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DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameDANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.

401k Sponsoring company profile

ARENA 3D HOLDINGS has sponsored the creation of one or more 401k plans.

Company Name:ARENA 3D HOLDINGS
Employer identification number (EIN):135021075
NAIC Classification:423200

Additional information about ARENA 3D HOLDINGS

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1937-01-07
Company Identification Number: 49826
Legal Registered Office Address: 28 LIBERTY STREET
New York
NEW YORK
United States of America (USA)
10005

More information about ARENA 3D HOLDINGS

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01MARY SNYDER
0022015-01-01MARY SNYDER
0022015-01-01STEVEN GRAUBART
0022014-01-01MARY SNYDER
0022014-01-01MARY SNYDER
0022014-01-01MARY SNYDER
0022013-01-01MARY SNYDER
0022012-04-01MARY SNYDER
0022011-04-01MARY SNYDER

Plan Statistics for DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016: DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01203
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01203
Total number of active participants reported on line 7a of the Form 55002015-01-01103
Number of retired or separated participants receiving benefits2015-01-0122
Number of other retired or separated participants entitled to future benefits2015-01-0177
Total of all active and inactive participants2015-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01202
Number of participants with account balances2015-01-01202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01191
Total number of active participants reported on line 7a of the Form 55002014-01-0191
Number of retired or separated participants receiving benefits2014-01-0114
Number of other retired or separated participants entitled to future benefits2014-01-0181
Total of all active and inactive participants2014-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01186
Number of participants with account balances2014-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01195
Total number of active participants reported on line 7a of the Form 55002013-01-01120
Number of retired or separated participants receiving benefits2013-01-018
Number of other retired or separated participants entitled to future benefits2013-01-0161
Total of all active and inactive participants2013-01-01189
Total participants2013-01-01189
Number of participants with account balances2013-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01172
Total number of active participants reported on line 7a of the Form 55002012-04-01120
Number of retired or separated participants receiving benefits2012-04-011
Number of other retired or separated participants entitled to future benefits2012-04-0153
Total of all active and inactive participants2012-04-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-010
Total participants2012-04-01174
Number of participants with account balances2012-04-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-014
2011: DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01171
Total number of active participants reported on line 7a of the Form 55002011-04-01122
Number of retired or separated participants receiving benefits2011-04-011
Number of other retired or separated participants entitled to future benefits2011-04-0144
Total of all active and inactive participants2011-04-01167
Total participants2011-04-01167
Number of participants with account balances2011-04-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-012

Financial Data on DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016 : DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-10-05$443,510
Total unrealized appreciation/depreciation of assets2016-10-05$443,510
Total transfer of assets from this plan2016-10-05$5,031,150
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-05$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-05$0
Total income from all sources (including contributions)2016-10-05$443,510
Total loss/gain on sale of assets2016-10-05$0
Total of all expenses incurred2016-10-05$568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-10-05$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-10-05$0
Value of total assets at end of year2016-10-05$0
Value of total assets at beginning of year2016-10-05$4,588,208
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-10-05$568
Total interest from all sources2016-10-05$0
Total dividends received (eg from common stock, registered investment company shares)2016-10-05$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-10-05Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-10-05$0
Administrative expenses professional fees incurred2016-10-05$568
Was this plan covered by a fidelity bond2016-10-05Yes
Value of fidelity bond cover2016-10-05$1,000,000
If this is an individual account plan, was there a blackout period2016-10-05No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-10-05$0
Were there any nonexempt tranactions with any party-in-interest2016-10-05No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-05No
Value of net income/loss2016-10-05$442,942
Value of net assets at end of year (total assets less liabilities)2016-10-05$0
Value of net assets at beginning of year (total assets less liabilities)2016-10-05$4,588,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-10-05No
Were any loans by the plan or fixed income obligations due to the plan in default2016-10-05No
Were any leases to which the plan was party in default or uncollectible2016-10-05No
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-10-05$1,671
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-10-05$1,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-10-05Yes
Was there a failure to transmit to the plan any participant contributions2016-10-05No
Has the plan failed to provide any benefit when due under the plan2016-10-05No
Assets. Invements in employer securities at beginning of year2016-10-05$4,586,537
Did the plan have assets held for investment2016-10-05No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-05No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-10-05Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-10-05No
Opinion of an independent qualified public accountant for this plan2016-10-05Unqualified
Accountancy firm name2016-10-05FRIEDMAN LLP
Accountancy firm EIN2016-10-05131610809
2015 : DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$1,211,537
Total unrealized appreciation/depreciation of assets2015-12-31$1,211,537
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$139,403
Total income from all sources (including contributions)2015-12-31$1,251,253
Total of all expenses incurred2015-12-31$175,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$137,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$39,716
Value of total assets at end of year2015-12-31$4,588,208
Value of total assets at beginning of year2015-12-31$3,652,327
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$38,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$38,486
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$2,022
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,075,284
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,588,208
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,512,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,671
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$45,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$45,348
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$4,586,537
Assets. Invements in employer securities at beginning of year2015-12-31$3,469,598
Contributions received in cash from employer2015-12-31$39,716
Employer contributions (assets) at beginning of year2015-12-31$137,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$137,483
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$137,381
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31FRIEDMAN LLP
Accountancy firm EIN2015-12-31131610809
2014 : DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-155,686
Total unrealized appreciation/depreciation of assets2014-12-31$-155,686
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$139,403
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$257,413
Expenses. Interest paid2014-12-31$5,495
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$5,495
Total income from all sources (including contributions)2014-12-31$65,240
Total of all expenses incurred2014-12-31$106,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$96,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$176,226
Value of total assets at end of year2014-12-31$3,652,327
Value of total assets at beginning of year2014-12-31$3,812,080
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,660
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$44,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$33,350
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$2,022
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$5,548
Administrative expenses (other) incurred2014-12-31$4,660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-41,743
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,512,924
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,554,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$45,348
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$5,706
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$5,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$3,469,598
Assets. Invements in employer securities at beginning of year2014-12-31$3,688,364
Contributions received in cash from employer2014-12-31$142,876
Employer contributions (assets) at end of year2014-12-31$137,381
Employer contributions (assets) at beginning of year2014-12-31$118,010
Income. Dividends from common stock2014-12-31$44,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$96,828
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$137,381
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$251,865
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31FRIEDMAN LLP
Accountancy firm EIN2014-12-31131610809
2013 : DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,697,100
Total unrealized appreciation/depreciation of assets2013-12-31$1,697,100
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$139,403
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,265,091
Expenses. Interest paid2013-12-31$36,968
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$36,968
Total income from all sources (including contributions)2013-12-31$1,871,823
Total of all expenses incurred2013-12-31$79,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$42,449
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$174,723
Value of total assets at end of year2013-12-31$3,694,070
Value of total assets at beginning of year2013-12-31$3,027,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$23,271
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$2,022
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$5,767
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,792,406
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,554,667
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,762,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$5,706
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$9,715
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$9,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$3,688,364
Assets. Invements in employer securities at beginning of year2013-12-31$2,010,178
Contributions received in cash from employer2013-12-31$151,452
Employer contributions (assets) at end of year2013-12-31$118,010
Employer contributions (assets) at beginning of year2013-12-31$1,007,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$42,449
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$137,381
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$1,259,324
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31FRIEDMAN LLP
Accountancy firm EIN2013-12-31131610809
2012 : DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$-1,100,685
Total unrealized appreciation/depreciation of assets2012-12-31$-1,100,685
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$257,632
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,491
Total income from all sources (including contributions)2012-12-31$-93,226
Total of all expenses incurred2012-12-31$16,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$16,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,007,459
Value of total assets at end of year2012-12-31$2,019,893
Value of total assets at beginning of year2012-12-31$1,877,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$424
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$5,767
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$5,491
Liabilities. Value of operating payables at end of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-109,255
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,762,261
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,871,516
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$9,715
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$9,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$9,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$2,010,178
Assets. Invements in employer securities at beginning of year2012-12-31$1,867,047
Contributions received in cash from employer2012-12-31$1,007,459
Employer contributions (assets) at end of year2012-12-31$1,007,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$15,605
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$251,865
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31EISNERAMPER LLP
Accountancy firm EIN2012-12-31131639826
Unrealized appreciation/depreciation of other (non real estate) assets2012-03-31$326,948
Total unrealized appreciation/depreciation of assets2012-03-31$326,948
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$5,491
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$181
Total income from all sources (including contributions)2012-03-31$341,130
Total of all expenses incurred2012-03-31$28,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$13,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$14,000
Value of total assets at end of year2012-03-31$1,877,007
Value of total assets at beginning of year2012-03-31$1,558,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$14,375
Total interest from all sources2012-03-31$181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Administrative expenses professional fees incurred2012-03-31$14,001
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$1,000,000
If this is an individual account plan, was there a blackout period2012-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-03-31$0
Other income not declared elsewhere2012-03-31$14,001
Administrative expenses (other) incurred2012-03-31$374
Liabilities. Value of operating payables at end of year2012-03-31$5,491
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$313,069
Value of net assets at end of year (total assets less liabilities)2012-03-31$1,871,516
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$1,558,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Interest earned on other investments2012-03-31$181
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-03-31$9,960
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-03-31$5,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-03-31$5,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-03-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Assets. Invements in employer securities at end of year2012-03-31$1,867,047
Assets. Invements in employer securities at beginning of year2012-03-31$1,553,517
Contributions received in cash from employer2012-03-31$14,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$13,686
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Liabilities. Value of acquisition indebtedness at beginning of year2012-03-31$181
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31No
Opinion of an independent qualified public accountant for this plan2012-03-31Unqualified
Accountancy firm name2012-03-31EISNERAMPER LLP
Accountancy firm EIN2012-03-31131639826
2011 : DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-03-31$182,257
Total unrealized appreciation/depreciation of assets2011-03-31$182,257
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$181
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total income from all sources (including contributions)2011-03-31$182,257
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$43,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$22,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$0
Value of total assets at end of year2011-03-31$1,558,628
Value of total assets at beginning of year2011-03-31$1,420,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$21,773
Total interest from all sources2011-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Administrative expenses professional fees incurred2011-03-31$21,413
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$1,000,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-03-31$15,432
Administrative expenses (other) incurred2011-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$138,364
Value of net assets at end of year (total assets less liabilities)2011-03-31$1,558,447
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$1,420,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Investment advisory and management fees2011-03-31$360
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-03-31$5,111
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-03-31$20,726
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-03-31$20,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Assets. Invements in employer securities at end of year2011-03-31$1,553,517
Assets. Invements in employer securities at beginning of year2011-03-31$1,383,925
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$22,120
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Liabilities. Value of acquisition indebtedness at end of year2011-03-31$181
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31No
Opinion of an independent qualified public accountant for this plan2011-03-31Unqualified
Accountancy firm name2011-03-31EISNERAMPER LLP
Accountancy firm EIN2011-03-31131639826

Form 5500 Responses for DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2016: DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedYes
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement - TrustYes
2011: DANCKER, SELLEW & DOUGLAS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedYes
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement - TrustYes

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