HERBERT J. SIMS & CO., INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $6,016,332 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $941,088 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $880,715 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $57,435 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $2,245,908 |
| Value of total assets at end of year | 2023-12-31 | $28,480,267 |
| Value of total assets at beginning of year | 2023-12-31 | $23,405,023 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $2,938 |
| Total interest from all sources | 2023-12-31 | $25,048 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $14,724 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2023-12-31 | $139,026 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2023-12-31 | $119,501 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $1,463,018 |
| Participant contributions at end of year | 2023-12-31 | $81,262 |
| Participant contributions at beginning of year | 2023-12-31 | $163,886 |
| Participant contributions at end of year | 2023-12-31 | $0 |
| Participant contributions at beginning of year | 2023-12-31 | $17,876 |
| Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $324,061 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $123 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $628,304 |
| Other income not declared elsewhere | 2023-12-31 | $1,156,415 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $5,075,244 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $28,480,267 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $23,405,023 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $301,129 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $5,600,546 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $15,579,314 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $6,799,807 |
| Interest on participant loans | 2023-12-31 | $3,542 |
| Interest earned on other investments | 2023-12-31 | $21,506 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $2,554,216 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $2,357,657 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $2,357,657 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $2,017,465 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $1,908,067 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $2,574,237 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $154,586 |
| Employer contributions (assets) at end of year | 2023-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $26,375 |
| Income. Dividends from preferred stock | 2023-12-31 | $14,724 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $880,715 |
| Asset. Corporate debt instrument debt (other) at end of year | 2023-12-31 | $4,839,533 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2023-12-31 | $4,317,614 |
| Contract administrator fees | 2023-12-31 | $2,938 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2023-12-31 | $2,644,261 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2023-12-31 | $2,093,571 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | APRIO LLP |
| Accountancy firm EIN | 2023-12-31 | 571157523 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $6,016,332 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $941,088 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $880,715 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $57,435 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $2,245,908 |
| Value of total assets at end of year | 2023-01-01 | $28,480,267 |
| Value of total assets at beginning of year | 2023-01-01 | $23,405,023 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $2,938 |
| Total interest from all sources | 2023-01-01 | $25,048 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $14,724 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2023-01-01 | $139,026 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2023-01-01 | $119,501 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $1,463,018 |
| Participant contributions at end of year | 2023-01-01 | $81,262 |
| Participant contributions at beginning of year | 2023-01-01 | $163,886 |
| Participant contributions at end of year | 2023-01-01 | $0 |
| Participant contributions at beginning of year | 2023-01-01 | $17,876 |
| Assets. Other investments not covered elsewhere at end of year | 2023-01-01 | $324,061 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-01-01 | $123 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $628,304 |
| Other income not declared elsewhere | 2023-01-01 | $1,156,415 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $5,075,244 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $28,480,267 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $23,405,023 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $301,129 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $5,600,546 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $15,579,314 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $6,799,807 |
| Interest on participant loans | 2023-01-01 | $3,542 |
| Interest earned on other investments | 2023-01-01 | $21,506 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-01-01 | $2,554,216 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $2,017,465 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $1,908,067 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $2,574,237 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $154,586 |
| Employer contributions (assets) at end of year | 2023-01-01 | $0 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $26,375 |
| Income. Dividends from preferred stock | 2023-01-01 | $14,724 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $880,715 |
| Asset. Corporate debt instrument debt (other) at end of year | 2023-01-01 | $4,839,533 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2023-01-01 | $4,317,614 |
| Contract administrator fees | 2023-01-01 | $2,938 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2023-01-01 | $2,644,261 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2023-01-01 | $2,093,571 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | APRIO LLP |
| Accountancy firm EIN | 2023-01-01 | 571157523 |
| 2022 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-1,886,163 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $1,403,245 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,398,827 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,856,981 |
| Value of total assets at end of year | 2022-12-31 | $23,339,510 |
| Value of total assets at beginning of year | 2022-12-31 | $26,628,918 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $4,418 |
| Total interest from all sources | 2022-12-31 | $25,986 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $37,930 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $37,930 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-12-31 | $160,622 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $1,646,067 |
| Participant contributions at end of year | 2022-12-31 | $163,886 |
| Participant contributions at beginning of year | 2022-12-31 | $166,619 |
| Participant contributions at end of year | 2022-12-31 | $0 |
| Participant contributions at beginning of year | 2022-12-31 | $27,532 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $9,351,699 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $175 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $76,422 |
| Other income not declared elsewhere | 2022-12-31 | $-980,470 |
| Administrative expenses (other) incurred | 2022-12-31 | $50 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-3,289,408 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $23,339,510 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $26,628,918 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $5,116,052 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $7,119,902 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $6,799,806 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $8,147,029 |
| Interest on participant loans | 2022-12-31 | $7,035 |
| Interest earned on other investments | 2022-12-31 | $18,951 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $2,054,758 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $2,054,758 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $1,908,067 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $1,542,276 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,315,863 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-1,510,727 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $134,492 |
| Employer contributions (assets) at end of year | 2022-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $21,985 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,398,827 |
| Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $4,409,481 |
| Contract administrator fees | 2022-12-31 | $4,368 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $2,978,539 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | APRIO LLP |
| Accountancy firm EIN | 2022-12-31 | 571157523 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-1,984,540 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $1,239,355 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $1,234,937 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $1,634,889 |
| Value of total assets at end of year | 2022-01-01 | $23,405,023 |
| Value of total assets at beginning of year | 2022-01-01 | $26,628,918 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $4,418 |
| Total interest from all sources | 2022-01-01 | $25,986 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $37,930 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $37,930 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-01-01 | $119,501 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-01-01 | $160,622 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $1,406,099 |
| Participant contributions at end of year | 2022-01-01 | $163,886 |
| Participant contributions at beginning of year | 2022-01-01 | $166,619 |
| Participant contributions at end of year | 2022-01-01 | $17,876 |
| Participant contributions at beginning of year | 2022-01-01 | $27,532 |
| Assets. Other investments not covered elsewhere at end of year | 2022-01-01 | $123 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-01-01 | $175 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $76,423 |
| Other income not declared elsewhere | 2022-01-01 | $-856,755 |
| Administrative expenses (other) incurred | 2022-01-01 | $50 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-3,223,895 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $23,405,023 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $26,628,918 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $5,600,546 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $7,119,902 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $6,799,807 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $8,147,029 |
| Interest on participant loans | 2022-01-01 | $7,035 |
| Interest earned on other investments | 2022-01-01 | $18,951 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $2,357,657 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $1,908,067 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $1,542,276 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-1,315,863 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-1,510,727 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $152,367 |
| Employer contributions (assets) at end of year | 2022-01-01 | $26,375 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $21,985 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $1,234,937 |
| Asset. Corporate debt instrument debt (other) at end of year | 2022-01-01 | $4,317,614 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2022-01-01 | $4,409,481 |
| Contract administrator fees | 2022-01-01 | $4,368 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2022-01-01 | $2,093,571 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-01-01 | $2,978,539 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | APRIO LLP |
| Accountancy firm EIN | 2022-01-01 | 571157523 |
| 2021 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $3,850,682 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $791,627 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $797,854 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $-10,996 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,492,394 |
| Value of total assets at end of year | 2021-12-31 | $26,628,918 |
| Value of total assets at beginning of year | 2021-12-31 | $23,569,863 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $4,769 |
| Total interest from all sources | 2021-12-31 | $18,750 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $195,084 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $195,084 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-12-31 | $160,622 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-12-31 | $138,675 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $1,276,548 |
| Participant contributions at end of year | 2021-12-31 | $166,619 |
| Participant contributions at beginning of year | 2021-12-31 | $37,191 |
| Participant contributions at end of year | 2021-12-31 | $27,532 |
| Participant contributions at beginning of year | 2021-12-31 | $1,555 |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $175 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $44,545 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $199 |
| Other income not declared elsewhere | 2021-12-31 | $144,664 |
| Administrative expenses (other) incurred | 2021-12-31 | $4,769 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $3,059,055 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $26,628,918 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $23,569,863 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $7,119,902 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $5,905,906 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $8,147,029 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $6,578,848 |
| Interest on participant loans | 2021-12-31 | $3,476 |
| Interest earned on other investments | 2021-12-31 | $15,274 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $2,054,758 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $2,184,885 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $2,184,885 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $1,542,276 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $1,086,090 |
| Asset value of US Government securities at beginning of year | 2021-12-31 | $460,025 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $811,724 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $1,188,066 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $171,301 |
| Employer contributions (assets) at end of year | 2021-12-31 | $21,985 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $154 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $797,854 |
| Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $4,409,481 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $4,390,583 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $2,978,539 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $2,785,752 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | APRIO LLP |
| Accountancy firm EIN | 2021-12-31 | 571157523 |
| 2020 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total transfer of assets to this plan | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $4,024,148 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $1,166,634 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,166,334 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,343,915 |
| Value of total assets at end of year | 2020-12-31 | $23,569,863 |
| Value of total assets at beginning of year | 2020-12-31 | $20,712,349 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $300 |
| Total interest from all sources | 2020-12-31 | $17,112 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $54,603 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $54,603 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2020-12-31 | $138,675 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2020-12-31 | $109,229 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $1,119,574 |
| Participant contributions at end of year | 2020-12-31 | $37,191 |
| Participant contributions at beginning of year | 2020-12-31 | $76,719 |
| Participant contributions at end of year | 2020-12-31 | $1,555 |
| Participant contributions at beginning of year | 2020-12-31 | $1,586 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $7,997 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $111,941 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $199 |
| Other income not declared elsewhere | 2020-12-31 | $646,406 |
| Administrative expenses (other) incurred | 2020-12-31 | $300 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $2,857,514 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $23,569,863 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $20,712,349 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2020-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2020-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $5,905,906 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $5,028,665 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $6,578,848 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $5,523,778 |
| Interest on participant loans | 2020-12-31 | $2,862 |
| Interest earned on other investments | 2020-12-31 | $14,250 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $2,184,885 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $2,123,547 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $2,123,547 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $1,086,090 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $1,040,196 |
| Asset value of US Government securities at end of year | 2020-12-31 | $460,025 |
| Asset value of US Government securities at beginning of year | 2020-12-31 | $567,460 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $911,437 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $1,050,675 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $112,400 |
| Employer contributions (assets) at end of year | 2020-12-31 | $154 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $20,151 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,166,334 |
| Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $4,390,583 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2020-12-31 | $4,154,518 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2020-12-31 | $2,785,752 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-12-31 | $2,058,503 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | APRIO LLP |
| Accountancy firm EIN | 2020-12-31 | 571157523 |
| 2019 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets to this plan | 2019-12-31 | $36 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $5,160,827 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $1,005,390 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,003,799 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,800,997 |
| Value of total assets at end of year | 2019-12-31 | $20,712,349 |
| Value of total assets at beginning of year | 2019-12-31 | $16,435,195 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,591 |
| Total interest from all sources | 2019-12-31 | $22,730 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $42,414 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $42,414 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2019-12-31 | $109,229 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2019-12-31 | $77,495 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,074,520 |
| Participant contributions at end of year | 2019-12-31 | $76,719 |
| Participant contributions at beginning of year | 2019-12-31 | $104,245 |
| Participant contributions at end of year | 2019-12-31 | $1,586 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $7,997 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $375 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $595,604 |
| Other income not declared elsewhere | 2019-12-31 | $1,401,483 |
| Administrative expenses (other) incurred | 2019-12-31 | $1,591 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $4,155,437 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $20,712,349 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $16,435,195 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $5,028,665 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $3,643,661 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $5,523,778 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $3,838,685 |
| Interest on participant loans | 2019-12-31 | $3,457 |
| Interest earned on other investments | 2019-12-31 | $19,273 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $2,123,547 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $1,757,887 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $1,757,887 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $1,040,196 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $1,518,229 |
| Asset value of US Government securities at end of year | 2019-12-31 | $567,460 |
| Asset value of US Government securities at beginning of year | 2019-12-31 | $148,932 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $727,171 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $1,166,032 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $130,873 |
| Employer contributions (assets) at end of year | 2019-12-31 | $20,151 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,003,799 |
| Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $4,154,518 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $3,727,901 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $2,058,503 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $1,617,785 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | TARLOW & CO., C.P.A.'S |
| Accountancy firm EIN | 2019-12-31 | 133587163 |
| 2018 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $-76,382 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $982,292 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $980,930 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,146,050 |
| Value of total assets at end of year | 2018-12-31 | $16,435,195 |
| Value of total assets at beginning of year | 2018-12-31 | $17,493,869 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,362 |
| Total interest from all sources | 2018-12-31 | $24,635 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $35,772 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $35,772 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2018-12-31 | $77,495 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2018-12-31 | $120,613 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $998,088 |
| Participant contributions at end of year | 2018-12-31 | $104,245 |
| Participant contributions at beginning of year | 2018-12-31 | $134,070 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $375 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $4,423 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $70,120 |
| Other income not declared elsewhere | 2018-12-31 | $-528,006 |
| Administrative expenses (other) incurred | 2018-12-31 | $1,362 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,058,674 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $16,435,195 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $17,493,869 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $3,643,661 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $4,281,343 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $3,838,685 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $3,297,397 |
| Interest on participant loans | 2018-12-31 | $4,523 |
| Interest earned on other investments | 2018-12-31 | $20,112 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $1,757,887 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $1,682,462 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $1,682,462 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $1,518,229 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $1,636,305 |
| Asset value of US Government securities at end of year | 2018-12-31 | $148,932 |
| Asset value of US Government securities at beginning of year | 2018-12-31 | $359,615 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-486,031 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-268,802 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $77,842 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $980,930 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $3,727,901 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $3,943,018 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $1,617,785 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $2,034,623 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | TARLOW & CO., C.P.A.'S |
| Accountancy firm EIN | 2018-12-31 | 133587163 |
| 2017 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $3,369,171 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $607,725 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $604,960 |
| Total plan assets at end of year | 2017-12-31 | $17,493,869 |
| Total plan assets at beginning of year | 2017-12-31 | $14,732,423 |
| Value of fidelity bond covering the plan | 2017-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $931,868 |
| Contributions received from other sources (not participants or employers) | 2017-12-31 | $507,993 |
| Other income received | 2017-12-31 | $1,929,310 |
| Net income (gross income less expenses) | 2017-12-31 | $2,761,446 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $17,493,869 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $14,732,423 |
| Assets. Value of participant loans | 2017-12-31 | $134,070 |
| Assets. Value of assets in partnership/joint-venture interests | 2017-12-31 | $183,160 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $2,765 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $4,179,883 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $1,553,019 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $1,544,369 |
| Total plan assets at end of year | 2016-12-31 | $14,732,423 |
| Total plan assets at beginning of year | 2016-12-31 | $12,105,559 |
| Value of fidelity bond covering the plan | 2016-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $656,427 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $1,428,522 |
| Other income received | 2016-12-31 | $2,094,934 |
| Net income (gross income less expenses) | 2016-12-31 | $2,626,864 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $14,732,423 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $12,105,559 |
| Assets. Value of participant loans | 2016-12-31 | $107,652 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $8,650 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2015 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $1,320,922 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $872,122 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $868,058 |
| Total plan assets at end of year | 2015-12-31 | $12,105,559 |
| Total plan assets at beginning of year | 2015-12-31 | $11,656,759 |
| Value of fidelity bond covering the plan | 2015-12-31 | $600,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $597,239 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $333,337 |
| Other income received | 2015-12-31 | $390,346 |
| Net income (gross income less expenses) | 2015-12-31 | $448,800 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $12,105,559 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $11,656,759 |
| Assets. Value of participant loans | 2015-12-31 | $131,420 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $4,064 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $2,670,155 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $964,837 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $964,077 |
| Total plan assets at end of year | 2014-12-31 | $11,656,759 |
| Total plan assets at beginning of year | 2014-12-31 | $9,951,441 |
| Value of fidelity bond covering the plan | 2014-12-31 | $600,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $774,010 |
| Expenses. Other expenses not covered elsewhere | 2014-12-31 | $845 |
| Contributions received from other sources (not participants or employers) | 2014-12-31 | $515,821 |
| Other income received | 2014-12-31 | $1,380,324 |
| Net income (gross income less expenses) | 2014-12-31 | $1,705,318 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $11,656,759 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,951,441 |
| Assets. Value of participant loans | 2014-12-31 | $94,178 |
| Assets. Value of assets in partnership/joint-venture interests | 2014-12-31 | $226,182 |
| Value of certain deemed distributions of participant loans | 2014-12-31 | $-85 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $1,967,645 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $623,753 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $618,142 |
| Total plan assets at end of year | 2013-12-31 | $9,951,441 |
| Total plan assets at beginning of year | 2013-12-31 | $8,607,549 |
| Value of fidelity bond covering the plan | 2013-12-31 | $600,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $394,558 |
| Contributions received from other sources (not participants or employers) | 2013-12-31 | $61,908 |
| Other income received | 2013-12-31 | $1,511,179 |
| Net income (gross income less expenses) | 2013-12-31 | $1,343,892 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $9,951,441 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,607,549 |
| Assets. Value of participant loans | 2013-12-31 | $107,348 |
| Assets. Value of assets in partnership/joint-venture interests | 2013-12-31 | $197,500 |
| Value of certain deemed distributions of participant loans | 2013-12-31 | $1,843 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $3,768 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| 2012 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $1,437,537 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $418,034 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $414,572 |
| Total plan assets at end of year | 2012-12-31 | $8,607,549 |
| Total plan assets at beginning of year | 2012-12-31 | $7,588,046 |
| Value of fidelity bond covering the plan | 2012-12-31 | $600,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $691,649 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $250 |
| Other income received | 2012-12-31 | $745,638 |
| Net income (gross income less expenses) | 2012-12-31 | $1,019,503 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $8,607,549 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $7,588,046 |
| Assets. Value of participant loans | 2012-12-31 | $64,547 |
| Assets. Value of assets in partnership/joint-venture interests | 2012-12-31 | $297,500 |
| Value of certain deemed distributions of participant loans | 2012-12-31 | $97 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $3,365 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $744,611 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $438,662 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $429,962 |
| Total plan assets at end of year | 2011-12-31 | $7,588,046 |
| Total plan assets at beginning of year | 2011-12-31 | $7,282,097 |
| Value of fidelity bond covering the plan | 2011-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $705,490 |
| Other income received | 2011-12-31 | $39,121 |
| Net income (gross income less expenses) | 2011-12-31 | $305,949 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $7,588,046 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $7,282,097 |
| Assets. Value of participant loans | 2011-12-31 | $23,973 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $8,700 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2010 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $1,160,111 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $96,614 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $63,531 |
| Total plan assets at end of year | 2010-12-31 | $7,282,097 |
| Total plan assets at beginning of year | 2010-12-31 | $6,218,600 |
| Value of fidelity bond covering the plan | 2010-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $683,998 |
| Other income received | 2010-12-31 | $447,093 |
| Net income (gross income less expenses) | 2010-12-31 | $1,063,497 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $7,282,097 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,218,600 |
| Assets. Value of participant loans | 2010-12-31 | $48,222 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $29,020 |
| Value of corrective distributions | 2010-12-31 | $26,638 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $6,445 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
