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UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 401k Plan overview

Plan NameUNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN
Plan identification number 001

UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

UNITED LAWYERS SERVICE, INC. has sponsored the creation of one or more 401k plans.

Company Name:UNITED LAWYERS SERVICE, INC.
Employer identification number (EIN):135458310
NAIC Classification:541190

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MARK PLUMER2023-10-10
0012021-01-01MARK PLUMER2022-10-12
0012020-01-01MARK PLUMER2021-10-01
0012019-01-01MARK PLUMER2020-10-08
0012018-01-01MARK PLUMER2019-10-08
0012017-01-01MARK PLUMER2018-10-11
0012016-01-01MARK PLUMER2017-10-04
0012015-01-01MARK PLUMER2016-10-13
0012014-01-01MARK PLUMER2015-10-05
0012013-01-01MARK PLUMER2014-10-09
0012012-01-01MARK PLUMER
0012011-01-01MARK PLUMER
0012009-01-01MARK PLUMER
0012008-01-01MARK PLUMER
0012007-01-01MARK PLUMER
0012006-01-01MARK PLUMER
0012005-01-01MARK PLUMER

Plan Statistics for UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN

401k plan membership statisitcs for UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN

Measure Date Value
2012: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0141
Total number of active participants reported on line 7a of the Form 55002012-01-0135
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0140
Number of participants with account balances2012-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0141
Total number of active participants reported on line 7a of the Form 55002011-01-0135
Number of retired or separated participants receiving benefits2011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0141
Number of participants with account balances2011-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0143
Total number of active participants reported on line 7a of the Form 55002009-01-0137
Number of retired or separated participants receiving benefits2009-01-015
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0142
Number of participants with account balances2009-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-0144
Total number of active participants reported on line 7a of the Form 55002008-01-0139
Number of retired or separated participants receiving benefits2008-01-014
Number of other retired or separated participants entitled to future benefits2008-01-010
Total of all active and inactive participants2008-01-0143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-0143
Number of participants with account balances2008-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010
2007: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2007 401k membership
Total participants, beginning-of-year2007-01-0144
Total number of active participants reported on line 7a of the Form 55002007-01-0140
Number of retired or separated participants receiving benefits2007-01-014
Number of other retired or separated participants entitled to future benefits2007-01-010
Total of all active and inactive participants2007-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-01-010
Total participants2007-01-0144
Number of participants with account balances2007-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-01-010
2006: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2006 401k membership
Total participants, beginning-of-year2006-01-0144
Total number of active participants reported on line 7a of the Form 55002006-01-0139
Number of retired or separated participants receiving benefits2006-01-015
Number of other retired or separated participants entitled to future benefits2006-01-010
Total of all active and inactive participants2006-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2006-01-010
Total participants2006-01-0144
Number of participants with account balances2006-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2006-01-010
2005: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2005 401k membership
Total participants, beginning-of-year2005-01-0140
Total number of active participants reported on line 7a of the Form 55002005-01-0139
Number of retired or separated participants receiving benefits2005-01-015
Number of other retired or separated participants entitled to future benefits2005-01-010
Total of all active and inactive participants2005-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2005-01-010
Total participants2005-01-0144
Number of participants with account balances2005-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2005-01-010

Financial Data on UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN

Measure Date Value
2012 : UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$1,203,926
Expenses. Total of all expenses incurred2012-12-31$162,463
Benefits paid (including direct rollovers)2012-12-31$156,926
Total plan assets at end of year2012-12-31$8,786,711
Total plan assets at beginning of year2012-12-31$7,745,248
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$254,160
Expenses. Other expenses not covered elsewhere2012-12-31$5,537
Other income received2012-12-31$866,518
Net income (gross income less expenses)2012-12-31$1,041,463
Net plan assets at end of year (total assets less liabilities)2012-12-31$8,786,711
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$7,745,248
Assets. Value of participant loans2012-12-31$359,438
Total contributions received or receivable from employer(s)2012-12-31$83,248
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$231,449
Expenses. Total of all expenses incurred2011-12-31$114,069
Benefits paid (including direct rollovers)2011-12-31$102,574
Total plan assets at end of year2011-12-31$7,745,248
Total plan assets at beginning of year2011-12-31$7,627,868
Value of fidelity bond covering the plan2011-12-31$100,000
Total contributions received or receivable from participants2011-12-31$251,767
Expenses. Other expenses not covered elsewhere2011-12-31$11,495
Other income received2011-12-31$-121,934
Net income (gross income less expenses)2011-12-31$117,380
Net plan assets at end of year (total assets less liabilities)2011-12-31$7,745,248
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$7,627,868
Assets. Value of participant loans2011-12-31$306,639
Total contributions received or receivable from employer(s)2011-12-31$101,616
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$1,219,077
Expenses. Total of all expenses incurred2010-12-31$115,998
Benefits paid (including direct rollovers)2010-12-31$108,301
Total plan assets at end of year2010-12-31$7,627,868
Total plan assets at beginning of year2010-12-31$6,524,789
Value of fidelity bond covering the plan2010-12-31$250,000
Total contributions received or receivable from participants2010-12-31$242,041
Expenses. Other expenses not covered elsewhere2010-12-31$7,697
Contributions received from other sources (not participants or employers)2010-12-31$158,270
Other income received2010-12-31$667,085
Net income (gross income less expenses)2010-12-31$1,103,079
Net plan assets at end of year (total assets less liabilities)2010-12-31$7,627,868
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$6,524,789
Assets. Value of participant loans2010-12-31$325,802
Total contributions received or receivable from employer(s)2010-12-31$151,681
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
2008 : UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2008 401k financial data
Total plan liabilities at end of year2008-12-31$0
Total plan liabilities at beginning of year2008-12-31$0
Total income from all sources2008-12-31$-1,365,498
Expenses. Total of all expenses incurred2008-12-31$25,238
Benefits paid (including direct rollovers)2008-12-31$16,017
Total plan assets at end of year2008-12-31$4,925,551
Total plan assets at beginning of year2008-12-31$6,316,287
Value of fidelity bond covering the plan2008-12-31$250,000
Total contributions received or receivable from participants2008-12-31$257,789
Expenses. Other expenses not covered elsewhere2008-12-31$9,221
Other income received2008-12-31$-1,861,839
Net income (gross income less expenses)2008-12-31$-1,390,736
Net plan assets at end of year (total assets less liabilities)2008-12-31$4,925,551
Net plan assets at beginning of year (total assets less liabilities)2008-12-31$6,316,287
Assets. Value of participant loans2008-12-31$330,351
Total contributions received or receivable from employer(s)2008-12-31$238,552
2007 : UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2007 401k financial data
Total plan liabilities at end of year2007-12-31$0
Total plan liabilities at beginning of year2007-12-31$0
Total income from all sources2007-12-31$774,933
Expenses. Total of all expenses incurred2007-12-31$397,241
Benefits paid (including direct rollovers)2007-12-31$386,756
Total plan assets at end of year2007-12-31$6,316,287
Total plan assets at beginning of year2007-12-31$5,938,595
Value of fidelity bond covering the plan2007-12-31$250,000
Total contributions received or receivable from participants2007-12-31$277,012
Expenses. Other expenses not covered elsewhere2007-12-31$10,485
Other income received2007-12-31$248,283
Net income (gross income less expenses)2007-12-31$377,692
Net plan assets at end of year (total assets less liabilities)2007-12-31$6,316,287
Net plan assets at beginning of year (total assets less liabilities)2007-12-31$5,938,595
Assets. Value of participant loans2007-12-31$243,093
Total contributions received or receivable from employer(s)2007-12-31$249,638
2006 : UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2006 401k financial data
Total income from all sources2006-12-31$925,913
Expenses. Total of all expenses incurred2006-12-31$63,115
Benefits paid (including direct rollovers)2006-12-31$54,685
Total plan assets at end of year2006-12-31$5,938,595
Total plan assets at beginning of year2006-12-31$5,075,797
Value of fidelity bond covering the plan2006-12-31$250,000
Total contributions received or receivable from participants2006-12-31$216,290
Expenses. Other expenses not covered elsewhere2006-12-31$8,430
Other income received2006-12-31$603,628
Net income (gross income less expenses)2006-12-31$862,798
Net plan assets at end of year (total assets less liabilities)2006-12-31$5,938,595
Net plan assets at beginning of year (total assets less liabilities)2006-12-31$5,075,797
Assets. Value of participant loans2006-12-31$230,965
Total contributions received or receivable from employer(s)2006-12-31$105,995
2005 : UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2005 401k financial data
Total income from all sources2005-12-31$578,404
Expenses. Total of all expenses incurred2005-12-31$14,251
Benefits paid (including direct rollovers)2005-12-31$2,644
Total plan assets at end of year2005-12-31$5,075,797
Total plan assets at beginning of year2005-12-31$4,511,644
Value of fidelity bond covering the plan2005-12-31$250,000
Total contributions received or receivable from participants2005-12-31$201,324
Expenses. Other expenses not covered elsewhere2005-12-31$11,607
Other income received2005-12-31$277,396
Net income (gross income less expenses)2005-12-31$564,153
Net plan assets at end of year (total assets less liabilities)2005-12-31$5,075,797
Net plan assets at beginning of year (total assets less liabilities)2005-12-31$4,511,644
Assets. Value of participant loans2005-12-31$268,006
Total contributions received or receivable from employer(s)2005-12-31$99,684
2004 : UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2004 401k financial data
Total income from all sources2004-12-31$669,694
Expenses. Total of all expenses incurred2004-12-31$244,786
Benefits paid (including direct rollovers)2004-12-31$215,765
Total plan assets at end of year2004-12-31$4,511,644
Total plan assets at beginning of year2004-12-31$4,086,736
Value of fidelity bond covering the plan2004-12-31$250,000
Total contributions received or receivable from participants2004-12-31$201,207
Expenses. Other expenses not covered elsewhere2004-12-31$29,021
Other income received2004-12-31$368,379
Net income (gross income less expenses)2004-12-31$424,908
Net plan assets at end of year (total assets less liabilities)2004-12-31$4,511,644
Net plan assets at beginning of year (total assets less liabilities)2004-12-31$4,086,736
Assets. Value of participant loans2004-12-31$184,181
Total contributions received or receivable from employer(s)2004-12-31$100,108
2003 : UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2003 401k financial data
Total income from all sources2003-12-31$1,230,596
Expenses. Total of all expenses incurred2003-12-31$7,336
Benefits paid (including direct rollovers)2003-12-31$143
Total plan assets at end of year2003-12-31$4,086,736
Total plan assets at beginning of year2003-12-31$2,863,476
Value of fidelity bond covering the plan2003-12-31$250,000
Total contributions received or receivable from participants2003-12-31$176,869
Expenses. Other expenses not covered elsewhere2003-12-31$7,193
Other income received2003-12-31$965,303
Net income (gross income less expenses)2003-12-31$1,223,260
Net plan assets at end of year (total assets less liabilities)2003-12-31$4,086,736
Net plan assets at beginning of year (total assets less liabilities)2003-12-31$2,863,476
Assets. Value of participant loans2003-12-31$199,718
Total contributions received or receivable from employer(s)2003-12-31$88,424
2002 : UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2002 401k financial data
Total income from all sources2002-12-31$205,184
Expenses. Total of all expenses incurred2002-12-31$422,139
Benefits paid (including direct rollovers)2002-12-31$383,589
Total plan assets at end of year2002-12-31$2,863,476
Total plan assets at beginning of year2002-12-31$3,080,431
Value of fidelity bond covering the plan2002-12-31$650,000
Total contributions received or receivable from participants2002-12-31$176,651
Expenses. Other expenses not covered elsewhere2002-12-31$38,550
Contributions received from other sources (not participants or employers)2002-12-31$3,609
Other income received2002-12-31$-63,028
Net income (gross income less expenses)2002-12-31$-216,955
Net plan assets at end of year (total assets less liabilities)2002-12-31$2,863,476
Net plan assets at beginning of year (total assets less liabilities)2002-12-31$3,080,431
Assets. Value of participant loans2002-12-31$221,049
Total contributions received or receivable from employer(s)2002-12-31$87,952

Form 5500 Responses for UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN

2012: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedNo
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement – InsuranceYes
2008-01-01Plan benefit arrangement - TrustYes
2007: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedNo
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planNo
2007-01-01Plan funding arrangement – InsuranceYes
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement – InsuranceYes
2007-01-01Plan benefit arrangement - TrustYes
2006: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2006 form 5500 responses
2006-01-01Type of plan entitySingle employer plan
2006-01-01Submission has been amendedNo
2006-01-01This submission is the final filingNo
2006-01-01This return/report is a short plan year return/report (less than 12 months)No
2006-01-01Plan is a collectively bargained planNo
2006-01-01Plan funding arrangement – InsuranceYes
2006-01-01Plan funding arrangement – TrustYes
2006-01-01Plan benefit arrangement – InsuranceYes
2006-01-01Plan benefit arrangement - TrustYes
2005: UNITED LAWYERS SERVICE, INC. SAVINGS & PROFIT SHARING PLAN 2005 form 5500 responses
2005-01-01Type of plan entitySingle employer plan
2005-01-01Submission has been amendedNo
2005-01-01This submission is the final filingNo
2005-01-01This return/report is a short plan year return/report (less than 12 months)No
2005-01-01Plan is a collectively bargained planNo
2005-01-01Plan funding arrangement – InsuranceYes
2005-01-01Plan funding arrangement – TrustYes
2005-01-01Plan benefit arrangement – InsuranceYes
2005-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91596 )
Policy contract number0112K
Policy instance 1
Insurance contract or identification number0112K
Number of Individuals Covered10
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractPOLICES IN 401K PLAN
Insurance broker organization code?3
Insurance broker nameLEE B NOLES MSFS
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91596 )
Policy contract number0112K
Policy instance 1
Insurance contract or identification number0112K
Number of Individuals Covered10
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractPOLICES IN 401K PLAN
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91596 )
Policy contract number0112K
Policy instance 1
Insurance contract or identification number0112K
Number of Individuals Covered11
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $127
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractPOLICES IN 401K PLAN
Commission paid to Insurance BrokerUSD $127
Insurance broker organization code?3
Insurance broker nameLEE B NOLES MSFS
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91596 )
Policy contract number0112K
Policy instance 1
Insurance contract or identification number0112K
Number of Individuals Covered11
Insurance policy start date2008-01-01
Insurance policy end date2008-12-31
Total amount of commissions paid to insurance brokerUSD $168
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contract401K POLICIES
Commission paid to Insurance BrokerUSD $168
Insurance broker organization code?3
Insurance broker nameLEE B NOLES
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91596 )
Policy contract numberP70032
Policy instance 1
Insurance contract or identification numberP70032
Number of Individuals Covered14
Insurance policy start date2007-01-01
Insurance policy end date2007-12-31
Total amount of commissions paid to insurance brokerUSD $157
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contract401K POLICIES
Commission paid to Insurance BrokerUSD $157
Insurance broker organization code?3
Insurance broker nameLEE B NOLES MSFS
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP70032
Policy instance 1
Insurance contract or identification numberP70032
Number of Individuals Covered14
Insurance policy start date2006-01-01
Insurance policy end date2006-12-31
Total amount of commissions paid to insurance brokerUSD $193
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contract401K POLICIES
Commission paid to Insurance BrokerUSD $193
Insurance broker organization code?3
Insurance broker nameLEE B NOLES
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP70032
Policy instance 1
Insurance contract or identification numberP70032
Number of Individuals Covered14
Insurance policy start date2005-01-01
Insurance policy end date2005-12-31
Total amount of commissions paid to insurance brokerUSD $146
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contract401K PLAN POLICIES
Commission paid to Insurance BrokerUSD $146
Insurance broker organization code?3
Insurance broker nameLEE B NOLE MSFS
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP70032
Policy instance 1
Insurance contract or identification numberP70032
Number of Individuals Covered14
Insurance policy start date2004-01-01
Insurance policy end date2004-12-31
Total amount of commissions paid to insurance brokerUSD $242
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contract401K PLAN POLICES
Commission paid to Insurance BrokerUSD $242
Insurance broker organization code?3
Insurance broker nameLEE B NOLE MSFS
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP70032
Policy instance 1
Insurance contract or identification numberP70032
Number of Individuals Covered15
Insurance policy start date2003-01-01
Insurance policy end date2003-12-31
Total amount of commissions paid to insurance brokerUSD $274
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contract401K PLAN POLICES
Commission paid to Insurance BrokerUSD $274
Insurance broker organization code?3
Insurance broker nameLEE B NOLE MSFS
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP70032
Policy instance 1
Insurance contract or identification numberP70032
Number of Individuals Covered15
Insurance policy start date2002-01-01
Insurance policy end date2002-12-31
Total amount of commissions paid to insurance brokerUSD $294
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contract401K PLAN POLICES
Commission paid to Insurance BrokerUSD $294
Insurance broker organization code?3
Insurance broker nameLEE B NOLE MSFS

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