2016-09-30 | $1,079,920,393 |
Value of total assets at beginning of year | 2016-09-30 | $1,032,495,103 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $9,361,446 |
Total interest from all sources | 2016-09-30 | $19,121,099 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $3,890,160 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-09-30 | $2,866,226 |
Administrative expenses professional fees incurred | 2016-09-30 | $1,410,051 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-09-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-09-30 | $0 |
Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
Value of fidelity bond cover | 2016-09-30 | $125,000,000 |
If this is an individual account plan, was there a blackout period | 2016-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | Yes |
Amount of non-exempt transactions with any party-in-interest | 2016-09-30 | $155,066 |
Assets. Other investments not covered elsewhere at end of year | 2016-09-30 | $37,610,836 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-09-30 | $46,500,119 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-09-30 | $5,653,455 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-09-30 | $7,642,370 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-09-30 | $3,920,578 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-09-30 | $5,613,329 |
Administrative expenses (other) incurred | 2016-09-30 | $4,150,536 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Value of net income/loss | 2016-09-30 | $49,118,041 |
Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $1,075,999,815 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $1,026,881,774 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2016-09-30 | $442,540 |
Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2016-09-30 | $208,487,000 |
Assets. partnership/joint venture interests at beginning of year | 2016-09-30 | $215,387,184 |
Investment advisory and management fees | 2016-09-30 | $3,568,305 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $93,913,565 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $76,789,459 |
Interest earned on other investments | 2016-09-30 | $5,057,550 |
Income. Interest from US Government securities | 2016-09-30 | $3,092,072 |
Income. Interest from corporate debt instruments | 2016-09-30 | $10,884,252 |
Value of interest in common/collective trusts at end of year | 2016-09-30 | $307,514,078 |
Value of interest in common/collective trusts at beginning of year | 2016-09-30 | $265,563,566 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $27,691,878 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $19,375,157 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $19,375,157 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-09-30 | $87,225 |
Asset value of US Government securities at end of year | 2016-09-30 | $61,873,129 |
Asset value of US Government securities at beginning of year | 2016-09-30 | $58,450,241 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-09-30 | $7,703,603 |
Net investment gain or loss from common/collective trusts | 2016-09-30 | $36,613,370 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
Income. Dividends from common stock | 2016-09-30 | $1,023,934 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $63,015,795 |
Asset. Corporate debt instrument debt (other) at end of year | 2016-09-30 | $246,932,786 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2016-09-30 | $258,917,225 |
Contract administrator fees | 2016-09-30 | $232,554 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-09-30 | $90,243,666 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-09-30 | $83,869,782 |
Did the plan have assets held for investment | 2016-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
Aggregate proceeds on sale of assets | 2016-09-30 | $391,992,336 |
Aggregate carrying amount (costs) on sale of assets | 2016-09-30 | $381,121,929 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
Accountancy firm name | 2016-09-30 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2016-09-30 | 134008324 |
2015 : AMERICAN EXPRESS RETIREMENT PLAN 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-09-30 | $-12,645,440 |
Total unrealized appreciation/depreciation of assets | 2015-09-30 | $-12,645,440 |
Total transfer of assets to this plan | 2015-09-30 | $3,157,631 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $5,613,329 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $11,756,817 |
Total income from all sources (including contributions) | 2015-09-30 | $1,177,834 |
Total loss/gain on sale of assets | 2015-09-30 | $12,866,926 |
Total of all expenses incurred | 2015-09-30 | $81,900,119 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $75,001,612 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $0 |
Value of total assets at end of year | 2015-09-30 | $1,032,495,103 |
Value of total assets at beginning of year | 2015-09-30 | $1,116,203,245 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $6,898,507 |
Total interest from all sources | 2015-09-30 | $21,774,176 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $3,566,533 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-09-30 | $2,656,127 |
Administrative expenses professional fees incurred | 2015-09-30 | $1,272,164 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-09-30 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-09-30 | $110,040 |
Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
Value of fidelity bond cover | 2015-09-30 | $125,000,000 |
If this is an individual account plan, was there a blackout period | 2015-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2015-09-30 | $46,500,119 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-09-30 | $62,065,765 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-09-30 | $7,642,370 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-09-30 | $6,702,532 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-09-30 | $5,613,329 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-09-30 | $11,756,817 |
Administrative expenses (other) incurred | 2015-09-30 | $1,546,055 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Value of net income/loss | 2015-09-30 | $-80,722,285 |
Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $1,026,881,774 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $1,104,446,428 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | Yes |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2015-09-30 | $18,270 |
Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2015-09-30 | $215,387,184 |
Assets. partnership/joint venture interests at beginning of year | 2015-09-30 | $235,475,635 |
Investment advisory and management fees | 2015-09-30 | $3,867,984 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-09-30 | $76,789,459 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-09-30 | $115,998,869 |
Interest earned on other investments | 2015-09-30 | $5,044,134 |
Income. Interest from US Government securities | 2015-09-30 | $4,968,676 |
Income. Interest from corporate debt instruments | 2015-09-30 | $11,752,116 |
Value of interest in common/collective trusts at end of year | 2015-09-30 | $265,563,566 |
Value of interest in common/collective trusts at beginning of year | 2015-09-30 | $293,957,445 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-09-30 | $19,375,157 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-09-30 | $17,119,375 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-09-30 | $17,119,375 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-09-30 | $9,250 |
Asset value of US Government securities at end of year | 2015-09-30 | $58,450,241 |
Asset value of US Government securities at beginning of year | 2015-09-30 | $71,354,432 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-09-30 | $-12,004,828 |
Net investment gain or loss from common/collective trusts | 2015-09-30 | $-12,379,533 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
Income. Dividends from common stock | 2015-09-30 | $910,406 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $75,001,612 |
Asset. Corporate debt instrument debt (other) at end of year | 2015-09-30 | $258,917,225 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2015-09-30 | $228,239,730 |
Contract administrator fees | 2015-09-30 | $212,304 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-09-30 | $83,869,782 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-09-30 | $85,179,422 |
Did the plan have assets held for investment | 2015-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
Aggregate proceeds on sale of assets | 2015-09-30 | $889,101,998 |
Aggregate carrying amount (costs) on sale of assets | 2015-09-30 | $876,235,072 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Disclaimer |
Accountancy firm name | 2015-09-30 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2015-09-30 | 134008324 |
2014 : AMERICAN EXPRESS RETIREMENT PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-09-30 | $17,222,794 |
Total unrealized appreciation/depreciation of assets | 2014-09-30 | $17,222,794 |
Total transfer of assets to this plan | 2014-09-30 | $21,542,089 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $11,756,817 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $12,969,887 |
Total income from all sources (including contributions) | 2014-09-30 | $109,649,532 |
Total loss/gain on sale of assets | 2014-09-30 | $30,464,074 |
Total of all expenses incurred | 2014-09-30 | $109,743,754 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $102,131,030 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $0 |
Value of total assets at end of year | 2014-09-30 | $1,116,203,245 |
Value of total assets at beginning of year | 2014-09-30 | $1,095,968,448 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $7,612,724 |
Total interest from all sources | 2014-09-30 | $22,661,130 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $5,232,395 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-09-30 | $4,294,573 |
Administrative expenses professional fees incurred | 2014-09-30 | $1,996,843 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-09-30 | $110,040 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-09-30 | $98,880 |
Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
Value of fidelity bond cover | 2014-09-30 | $125,000,000 |
If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2014-09-30 | $62,065,765 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-09-30 | $71,205,950 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-09-30 | $6,702,532 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-09-30 | $13,832,703 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-09-30 | $11,756,817 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-09-30 | $12,969,887 |
Administrative expenses (other) incurred | 2014-09-30 | $1,804,323 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Value of net income/loss | 2014-09-30 | $-94,222 |
Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $1,104,446,428 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $1,082,998,561 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2014-09-30 | $235,475,635 |
Assets. partnership/joint venture interests at beginning of year | 2014-09-30 | $211,696,024 |
Investment advisory and management fees | 2014-09-30 | $3,606,754 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $115,998,869 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $113,189,357 |
Interest earned on other investments | 2014-09-30 | $7,606,634 |
Income. Interest from US Government securities | 2014-09-30 | $4,343,294 |
Income. Interest from corporate debt instruments | 2014-09-30 | $10,704,927 |
Value of interest in common/collective trusts at end of year | 2014-09-30 | $293,957,445 |
Value of interest in common/collective trusts at beginning of year | 2014-09-30 | $291,679,563 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-09-30 | $17,119,375 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-09-30 | $16,484,939 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-09-30 | $16,484,939 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-09-30 | $6,275 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2014-09-30 | $2,696,000 |
Asset value of US Government securities at end of year | 2014-09-30 | $71,354,432 |
Asset value of US Government securities at beginning of year | 2014-09-30 | $79,960,318 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-09-30 | $-1,683,205 |
Net investment gain or loss from common/collective trusts | 2014-09-30 | $35,752,344 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
Income. Dividends from common stock | 2014-09-30 | $937,822 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $99,435,030 |
Asset. Corporate debt instrument debt (other) at end of year | 2014-09-30 | $228,239,730 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2014-09-30 | $198,550,824 |
Contract administrator fees | 2014-09-30 | $204,804 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-09-30 | $85,179,422 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-09-30 | $99,269,890 |
Did the plan have assets held for investment | 2014-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
Aggregate proceeds on sale of assets | 2014-09-30 | $653,335,165 |
Aggregate carrying amount (costs) on sale of assets | 2014-09-30 | $622,871,091 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
Accountancy firm name | 2014-09-30 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2014-09-30 | 134008324 |
2013 : AMERICAN EXPRESS RETIREMENT PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-09-30 | $2,745,153 |
Total unrealized appreciation/depreciation of assets | 2013-09-30 | $2,745,153 |
Total transfer of assets to this plan | 2013-09-30 | $21,191,997 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $12,969,887 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $4,706,225 |
Total income from all sources (including contributions) | 2013-09-30 | $74,755,093 |
Total loss/gain on sale of assets | 2013-09-30 | $-4,602,047 |
Total of all expenses incurred | 2013-09-30 | $98,627,263 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $92,461,762 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $66,581 |
Value of total assets at end of year | 2013-09-30 | $1,095,968,448 |
Value of total assets at beginning of year | 2013-09-30 | $1,090,384,959 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $6,165,501 |
Total interest from all sources | 2013-09-30 | $27,295,182 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $5,088,466 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-09-30 | $3,690,632 |
Administrative expenses professional fees incurred | 2013-09-30 | $1,634,263 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-09-30 | $98,880 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-09-30 | $105,520 |
Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
Value of fidelity bond cover | 2013-09-30 | $125,000,000 |
If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2013-09-30 | $71,205,950 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-09-30 | $143,188,979 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-09-30 | $13,832,703 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-09-30 | $7,823,936 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-09-30 | $12,969,887 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-09-30 | $4,706,225 |
Administrative expenses (other) incurred | 2013-09-30 | $1,078,740 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Value of net income/loss | 2013-09-30 | $-23,872,170 |
Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $1,082,998,561 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $1,085,678,734 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2013-09-30 | $211,696,024 |
Assets. partnership/joint venture interests at beginning of year | 2013-09-30 | $60,149,102 |
Investment advisory and management fees | 2013-09-30 | $3,238,578 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-09-30 | $113,189,357 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-09-30 | $46,735,708 |
Interest earned on other investments | 2013-09-30 | $8,453,519 |
Income. Interest from US Government securities | 2013-09-30 | $3,450,756 |
Income. Interest from corporate debt instruments | 2013-09-30 | $15,370,969 |
Value of interest in common/collective trusts at end of year | 2013-09-30 | $291,679,563 |
Value of interest in common/collective trusts at beginning of year | 2013-09-30 | $281,668,282 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-09-30 | $16,484,939 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-09-30 | $22,358,550 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-09-30 | $22,358,550 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-09-30 | $19,938 |
Asset value of US Government securities at end of year | 2013-09-30 | $79,960,318 |
Asset value of US Government securities at beginning of year | 2013-09-30 | $101,221,299 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-09-30 | $2,879,682 |
Net investment gain or loss from common/collective trusts | 2013-09-30 | $41,282,076 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
Contributions received in cash from employer | 2013-09-30 | $66,581 |
Employer contributions (assets) at beginning of year | 2013-09-30 | $3,000,000 |
Income. Dividends from common stock | 2013-09-30 | $1,397,834 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $92,461,762 |
Asset. Corporate debt instrument debt (other) at end of year | 2013-09-30 | $198,550,824 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2013-09-30 | $335,554,131 |
Contract administrator fees | 2013-09-30 | $213,920 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-09-30 | $99,269,890 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-09-30 | $88,579,452 |
Did the plan have assets held for investment | 2013-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
Aggregate proceeds on sale of assets | 2013-09-30 | $664,713,645 |
Aggregate carrying amount (costs) on sale of assets | 2013-09-30 | $669,315,692 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
Accountancy firm name | 2013-09-30 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2013-09-30 | 134008324 |
2012 : AMERICAN EXPRESS RETIREMENT PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-09-30 | $54,838,826 |
Total unrealized appreciation/depreciation of assets | 2012-09-30 | $54,838,826 |
Total transfer of assets to this plan | 2012-09-30 | $21,197,552 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $4,706,225 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $25,944,874 |
Total income from all sources (including contributions) | 2012-09-30 | $175,335,054 |
Total loss/gain on sale of assets | 2012-09-30 | $20,794,555 |
Total of all expenses incurred | 2012-09-30 | $96,306,130 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $88,870,187 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $4,426,770 |
Value of total assets at end of year | 2012-09-30 | $1,090,384,959 |
Value of total assets at beginning of year | 2012-09-30 | $1,011,397,132 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $7,435,943 |
Total interest from all sources | 2012-09-30 | $31,815,909 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $1,931,542 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
Administrative expenses professional fees incurred | 2012-09-30 | $1,748,861 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-09-30 | $105,520 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-09-30 | $301,079 |
Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
Value of fidelity bond cover | 2012-09-30 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2012-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2012-09-30 | $143,188,979 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-09-30 | $100,568,138 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-09-30 | $7,823,936 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-09-30 | $10,216,747 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-09-30 | $4,706,225 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-09-30 | $25,944,874 |
Administrative expenses (other) incurred | 2012-09-30 | $1,834,653 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Value of net income/loss | 2012-09-30 | $79,028,924 |
Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $1,085,678,734 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $985,452,258 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2012-09-30 | $60,149,102 |
Assets. partnership/joint venture interests at beginning of year | 2012-09-30 | $62,606,646 |
Investment advisory and management fees | 2012-09-30 | $3,634,468 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-09-30 | $46,735,708 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-30 | $15,992,655 |
Interest earned on other investments | 2012-09-30 | $12,486,140 |
Income. Interest from US Government securities | 2012-09-30 | $1,726,666 |
Income. Interest from corporate debt instruments | 2012-09-30 | $17,580,873 |
Value of interest in common/collective trusts at end of year | 2012-09-30 | $281,668,282 |
Value of interest in common/collective trusts at beginning of year | 2012-09-30 | $223,766,543 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-09-30 | $22,358,550 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-09-30 | $19,179,503 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-09-30 | $19,179,503 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-09-30 | $22,230 |
Asset value of US Government securities at end of year | 2012-09-30 | $101,221,299 |
Asset value of US Government securities at beginning of year | 2012-09-30 | $148,249,806 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-09-30 | $3,361,634 |
Net investment gain/loss from pooled separate accounts | 2012-09-30 | $58,165,818 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | Yes |
Contributions received in cash from employer | 2012-09-30 | $4,426,770 |
Employer contributions (assets) at end of year | 2012-09-30 | $3,000,000 |
Income. Dividends from common stock | 2012-09-30 | $1,931,542 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $88,870,187 |
Asset. Corporate debt instrument debt (other) at end of year | 2012-09-30 | $335,554,131 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2012-09-30 | $337,735,984 |
Contract administrator fees | 2012-09-30 | $217,961 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-09-30 | $88,579,452 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-09-30 | $92,780,031 |
Did the plan have assets held for investment | 2012-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
Aggregate proceeds on sale of assets | 2012-09-30 | $3,133,608,750 |
Aggregate carrying amount (costs) on sale of assets | 2012-09-30 | $3,112,814,195 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
Accountancy firm name | 2012-09-30 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2012-09-30 | 134008324 |
2011 : AMERICAN EXPRESS RETIREMENT PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-09-30 | $-29,736,574 |
Total unrealized appreciation/depreciation of assets | 2011-09-30 | $-29,736,574 |
Total transfer of assets to this plan | 2011-09-30 | $20,195,151 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $25,944,874 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $7,020,352 |
Total income from all sources (including contributions) | 2011-09-30 | $61,796,511 |
Total loss/gain on sale of assets | 2011-09-30 | $66,959,116 |
Total of all expenses incurred | 2011-09-30 | $98,539,321 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $91,619,100 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $0 |
Value of total assets at end of year | 2011-09-30 | $1,011,397,132 |
Value of total assets at beginning of year | 2011-09-30 | $1,009,020,269 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $6,920,221 |
Total interest from all sources | 2011-09-30 | $36,388,228 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $2,935,559 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
Administrative expenses professional fees incurred | 2011-09-30 | $1,562,912 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-09-30 | $301,079 |
Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
Value of fidelity bond cover | 2011-09-30 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2011-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2011-09-30 | $100,568,138 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-09-30 | $97,391,886 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-09-30 | $10,216,747 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-09-30 | $9,090,608 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-09-30 | $25,944,874 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-09-30 | $7,020,352 |
Administrative expenses (other) incurred | 2011-09-30 | $1,274,366 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
Value of net income/loss | 2011-09-30 | $-36,742,810 |
Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $985,452,258 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $1,001,999,917 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
Assets. partnership/joint venture interests at end of year | 2011-09-30 | $62,606,646 |
Assets. partnership/joint venture interests at beginning of year | 2011-09-30 | $54,721,537 |
Investment advisory and management fees | 2011-09-30 | $3,862,180 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-09-30 | $15,992,655 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-09-30 | $28,577,668 |
Interest earned on other investments | 2011-09-30 | $16,854,376 |
Income. Interest from US Government securities | 2011-09-30 | $721,613 |
Income. Interest from corporate debt instruments | 2011-09-30 | $18,666,620 |
Value of interest in common/collective trusts at end of year | 2011-09-30 | $223,766,543 |
Value of interest in common/collective trusts at beginning of year | 2011-09-30 | $141,526,438 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-09-30 | $19,179,503 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-09-30 | $39,246,641 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-09-30 | $39,246,641 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-09-30 | $145,619 |
Asset value of US Government securities at end of year | 2011-09-30 | $148,249,806 |
Asset value of US Government securities at beginning of year | 2011-09-30 | $104,908,178 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-09-30 | $-1,746,671 |
Net investment gain or loss from common/collective trusts | 2011-09-30 | $-13,003,147 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
Income. Dividends from common stock | 2011-09-30 | $2,935,559 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $91,619,100 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-09-30 | $337,735,984 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-09-30 | $318,509,303 |
Contract administrator fees | 2011-09-30 | $220,763 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-09-30 | $92,780,031 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-09-30 | $215,048,010 |
Did the plan have assets held for investment | 2011-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
Aggregate proceeds on sale of assets | 2011-09-30 | $4,845,849,073 |
Aggregate carrying amount (costs) on sale of assets | 2011-09-30 | $4,778,889,957 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
Accountancy firm name | 2011-09-30 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2011-09-30 | 134008324 |
2010 : AMERICAN EXPRESS RETIREMENT PLAN 2010 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |