?>
Plan Name | EMPLOYEE SAVINGS INCENTIVE THRIFT PLAN OF FORBES MANAGEMENT COMPANY INC. |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | FFH-SH INC. |
Employer identification number (EIN): | 135080380 |
NAIC Classification: | 519100 |
Additional information about FFH-SH INC.
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1917-06-29 |
Company Identification Number: | 13161 |
Legal Registered Office Address: |
101 AVENUE OF THE AMERICAS 8 FL NEW YORK United States of America (USA) 10013 |
More information about FFH-SH INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2009-01-01 | THOMAS CALLAHAN | THOMAS CALLAHAN | 2012-05-02 | |
002 | 2009-01-01 | SEAN HEGARTY | SEAN HEGARTY | 2010-10-13 |
Measure | Date | Value |
---|---|---|
2009: EMPLOYEE SAVINGS INCENTIVE THRIFT PLAN OF FORBES MANAGEMENT COMPANY INC. 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 335 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 135 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 8 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 184 |
Total of all active and inactive participants | 2009-01-01 | 327 |
Total participants | 2009-01-01 | 327 |
Number of participants with account balances | 2009-01-01 | 239 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 3 |
Measure | Date | Value |
---|---|---|
2009 : EMPLOYEE SAVINGS INCENTIVE THRIFT PLAN OF FORBES MANAGEMENT COMPANY INC. 2009 401k financial data | ||
Total transfer of assets from this plan | 2009-12-31 | $32,612 |
Total income from all sources (including contributions) | 2009-12-31 | $6,677,327 |
Total of all expenses incurred | 2009-12-31 | $6,108,432 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2009-12-31 | $6,107,202 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2009-12-31 | $354,798 |
Value of total assets at end of year | 2009-12-31 | $26,417,216 |
Value of total assets at beginning of year | 2009-12-31 | $25,880,933 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2009-12-31 | $1,230 |
Total interest from all sources | 2009-12-31 | $445,221 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2009-12-31 | No |
Was this plan covered by a fidelity bond | 2009-12-31 | Yes |
Value of fidelity bond cover | 2009-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2009-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2009-12-31 | No |
Contributions received from participants | 2009-12-31 | $337,914 |
Participant contributions at end of year | 2009-12-31 | $137,793 |
Participant contributions at beginning of year | 2009-12-31 | $191,247 |
Administrative expenses (other) incurred | 2009-12-31 | $1,230 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-12-31 | No |
Value of net income/loss | 2009-12-31 | $568,895 |
Value of net assets at end of year (total assets less liabilities) | 2009-12-31 | $26,417,216 |
Value of net assets at beginning of year (total assets less liabilities) | 2009-12-31 | $25,880,933 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2009-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2009-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2009-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2009-12-31 | $23,941,805 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2009-12-31 | $21,793,854 |
Interest on participant loans | 2009-12-31 | $14,192 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2009-12-31 | $2,337,618 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2009-12-31 | $3,895,832 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2009-12-31 | $3,895,832 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2009-12-31 | $431,029 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2009-12-31 | $5,877,308 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2009-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2009-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2009-12-31 | No |
Contributions received in cash from employer | 2009-12-31 | $16,884 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2009-12-31 | $6,107,202 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2009-12-31 | No |
Did the plan have assets held for investment | 2009-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2009-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2009-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2009-12-31 | Disclaimer |
Accountancy firm name | 2009-12-31 | ERNST & YOUNG |
Accountancy firm EIN | 2009-12-31 | 346565596 |
2009: EMPLOYEE SAVINGS INCENTIVE THRIFT PLAN OF FORBES MANAGEMENT COMPANY INC. 2009 form 5500 responses | ||
---|---|---|
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | Yes |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |