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W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 401k Plan overview

Plan NameW.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN
Plan identification number 002

W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

W. W. NORTON AND COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:W. W. NORTON AND COMPANY, INC.
Employer identification number (EIN):135283680
NAIC Classification:511130
NAIC Description:Book Publishers

Additional information about W. W. NORTON AND COMPANY, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1923-11-23
Company Identification Number: 19043
Legal Registered Office Address: ATT: JORIE KRUMPFER
500 FIFTH AVENUE
NEW YORK
United States of America (USA)
10110

More information about W. W. NORTON AND COMPANY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-04-01
0022021-04-01
0022020-04-01
0022019-04-01
0022018-04-01
0022017-04-01JAMIE FINKELMAN
0022016-04-01JAMIE FINKELMAN
0022015-04-01STEPHEN KING
0022014-04-01LISA GAETH
0022013-04-01LISA GAETH
0022012-04-01STEPHEN KING
0022011-04-01LISA GAETH
0022009-04-01STEPHEN KING

Plan Statistics for W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN

401k plan membership statisitcs for W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN

Measure Date Value
2023: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2023 401k membership
Market value of plan assets2023-03-3114,550,657
Acturial value of plan assets2023-03-3114,550,657
Funding target for retired participants and beneficiaries receiving payment2023-03-319,484,170
Number of terminated vested participants2023-03-31156
Fundng target for terminated vested participants2023-03-312,289,729
Active participant vested funding target2023-03-316,038,297
Number of active participants2023-03-31124
Total funding liabilities for active participants2023-03-316,038,297
Total participant count2023-03-31482
Total funding target for all participants2023-03-3117,812,196
Balance at beginning of prior year after applicable adjustments2023-03-310
Prefunding balance at beginning of prior year after applicable adjustments2023-03-310
Carryover balanced portion elected for use to offset prior years funding requirement2023-03-310
Prefunding balanced used to offset prior years funding requirement2023-03-310
Amount remaining of carryover balance2023-03-310
Amount remaining of prefunding balance2023-03-310
Present value of excess contributions2023-03-31311,567
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2023-03-31328,890
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2023-03-310
Reductions in caryover balances due to elections or deemed elections2023-03-310
Reductions in prefunding balances due to elections or deemed elections2023-03-310
Balance of carryovers at beginning of current year2023-03-310
Balance of prefunding at beginning of current year2023-03-310
Total employer contributions2023-03-31940,904
Total employee contributions2023-03-310
Contributions allocated toward unpaid minimum require contributions from prior years2023-03-310
Contributions made to avoid restrictions adjusted to valuation date2023-03-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2023-03-31895,106
Liquidity shortfalls end of Q12023-03-310
Liquidity shortfalls end of Q22023-03-310
Liquidity shortfalls end of Q32023-03-310
Liquidity shortfalls end of Q42023-03-310
Unpaid minimum required contributions for all prior years2023-03-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2023-03-310
Remaining amount of unpaid minimum required contributions2023-03-310
Minimum required contributions for current year target normal cost2023-03-31240,000
Net shortfall amortization installment of oustanding balance2023-03-313,261,539
Waiver amortization installment2023-03-310
Total funding amount beforereflecting carryover/prefunding balances2023-03-31551,242
Carryover balance elected to use to offset funding requirement2023-03-310
Prefunding balance elected to use to offset funding requirement2023-03-310
Additional cash requirement2023-03-31551,242
Contributions allocatedtoward minimum required contributions for current year2023-03-31895,106
Unpaid minimum required contributions for current year2023-03-310
Unpaid minimum required contributions for all years2023-03-310
2022: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2022 401k membership
Total participants, beginning-of-year2022-04-01463
Total number of active participants reported on line 7a of the Form 55002022-04-01110
Number of retired or separated participants receiving benefits2022-04-01180
Number of other retired or separated participants entitled to future benefits2022-04-01151
Total of all active and inactive participants2022-04-01441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-04-0131
Total participants2022-04-01472
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-04-010
Market value of plan assets2022-03-3115,176,479
Acturial value of plan assets2022-03-3115,176,479
Funding target for retired participants and beneficiaries receiving payment2022-03-318,526,543
Number of terminated vested participants2022-03-31167
Fundng target for terminated vested participants2022-03-312,375,722
Active participant vested funding target2022-03-316,589,725
Number of active participants2022-03-31138
Total funding liabilities for active participants2022-03-316,589,725
Total participant count2022-03-31492
Total funding target for all participants2022-03-3117,491,990
Balance at beginning of prior year after applicable adjustments2022-03-310
Prefunding balance at beginning of prior year after applicable adjustments2022-03-310
Carryover balanced portion elected for use to offset prior years funding requirement2022-03-310
Prefunding balanced used to offset prior years funding requirement2022-03-310
Amount remaining of carryover balance2022-03-310
Amount remaining of prefunding balance2022-03-310
Present value of excess contributions2022-03-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-03-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-03-310
Reductions in caryover balances due to elections or deemed elections2022-03-310
Reductions in prefunding balances due to elections or deemed elections2022-03-310
Balance of carryovers at beginning of current year2022-03-310
Balance of prefunding at beginning of current year2022-03-310
Total employer contributions2022-03-31790,047
Total employee contributions2022-03-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-03-310
Contributions made to avoid restrictions adjusted to valuation date2022-03-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-03-31767,469
Liquidity shortfalls end of Q12022-03-310
Liquidity shortfalls end of Q22022-03-310
Liquidity shortfalls end of Q32022-03-310
Liquidity shortfalls end of Q42022-03-310
Unpaid minimum required contributions for all prior years2022-03-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-03-310
Remaining amount of unpaid minimum required contributions2022-03-310
Minimum required contributions for current year target normal cost2022-03-31240,000
Net shortfall amortization installment of oustanding balance2022-03-312,315,511
Waiver amortization installment2022-03-310
Total funding amount beforereflecting carryover/prefunding balances2022-03-31455,902
Carryover balance elected to use to offset funding requirement2022-03-310
Prefunding balance elected to use to offset funding requirement2022-03-310
Additional cash requirement2022-03-31455,902
Contributions allocatedtoward minimum required contributions for current year2022-03-31767,469
Unpaid minimum required contributions for current year2022-03-310
Unpaid minimum required contributions for all years2022-03-310
2021: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2021 401k membership
Total participants, beginning-of-year2021-04-01473
Total number of active participants reported on line 7a of the Form 55002021-04-01124
Number of retired or separated participants receiving benefits2021-04-01163
Number of other retired or separated participants entitled to future benefits2021-04-01156
Total of all active and inactive participants2021-04-01443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-04-0120
Total participants2021-04-01463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-04-010
Market value of plan assets2021-03-3114,977,423
Acturial value of plan assets2021-03-3114,977,423
Funding target for retired participants and beneficiaries receiving payment2021-03-318,325,917
Number of terminated vested participants2021-03-31174
Fundng target for terminated vested participants2021-03-312,516,717
Active participant vested funding target2021-03-316,956,608
Number of active participants2021-03-31146
Total funding liabilities for active participants2021-03-316,956,608
Total participant count2021-03-31503
Total funding target for all participants2021-03-3117,799,242
Balance at beginning of prior year after applicable adjustments2021-03-310
Prefunding balance at beginning of prior year after applicable adjustments2021-03-31460,246
Carryover balanced portion elected for use to offset prior years funding requirement2021-03-310
Prefunding balanced used to offset prior years funding requirement2021-03-31460,246
Amount remaining of carryover balance2021-03-310
Amount remaining of prefunding balance2021-03-310
Present value of excess contributions2021-03-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-03-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-03-310
Reductions in prefunding balances due to elections or deemed elections2021-03-310
Balance of carryovers at beginning of current year2021-03-310
Balance of prefunding at beginning of current year2021-03-310
Total employer contributions2021-03-311,095,381
Total employee contributions2021-03-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-03-310
Contributions made to avoid restrictions adjusted to valuation date2021-03-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-03-311,053,394
Liquidity shortfalls end of Q12021-03-310
Liquidity shortfalls end of Q22021-03-310
Liquidity shortfalls end of Q32021-03-310
Liquidity shortfalls end of Q42021-03-310
Unpaid minimum required contributions for all prior years2021-03-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-03-310
Remaining amount of unpaid minimum required contributions2021-03-310
Minimum required contributions for current year target normal cost2021-03-31215,000
Net shortfall amortization installment of oustanding balance2021-03-312,821,819
Waiver amortization installment2021-03-310
Total funding amount beforereflecting carryover/prefunding balances2021-03-311,053,394
Carryover balance elected to use to offset funding requirement2021-03-310
Prefunding balance elected to use to offset funding requirement2021-03-310
Additional cash requirement2021-03-311,053,394
Contributions allocatedtoward minimum required contributions for current year2021-03-311,053,394
Unpaid minimum required contributions for current year2021-03-310
Unpaid minimum required contributions for all years2021-03-310
2020: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2020 401k membership
Total participants, beginning-of-year2020-04-01482
Total number of active participants reported on line 7a of the Form 55002020-04-01138
Number of retired or separated participants receiving benefits2020-04-01148
Number of other retired or separated participants entitled to future benefits2020-04-01167
Total of all active and inactive participants2020-04-01453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-04-0120
Total participants2020-04-01473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-04-010
Market value of plan assets2020-03-3114,274,928
Acturial value of plan assets2020-03-3114,274,928
Funding target for retired participants and beneficiaries receiving payment2020-03-317,514,435
Number of terminated vested participants2020-03-31175
Fundng target for terminated vested participants2020-03-312,237,356
Active participant vested funding target2020-03-317,516,561
Number of active participants2020-03-31158
Total funding liabilities for active participants2020-03-317,516,561
Total participant count2020-03-31511
Total funding target for all participants2020-03-3117,268,352
Balance at beginning of prior year after applicable adjustments2020-03-310
Prefunding balance at beginning of prior year after applicable adjustments2020-03-312,300,889
Carryover balanced portion elected for use to offset prior years funding requirement2020-03-310
Prefunding balanced used to offset prior years funding requirement2020-03-31832,312
Amount remaining of carryover balance2020-03-310
Amount remaining of prefunding balance2020-03-311,468,577
Present value of excess contributions2020-03-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-03-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-03-310
Reductions in caryover balances due to elections or deemed elections2020-03-310
Reductions in prefunding balances due to elections or deemed elections2020-03-311,052,095
Balance of carryovers at beginning of current year2020-03-310
Balance of prefunding at beginning of current year2020-03-31460,246
Total employer contributions2020-03-31577,641
Total employee contributions2020-03-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-03-310
Contributions made to avoid restrictions adjusted to valuation date2020-03-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-03-31541,061
Liquidity shortfalls end of Q12020-03-310
Liquidity shortfalls end of Q22020-03-310
Liquidity shortfalls end of Q32020-03-310
Liquidity shortfalls end of Q42020-03-310
Unpaid minimum required contributions for all prior years2020-03-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-03-310
Remaining amount of unpaid minimum required contributions2020-03-310
Minimum required contributions for current year target normal cost2020-03-31175,000
Net shortfall amortization installment of oustanding balance2020-03-313,453,670
Waiver amortization installment2020-03-310
Total funding amount beforereflecting carryover/prefunding balances2020-03-311,001,307
Carryover balance elected to use to offset funding requirement2020-03-310
Prefunding balance elected to use to offset funding requirement2020-03-31460,246
Additional cash requirement2020-03-31541,061
Contributions allocatedtoward minimum required contributions for current year2020-03-31541,061
Unpaid minimum required contributions for current year2020-03-310
Unpaid minimum required contributions for all years2020-03-310
2019: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-01490
Total number of active participants reported on line 7a of the Form 55002019-04-01146
Number of retired or separated participants receiving benefits2019-04-01143
Number of other retired or separated participants entitled to future benefits2019-04-01174
Total of all active and inactive participants2019-04-01463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-0119
Total participants2019-04-01482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-010
Market value of plan assets2019-03-3114,830,081
Acturial value of plan assets2019-03-3114,830,081
Funding target for retired participants and beneficiaries receiving payment2019-03-316,726,600
Number of terminated vested participants2019-03-31181
Fundng target for terminated vested participants2019-03-311,986,658
Active participant vested funding target2019-03-316,948,232
Number of active participants2019-03-31166
Total funding liabilities for active participants2019-03-316,948,232
Total participant count2019-03-31519
Total funding target for all participants2019-03-3115,661,490
Balance at beginning of prior year after applicable adjustments2019-03-310
Prefunding balance at beginning of prior year after applicable adjustments2019-03-313,282,869
Carryover balanced portion elected for use to offset prior years funding requirement2019-03-310
Prefunding balanced used to offset prior years funding requirement2019-03-31414,908
Amount remaining of carryover balance2019-03-310
Amount remaining of prefunding balance2019-03-312,867,961
Present value of excess contributions2019-03-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-03-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-03-310
Reductions in caryover balances due to elections or deemed elections2019-03-310
Reductions in prefunding balances due to elections or deemed elections2019-03-31608,944
Balance of carryovers at beginning of current year2019-03-310
Balance of prefunding at beginning of current year2019-03-312,300,889
Total employer contributions2019-03-310
Total employee contributions2019-03-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-03-310
Contributions made to avoid restrictions adjusted to valuation date2019-03-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-03-310
Liquidity shortfalls end of Q12019-03-310
Liquidity shortfalls end of Q22019-03-310
Liquidity shortfalls end of Q32019-03-310
Liquidity shortfalls end of Q42019-03-310
Unpaid minimum required contributions for all prior years2019-03-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-03-310
Remaining amount of unpaid minimum required contributions2019-03-310
Minimum required contributions for current year target normal cost2019-03-31150,000
Net shortfall amortization installment of oustanding balance2019-03-313,132,298
Waiver amortization installment2019-03-310
Total funding amount beforereflecting carryover/prefunding balances2019-03-31832,312
Carryover balance elected to use to offset funding requirement2019-03-310
Prefunding balance elected to use to offset funding requirement2019-03-31832,312
Additional cash requirement2019-03-310
Contributions allocatedtoward minimum required contributions for current year2019-03-310
Unpaid minimum required contributions for current year2019-03-310
Unpaid minimum required contributions for all years2019-03-310
2018: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-01517
Total number of active participants reported on line 7a of the Form 55002018-04-01158
Number of retired or separated participants receiving benefits2018-04-01138
Number of other retired or separated participants entitled to future benefits2018-04-01175
Total of all active and inactive participants2018-04-01471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-0119
Total participants2018-04-01490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-010
Market value of plan assets2018-03-3115,145,119
Acturial value of plan assets2018-03-3115,145,119
Funding target for retired participants and beneficiaries receiving payment2018-03-316,222,804
Number of terminated vested participants2018-03-31178
Fundng target for terminated vested participants2018-03-311,617,448
Active participant vested funding target2018-03-316,987,560
Number of active participants2018-03-31178
Total funding liabilities for active participants2018-03-316,987,560
Total participant count2018-03-31526
Total funding target for all participants2018-03-3114,827,812
Balance at beginning of prior year after applicable adjustments2018-03-310
Prefunding balance at beginning of prior year after applicable adjustments2018-03-31726,542
Carryover balanced portion elected for use to offset prior years funding requirement2018-03-310
Prefunding balanced used to offset prior years funding requirement2018-03-31253,945
Amount remaining of carryover balance2018-03-310
Amount remaining of prefunding balance2018-03-31472,597
Present value of excess contributions2018-03-312,664,156
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-03-312,819,495
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-03-312,819,495
Reductions in caryover balances due to elections or deemed elections2018-03-310
Reductions in prefunding balances due to elections or deemed elections2018-03-3123,354
Balance of carryovers at beginning of current year2018-03-310
Balance of prefunding at beginning of current year2018-03-313,282,869
Total employer contributions2018-03-31297,940
Total employee contributions2018-03-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-03-310
Contributions made to avoid restrictions adjusted to valuation date2018-03-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-03-31291,091
Liquidity shortfalls end of Q12018-03-310
Liquidity shortfalls end of Q22018-03-310
Liquidity shortfalls end of Q32018-03-310
Liquidity shortfalls end of Q42018-03-310
Unpaid minimum required contributions for all prior years2018-03-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-03-310
Remaining amount of unpaid minimum required contributions2018-03-310
Minimum required contributions for current year target normal cost2018-03-31125,000
Net shortfall amortization installment of oustanding balance2018-03-312,965,562
Waiver amortization installment2018-03-310
Total funding amount beforereflecting carryover/prefunding balances2018-03-31705,999
Carryover balance elected to use to offset funding requirement2018-03-310
Prefunding balance elected to use to offset funding requirement2018-03-31414,908
Additional cash requirement2018-03-31291,091
Contributions allocatedtoward minimum required contributions for current year2018-03-31291,091
Unpaid minimum required contributions for current year2018-03-310
Unpaid minimum required contributions for all years2018-03-310
2017: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-01524
Total number of active participants reported on line 7a of the Form 55002017-04-01166
Number of retired or separated participants receiving benefits2017-04-01146
Number of other retired or separated participants entitled to future benefits2017-04-01181
Total of all active and inactive participants2017-04-01493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-0124
Total participants2017-04-01517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-010
Market value of plan assets2017-03-3112,345,624
Acturial value of plan assets2017-03-3112,345,624
Funding target for retired participants and beneficiaries receiving payment2017-03-315,858,296
Number of terminated vested participants2017-03-31180
Fundng target for terminated vested participants2017-03-311,736,674
Active participant vested funding target2017-03-316,653,885
Number of active participants2017-03-31189
Total funding liabilities for active participants2017-03-316,653,885
Total participant count2017-03-31534
Total funding target for all participants2017-03-3114,248,855
Balance at beginning of prior year after applicable adjustments2017-03-3125,671
Prefunding balance at beginning of prior year after applicable adjustments2017-03-311,012,795
Carryover balanced portion elected for use to offset prior years funding requirement2017-03-3125,671
Prefunding balanced used to offset prior years funding requirement2017-03-31292,448
Amount remaining of carryover balance2017-03-310
Amount remaining of prefunding balance2017-03-31720,347
Present value of excess contributions2017-03-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-03-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-03-310
Reductions in caryover balances due to elections or deemed elections2017-03-310
Reductions in prefunding balances due to elections or deemed elections2017-03-310
Balance of carryovers at beginning of current year2017-03-310
Balance of prefunding at beginning of current year2017-03-31726,542
Total employer contributions2017-03-313,302,536
Total employee contributions2017-03-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-03-310
Contributions made to avoid restrictions adjusted to valuation date2017-03-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-03-313,006,088
Liquidity shortfalls end of Q12017-03-310
Liquidity shortfalls end of Q22017-03-310
Liquidity shortfalls end of Q32017-03-310
Liquidity shortfalls end of Q42017-03-310
Unpaid minimum required contributions for all prior years2017-03-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-03-310
Remaining amount of unpaid minimum required contributions2017-03-310
Minimum required contributions for current year target normal cost2017-03-31125,000
Net shortfall amortization installment of oustanding balance2017-03-312,629,773
Waiver amortization installment2017-03-310
Total funding amount beforereflecting carryover/prefunding balances2017-03-31595,877
Carryover balance elected to use to offset funding requirement2017-03-310
Prefunding balance elected to use to offset funding requirement2017-03-31253,945
Additional cash requirement2017-03-31341,932
Contributions allocatedtoward minimum required contributions for current year2017-03-313,006,088
Unpaid minimum required contributions for current year2017-03-310
Unpaid minimum required contributions for all years2017-03-310
2016: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-01532
Total number of active participants reported on line 7a of the Form 55002016-04-01178
Number of retired or separated participants receiving benefits2016-04-01147
Number of other retired or separated participants entitled to future benefits2016-04-01178
Total of all active and inactive participants2016-04-01503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-0121
Total participants2016-04-01524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-010
2015: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-01553
Total number of active participants reported on line 7a of the Form 55002015-04-01189
Number of retired or separated participants receiving benefits2015-04-01145
Number of other retired or separated participants entitled to future benefits2015-04-01180
Total of all active and inactive participants2015-04-01514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-0118
Total participants2015-04-01532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-010
2014: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-01560
Total number of active participants reported on line 7a of the Form 55002014-04-01199
Number of retired or separated participants receiving benefits2014-04-01136
Number of other retired or separated participants entitled to future benefits2014-04-01198
Total of all active and inactive participants2014-04-01533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-0120
Total participants2014-04-01553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-010
2013: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01568
Total number of active participants reported on line 7a of the Form 55002013-04-01219
Number of retired or separated participants receiving benefits2013-04-01123
Number of other retired or separated participants entitled to future benefits2013-04-01200
Total of all active and inactive participants2013-04-01542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-0118
Total participants2013-04-01560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-010
2012: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01572
Total number of active participants reported on line 7a of the Form 55002012-04-01229
Number of retired or separated participants receiving benefits2012-04-01114
Number of other retired or separated participants entitled to future benefits2012-04-01208
Total of all active and inactive participants2012-04-01551
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-0117
Total participants2012-04-01568
2011: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01595
Total number of active participants reported on line 7a of the Form 55002011-04-01240
Number of retired or separated participants receiving benefits2011-04-01109
Number of other retired or separated participants entitled to future benefits2011-04-01208
Total of all active and inactive participants2011-04-01557
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-0115
Total participants2011-04-01572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-010
2009: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-01587
Total number of active participants reported on line 7a of the Form 55002009-04-01258
Number of retired or separated participants receiving benefits2009-04-01101
Number of other retired or separated participants entitled to future benefits2009-04-01212
Total of all active and inactive participants2009-04-01571
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-0111
Total participants2009-04-01582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-010

Financial Data on W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN

Measure Date Value
2023 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total income from all sources (including contributions)2023-03-31$1,263,388
Total loss/gain on sale of assets2023-03-31$0
Total of all expenses incurred2023-03-31$1,423,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-03-31$1,234,503
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-03-31$940,904
Value of total assets at end of year2023-03-31$14,074,160
Value of total assets at beginning of year2023-03-31$14,233,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-03-31$188,497
Total interest from all sources2023-03-31$322,483
Total dividends received (eg from common stock, registered investment company shares)2023-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-03-31No
Was this plan covered by a fidelity bond2023-03-31Yes
Value of fidelity bond cover2023-03-31$5,000,000
Were there any nonexempt tranactions with any party-in-interest2023-03-31No
Other income not declared elsewhere2023-03-31$1
Administrative expenses (other) incurred2023-03-31$188,497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Value of net income/loss2023-03-31$-159,612
Value of net assets at end of year (total assets less liabilities)2023-03-31$14,074,160
Value of net assets at beginning of year (total assets less liabilities)2023-03-31$14,233,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-03-31No
Were any leases to which the plan was party in default or uncollectible2023-03-31No
Interest earned on other investments2023-03-31$322,483
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-03-31$13,475,184
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-03-31$14,233,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-03-31Yes
Was there a failure to transmit to the plan any participant contributions2023-03-31No
Has the plan failed to provide any benefit when due under the plan2023-03-31No
Contributions received in cash from employer2023-03-31$940,904
Employer contributions (assets) at end of year2023-03-31$598,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-03-31$1,234,503
Did the plan have assets held for investment2023-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-03-31No
Opinion of an independent qualified public accountant for this plan2023-03-31Unqualified
Accountancy firm name2023-03-31CROWE LLP
Accountancy firm EIN2023-03-31350921680
2022 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total income from all sources (including contributions)2022-03-31$1,175,920
Total loss/gain on sale of assets2022-03-31$0
Total of all expenses incurred2022-03-31$1,325,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-03-31$1,087,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-03-31$790,047
Value of total assets at end of year2022-03-31$14,233,772
Value of total assets at beginning of year2022-03-31$14,382,871
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-03-31$237,021
Total interest from all sources2022-03-31$385,873
Total dividends received (eg from common stock, registered investment company shares)2022-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-03-31No
Was this plan covered by a fidelity bond2022-03-31Yes
Value of fidelity bond cover2022-03-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-03-31$0
Were there any nonexempt tranactions with any party-in-interest2022-03-31No
Administrative expenses (other) incurred2022-03-31$237,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Value of net income/loss2022-03-31$-149,099
Value of net assets at end of year (total assets less liabilities)2022-03-31$14,233,772
Value of net assets at beginning of year (total assets less liabilities)2022-03-31$14,382,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-03-31No
Were any leases to which the plan was party in default or uncollectible2022-03-31No
Interest earned on other investments2022-03-31$385,873
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-03-31$14,233,772
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-03-31$14,038,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-03-31Yes
Was there a failure to transmit to the plan any participant contributions2022-03-31No
Has the plan failed to provide any benefit when due under the plan2022-03-31No
Contributions received in cash from employer2022-03-31$790,047
Employer contributions (assets) at end of year2022-03-31$0
Employer contributions (assets) at beginning of year2022-03-31$344,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-03-31$1,087,998
Did the plan have assets held for investment2022-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-03-31No
Opinion of an independent qualified public accountant for this plan2022-03-31Unqualified
Accountancy firm name2022-03-31CROWE LLP
Accountancy firm EIN2022-03-31350921680
2021 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$0
Total income from all sources (including contributions)2021-03-31$1,494,005
Total loss/gain on sale of assets2021-03-31$0
Total of all expenses incurred2021-03-31$1,222,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-03-31$969,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-03-31$1,095,381
Value of total assets at end of year2021-03-31$14,382,871
Value of total assets at beginning of year2021-03-31$14,111,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-03-31$253,086
Total interest from all sources2021-03-31$398,624
Total dividends received (eg from common stock, registered investment company shares)2021-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-03-31No
Was this plan covered by a fidelity bond2021-03-31Yes
Value of fidelity bond cover2021-03-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-03-31$0
Were there any nonexempt tranactions with any party-in-interest2021-03-31No
Administrative expenses (other) incurred2021-03-31$253,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Value of net income/loss2021-03-31$271,835
Value of net assets at end of year (total assets less liabilities)2021-03-31$14,382,871
Value of net assets at beginning of year (total assets less liabilities)2021-03-31$14,111,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-03-31No
Were any leases to which the plan was party in default or uncollectible2021-03-31No
Interest earned on other investments2021-03-31$398,624
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-03-31$14,038,471
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-03-31$13,685,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-03-31Yes
Was there a failure to transmit to the plan any participant contributions2021-03-31No
Has the plan failed to provide any benefit when due under the plan2021-03-31No
Contributions received in cash from employer2021-03-31$1,095,381
Employer contributions (assets) at end of year2021-03-31$344,400
Employer contributions (assets) at beginning of year2021-03-31$425,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-03-31$969,084
Did the plan have assets held for investment2021-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-03-31No
Opinion of an independent qualified public accountant for this plan2021-03-31Disclaimer
Accountancy firm name2021-03-31CROWE LLP
Accountancy firm EIN2021-03-31350921680
2020 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total income from all sources (including contributions)2020-03-31$977,126
Total loss/gain on sale of assets2020-03-31$0
Total of all expenses incurred2020-03-31$1,063,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$846,889
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$580,634
Value of total assets at end of year2020-03-31$14,111,036
Value of total assets at beginning of year2020-03-31$14,196,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$216,195
Total interest from all sources2020-03-31$396,492
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Was this plan covered by a fidelity bond2020-03-31Yes
Value of fidelity bond cover2020-03-31$5,000,000
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Administrative expenses (other) incurred2020-03-31$216,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Value of net income/loss2020-03-31$-85,958
Value of net assets at end of year (total assets less liabilities)2020-03-31$14,111,036
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$14,196,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Interest earned on other investments2020-03-31$396,492
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$13,685,963
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$14,196,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31Yes
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Contributions received in cash from employer2020-03-31$580,634
Employer contributions (assets) at end of year2020-03-31$425,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$846,889
Did the plan have assets held for investment2020-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Accountancy firm name2020-03-31CROWE HORWTH LLP
Accountancy firm EIN2020-03-31350921680
2019 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total income from all sources (including contributions)2019-03-31$431,793
Total loss/gain on sale of assets2019-03-31$0
Total of all expenses incurred2019-03-31$983,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-03-31$805,986
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-03-31$0
Value of total assets at end of year2019-03-31$14,196,994
Value of total assets at beginning of year2019-03-31$14,748,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-03-31$177,105
Total interest from all sources2019-03-31$431,793
Total dividends received (eg from common stock, registered investment company shares)2019-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-03-31No
Was this plan covered by a fidelity bond2019-03-31Yes
Value of fidelity bond cover2019-03-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$0
Were there any nonexempt tranactions with any party-in-interest2019-03-31No
Administrative expenses (other) incurred2019-03-31$177,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Value of net income/loss2019-03-31$-551,298
Value of net assets at end of year (total assets less liabilities)2019-03-31$14,196,994
Value of net assets at beginning of year (total assets less liabilities)2019-03-31$14,748,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-03-31No
Were any leases to which the plan was party in default or uncollectible2019-03-31No
Interest earned on other investments2019-03-31$431,793
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-03-31$14,196,994
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-03-31$14,748,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-03-31Yes
Was there a failure to transmit to the plan any participant contributions2019-03-31No
Has the plan failed to provide any benefit when due under the plan2019-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-03-31$805,986
Did the plan have assets held for investment2019-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-03-31Yes
Opinion of an independent qualified public accountant for this plan2019-03-31Disclaimer
Accountancy firm name2019-03-31CROWE HORWTH LLP
Accountancy firm EIN2019-03-31350921680
2018 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total income from all sources (including contributions)2018-03-31$3,700,370
Total loss/gain on sale of assets2018-03-31$0
Total of all expenses incurred2018-03-31$829,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$699,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$3,297,940
Value of total assets at end of year2018-03-31$14,748,292
Value of total assets at beginning of year2018-03-31$11,877,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$130,461
Total interest from all sources2018-03-31$402,430
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Administrative expenses (other) incurred2018-03-31$130,461
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$2,870,896
Value of net assets at end of year (total assets less liabilities)2018-03-31$14,748,292
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$11,877,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Interest earned on other investments2018-03-31$402,430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-03-31$14,748,292
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-03-31$11,877,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31Yes
Was there a failure to transmit to the plan any participant contributions2018-03-31No
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Contributions received in cash from employer2018-03-31$3,297,940
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$699,013
Did the plan have assets held for investment2018-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31Yes
Opinion of an independent qualified public accountant for this plan2018-03-31Disclaimer
Accountancy firm name2018-03-31CROWE HORWTH LLP
Accountancy firm EIN2018-03-31350921680
2017 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total income from all sources (including contributions)2017-03-31$818,347
Total loss/gain on sale of assets2017-03-31$0
Total of all expenses incurred2017-03-31$785,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$669,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$377,202
Value of total assets at end of year2017-03-31$11,877,396
Value of total assets at beginning of year2017-03-31$11,844,428
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$116,017
Total interest from all sources2017-03-31$441,145
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31No
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$5,000,000
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Administrative expenses (other) incurred2017-03-31$116,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$32,968
Value of net assets at end of year (total assets less liabilities)2017-03-31$11,877,396
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$11,844,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Interest earned on other investments2017-03-31$441,145
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-03-31$11,877,396
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$11,844,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31Yes
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$377,202
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$669,362
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31CROWE HORWTH LLP
Accountancy firm EIN2017-03-31350921680
2016 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total income from all sources (including contributions)2016-03-31$754,347
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$837,133
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$726,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$298,872
Value of total assets at end of year2016-03-31$11,844,428
Value of total assets at beginning of year2016-03-31$11,927,214
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$110,442
Total interest from all sources2016-03-31$455,475
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Administrative expenses (other) incurred2016-03-31$110,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$-82,786
Value of net assets at end of year (total assets less liabilities)2016-03-31$11,844,428
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$11,927,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Interest earned on other investments2016-03-31$455,475
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-03-31$11,844,428
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-03-31$11,927,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31Yes
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$298,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$726,691
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31CROWE HORWATH LLP
Accountancy firm EIN2016-03-31350921680
2015 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total income from all sources (including contributions)2015-03-31$1,030,741
Total loss/gain on sale of assets2015-03-31$0
Total of all expenses incurred2015-03-31$658,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$568,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$586,928
Value of total assets at end of year2015-03-31$11,927,214
Value of total assets at beginning of year2015-03-31$11,554,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$89,890
Total interest from all sources2015-03-31$443,813
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Administrative expenses (other) incurred2015-03-31$89,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$372,218
Value of net assets at end of year (total assets less liabilities)2015-03-31$11,927,214
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$11,554,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Interest earned on other investments2015-03-31$443,813
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-03-31$11,927,214
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-03-31$11,554,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31Yes
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$586,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$568,633
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31CROWE HORWATH LLP
Accountancy firm EIN2015-03-31350921680
2014 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total income from all sources (including contributions)2014-03-31$642,653
Total loss/gain on sale of assets2014-03-31$0
Total of all expenses incurred2014-03-31$641,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$512,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$136,327
Value of total assets at end of year2014-03-31$11,554,996
Value of total assets at beginning of year2014-03-31$11,553,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$128,190
Total interest from all sources2014-03-31$506,326
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Administrative expenses (other) incurred2014-03-31$128,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$1,521
Value of net assets at end of year (total assets less liabilities)2014-03-31$11,554,996
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$11,553,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Interest earned on other investments2014-03-31$506,326
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-03-31$11,554,996
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$11,553,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31Yes
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$136,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$512,942
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31CYPHER & CYPHER
Accountancy firm EIN2014-03-31251385288
2013 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total income from all sources (including contributions)2013-03-31$1,240,035
Total loss/gain on sale of assets2013-03-31$0
Total of all expenses incurred2013-03-31$551,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$462,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$685,628
Value of total assets at end of year2013-03-31$11,553,475
Value of total assets at beginning of year2013-03-31$10,865,098
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$88,853
Total interest from all sources2013-03-31$554,407
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Administrative expenses (other) incurred2013-03-31$88,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$688,377
Value of net assets at end of year (total assets less liabilities)2013-03-31$11,553,475
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$10,865,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Interest earned on other investments2013-03-31$554,407
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$11,553,475
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$10,865,098
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31Yes
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Contributions received in cash from employer2013-03-31$685,628
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$462,805
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31CYPHER & CYPHER
Accountancy firm EIN2013-03-31251385288
2012 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total income from all sources (including contributions)2012-03-31$1,012,217
Total loss/gain on sale of assets2012-03-31$0
Total of all expenses incurred2012-03-31$531,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$439,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$451,892
Value of total assets at end of year2012-03-31$10,865,098
Value of total assets at beginning of year2012-03-31$10,384,046
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$91,791
Total interest from all sources2012-03-31$560,325
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Administrative expenses (other) incurred2012-03-31$91,791
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$481,052
Value of net assets at end of year (total assets less liabilities)2012-03-31$10,865,098
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$10,384,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Interest earned on other investments2012-03-31$560,325
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-03-31$10,865,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-03-31$10,384,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31Yes
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$451,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$439,374
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31CYPHER & CYPHER
Accountancy firm EIN2012-03-31251385288
2011 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total income from all sources (including contributions)2011-03-31$801,961
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$511,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$421,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$270,606
Value of total assets at end of year2011-03-31$10,384,046
Value of total assets at beginning of year2011-03-31$10,093,180
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$90,006
Total interest from all sources2011-03-31$531,355
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Administrative expenses (other) incurred2011-03-31$90,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$290,866
Value of net assets at end of year (total assets less liabilities)2011-03-31$10,384,046
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$10,093,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Interest earned on other investments2011-03-31$531,355
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-03-31$10,384,046
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-03-31$9,938,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31Yes
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Contributions received in cash from employer2011-03-31$270,606
Employer contributions (assets) at beginning of year2011-03-31$154,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$421,089
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31CYPHER & CYPHER
Accountancy firm EIN2011-03-31251385288
2010 : W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN

2022: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2022 form 5500 responses
2022-04-01Type of plan entitySingle employer plan
2022-04-01Submission has been amendedNo
2022-04-01This submission is the final filingNo
2022-04-01This return/report is a short plan year return/report (less than 12 months)No
2022-04-01Plan is a collectively bargained planNo
2022-04-01Plan funding arrangement – InsuranceYes
2022-04-01Plan benefit arrangement – InsuranceYes
2021: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2021 form 5500 responses
2021-04-01Type of plan entitySingle employer plan
2021-04-01Submission has been amendedNo
2021-04-01This submission is the final filingNo
2021-04-01This return/report is a short plan year return/report (less than 12 months)No
2021-04-01Plan is a collectively bargained planNo
2021-04-01Plan funding arrangement – InsuranceYes
2021-04-01Plan benefit arrangement – InsuranceYes
2020: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01Submission has been amendedNo
2020-04-01This submission is the final filingNo
2020-04-01This return/report is a short plan year return/report (less than 12 months)No
2020-04-01Plan is a collectively bargained planNo
2020-04-01Plan funding arrangement – InsuranceYes
2020-04-01Plan benefit arrangement – InsuranceYes
2019: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Submission has been amendedNo
2019-04-01This submission is the final filingNo
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planNo
2019-04-01Plan funding arrangement – InsuranceYes
2019-04-01Plan benefit arrangement – InsuranceYes
2018: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingNo
2018-04-01This return/report is a short plan year return/report (less than 12 months)No
2018-04-01Plan is a collectively bargained planNo
2018-04-01Plan funding arrangement – InsuranceYes
2018-04-01Plan benefit arrangement – InsuranceYes
2017: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)No
2017-04-01Plan is a collectively bargained planNo
2017-04-01Plan funding arrangement – InsuranceYes
2017-04-01Plan benefit arrangement – InsuranceYes
2016: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan benefit arrangement – InsuranceYes
2015: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan benefit arrangement – InsuranceYes
2014: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan benefit arrangement – InsuranceYes
2013: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan benefit arrangement – InsuranceYes
2012: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan benefit arrangement – InsuranceYes
2011: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan benefit arrangement – InsuranceYes
2009: W.W. NORTON AND COMPANY, INC. RETIREMENT INCOME PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – InsuranceYes
2009-04-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberM03377
Policy instance 1
Insurance contract or identification numberM03377
Number of Individuals Covered472
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberM03377
Policy instance 1
Insurance contract or identification numberM03377
Number of Individuals Covered463
Insurance policy start date2021-04-01
Insurance policy end date2022-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGR-3377
Policy instance 1
Insurance contract or identification numberGR-3377
Number of Individuals Covered473
Insurance policy start date2020-04-01
Insurance policy end date2021-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGR-3377
Policy instance 1
Insurance contract or identification numberGR-3377
Number of Individuals Covered482
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGR-3377
Policy instance 1
Insurance contract or identification numberGR-3377
Number of Individuals Covered490
Insurance policy start date2018-04-01
Insurance policy end date2019-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGR-3377
Policy instance 1
Insurance contract or identification numberGR-3377
Number of Individuals Covered517
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGR-3377
Policy instance 1
Insurance contract or identification numberGR-3377
Number of Individuals Covered532
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGR-3377
Policy instance 1
Insurance contract or identification numberGR-3377
Number of Individuals Covered553
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGR-3377
Policy instance 1
Insurance contract or identification numberGR-3377
Number of Individuals Covered560
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGR-3377
Policy instance 1
Insurance contract or identification numberGR-3377
Number of Individuals Covered568
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGR-3377
Policy instance 1
Insurance contract or identification numberGR-3377
Number of Individuals Covered572
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGR-3377
Policy instance 1
Insurance contract or identification numberGR-3377
Number of Individuals Covered594
Insurance policy start date2010-04-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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