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AMERICAN EXPRESS RETIREMENT PLAN 401k Plan overview

Plan NameAMERICAN EXPRESS RETIREMENT PLAN
Plan identification number 005

AMERICAN EXPRESS RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIES has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIES
Employer identification number (EIN):134922250
NAIC Classification:522298
NAIC Description:All Other Nondepository Credit Intermediation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN EXPRESS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052021-10-01
0052020-10-01
0052019-10-01
0052018-10-01
0052017-10-01
0052016-10-01RITA PANG BARBARAAKONTJE2018-06-22
0052015-10-01RITA PANG BARBARAAKONTJE2017-06-30
0052014-10-01RITA PANG BARBARA KONTJE2016-06-30
0052013-10-01RITA PANG BARBARA KONTJE2015-07-01
0052012-10-01RITA PANG BARBARA A KONTJE2014-07-01
0052011-10-01VALERIA CHRISTENSEN BARBARA KONTJE2013-07-15
0052009-10-01VALERIA CHRISTENSEN BARBARA KONTJE2011-07-14
0052008-10-01

Plan Statistics for AMERICAN EXPRESS RETIREMENT PLAN

401k plan membership statisitcs for AMERICAN EXPRESS RETIREMENT PLAN

Measure Date Value
2022: AMERICAN EXPRESS RETIREMENT PLAN 2022 401k membership
Market value of plan assets2022-09-301,215,772,071
Acturial value of plan assets2022-09-301,137,922,851
Funding target for retired participants and beneficiaries receiving payment2022-09-30227,206,066
Number of terminated vested participants2022-09-3010,942
Fundng target for terminated vested participants2022-09-30546,058,651
Active participant vested funding target2022-09-30193,114,768
Number of active participants2022-09-304,223
Total funding liabilities for active participants2022-09-30193,114,768
Total participant count2022-09-3019,281
Total funding target for all participants2022-09-30966,379,485
Balance at beginning of prior year after applicable adjustments2022-09-3059,977,292
Prefunding balance at beginning of prior year after applicable adjustments2022-09-300
Carryover balanced portion elected for use to offset prior years funding requirement2022-09-300
Prefunding balanced used to offset prior years funding requirement2022-09-300
Amount remaining of carryover balance2022-09-3059,977,292
Amount remaining of prefunding balance2022-09-300
Present value of excess contributions2022-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-09-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-09-300
Reductions in caryover balances due to elections or deemed elections2022-09-300
Reductions in prefunding balances due to elections or deemed elections2022-09-300
Balance of carryovers at beginning of current year2022-09-3069,615,643
Balance of prefunding at beginning of current year2022-09-300
Total employer contributions2022-09-300
Total employee contributions2022-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2022-09-300
Contributions made to avoid restrictions adjusted to valuation date2022-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-09-300
Unpaid minimum required contributions for all prior years2022-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-09-300
Remaining amount of unpaid minimum required contributions2022-09-300
Minimum required contributions for current year target normal cost2022-09-303,100,000
Net shortfall amortization installment of oustanding balance2022-09-300
Waiver amortization installment2022-09-300
Total funding amount beforereflecting carryover/prefunding balances2022-09-300
Carryover balance elected to use to offset funding requirement2022-09-300
Prefunding balance elected to use to offset funding requirement2022-09-300
Additional cash requirement2022-09-300
Contributions allocatedtoward minimum required contributions for current year2022-09-300
Unpaid minimum required contributions for current year2022-09-300
Unpaid minimum required contributions for all years2022-09-300
2021: AMERICAN EXPRESS RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-0119,281
Total number of active participants reported on line 7a of the Form 55002021-10-013,915
Number of retired or separated participants receiving benefits2021-10-013,569
Number of other retired or separated participants entitled to future benefits2021-10-0110,103
Total of all active and inactive participants2021-10-0117,587
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-01922
Total participants2021-10-0118,509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-010
Market value of plan assets2021-09-301,114,104,561
Acturial value of plan assets2021-09-301,101,227,748
Funding target for retired participants and beneficiaries receiving payment2021-09-30225,569,789
Number of terminated vested participants2021-09-3011,259
Fundng target for terminated vested participants2021-09-30533,626,054
Active participant vested funding target2021-09-30208,801,016
Number of active participants2021-09-304,702
Total funding liabilities for active participants2021-09-30208,801,016
Total participant count2021-09-3020,016
Total funding target for all participants2021-09-30967,996,859
Balance at beginning of prior year after applicable adjustments2021-09-3055,761,707
Prefunding balance at beginning of prior year after applicable adjustments2021-09-300
Carryover balanced portion elected for use to offset prior years funding requirement2021-09-300
Prefunding balanced used to offset prior years funding requirement2021-09-300
Amount remaining of carryover balance2021-09-3055,761,707
Amount remaining of prefunding balance2021-09-300
Present value of excess contributions2021-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-09-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-09-300
Reductions in caryover balances due to elections or deemed elections2021-09-300
Reductions in prefunding balances due to elections or deemed elections2021-09-300
Balance of carryovers at beginning of current year2021-09-3059,977,292
Balance of prefunding at beginning of current year2021-09-300
Total employer contributions2021-09-300
Total employee contributions2021-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2021-09-300
Contributions made to avoid restrictions adjusted to valuation date2021-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-09-300
Unpaid minimum required contributions for all prior years2021-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-09-300
Remaining amount of unpaid minimum required contributions2021-09-300
Minimum required contributions for current year target normal cost2021-09-304,700,000
Net shortfall amortization installment of oustanding balance2021-09-300
Waiver amortization installment2021-09-300
Total funding amount beforereflecting carryover/prefunding balances2021-09-300
Carryover balance elected to use to offset funding requirement2021-09-300
Prefunding balance elected to use to offset funding requirement2021-09-300
Additional cash requirement2021-09-300
Contributions allocatedtoward minimum required contributions for current year2021-09-300
Unpaid minimum required contributions for current year2021-09-300
Unpaid minimum required contributions for all years2021-09-300
2020: AMERICAN EXPRESS RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-0120,016
Total number of active participants reported on line 7a of the Form 55002020-10-014,223
Number of retired or separated participants receiving benefits2020-10-013,567
Number of other retired or separated participants entitled to future benefits2020-10-0110,595
Total of all active and inactive participants2020-10-0118,385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-01896
Total participants2020-10-0119,281
Number of participants with account balances2020-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-010
Market value of plan assets2020-09-301,094,220,493
Acturial value of plan assets2020-09-301,093,810,058
Funding target for retired participants and beneficiaries receiving payment2020-09-30229,473,335
Number of terminated vested participants2020-09-3011,669
Fundng target for terminated vested participants2020-09-30536,513,069
Active participant vested funding target2020-09-30223,354,387
Number of active participants2020-09-305,030
Total funding liabilities for active participants2020-09-30223,354,387
Total participant count2020-09-3020,762
Total funding target for all participants2020-09-30989,340,791
Balance at beginning of prior year after applicable adjustments2020-09-3052,201,561
Prefunding balance at beginning of prior year after applicable adjustments2020-09-300
Carryover balanced portion elected for use to offset prior years funding requirement2020-09-300
Prefunding balanced used to offset prior years funding requirement2020-09-300
Amount remaining of carryover balance2020-09-3052,201,561
Amount remaining of prefunding balance2020-09-300
Present value of excess contributions2020-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-09-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-09-300
Reductions in caryover balances due to elections or deemed elections2020-09-300
Reductions in prefunding balances due to elections or deemed elections2020-09-300
Balance of carryovers at beginning of current year2020-09-3055,761,707
Balance of prefunding at beginning of current year2020-09-300
Total employer contributions2020-09-300
Total employee contributions2020-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2020-09-300
Contributions made to avoid restrictions adjusted to valuation date2020-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-09-300
Unpaid minimum required contributions for all prior years2020-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-09-300
Remaining amount of unpaid minimum required contributions2020-09-300
Minimum required contributions for current year target normal cost2020-09-304,500,000
Net shortfall amortization installment of oustanding balance2020-09-300
Waiver amortization installment2020-09-300
Total funding amount beforereflecting carryover/prefunding balances2020-09-300
Carryover balance elected to use to offset funding requirement2020-09-300
Prefunding balance elected to use to offset funding requirement2020-09-300
Additional cash requirement2020-09-300
Contributions allocatedtoward minimum required contributions for current year2020-09-300
Unpaid minimum required contributions for current year2020-09-300
Unpaid minimum required contributions for all years2020-09-300
2019: AMERICAN EXPRESS RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-0120,684
Total number of active participants reported on line 7a of the Form 55002019-10-014,702
Number of retired or separated participants receiving benefits2019-10-013,536
Number of other retired or separated participants entitled to future benefits2019-10-0110,921
Total of all active and inactive participants2019-10-0119,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-01857
Total participants2019-10-0120,016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-010
Market value of plan assets2019-09-301,090,172,926
Acturial value of plan assets2019-09-301,083,848,945
Funding target for retired participants and beneficiaries receiving payment2019-09-30215,385,036
Number of terminated vested participants2019-09-3012,190
Fundng target for terminated vested participants2019-09-30535,002,244
Active participant vested funding target2019-09-30231,849,565
Number of active participants2019-09-305,358
Total funding liabilities for active participants2019-09-30231,849,565
Total participant count2019-09-3021,515
Total funding target for all participants2019-09-30982,236,845
Balance at beginning of prior year after applicable adjustments2019-09-3049,456,713
Prefunding balance at beginning of prior year after applicable adjustments2019-09-300
Carryover balanced portion elected for use to offset prior years funding requirement2019-09-300
Prefunding balanced used to offset prior years funding requirement2019-09-300
Amount remaining of carryover balance2019-09-3049,456,713
Amount remaining of prefunding balance2019-09-300
Present value of excess contributions2019-09-30271,487
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-09-30286,907
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-09-300
Reductions in caryover balances due to elections or deemed elections2019-09-300
Reductions in prefunding balances due to elections or deemed elections2019-09-300
Balance of carryovers at beginning of current year2019-09-3052,201,561
Balance of prefunding at beginning of current year2019-09-300
Total employer contributions2019-09-300
Total employee contributions2019-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2019-09-300
Contributions made to avoid restrictions adjusted to valuation date2019-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-09-300
Unpaid minimum required contributions for all prior years2019-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-09-300
Remaining amount of unpaid minimum required contributions2019-09-300
Minimum required contributions for current year target normal cost2019-09-305,000,000
Net shortfall amortization installment of oustanding balance2019-09-300
Waiver amortization installment2019-09-300
Total funding amount beforereflecting carryover/prefunding balances2019-09-300
Carryover balance elected to use to offset funding requirement2019-09-300
Prefunding balance elected to use to offset funding requirement2019-09-300
Additional cash requirement2019-09-300
Contributions allocatedtoward minimum required contributions for current year2019-09-300
Unpaid minimum required contributions for current year2019-09-300
Unpaid minimum required contributions for all years2019-09-300
2018: AMERICAN EXPRESS RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-0121,515
Total number of active participants reported on line 7a of the Form 55002018-10-015,030
Number of retired or separated participants receiving benefits2018-10-013,493
Number of other retired or separated participants entitled to future benefits2018-10-0111,299
Total of all active and inactive participants2018-10-0119,822
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-01862
Total participants2018-10-0120,684
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
Market value of plan assets2018-09-301,108,820,026
Acturial value of plan assets2018-09-301,065,430,412
Funding target for retired participants and beneficiaries receiving payment2018-09-30208,946,852
Number of terminated vested participants2018-09-3012,696
Fundng target for terminated vested participants2018-09-30536,229,626
Active participant vested funding target2018-09-30242,718,287
Number of active participants2018-09-305,889
Total funding liabilities for active participants2018-09-30242,718,287
Total participant count2018-09-3022,443
Total funding target for all participants2018-09-30987,894,765
Balance at beginning of prior year after applicable adjustments2018-09-3044,858,697
Prefunding balance at beginning of prior year after applicable adjustments2018-09-300
Carryover balanced portion elected for use to offset prior years funding requirement2018-09-300
Prefunding balanced used to offset prior years funding requirement2018-09-300
Amount remaining of carryover balance2018-09-3044,858,697
Amount remaining of prefunding balance2018-09-300
Present value of excess contributions2018-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-09-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-09-300
Reductions in caryover balances due to elections or deemed elections2018-09-300
Reductions in prefunding balances due to elections or deemed elections2018-09-300
Balance of carryovers at beginning of current year2018-09-3049,456,713
Balance of prefunding at beginning of current year2018-09-300
Total employer contributions2018-09-30290,853
Total employee contributions2018-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2018-09-300
Contributions made to avoid restrictions adjusted to valuation date2018-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-09-30271,487
Unpaid minimum required contributions for all prior years2018-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-09-300
Remaining amount of unpaid minimum required contributions2018-09-300
Minimum required contributions for current year target normal cost2018-09-305,000,000
Net shortfall amortization installment of oustanding balance2018-09-300
Waiver amortization installment2018-09-300
Total funding amount beforereflecting carryover/prefunding balances2018-09-300
Carryover balance elected to use to offset funding requirement2018-09-300
Prefunding balance elected to use to offset funding requirement2018-09-300
Additional cash requirement2018-09-300
Contributions allocatedtoward minimum required contributions for current year2018-09-30271,487
Unpaid minimum required contributions for current year2018-09-300
Unpaid minimum required contributions for all years2018-09-300
2017: AMERICAN EXPRESS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-0122,443
Total number of active participants reported on line 7a of the Form 55002017-10-015,358
Number of retired or separated participants receiving benefits2017-10-013,478
Number of other retired or separated participants entitled to future benefits2017-10-0111,858
Total of all active and inactive participants2017-10-0120,694
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-01821
Total participants2017-10-0121,515
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
Market value of plan assets2017-09-301,075,713,463
Acturial value of plan assets2017-09-301,065,355,307
Funding target for retired participants and beneficiaries receiving payment2017-09-30205,470,538
Number of terminated vested participants2017-09-3012,933
Fundng target for terminated vested participants2017-09-30509,015,977
Active participant vested funding target2017-09-30267,840,426
Number of active participants2017-09-306,710
Total funding liabilities for active participants2017-09-30267,840,426
Total participant count2017-09-3023,434
Total funding target for all participants2017-09-30982,326,941
Balance at beginning of prior year after applicable adjustments2017-09-3040,131,237
Prefunding balance at beginning of prior year after applicable adjustments2017-09-300
Carryover balanced portion elected for use to offset prior years funding requirement2017-09-300
Prefunding balanced used to offset prior years funding requirement2017-09-300
Amount remaining of carryover balance2017-09-3040,131,237
Amount remaining of prefunding balance2017-09-300
Present value of excess contributions2017-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-09-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-09-300
Reductions in caryover balances due to elections or deemed elections2017-09-300
Reductions in prefunding balances due to elections or deemed elections2017-09-300
Balance of carryovers at beginning of current year2017-09-3044,858,697
Balance of prefunding at beginning of current year2017-09-300
Total employer contributions2017-09-300
Total employee contributions2017-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2017-09-300
Contributions made to avoid restrictions adjusted to valuation date2017-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-09-300
Unpaid minimum required contributions for all prior years2017-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-09-300
Remaining amount of unpaid minimum required contributions2017-09-300
Minimum required contributions for current year target normal cost2017-09-306,000,000
Net shortfall amortization installment of oustanding balance2017-09-300
Waiver amortization installment2017-09-300
Total funding amount beforereflecting carryover/prefunding balances2017-09-300
Carryover balance elected to use to offset funding requirement2017-09-300
Prefunding balance elected to use to offset funding requirement2017-09-300
Additional cash requirement2017-09-300
Contributions allocatedtoward minimum required contributions for current year2017-09-300
Unpaid minimum required contributions for current year2017-09-300
Unpaid minimum required contributions for all years2017-09-300
2016: AMERICAN EXPRESS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-0123,434
Total number of active participants reported on line 7a of the Form 55002016-10-015,889
Number of retired or separated participants receiving benefits2016-10-013,408
Number of other retired or separated participants entitled to future benefits2016-10-0112,365
Total of all active and inactive participants2016-10-0121,662
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-01781
Total participants2016-10-0122,443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: AMERICAN EXPRESS RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-0124,423
Total number of active participants reported on line 7a of the Form 55002015-10-016,710
Number of retired or separated participants receiving benefits2015-10-013,372
Number of other retired or separated participants entitled to future benefits2015-10-0112,613
Total of all active and inactive participants2015-10-0122,695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-01739
Total participants2015-10-0123,434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: AMERICAN EXPRESS RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-0125,897
Total number of active participants reported on line 7a of the Form 55002014-10-017,604
Number of retired or separated participants receiving benefits2014-10-013,284
Number of other retired or separated participants entitled to future benefits2014-10-0112,811
Total of all active and inactive participants2014-10-0123,699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-01724
Total participants2014-10-0124,423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: AMERICAN EXPRESS RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-0127,869
Total number of active participants reported on line 7a of the Form 55002013-10-018,742
Number of retired or separated participants receiving benefits2013-10-013,219
Number of other retired or separated participants entitled to future benefits2013-10-0113,243
Total of all active and inactive participants2013-10-0125,204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-01693
Total participants2013-10-0125,897
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: AMERICAN EXPRESS RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-0129,175
Total number of active participants reported on line 7a of the Form 55002012-10-0112,712
Number of retired or separated participants receiving benefits2012-10-013,404
Number of other retired or separated participants entitled to future benefits2012-10-0110,956
Total of all active and inactive participants2012-10-0127,072
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-01797
Total participants2012-10-0127,869
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: AMERICAN EXPRESS RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-0130,634
Total number of active participants reported on line 7a of the Form 55002011-10-0114,088
Number of retired or separated participants receiving benefits2011-10-013,324
Number of other retired or separated participants entitled to future benefits2011-10-0110,985
Total of all active and inactive participants2011-10-0128,397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-01778
Total participants2011-10-0129,175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2009: AMERICAN EXPRESS RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-0134,075
Total number of active participants reported on line 7a of the Form 55002009-10-0117,474
Number of retired or separated participants receiving benefits2009-10-013,231
Number of other retired or separated participants entitled to future benefits2009-10-0110,858
Total of all active and inactive participants2009-10-0131,563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-01718
Total participants2009-10-0132,281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on AMERICAN EXPRESS RETIREMENT PLAN

Measure Date Value
2022 : AMERICAN EXPRESS RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-09-30$-50,674,971
Total unrealized appreciation/depreciation of assets2022-09-30$-50,674,971
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$9,043,773
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$1,810,045
Total income from all sources (including contributions)2022-09-30$-193,426,488
Total loss/gain on sale of assets2022-09-30$-136,797
Total of all expenses incurred2022-09-30$73,979,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$68,600,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$0
Value of total assets at end of year2022-09-30$956,991,507
Value of total assets at beginning of year2022-09-30$1,217,163,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$5,378,740
Total interest from all sources2022-09-30$8,918,333
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$4,987,684
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$4,987,684
Administrative expenses professional fees incurred2022-09-30$1,029,010
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$140,000,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Assets. Other investments not covered elsewhere at end of year2022-09-30$24,001,194
Assets. Other investments not covered elsewhere at beginning of year2022-09-30$31,673,706
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-09-30$7,187,879
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-09-30$2,808,753
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-09-30$9,043,773
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-09-30$1,810,045
Administrative expenses (other) incurred2022-09-30$1,815,625
Total non interest bearing cash at end of year2022-09-30$2,263,000
Total non interest bearing cash at beginning of year2022-09-30$1,096,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-267,405,537
Value of net assets at end of year (total assets less liabilities)2022-09-30$947,947,734
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$1,215,353,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2022-09-30$204,650
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Assets. partnership/joint venture interests at end of year2022-09-30$248,978,155
Assets. partnership/joint venture interests at beginning of year2022-09-30$272,340,087
Investment advisory and management fees2022-09-30$2,314,261
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$43,058,202
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$63,713,966
Interest earned on other investments2022-09-30$2,057,153
Income. Interest from US Government securities2022-09-30$1,214,350
Income. Interest from corporate debt instruments2022-09-30$5,551,271
Value of interest in common/collective trusts at end of year2022-09-30$434,354,400
Value of interest in common/collective trusts at beginning of year2022-09-30$597,239,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-09-30$9,805,952
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-09-30$9,998,662
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-09-30$9,998,662
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-09-30$95,559
Asset value of US Government securities at end of year2022-09-30$70,255,339
Asset value of US Government securities at beginning of year2022-09-30$88,949,214
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-19,511,371
Net investment gain or loss from common/collective trusts2022-09-30$-137,009,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30Yes
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30Yes
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$68,600,309
Asset. Corporate debt instrument debt (other) at end of year2022-09-30$117,087,386
Asset. Corporate debt instrument debt (other) at beginning of year2022-09-30$149,343,572
Contract administrator fees2022-09-30$219,844
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Aggregate proceeds on sale of assets2022-09-30$195,412,056
Aggregate carrying amount (costs) on sale of assets2022-09-30$195,548,853
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30MCCONNELL & JONES LLP
Accountancy firm EIN2022-09-30760488832
2021 : AMERICAN EXPRESS RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-09-30$6,109,119
Total unrealized appreciation/depreciation of assets2021-09-30$6,109,119
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$1,810,045
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$39,923,825
Total income from all sources (including contributions)2021-09-30$176,282,825
Total loss/gain on sale of assets2021-09-30$77,942,255
Total of all expenses incurred2021-09-30$74,508,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$66,896,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$0
Value of total assets at end of year2021-09-30$1,217,163,316
Value of total assets at beginning of year2021-09-30$1,153,502,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$7,611,815
Total interest from all sources2021-09-30$11,585,421
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$4,788,665
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$4,166,339
Administrative expenses professional fees incurred2021-09-30$1,007,202
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$125,000,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Assets. Other investments not covered elsewhere at end of year2021-09-30$31,673,706
Assets. Other investments not covered elsewhere at beginning of year2021-09-30$49,833,798
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-09-30$2,808,753
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-09-30$26,665,245
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-09-30$1,810,045
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-09-30$39,923,825
Administrative expenses (other) incurred2021-09-30$3,373,951
Total non interest bearing cash at end of year2021-09-30$1,096,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$101,774,491
Value of net assets at end of year (total assets less liabilities)2021-09-30$1,215,353,271
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$1,113,578,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Assets. partnership/joint venture interests at end of year2021-09-30$272,340,087
Assets. partnership/joint venture interests at beginning of year2021-09-30$167,077,577
Investment advisory and management fees2021-09-30$3,022,608
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$63,713,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$59,001,504
Interest earned on other investments2021-09-30$2,087,821
Income. Interest from US Government securities2021-09-30$1,147,401
Income. Interest from corporate debt instruments2021-09-30$8,342,615
Value of interest in common/collective trusts at end of year2021-09-30$597,239,244
Value of interest in common/collective trusts at beginning of year2021-09-30$391,280,289
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-09-30$9,998,662
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-09-30$14,158,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-09-30$14,158,319
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-09-30$7,584
Asset value of US Government securities at end of year2021-09-30$88,949,214
Asset value of US Government securities at beginning of year2021-09-30$104,129,049
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$-1,162,913
Net investment gain or loss from common/collective trusts2021-09-30$77,020,278
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30Yes
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Income. Dividends from common stock2021-09-30$622,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$66,896,519
Asset. Corporate debt instrument debt (other) at end of year2021-09-30$149,343,572
Asset. Corporate debt instrument debt (other) at beginning of year2021-09-30$250,819,067
Contract administrator fees2021-09-30$208,054
Assets. Corporate common stocks other than exployer securities at beginning of year2021-09-30$90,537,757
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Aggregate proceeds on sale of assets2021-09-30$756,797,536
Aggregate carrying amount (costs) on sale of assets2021-09-30$678,855,281
Opinion of an independent qualified public accountant for this plan2021-09-30Unqualified
Accountancy firm name2021-09-30MCCONNELL & JONES LLP
Accountancy firm EIN2021-09-30760488832
2020 : AMERICAN EXPRESS RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-09-30$22,874,015
Total unrealized appreciation/depreciation of assets2020-09-30$22,874,015
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$39,923,825
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$37,987,033
Total income from all sources (including contributions)2020-09-30$84,289,411
Total loss/gain on sale of assets2020-09-30$17,369,121
Total of all expenses incurred2020-09-30$63,864,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$56,158,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$0
Value of total assets at end of year2020-09-30$1,153,502,605
Value of total assets at beginning of year2020-09-30$1,131,140,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$7,705,923
Total interest from all sources2020-09-30$14,484,330
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$4,802,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$3,768,986
Administrative expenses professional fees incurred2020-09-30$1,082,983
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$125,000,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Assets. Other investments not covered elsewhere at end of year2020-09-30$49,833,798
Assets. Other investments not covered elsewhere at beginning of year2020-09-30$40,301,642
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$26,665,245
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$26,989,977
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-09-30$39,923,825
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-09-30$37,987,033
Administrative expenses (other) incurred2020-09-30$3,037,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$20,425,300
Value of net assets at end of year (total assets less liabilities)2020-09-30$1,113,578,780
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$1,093,153,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-09-30$547,815
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Assets. partnership/joint venture interests at end of year2020-09-30$167,077,577
Assets. partnership/joint venture interests at beginning of year2020-09-30$175,240,915
Investment advisory and management fees2020-09-30$3,374,718
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$59,001,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$109,015,035
Interest earned on other investments2020-09-30$3,328,484
Income. Interest from US Government securities2020-09-30$1,089,156
Income. Interest from corporate debt instruments2020-09-30$9,916,693
Value of interest in common/collective trusts at end of year2020-09-30$391,280,289
Value of interest in common/collective trusts at beginning of year2020-09-30$306,073,526
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-09-30$14,158,319
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-09-30$17,661,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-09-30$17,661,650
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-09-30$149,997
Asset value of US Government securities at end of year2020-09-30$104,129,049
Asset value of US Government securities at beginning of year2020-09-30$92,406,470
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$-3,219,378
Net investment gain or loss from common/collective trusts2020-09-30$27,978,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30Yes
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Employer contributions (assets) at beginning of year2020-09-30$0
Income. Dividends from common stock2020-09-30$1,033,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$56,158,188
Asset. Corporate debt instrument debt (other) at end of year2020-09-30$250,819,067
Asset. Corporate debt instrument debt (other) at beginning of year2020-09-30$276,785,887
Contract administrator fees2020-09-30$210,804
Assets. Corporate common stocks other than exployer securities at end of year2020-09-30$90,537,757
Assets. Corporate common stocks other than exployer securities at beginning of year2020-09-30$86,665,411
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Aggregate proceeds on sale of assets2020-09-30$818,759,384
Aggregate carrying amount (costs) on sale of assets2020-09-30$801,390,263
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30MCCONNELL & JONES LLP
Accountancy firm EIN2020-09-30760488832
2019 : AMERICAN EXPRESS RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-09-30$36,774,919
Total unrealized appreciation/depreciation of assets2019-09-30$36,774,919
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$37,987,033
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$7,908,051
Total income from all sources (including contributions)2019-09-30$74,950,317
Total loss/gain on sale of assets2019-09-30$7,718,220
Total of all expenses incurred2019-09-30$71,210,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$63,004,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$0
Value of total assets at end of year2019-09-30$1,131,140,513
Value of total assets at beginning of year2019-09-30$1,097,321,662
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$8,205,564
Total interest from all sources2019-09-30$16,546,960
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$6,466,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$5,464,005
Administrative expenses professional fees incurred2019-09-30$1,180,012
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$125,000,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Assets. Other investments not covered elsewhere at end of year2019-09-30$40,301,642
Assets. Other investments not covered elsewhere at beginning of year2019-09-30$40,869,224
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-09-30$26,989,977
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-09-30$8,626,357
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-09-30$37,987,033
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-09-30$7,908,051
Administrative expenses (other) incurred2019-09-30$3,566,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$3,739,869
Value of net assets at end of year (total assets less liabilities)2019-09-30$1,093,153,480
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$1,089,413,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-09-30$259,400
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Assets. partnership/joint venture interests at end of year2019-09-30$175,240,915
Assets. partnership/joint venture interests at beginning of year2019-09-30$192,108,251
Investment advisory and management fees2019-09-30$3,255,559
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$109,015,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$105,362,709
Interest earned on other investments2019-09-30$4,492,322
Income. Interest from US Government securities2019-09-30$1,151,839
Income. Interest from corporate debt instruments2019-09-30$10,472,448
Value of interest in common/collective trusts at end of year2019-09-30$306,073,526
Value of interest in common/collective trusts at beginning of year2019-09-30$321,487,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-09-30$17,661,650
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-09-30$23,177,397
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-09-30$23,177,397
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-09-30$430,351
Asset value of US Government securities at end of year2019-09-30$92,406,470
Asset value of US Government securities at beginning of year2019-09-30$65,921,921
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$-1,811,679
Net investment gain or loss from common/collective trusts2019-09-30$9,255,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30Yes
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Employer contributions (assets) at end of year2019-09-30$0
Employer contributions (assets) at beginning of year2019-09-30$290,853
Income. Dividends from common stock2019-09-30$1,002,114
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$63,004,884
Asset. Corporate debt instrument debt (other) at end of year2019-09-30$276,785,887
Asset. Corporate debt instrument debt (other) at beginning of year2019-09-30$246,473,034
Contract administrator fees2019-09-30$203,304
Assets. Corporate common stocks other than exployer securities at end of year2019-09-30$86,665,411
Assets. Corporate common stocks other than exployer securities at beginning of year2019-09-30$93,004,597
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Aggregate proceeds on sale of assets2019-09-30$375,250,987
Aggregate carrying amount (costs) on sale of assets2019-09-30$367,532,767
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2019-09-30134008324
2018 : AMERICAN EXPRESS RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-09-30$-1,880,971
Total unrealized appreciation/depreciation of assets2018-09-30$-1,880,971
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$7,908,051
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$22,407,865
Total income from all sources (including contributions)2018-09-30$62,422,053
Total loss/gain on sale of assets2018-09-30$14,515,194
Total of all expenses incurred2018-09-30$81,793,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$73,673,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$290,853
Value of total assets at end of year2018-09-30$1,097,321,662
Value of total assets at beginning of year2018-09-30$1,131,192,866
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$8,120,151
Total interest from all sources2018-09-30$16,644,657
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$5,007,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$4,025,773
Administrative expenses professional fees incurred2018-09-30$1,221,370
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$125,000,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Assets. Other investments not covered elsewhere at end of year2018-09-30$40,869,224
Assets. Other investments not covered elsewhere at beginning of year2018-09-30$40,817,016
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-09-30$8,626,357
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-09-30$11,173,529
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-09-30$7,908,051
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-09-30$22,407,865
Administrative expenses (other) incurred2018-09-30$3,237,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$-19,371,390
Value of net assets at end of year (total assets less liabilities)2018-09-30$1,089,413,611
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$1,108,785,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Assets. partnership/joint venture interests at end of year2018-09-30$192,108,251
Assets. partnership/joint venture interests at beginning of year2018-09-30$194,776,218
Investment advisory and management fees2018-09-30$3,458,172
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$105,362,709
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$105,660,077
Interest earned on other investments2018-09-30$4,464,724
Income. Interest from US Government securities2018-09-30$1,283,936
Income. Interest from corporate debt instruments2018-09-30$10,560,580
Value of interest in common/collective trusts at end of year2018-09-30$321,487,319
Value of interest in common/collective trusts at beginning of year2018-09-30$340,623,594
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-09-30$23,177,397
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-09-30$13,612,722
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-09-30$13,612,722
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-09-30$335,417
Asset value of US Government securities at end of year2018-09-30$65,921,921
Asset value of US Government securities at beginning of year2018-09-30$64,028,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$-3,940,745
Net investment gain or loss from common/collective trusts2018-09-30$31,785,888
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30Yes
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30Yes
Contributions received in cash from employer2018-09-30$290,853
Employer contributions (assets) at end of year2018-09-30$290,853
Income. Dividends from common stock2018-09-30$981,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$73,673,292
Asset. Corporate debt instrument debt (other) at end of year2018-09-30$246,473,034
Asset. Corporate debt instrument debt (other) at beginning of year2018-09-30$268,946,609
Contract administrator fees2018-09-30$203,304
Assets. Corporate common stocks other than exployer securities at end of year2018-09-30$93,004,597
Assets. Corporate common stocks other than exployer securities at beginning of year2018-09-30$91,555,088
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Aggregate proceeds on sale of assets2018-09-30$665,618,507
Aggregate carrying amount (costs) on sale of assets2018-09-30$651,103,313
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2018-09-30134008324
2017 : AMERICAN EXPRESS RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-09-30$17,147,719
Total unrealized appreciation/depreciation of assets2017-09-30$17,147,719
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$22,407,865
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$3,920,578
Total income from all sources (including contributions)2017-09-30$109,771,332
Total loss/gain on sale of assets2017-09-30$8,734,725
Total of all expenses incurred2017-09-30$76,986,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$67,572,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$0
Value of total assets at end of year2017-09-30$1,131,192,866
Value of total assets at beginning of year2017-09-30$1,079,920,393
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$9,413,194
Total interest from all sources2017-09-30$17,007,924
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$3,687,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$2,582,613
Administrative expenses professional fees incurred2017-09-30$1,290,047
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-09-30$0
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$125,000,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30Yes
Amount of non-exempt transactions with any party-in-interest2017-09-30$155,066
Assets. Other investments not covered elsewhere at end of year2017-09-30$40,817,016
Assets. Other investments not covered elsewhere at beginning of year2017-09-30$37,610,836
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-09-30$11,173,529
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-09-30$5,653,455
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-09-30$22,407,865
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-09-30$3,920,578
Administrative expenses (other) incurred2017-09-30$4,332,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$32,785,186
Value of net assets at end of year (total assets less liabilities)2017-09-30$1,108,785,001
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$1,075,999,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-09-30$442,540
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Assets. partnership/joint venture interests at end of year2017-09-30$194,776,218
Assets. partnership/joint venture interests at beginning of year2017-09-30$208,487,000
Investment advisory and management fees2017-09-30$3,587,377
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$105,660,077
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$93,913,565
Interest earned on other investments2017-09-30$4,761,843
Income. Interest from US Government securities2017-09-30$2,174,705
Income. Interest from corporate debt instruments2017-09-30$9,913,467
Value of interest in common/collective trusts at end of year2017-09-30$340,623,594
Value of interest in common/collective trusts at beginning of year2017-09-30$307,514,078
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-09-30$13,612,722
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-09-30$27,691,878
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-09-30$27,691,878
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-09-30$157,909
Asset value of US Government securities at end of year2017-09-30$64,028,013
Asset value of US Government securities at beginning of year2017-09-30$61,873,129
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$9,270,445
Net investment gain or loss from common/collective trusts2017-09-30$53,922,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30Yes
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30Yes
Income. Dividends from common stock2017-09-30$1,105,210
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$67,572,952
Asset. Corporate debt instrument debt (other) at end of year2017-09-30$268,946,609
Asset. Corporate debt instrument debt (other) at beginning of year2017-09-30$246,932,786
Contract administrator fees2017-09-30$203,304
Assets. Corporate common stocks other than exployer securities at end of year2017-09-30$91,555,088
Assets. Corporate common stocks other than exployer securities at beginning of year2017-09-30$90,243,666
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Aggregate proceeds on sale of assets2017-09-30$390,485,406
Aggregate carrying amount (costs) on sale of assets2017-09-30$381,750,681
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2017-09-30134008324
2016 : AMERICAN EXPRESS RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$43,296,643
Total unrealized appreciation/depreciation of assets2016-09-30$43,296,643
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$3,920,578
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$5,613,329
Total income from all sources (including contributions)2016-09-30$121,495,282
Total loss/gain on sale of assets2016-09-30$10,870,407
Total of all expenses incurred2016-09-30$72,377,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$63,015,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$0
Value of total assets at end of year2016-09-30$1,079,920,393
Value of total assets at beginning of year2016-09-30$1,032,495,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$9,361,446
Total interest from all sources2016-09-30$19,121,099
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$3,890,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$2,866,226
Administrative expenses professional fees incurred2016-09-30$1,410,051
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-09-30$0
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$125,000,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30Yes
Amount of non-exempt transactions with any party-in-interest2016-09-30$155,066
Assets. Other investments not covered elsewhere at end of year2016-09-30$37,610,836
Assets. Other investments not covered elsewhere at beginning of year2016-09-30$46,500,119
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-09-30$5,653,455
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$7,642,370
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-09-30$3,920,578
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-09-30$5,613,329
Administrative expenses (other) incurred2016-09-30$4,150,536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$49,118,041
Value of net assets at end of year (total assets less liabilities)2016-09-30$1,075,999,815
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$1,026,881,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-09-30$442,540
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Assets. partnership/joint venture interests at end of year2016-09-30$208,487,000
Assets. partnership/joint venture interests at beginning of year2016-09-30$215,387,184
Investment advisory and management fees2016-09-30$3,568,305
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$93,913,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$76,789,459
Interest earned on other investments2016-09-30$5,057,550
Income. Interest from US Government securities2016-09-30$3,092,072
Income. Interest from corporate debt instruments2016-09-30$10,884,252
Value of interest in common/collective trusts at end of year2016-09-30$307,514,078
Value of interest in common/collective trusts at beginning of year2016-09-30$265,563,566
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$27,691,878
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$19,375,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$19,375,157
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-09-30$87,225
Asset value of US Government securities at end of year2016-09-30$61,873,129
Asset value of US Government securities at beginning of year2016-09-30$58,450,241
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$7,703,603
Net investment gain or loss from common/collective trusts2016-09-30$36,613,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30Yes
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Income. Dividends from common stock2016-09-30$1,023,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$63,015,795
Asset. Corporate debt instrument debt (other) at end of year2016-09-30$246,932,786
Asset. Corporate debt instrument debt (other) at beginning of year2016-09-30$258,917,225
Contract administrator fees2016-09-30$232,554
Assets. Corporate common stocks other than exployer securities at end of year2016-09-30$90,243,666
Assets. Corporate common stocks other than exployer securities at beginning of year2016-09-30$83,869,782
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Aggregate proceeds on sale of assets2016-09-30$391,992,336
Aggregate carrying amount (costs) on sale of assets2016-09-30$381,121,929
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30PRICEWATERHOUSECOOPERS
Accountancy firm EIN2016-09-30134008324
2015 : AMERICAN EXPRESS RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$-12,645,440
Total unrealized appreciation/depreciation of assets2015-09-30$-12,645,440
Total transfer of assets to this plan2015-09-30$3,157,631
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$5,613,329
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$11,756,817
Total income from all sources (including contributions)2015-09-30$1,177,834
Total loss/gain on sale of assets2015-09-30$12,866,926
Total of all expenses incurred2015-09-30$81,900,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$75,001,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$0
Value of total assets at end of year2015-09-30$1,032,495,103
Value of total assets at beginning of year2015-09-30$1,116,203,245
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$6,898,507
Total interest from all sources2015-09-30$21,774,176
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$3,566,533
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$2,656,127
Administrative expenses professional fees incurred2015-09-30$1,272,164
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-09-30$110,040
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$125,000,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Assets. Other investments not covered elsewhere at end of year2015-09-30$46,500,119
Assets. Other investments not covered elsewhere at beginning of year2015-09-30$62,065,765
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-09-30$7,642,370
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$6,702,532
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-09-30$5,613,329
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-09-30$11,756,817
Administrative expenses (other) incurred2015-09-30$1,546,055
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-80,722,285
Value of net assets at end of year (total assets less liabilities)2015-09-30$1,026,881,774
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$1,104,446,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-09-30$18,270
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Assets. partnership/joint venture interests at end of year2015-09-30$215,387,184
Assets. partnership/joint venture interests at beginning of year2015-09-30$235,475,635
Investment advisory and management fees2015-09-30$3,867,984
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$76,789,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$115,998,869
Interest earned on other investments2015-09-30$5,044,134
Income. Interest from US Government securities2015-09-30$4,968,676
Income. Interest from corporate debt instruments2015-09-30$11,752,116
Value of interest in common/collective trusts at end of year2015-09-30$265,563,566
Value of interest in common/collective trusts at beginning of year2015-09-30$293,957,445
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$19,375,157
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$17,119,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$17,119,375
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$9,250
Asset value of US Government securities at end of year2015-09-30$58,450,241
Asset value of US Government securities at beginning of year2015-09-30$71,354,432
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-12,004,828
Net investment gain or loss from common/collective trusts2015-09-30$-12,379,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30Yes
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Income. Dividends from common stock2015-09-30$910,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$75,001,612
Asset. Corporate debt instrument debt (other) at end of year2015-09-30$258,917,225
Asset. Corporate debt instrument debt (other) at beginning of year2015-09-30$228,239,730
Contract administrator fees2015-09-30$212,304
Assets. Corporate common stocks other than exployer securities at end of year2015-09-30$83,869,782
Assets. Corporate common stocks other than exployer securities at beginning of year2015-09-30$85,179,422
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Aggregate proceeds on sale of assets2015-09-30$889,101,998
Aggregate carrying amount (costs) on sale of assets2015-09-30$876,235,072
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30PRICEWATERHOUSECOOPERS
Accountancy firm EIN2015-09-30134008324
2014 : AMERICAN EXPRESS RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$17,222,794
Total unrealized appreciation/depreciation of assets2014-09-30$17,222,794
Total transfer of assets to this plan2014-09-30$21,542,089
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$11,756,817
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$12,969,887
Total income from all sources (including contributions)2014-09-30$109,649,532
Total loss/gain on sale of assets2014-09-30$30,464,074
Total of all expenses incurred2014-09-30$109,743,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$102,131,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$0
Value of total assets at end of year2014-09-30$1,116,203,245
Value of total assets at beginning of year2014-09-30$1,095,968,448
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$7,612,724
Total interest from all sources2014-09-30$22,661,130
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$5,232,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$4,294,573
Administrative expenses professional fees incurred2014-09-30$1,996,843
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-09-30$110,040
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-09-30$98,880
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$125,000,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Assets. Other investments not covered elsewhere at end of year2014-09-30$62,065,765
Assets. Other investments not covered elsewhere at beginning of year2014-09-30$71,205,950
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$6,702,532
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-09-30$13,832,703
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-09-30$11,756,817
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-09-30$12,969,887
Administrative expenses (other) incurred2014-09-30$1,804,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$-94,222
Value of net assets at end of year (total assets less liabilities)2014-09-30$1,104,446,428
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$1,082,998,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Assets. partnership/joint venture interests at end of year2014-09-30$235,475,635
Assets. partnership/joint venture interests at beginning of year2014-09-30$211,696,024
Investment advisory and management fees2014-09-30$3,606,754
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$115,998,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$113,189,357
Interest earned on other investments2014-09-30$7,606,634
Income. Interest from US Government securities2014-09-30$4,343,294
Income. Interest from corporate debt instruments2014-09-30$10,704,927
Value of interest in common/collective trusts at end of year2014-09-30$293,957,445
Value of interest in common/collective trusts at beginning of year2014-09-30$291,679,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$17,119,375
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$16,484,939
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$16,484,939
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$6,275
Expenses. Payments to insurance carriers foe the provision of benefits2014-09-30$2,696,000
Asset value of US Government securities at end of year2014-09-30$71,354,432
Asset value of US Government securities at beginning of year2014-09-30$79,960,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$-1,683,205
Net investment gain or loss from common/collective trusts2014-09-30$35,752,344
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30Yes
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Income. Dividends from common stock2014-09-30$937,822
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$99,435,030
Asset. Corporate debt instrument debt (other) at end of year2014-09-30$228,239,730
Asset. Corporate debt instrument debt (other) at beginning of year2014-09-30$198,550,824
Contract administrator fees2014-09-30$204,804
Assets. Corporate common stocks other than exployer securities at end of year2014-09-30$85,179,422
Assets. Corporate common stocks other than exployer securities at beginning of year2014-09-30$99,269,890
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Aggregate proceeds on sale of assets2014-09-30$653,335,165
Aggregate carrying amount (costs) on sale of assets2014-09-30$622,871,091
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30PRICEWATERHOUSECOOPERS
Accountancy firm EIN2014-09-30134008324
2013 : AMERICAN EXPRESS RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$2,745,153
Total unrealized appreciation/depreciation of assets2013-09-30$2,745,153
Total transfer of assets to this plan2013-09-30$21,191,997
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$12,969,887
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$4,706,225
Total income from all sources (including contributions)2013-09-30$74,755,093
Total loss/gain on sale of assets2013-09-30$-4,602,047
Total of all expenses incurred2013-09-30$98,627,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$92,461,762
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$66,581
Value of total assets at end of year2013-09-30$1,095,968,448
Value of total assets at beginning of year2013-09-30$1,090,384,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$6,165,501
Total interest from all sources2013-09-30$27,295,182
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$5,088,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$3,690,632
Administrative expenses professional fees incurred2013-09-30$1,634,263
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-09-30$98,880
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-09-30$105,520
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$125,000,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Assets. Other investments not covered elsewhere at end of year2013-09-30$71,205,950
Assets. Other investments not covered elsewhere at beginning of year2013-09-30$143,188,979
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-09-30$13,832,703
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-09-30$7,823,936
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-09-30$12,969,887
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-09-30$4,706,225
Administrative expenses (other) incurred2013-09-30$1,078,740
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$-23,872,170
Value of net assets at end of year (total assets less liabilities)2013-09-30$1,082,998,561
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$1,085,678,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Assets. partnership/joint venture interests at end of year2013-09-30$211,696,024
Assets. partnership/joint venture interests at beginning of year2013-09-30$60,149,102
Investment advisory and management fees2013-09-30$3,238,578
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$113,189,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$46,735,708
Interest earned on other investments2013-09-30$8,453,519
Income. Interest from US Government securities2013-09-30$3,450,756
Income. Interest from corporate debt instruments2013-09-30$15,370,969
Value of interest in common/collective trusts at end of year2013-09-30$291,679,563
Value of interest in common/collective trusts at beginning of year2013-09-30$281,668,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$16,484,939
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$22,358,550
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$22,358,550
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$19,938
Asset value of US Government securities at end of year2013-09-30$79,960,318
Asset value of US Government securities at beginning of year2013-09-30$101,221,299
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$2,879,682
Net investment gain or loss from common/collective trusts2013-09-30$41,282,076
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30Yes
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$66,581
Employer contributions (assets) at beginning of year2013-09-30$3,000,000
Income. Dividends from common stock2013-09-30$1,397,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$92,461,762
Asset. Corporate debt instrument debt (other) at end of year2013-09-30$198,550,824
Asset. Corporate debt instrument debt (other) at beginning of year2013-09-30$335,554,131
Contract administrator fees2013-09-30$213,920
Assets. Corporate common stocks other than exployer securities at end of year2013-09-30$99,269,890
Assets. Corporate common stocks other than exployer securities at beginning of year2013-09-30$88,579,452
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Aggregate proceeds on sale of assets2013-09-30$664,713,645
Aggregate carrying amount (costs) on sale of assets2013-09-30$669,315,692
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30PRICEWATERHOUSECOOPERS
Accountancy firm EIN2013-09-30134008324
2012 : AMERICAN EXPRESS RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-09-30$54,838,826
Total unrealized appreciation/depreciation of assets2012-09-30$54,838,826
Total transfer of assets to this plan2012-09-30$21,197,552
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$4,706,225
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$25,944,874
Total income from all sources (including contributions)2012-09-30$175,335,054
Total loss/gain on sale of assets2012-09-30$20,794,555
Total of all expenses incurred2012-09-30$96,306,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$88,870,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$4,426,770
Value of total assets at end of year2012-09-30$1,090,384,959
Value of total assets at beginning of year2012-09-30$1,011,397,132
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$7,435,943
Total interest from all sources2012-09-30$31,815,909
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$1,931,542
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Administrative expenses professional fees incurred2012-09-30$1,748,861
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-09-30$105,520
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-09-30$301,079
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$100,000,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Assets. Other investments not covered elsewhere at end of year2012-09-30$143,188,979
Assets. Other investments not covered elsewhere at beginning of year2012-09-30$100,568,138
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-09-30$7,823,936
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$10,216,747
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-09-30$4,706,225
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-09-30$25,944,874
Administrative expenses (other) incurred2012-09-30$1,834,653
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$79,028,924
Value of net assets at end of year (total assets less liabilities)2012-09-30$1,085,678,734
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$985,452,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Assets. partnership/joint venture interests at end of year2012-09-30$60,149,102
Assets. partnership/joint venture interests at beginning of year2012-09-30$62,606,646
Investment advisory and management fees2012-09-30$3,634,468
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$46,735,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$15,992,655
Interest earned on other investments2012-09-30$12,486,140
Income. Interest from US Government securities2012-09-30$1,726,666
Income. Interest from corporate debt instruments2012-09-30$17,580,873
Value of interest in common/collective trusts at end of year2012-09-30$281,668,282
Value of interest in common/collective trusts at beginning of year2012-09-30$223,766,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$22,358,550
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$19,179,503
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$19,179,503
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$22,230
Asset value of US Government securities at end of year2012-09-30$101,221,299
Asset value of US Government securities at beginning of year2012-09-30$148,249,806
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$3,361,634
Net investment gain/loss from pooled separate accounts2012-09-30$58,165,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30Yes
Contributions received in cash from employer2012-09-30$4,426,770
Employer contributions (assets) at end of year2012-09-30$3,000,000
Income. Dividends from common stock2012-09-30$1,931,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$88,870,187
Asset. Corporate debt instrument debt (other) at end of year2012-09-30$335,554,131
Asset. Corporate debt instrument debt (other) at beginning of year2012-09-30$337,735,984
Contract administrator fees2012-09-30$217,961
Assets. Corporate common stocks other than exployer securities at end of year2012-09-30$88,579,452
Assets. Corporate common stocks other than exployer securities at beginning of year2012-09-30$92,780,031
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Aggregate proceeds on sale of assets2012-09-30$3,133,608,750
Aggregate carrying amount (costs) on sale of assets2012-09-30$3,112,814,195
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30PRICEWATERHOUSECOOPERS
Accountancy firm EIN2012-09-30134008324
2011 : AMERICAN EXPRESS RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-09-30$-29,736,574
Total unrealized appreciation/depreciation of assets2011-09-30$-29,736,574
Total transfer of assets to this plan2011-09-30$20,195,151
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$25,944,874
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$7,020,352
Total income from all sources (including contributions)2011-09-30$61,796,511
Total loss/gain on sale of assets2011-09-30$66,959,116
Total of all expenses incurred2011-09-30$98,539,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$91,619,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$0
Value of total assets at end of year2011-09-30$1,011,397,132
Value of total assets at beginning of year2011-09-30$1,009,020,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$6,920,221
Total interest from all sources2011-09-30$36,388,228
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$2,935,559
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Administrative expenses professional fees incurred2011-09-30$1,562,912
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-09-30$301,079
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$100,000,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Assets. Other investments not covered elsewhere at end of year2011-09-30$100,568,138
Assets. Other investments not covered elsewhere at beginning of year2011-09-30$97,391,886
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-09-30$10,216,747
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-09-30$9,090,608
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-09-30$25,944,874
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-09-30$7,020,352
Administrative expenses (other) incurred2011-09-30$1,274,366
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-36,742,810
Value of net assets at end of year (total assets less liabilities)2011-09-30$985,452,258
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$1,001,999,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Assets. partnership/joint venture interests at end of year2011-09-30$62,606,646
Assets. partnership/joint venture interests at beginning of year2011-09-30$54,721,537
Investment advisory and management fees2011-09-30$3,862,180
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$15,992,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$28,577,668
Interest earned on other investments2011-09-30$16,854,376
Income. Interest from US Government securities2011-09-30$721,613
Income. Interest from corporate debt instruments2011-09-30$18,666,620
Value of interest in common/collective trusts at end of year2011-09-30$223,766,543
Value of interest in common/collective trusts at beginning of year2011-09-30$141,526,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$19,179,503
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$39,246,641
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$39,246,641
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$145,619
Asset value of US Government securities at end of year2011-09-30$148,249,806
Asset value of US Government securities at beginning of year2011-09-30$104,908,178
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-1,746,671
Net investment gain or loss from common/collective trusts2011-09-30$-13,003,147
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Income. Dividends from common stock2011-09-30$2,935,559
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$91,619,100
Asset. Corporate debt instrument debt (other) at end of year2011-09-30$337,735,984
Asset. Corporate debt instrument debt (other) at beginning of year2011-09-30$318,509,303
Contract administrator fees2011-09-30$220,763
Assets. Corporate common stocks other than exployer securities at end of year2011-09-30$92,780,031
Assets. Corporate common stocks other than exployer securities at beginning of year2011-09-30$215,048,010
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Aggregate proceeds on sale of assets2011-09-30$4,845,849,073
Aggregate carrying amount (costs) on sale of assets2011-09-30$4,778,889,957
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30PRICEWATERHOUSECOOPERS
Accountancy firm EIN2011-09-30134008324
2010 : AMERICAN EXPRESS RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for AMERICAN EXPRESS RETIREMENT PLAN

2021: AMERICAN EXPRESS RETIREMENT PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: AMERICAN EXPRESS RETIREMENT PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: AMERICAN EXPRESS RETIREMENT PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: AMERICAN EXPRESS RETIREMENT PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: AMERICAN EXPRESS RETIREMENT PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: AMERICAN EXPRESS RETIREMENT PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: AMERICAN EXPRESS RETIREMENT PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: AMERICAN EXPRESS RETIREMENT PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: AMERICAN EXPRESS RETIREMENT PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: AMERICAN EXPRESS RETIREMENT PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: AMERICAN EXPRESS RETIREMENT PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2009: AMERICAN EXPRESS RETIREMENT PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: AMERICAN EXPRESS RETIREMENT PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

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