401k Plan data: DOW JONES 401(K) SAVINGS PLAN plan

DOW JONES 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	DOW JONES 401(K) SAVINGS PLAN
Plan identification number	001

DOW JONES 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DOW JONES & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: DOW JONES & COMPANY, INC.

Employer identification number (EIN): 135034940

NAIC Classification: 511110
NAIC Description: Newspaper Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOW JONES 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 MARCO DIAZ
001 2014-01-01 MARCO DIAZ
001 2013-01-01 MARK MUSGRAVE
001 2012-01-01 MARK MUSGRAVE
001 2011-01-01 MARK MUSGRAVE
001 2009-01-01 GREGORY GIANGRANDE
001 2009-01-01 GREGORY GIANGRANDE

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	MARCO DIAZ
001	2014-01-01	MARCO DIAZ
001	2013-01-01	MARK MUSGRAVE
001	2012-01-01	MARK MUSGRAVE
001	2011-01-01	MARK MUSGRAVE
001	2009-01-01	GREGORY GIANGRANDE
001	2009-01-01	GREGORY GIANGRANDE

Plan Statistics for DOW JONES 401(K) SAVINGS PLAN

401k plan membership statisitcs for DOW JONES 401(K) SAVINGS PLAN

Measure Date Value
2015: DOW JONES 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 7,467
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: DOW JONES 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 8,366
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3,534
Number of retired or separated participants receiving benefits 2014-01-01 217
Number of other retired or separated participants entitled to future benefits 2014-01-01 3,638
Total of all active and inactive participants 2014-01-01 7,389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 78
Total participants 2014-01-01 7,467
Number of participants with account balances 2014-01-01 7,438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 188
2013: DOW JONES 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 8,414
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3,558
Number of retired or separated participants receiving benefits 2013-01-01 193
Number of other retired or separated participants entitled to future benefits 2013-01-01 4,534
Total of all active and inactive participants 2013-01-01 8,285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 81
Total participants 2013-01-01 8,366
Number of participants with account balances 2013-01-01 8,347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 127
2012: DOW JONES 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 8,506
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3,534
Number of retired or separated participants receiving benefits 2012-01-01 353
Number of other retired or separated participants entitled to future benefits 2012-01-01 4,450
Total of all active and inactive participants 2012-01-01 8,337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 77
Total participants 2012-01-01 8,414
Number of participants with account balances 2012-01-01 8,394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 246
2011: DOW JONES 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 8,840
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3,826
Number of retired or separated participants receiving benefits 2011-01-01 105
Number of other retired or separated participants entitled to future benefits 2011-01-01 4,497
Total of all active and inactive participants 2011-01-01 8,428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 78
Total participants 2011-01-01 8,506
Number of participants with account balances 2011-01-01 8,416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 190
2009: DOW JONES 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7,971
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4,059
Number of retired or separated participants receiving benefits 2009-01-01 472
Number of other retired or separated participants entitled to future benefits 2009-01-01 7,144
Total of all active and inactive participants 2009-01-01 11,675
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 172
Total participants 2009-01-01 11,847
Number of participants with account balances 2009-01-01 11,662
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 175

Measure	Date	Value
2015: DOW JONES 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	7,467
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: DOW JONES 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	8,366
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3,534
Number of retired or separated participants receiving benefits	2014-01-01	217
Number of other retired or separated participants entitled to future benefits	2014-01-01	3,638
Total of all active and inactive participants	2014-01-01	7,389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	78
Total participants	2014-01-01	7,467
Number of participants with account balances	2014-01-01	7,438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	188
2013: DOW JONES 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	8,414
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3,558
Number of retired or separated participants receiving benefits	2013-01-01	193
Number of other retired or separated participants entitled to future benefits	2013-01-01	4,534
Total of all active and inactive participants	2013-01-01	8,285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	81
Total participants	2013-01-01	8,366
Number of participants with account balances	2013-01-01	8,347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	127
2012: DOW JONES 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	8,506
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3,534
Number of retired or separated participants receiving benefits	2012-01-01	353
Number of other retired or separated participants entitled to future benefits	2012-01-01	4,450
Total of all active and inactive participants	2012-01-01	8,337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	77
Total participants	2012-01-01	8,414
Number of participants with account balances	2012-01-01	8,394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	246
2011: DOW JONES 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	8,840
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3,826
Number of retired or separated participants receiving benefits	2011-01-01	105
Number of other retired or separated participants entitled to future benefits	2011-01-01	4,497
Total of all active and inactive participants	2011-01-01	8,428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	78
Total participants	2011-01-01	8,506
Number of participants with account balances	2011-01-01	8,416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	190
2009: DOW JONES 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7,971
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4,059
Number of retired or separated participants receiving benefits	2009-01-01	472
Number of other retired or separated participants entitled to future benefits	2009-01-01	7,144
Total of all active and inactive participants	2009-01-01	11,675
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	172
Total participants	2009-01-01	11,847
Number of participants with account balances	2009-01-01	11,662
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	175

Financial Data on DOW JONES 401(K) SAVINGS PLAN

Measure	Date	Value
2015 : DOW JONES 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$1,312,128,899
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$63,012
Total income from all sources (including contributions)	2015-12-31	$84,043,460
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$103,909,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$103,401,973
Value of total corrective distributions	2015-12-31	$9,948
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$53,991,463
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$1,332,058,242
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$497,870
Total interest from all sources	2015-12-31	$308,610
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$128,636
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$29,767,514
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$7,520,208
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$167,563,574
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$2,280,361
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$15,112
Administrative expenses (other) incurred	2015-12-31	$327,015
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$47,900
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$13,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-19,866,331
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,331,995,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$42,219
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,156,877,288
Interest on participant loans	2015-12-31	$308,610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$21,943,588
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$84,007
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$103,401,973
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2015-12-31	346565596
2014 : DOW JONES 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$23,895
Total transfer of assets from this plan	2014-12-31	$65,565
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$63,012
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$133,406,402
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$108,352,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$108,126,331
Expenses. Certain deemed distributions of participant loans	2014-12-31	$68,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$56,508,515
Value of total assets at end of year	2014-12-31	$1,332,058,242
Value of total assets at beginning of year	2014-12-31	$1,306,983,120
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$158,020
Total interest from all sources	2014-12-31	$297,970
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$64,234,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$64,234,915
Administrative expenses professional fees incurred	2014-12-31	$2,547
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$29,412,617
Participant contributions at end of year	2014-12-31	$7,520,208
Participant contributions at beginning of year	2014-12-31	$7,199,232
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$167,563,574
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$188,851,297
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$4,095,596
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$15,112
Other income not declared elsewhere	2014-12-31	$-1,121,577
Administrative expenses (other) incurred	2014-12-31	$129,348
Liabilities. Value of operating payables at end of year	2014-12-31	$47,900
Total non interest bearing cash at end of year	2014-12-31	$13,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$25,053,780
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,331,995,230
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,306,983,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$26,125
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,156,877,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,110,268,098
Interest on participant loans	2014-12-31	$297,970
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$13,486,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$23,000,302
Employer contributions (assets) at end of year	2014-12-31	$84,007
Employer contributions (assets) at beginning of year	2014-12-31	$664,493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$108,126,331
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2014-12-31	346565596
2013 : DOW JONES 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$263,830,231
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$99,201,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$99,112,729
Expenses. Certain deemed distributions of participant loans	2013-12-31	$46,566
Value of total corrective distributions	2013-12-31	$4,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$55,419,510
Value of total assets at end of year	2013-12-31	$1,306,983,120
Value of total assets at beginning of year	2013-12-31	$1,142,354,451
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$38,166
Total interest from all sources	2013-12-31	$341,883
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$41,275,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$41,275,953
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$28,654,112
Participant contributions at end of year	2013-12-31	$7,199,232
Participant contributions at beginning of year	2013-12-31	$8,055,858
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$188,851,297
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$205,926,567
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$3,658,662
Other income not declared elsewhere	2013-12-31	$1,978
Administrative expenses (other) incurred	2013-12-31	$38,166
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$164,628,669
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,306,983,120
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,142,354,451
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,110,268,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$927,685,055
Interest on participant loans	2013-12-31	$341,883
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$166,790,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$23,106,736
Employer contributions (assets) at end of year	2013-12-31	$664,493
Employer contributions (assets) at beginning of year	2013-12-31	$686,971
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$99,112,729
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2013-12-31	346565596
2012 : DOW JONES 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$207,854,842
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$148,695,998
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$76,715,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$76,708,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$55,340,341
Value of total assets at end of year	2012-12-31	$1,142,354,451
Value of total assets at beginning of year	2012-12-31	$862,518,662
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$6,664
Total interest from all sources	2012-12-31	$384,660
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$20,392,585
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$20,392,585
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$28,833,332
Participant contributions at end of year	2012-12-31	$8,055,858
Participant contributions at beginning of year	2012-12-31	$8,262,332
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$205,926,567
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$2,496,575
Other income not declared elsewhere	2012-12-31	$1,018,556
Administrative expenses (other) incurred	2012-12-31	$6,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$71,980,947
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,142,354,451
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$862,518,662
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$927,685,055
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$384,660
Value of interest in master investment trust accounts at end of year	2012-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$853,519,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$-220,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$24,010,434
Employer contributions (assets) at end of year	2012-12-31	$686,971
Employer contributions (assets) at beginning of year	2012-12-31	$737,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$76,708,387
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2012-12-31	346565596
2011 : DOW JONES 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$59,107,741
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$76,175,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$76,022,316
Expenses. Certain deemed distributions of participant loans	2011-12-31	$131,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$56,821,205
Value of total assets at end of year	2011-12-31	$862,518,662
Value of total assets at beginning of year	2011-12-31	$879,586,123
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$21,869
Total interest from all sources	2011-12-31	$506,172
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$29,180,230
Participant contributions at end of year	2011-12-31	$8,262,332
Participant contributions at beginning of year	2011-12-31	$10,701,303
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$2,438,029
Administrative expenses (other) incurred	2011-12-31	$21,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-17,067,461
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$862,518,662
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$879,586,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Interest on participant loans	2011-12-31	$506,172
Value of interest in master investment trust accounts at end of year	2011-12-31	$853,519,076
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$867,306,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$25,202,946
Employer contributions (assets) at end of year	2011-12-31	$737,254
Employer contributions (assets) at beginning of year	2011-12-31	$1,578,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$76,022,316
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2011-12-31	346565596
2010 : DOW JONES 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$147,406,342
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$93,939,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$93,926,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$55,574,469
Value of total assets at end of year	2010-12-31	$879,586,123
Value of total assets at beginning of year	2010-12-31	$826,119,769
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$13,116
Total interest from all sources	2010-12-31	$568,168
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$27,235,280
Participant contributions at end of year	2010-12-31	$10,701,303
Participant contributions at beginning of year	2010-12-31	$10,023,235
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$4,618,525
Administrative expenses (other) incurred	2010-12-31	$13,116
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$53,466,354
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$879,586,123
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$826,119,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Interest on participant loans	2010-12-31	$568,168
Value of interest in master investment trust accounts at end of year	2010-12-31	$867,306,368
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$813,649,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$23,720,664
Employer contributions (assets) at end of year	2010-12-31	$1,578,452
Employer contributions (assets) at beginning of year	2010-12-31	$2,447,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$93,926,872
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2010-12-31	346565596
2009 : DOW JONES 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DOW JONES 401(K) SAVINGS PLAN

2015: DOW JONES 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DOW JONES 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DOW JONES 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DOW JONES 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DOW JONES 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DOW JONES 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DOW JONES & COMPANY, INC.
Employer identification number (EIN):	135034940
NAIC Classification:	511110
NAIC Description:	Newspaper Publishers