SHEARMAN & STERLING LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SHEARMAN & STERLING LLP 401(K) THRIFT PLAN
Measure | Date | Value |
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2022 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $3,996,960 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-32,343,492 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $27,845,783 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $27,457,686 |
Value of total corrective distributions | 2022-12-31 | $138,509 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $67,049,294 |
Value of total assets at end of year | 2022-12-31 | $449,462,824 |
Value of total assets at beginning of year | 2022-12-31 | $505,655,139 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $249,588 |
Total interest from all sources | 2022-12-31 | $90,120 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $12,485,993 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $12,485,993 |
Administrative expenses professional fees incurred | 2022-12-31 | $70,079 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $11,920,142 |
Participant contributions at end of year | 2022-12-31 | $2,025,313 |
Participant contributions at beginning of year | 2022-12-31 | $1,939,752 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $485,343 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $534,519 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $48,972,787 |
Administrative expenses (other) incurred | 2022-12-31 | $179,509 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-60,189,275 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $449,462,824 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $505,655,139 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $299,620,547 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $454,045,075 |
Interest on participant loans | 2022-12-31 | $90,120 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $147,331,621 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $49,135,793 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-98,019,741 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-13,949,158 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $6,156,365 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $27,457,686 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CROWE LLP |
Accountancy firm EIN | 2022-12-31 | 350921680 |
2021 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $94,329,854 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $25,976,922 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $25,767,917 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $22,016,055 |
Value of total assets at end of year | 2021-12-31 | $505,655,139 |
Value of total assets at beginning of year | 2021-12-31 | $437,302,207 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $209,005 |
Total interest from all sources | 2021-12-31 | $102,232 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $31,487,480 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $31,487,480 |
Administrative expenses professional fees incurred | 2021-12-31 | $34,272 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $13,569,048 |
Participant contributions at end of year | 2021-12-31 | $1,939,752 |
Participant contributions at beginning of year | 2021-12-31 | $1,952,043 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $534,519 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $373,587 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,921,920 |
Other income not declared elsewhere | 2021-12-31 | $89,713 |
Administrative expenses (other) incurred | 2021-12-31 | $174,733 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $68,352,932 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $505,655,139 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $437,302,207 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $454,045,075 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $384,480,073 |
Interest on participant loans | 2021-12-31 | $102,232 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $49,135,793 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $50,496,504 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $39,737,161 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $897,213 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $6,525,087 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $25,767,917 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CROWE LLP |
Accountancy firm EIN | 2021-12-31 | 350921680 |
2020 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $88,052,926 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $22,283,115 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $22,017,660 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $35,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $22,779,099 |
Value of total assets at end of year | 2020-12-31 | $437,302,207 |
Value of total assets at beginning of year | 2020-12-31 | $371,532,396 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $230,455 |
Total interest from all sources | 2020-12-31 | $107,638 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $13,522,187 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $13,522,187 |
Administrative expenses professional fees incurred | 2020-12-31 | $66,547 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $12,821,801 |
Participant contributions at end of year | 2020-12-31 | $1,952,043 |
Participant contributions at beginning of year | 2020-12-31 | $2,061,782 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $373,587 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $344,422 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $3,970,090 |
Other income not declared elsewhere | 2020-12-31 | $70,824 |
Administrative expenses (other) incurred | 2020-12-31 | $163,908 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $65,769,811 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $437,302,207 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $371,532,396 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $384,480,073 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $328,256,823 |
Interest on participant loans | 2020-12-31 | $107,638 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $50,496,504 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $40,869,369 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $50,535,219 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $1,037,959 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $5,987,208 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $22,017,660 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | CROWE LLP |
Accountancy firm EIN | 2020-12-31 | 350921680 |
2019 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $91,552,446 |
Total income from all sources (including contributions) | 2019-12-31 | $91,552,446 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $24,344,809 |
Total of all expenses incurred | 2019-12-31 | $24,344,809 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $24,101,426 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $24,101,426 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $18,931,459 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $18,931,459 |
Value of total assets at end of year | 2019-12-31 | $371,532,396 |
Value of total assets at end of year | 2019-12-31 | $371,532,396 |
Value of total assets at beginning of year | 2019-12-31 | $304,324,759 |
Value of total assets at beginning of year | 2019-12-31 | $304,324,759 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $243,383 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $243,383 |
Total interest from all sources | 2019-12-31 | $110,231 |
Total interest from all sources | 2019-12-31 | $110,231 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $11,961,509 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $11,961,509 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $11,961,509 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $11,961,509 |
Administrative expenses professional fees incurred | 2019-12-31 | $81,016 |
Administrative expenses professional fees incurred | 2019-12-31 | $81,016 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $11,206,922 |
Contributions received from participants | 2019-12-31 | $11,206,922 |
Participant contributions at end of year | 2019-12-31 | $2,061,782 |
Participant contributions at end of year | 2019-12-31 | $2,061,782 |
Participant contributions at beginning of year | 2019-12-31 | $2,150,201 |
Participant contributions at beginning of year | 2019-12-31 | $2,150,201 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $344,422 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $344,422 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $291,964 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $291,964 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,792,029 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,792,029 |
Other income not declared elsewhere | 2019-12-31 | $16,028 |
Other income not declared elsewhere | 2019-12-31 | $16,028 |
Administrative expenses (other) incurred | 2019-12-31 | $162,367 |
Administrative expenses (other) incurred | 2019-12-31 | $162,367 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $67,207,637 |
Value of net income/loss | 2019-12-31 | $67,207,637 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $371,532,396 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $371,532,396 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $304,324,759 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $304,324,759 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $328,256,823 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $328,256,823 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $263,066,367 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $263,066,367 |
Interest on participant loans | 2019-12-31 | $110,231 |
Interest on participant loans | 2019-12-31 | $110,231 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $40,869,369 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $40,869,369 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $38,816,227 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $38,816,227 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $59,602,538 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $59,602,538 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $930,681 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $930,681 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $5,932,508 |
Contributions received in cash from employer | 2019-12-31 | $5,932,508 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $24,101,426 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $24,101,426 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | CROWE LLP |
Accountancy firm name | 2019-12-31 | CROWE LLP |
Accountancy firm EIN | 2019-12-31 | 350921680 |
Accountancy firm EIN | 2019-12-31 | 350921680 |
2018 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $5,380,871 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $12,599,978 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $12,407,454 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $17,419,038 |
Value of total assets at end of year | 2018-12-31 | $304,324,759 |
Value of total assets at beginning of year | 2018-12-31 | $311,543,866 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $192,524 |
Total interest from all sources | 2018-12-31 | $102,689 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $18,357,915 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $18,357,915 |
Administrative expenses professional fees incurred | 2018-12-31 | $47,482 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $10,390,309 |
Participant contributions at end of year | 2018-12-31 | $2,150,201 |
Participant contributions at beginning of year | 2018-12-31 | $2,302,037 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $291,964 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $500,243 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,122,538 |
Other income not declared elsewhere | 2018-12-31 | $-31,363 |
Administrative expenses (other) incurred | 2018-12-31 | $145,042 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-7,219,107 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $304,324,759 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $311,543,866 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $263,066,367 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $272,369,829 |
Interest on participant loans | 2018-12-31 | $102,689 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $38,816,227 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $36,371,757 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-31,283,093 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $815,685 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $5,906,191 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $12,407,454 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2018-12-31 | 350921680 |
2017 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $67,086,197 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $14,982,937 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $14,812,141 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $16,612,053 |
Value of total assets at end of year | 2017-12-31 | $311,543,866 |
Value of total assets at beginning of year | 2017-12-31 | $259,440,606 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $170,796 |
Total interest from all sources | 2017-12-31 | $102,700 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $16,090,808 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $16,090,808 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $9,207,035 |
Participant contributions at end of year | 2017-12-31 | $2,302,037 |
Participant contributions at beginning of year | 2017-12-31 | $2,419,732 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $500,243 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $430,039 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,559,812 |
Other income not declared elsewhere | 2017-12-31 | $18,282 |
Administrative expenses (other) incurred | 2017-12-31 | $140,588 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $52,103,260 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $311,543,866 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $259,440,606 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $30,208 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $272,369,829 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $219,795,225 |
Interest on participant loans | 2017-12-31 | $102,700 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $36,371,757 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $36,795,610 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $33,551,916 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $710,438 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $5,845,206 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $14,812,141 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2017-12-31 | 350921680 |
2016 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $49,294 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $28,373,952 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $14,733,307 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $14,620,927 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $10,211,709 |
Value of total assets at end of year | 2016-12-31 | $259,440,606 |
Value of total assets at beginning of year | 2016-12-31 | $245,750,667 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $112,380 |
Total interest from all sources | 2016-12-31 | $311,261 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $6,718,967 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $6,718,967 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $9,118,699 |
Participant contributions at end of year | 2016-12-31 | $2,419,732 |
Participant contributions at beginning of year | 2016-12-31 | $2,450,842 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $430,039 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $381,586 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,093,010 |
Administrative expenses (other) incurred | 2016-12-31 | $97,570 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $13,640,645 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $259,440,606 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $245,750,667 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $14,810 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $219,795,225 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $176,921,277 |
Interest on participant loans | 2016-12-31 | $311,261 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $36,795,610 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $65,996,962 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $12,743,406 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $-1,611,391 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $14,620,927 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2016-12-31 | 350921680 |
2015 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $5,812,019 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $15,350,815 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $13,316,665 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $13,226,122 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $22,225 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $11,429,577 |
Value of total assets at end of year | 2015-12-31 | $245,750,667 |
Value of total assets at beginning of year | 2015-12-31 | $237,904,498 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $68,318 |
Total interest from all sources | 2015-12-31 | $99,207 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $9,677,482 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $9,677,482 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $8,891,538 |
Participant contributions at end of year | 2015-12-31 | $2,450,842 |
Participant contributions at beginning of year | 2015-12-31 | $2,289,517 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $381,586 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $1,020,814 |
Other income not declared elsewhere | 2015-12-31 | $702 |
Administrative expenses (other) incurred | 2015-12-31 | $398 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,034,150 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $245,750,667 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $237,904,498 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $67,920 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $176,921,277 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $168,479,233 |
Interest on participant loans | 2015-12-31 | $99,207 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $65,996,962 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $67,135,748 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-6,191,120 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $334,967 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,517,225 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $13,226,122 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2015-12-31 | 350921680 |
2014 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $27,403,980 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $10,764,856 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $10,685,721 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $10,958,112 |
Value of total assets at end of year | 2014-12-31 | $237,904,498 |
Value of total assets at beginning of year | 2014-12-31 | $221,265,374 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $79,135 |
Total interest from all sources | 2014-12-31 | $130,692 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $9,280,859 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $9,280,859 |
Administrative expenses professional fees incurred | 2014-12-31 | $17,500 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $8,727,646 |
Participant contributions at end of year | 2014-12-31 | $2,289,517 |
Participant contributions at beginning of year | 2014-12-31 | $2,486,993 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $802,265 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $16,639,124 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $237,904,498 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $221,265,374 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $61,635 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $168,479,233 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $155,039,800 |
Interest on participant loans | 2014-12-31 | $130,692 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $67,135,748 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $63,738,581 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $2,581,980 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $4,452,337 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,428,201 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $10,685,721 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2014-12-31 | 346565596 |
2013 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $50,230,652 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $8,504,403 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $8,483,169 |
Value of total corrective distributions | 2013-12-31 | $984 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $11,555,115 |
Value of total assets at end of year | 2013-12-31 | $221,265,374 |
Value of total assets at beginning of year | 2013-12-31 | $179,539,125 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $20,250 |
Total interest from all sources | 2013-12-31 | $136,201 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $4,336,114 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $4,336,114 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $10,063,108 |
Participant contributions at end of year | 2013-12-31 | $2,486,993 |
Participant contributions at beginning of year | 2013-12-31 | $2,289,727 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $63,895 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $41,726,249 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $221,265,374 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $179,539,125 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $20,250 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $155,039,800 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $122,100,883 |
Interest on participant loans | 2013-12-31 | $136,201 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $63,738,581 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $55,148,515 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $27,666,095 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $6,537,127 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,428,112 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $8,483,169 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2013-12-31 | 346565596 |
2012 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $30,479,853 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $11,800,730 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $11,762,870 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $9,797,024 |
Value of total assets at end of year | 2012-12-31 | $179,539,125 |
Value of total assets at beginning of year | 2012-12-31 | $160,860,002 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $37,860 |
Total interest from all sources | 2012-12-31 | $108,100 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $3,030,744 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $3,030,744 |
Administrative expenses professional fees incurred | 2012-12-31 | $37,860 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $8,847,262 |
Participant contributions at end of year | 2012-12-31 | $2,289,727 |
Participant contributions at beginning of year | 2012-12-31 | $2,440,067 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $949,762 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $18,679,123 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $179,539,125 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $160,860,002 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $122,100,883 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $106,253,540 |
Interest on participant loans | 2012-12-31 | $108,100 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $55,148,515 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $52,166,395 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $13,728,278 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $3,815,707 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $11,762,870 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2012-12-31 | 346565596 |
2011 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $7,532,759 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $12,148,762 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $12,125,862 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $8,309,160 |
Value of total assets at end of year | 2011-12-31 | $160,860,002 |
Value of total assets at beginning of year | 2011-12-31 | $165,476,005 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $22,900 |
Total interest from all sources | 2011-12-31 | $119,022 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $2,796,879 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $2,796,879 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $8,141,419 |
Participant contributions at end of year | 2011-12-31 | $2,440,067 |
Participant contributions at beginning of year | 2011-12-31 | $2,254,359 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $137,732 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-4,616,003 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $160,860,002 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $165,476,005 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $22,900 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $106,253,540 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $112,439,776 |
Interest on participant loans | 2011-12-31 | $119,022 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $52,166,395 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $50,781,870 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-5,131,179 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $1,438,877 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $30,009 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $12,125,862 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2011-12-31 | 346565596 |
2010 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $27,235,752 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $16,503,353 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $16,481,003 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $8,021,647 |
Value of total assets at end of year | 2010-12-31 | $165,476,005 |
Value of total assets at beginning of year | 2010-12-31 | $154,743,606 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $22,350 |
Total interest from all sources | 2010-12-31 | $124,598 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $2,054,695 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $2,054,695 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $7,806,620 |
Participant contributions at end of year | 2010-12-31 | $2,254,359 |
Participant contributions at beginning of year | 2010-12-31 | $2,190,493 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $193,998 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $10,732,399 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $165,476,005 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $154,743,606 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $22,350 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $112,439,776 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $99,813,975 |
Interest on participant loans | 2010-12-31 | $124,598 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $50,781,870 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $52,739,138 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $13,226,667 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $3,808,145 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $21,029 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $16,481,003 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2010-12-31 | 346565596 |
2009 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |