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SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 401k Plan overview

Plan NameSHEARMAN & STERLING LLP 401(K) THRIFT PLAN
Plan identification number 003

SHEARMAN & STERLING LLP 401(K) THRIFT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

SHEARMAN & STERLING LLP has sponsored the creation of one or more 401k plans.

Company Name:SHEARMAN & STERLING LLP
Employer identification number (EIN):135514352
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHEARMAN & STERLING LLP 401(K) THRIFT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01BERNARD SCHAEFFER C. JONES PERRY2018-10-12
0032016-01-01BERNARD SCHAEFFER C. JONES PERRY2017-10-09
0032015-01-01BERNARD E. SCHAEFFER C. JONES PERRY2016-10-05
0032014-01-01BERNARD E. SCHAEFFER C. JONES PERRY2015-07-14
0032013-01-01BERNARD E. SCHAEFFER C. JONES PERRY2014-07-11
0032012-01-01BERNARD SCHAEFFER C. JONES PERRY2013-07-26
0032011-01-01BERNARD SCHAEFFER C. JONES PERRY2012-08-31
0032009-01-01BERNARD SCHAEFFER KENNETH LAVERRIERE2010-10-07

Plan Statistics for SHEARMAN & STERLING LLP 401(K) THRIFT PLAN

401k plan membership statisitcs for SHEARMAN & STERLING LLP 401(K) THRIFT PLAN

Measure Date Value
2022: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,368
Total number of active participants reported on line 7a of the Form 55002022-01-011,038
Number of retired or separated participants receiving benefits2022-01-01233
Number of other retired or separated participants entitled to future benefits2022-01-011,204
Total of all active and inactive participants2022-01-012,475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-019
Total participants2022-01-012,484
Number of participants with account balances2022-01-012,387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0143
2021: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,299
Total number of active participants reported on line 7a of the Form 55002021-01-011,047
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-011,311
Total of all active and inactive participants2021-01-012,360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-019
Total participants2021-01-012,369
Number of participants with account balances2021-01-012,255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0139
2020: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,314
Total number of active participants reported on line 7a of the Form 55002020-01-011,095
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-011,198
Total of all active and inactive participants2020-01-012,295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-012,303
Number of participants with account balances2020-01-012,180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0130
2019: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,223
Total number of active participants reported on line 7a of the Form 55002019-01-011,126
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-011,178
Total of all active and inactive participants2019-01-012,309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-016
Total participants2019-01-012,315
Number of participants with account balances2019-01-012,158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0140
2018: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,100
Total number of active participants reported on line 7a of the Form 55002018-01-011,135
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-011,079
Total of all active and inactive participants2018-01-012,219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-012,223
Number of participants with account balances2018-01-012,083
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0153
2017: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,041
Total number of active participants reported on line 7a of the Form 55002017-01-011,152
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01941
Total of all active and inactive participants2017-01-012,096
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-014
Total participants2017-01-012,100
Number of participants with account balances2017-01-011,937
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0141
2016: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,970
Total number of active participants reported on line 7a of the Form 55002016-01-011,114
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-01921
Total of all active and inactive participants2016-01-012,038
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-012,041
Number of participants with account balances2016-01-011,792
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,896
Total number of active participants reported on line 7a of the Form 55002015-01-011,072
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01841
Total of all active and inactive participants2015-01-011,915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,918
Number of participants with account balances2015-01-011,646
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,838
Total number of active participants reported on line 7a of the Form 55002014-01-011,101
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01794
Total of all active and inactive participants2014-01-011,897
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,900
Number of participants with account balances2014-01-011,605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,862
Total number of active participants reported on line 7a of the Form 55002013-01-011,053
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01789
Total of all active and inactive participants2013-01-011,843
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,846
Number of participants with account balances2013-01-011,572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,908
Total number of active participants reported on line 7a of the Form 55002012-01-011,108
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01766
Total of all active and inactive participants2012-01-011,874
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-011,876
Number of participants with account balances2012-01-011,568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,951
Total number of active participants reported on line 7a of the Form 55002011-01-011,091
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01815
Total of all active and inactive participants2011-01-011,906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-011,908
Number of participants with account balances2011-01-011,618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,144
Total number of active participants reported on line 7a of the Form 55002009-01-011,095
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01857
Total of all active and inactive participants2009-01-011,952
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-011,954
Number of participants with account balances2009-01-011,706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SHEARMAN & STERLING LLP 401(K) THRIFT PLAN

Measure Date Value
2022 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$3,996,960
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-32,343,492
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$27,845,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$27,457,686
Value of total corrective distributions2022-12-31$138,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$67,049,294
Value of total assets at end of year2022-12-31$449,462,824
Value of total assets at beginning of year2022-12-31$505,655,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$249,588
Total interest from all sources2022-12-31$90,120
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$12,485,993
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$12,485,993
Administrative expenses professional fees incurred2022-12-31$70,079
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$11,920,142
Participant contributions at end of year2022-12-31$2,025,313
Participant contributions at beginning of year2022-12-31$1,939,752
Assets. Other investments not covered elsewhere at end of year2022-12-31$485,343
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$534,519
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$48,972,787
Administrative expenses (other) incurred2022-12-31$179,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-60,189,275
Value of net assets at end of year (total assets less liabilities)2022-12-31$449,462,824
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$505,655,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$299,620,547
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$454,045,075
Interest on participant loans2022-12-31$90,120
Value of interest in common/collective trusts at end of year2022-12-31$147,331,621
Value of interest in common/collective trusts at beginning of year2022-12-31$49,135,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-98,019,741
Net investment gain or loss from common/collective trusts2022-12-31$-13,949,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$6,156,365
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$27,457,686
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CROWE LLP
Accountancy firm EIN2022-12-31350921680
2021 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$94,329,854
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$25,976,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$25,767,917
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$22,016,055
Value of total assets at end of year2021-12-31$505,655,139
Value of total assets at beginning of year2021-12-31$437,302,207
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$209,005
Total interest from all sources2021-12-31$102,232
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$31,487,480
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$31,487,480
Administrative expenses professional fees incurred2021-12-31$34,272
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$13,569,048
Participant contributions at end of year2021-12-31$1,939,752
Participant contributions at beginning of year2021-12-31$1,952,043
Assets. Other investments not covered elsewhere at end of year2021-12-31$534,519
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$373,587
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,921,920
Other income not declared elsewhere2021-12-31$89,713
Administrative expenses (other) incurred2021-12-31$174,733
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$68,352,932
Value of net assets at end of year (total assets less liabilities)2021-12-31$505,655,139
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$437,302,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$454,045,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$384,480,073
Interest on participant loans2021-12-31$102,232
Value of interest in common/collective trusts at end of year2021-12-31$49,135,793
Value of interest in common/collective trusts at beginning of year2021-12-31$50,496,504
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$39,737,161
Net investment gain or loss from common/collective trusts2021-12-31$897,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$6,525,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$25,767,917
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CROWE LLP
Accountancy firm EIN2021-12-31350921680
2020 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$88,052,926
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$22,283,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$22,017,660
Expenses. Certain deemed distributions of participant loans2020-12-31$35,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$22,779,099
Value of total assets at end of year2020-12-31$437,302,207
Value of total assets at beginning of year2020-12-31$371,532,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$230,455
Total interest from all sources2020-12-31$107,638
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$13,522,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$13,522,187
Administrative expenses professional fees incurred2020-12-31$66,547
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$12,821,801
Participant contributions at end of year2020-12-31$1,952,043
Participant contributions at beginning of year2020-12-31$2,061,782
Assets. Other investments not covered elsewhere at end of year2020-12-31$373,587
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$344,422
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,970,090
Other income not declared elsewhere2020-12-31$70,824
Administrative expenses (other) incurred2020-12-31$163,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$65,769,811
Value of net assets at end of year (total assets less liabilities)2020-12-31$437,302,207
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$371,532,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$384,480,073
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$328,256,823
Interest on participant loans2020-12-31$107,638
Value of interest in common/collective trusts at end of year2020-12-31$50,496,504
Value of interest in common/collective trusts at beginning of year2020-12-31$40,869,369
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$50,535,219
Net investment gain or loss from common/collective trusts2020-12-31$1,037,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$5,987,208
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$22,017,660
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CROWE LLP
Accountancy firm EIN2020-12-31350921680
2019 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$91,552,446
Total income from all sources (including contributions)2019-12-31$91,552,446
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$24,344,809
Total of all expenses incurred2019-12-31$24,344,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$24,101,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$24,101,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$18,931,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$18,931,459
Value of total assets at end of year2019-12-31$371,532,396
Value of total assets at end of year2019-12-31$371,532,396
Value of total assets at beginning of year2019-12-31$304,324,759
Value of total assets at beginning of year2019-12-31$304,324,759
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$243,383
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$243,383
Total interest from all sources2019-12-31$110,231
Total interest from all sources2019-12-31$110,231
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$11,961,509
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$11,961,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$11,961,509
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$11,961,509
Administrative expenses professional fees incurred2019-12-31$81,016
Administrative expenses professional fees incurred2019-12-31$81,016
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$11,206,922
Contributions received from participants2019-12-31$11,206,922
Participant contributions at end of year2019-12-31$2,061,782
Participant contributions at end of year2019-12-31$2,061,782
Participant contributions at beginning of year2019-12-31$2,150,201
Participant contributions at beginning of year2019-12-31$2,150,201
Assets. Other investments not covered elsewhere at end of year2019-12-31$344,422
Assets. Other investments not covered elsewhere at end of year2019-12-31$344,422
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$291,964
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$291,964
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,792,029
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,792,029
Other income not declared elsewhere2019-12-31$16,028
Other income not declared elsewhere2019-12-31$16,028
Administrative expenses (other) incurred2019-12-31$162,367
Administrative expenses (other) incurred2019-12-31$162,367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$67,207,637
Value of net income/loss2019-12-31$67,207,637
Value of net assets at end of year (total assets less liabilities)2019-12-31$371,532,396
Value of net assets at end of year (total assets less liabilities)2019-12-31$371,532,396
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$304,324,759
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$304,324,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$328,256,823
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$328,256,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$263,066,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$263,066,367
Interest on participant loans2019-12-31$110,231
Interest on participant loans2019-12-31$110,231
Value of interest in common/collective trusts at end of year2019-12-31$40,869,369
Value of interest in common/collective trusts at end of year2019-12-31$40,869,369
Value of interest in common/collective trusts at beginning of year2019-12-31$38,816,227
Value of interest in common/collective trusts at beginning of year2019-12-31$38,816,227
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$59,602,538
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$59,602,538
Net investment gain or loss from common/collective trusts2019-12-31$930,681
Net investment gain or loss from common/collective trusts2019-12-31$930,681
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$5,932,508
Contributions received in cash from employer2019-12-31$5,932,508
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$24,101,426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$24,101,426
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CROWE LLP
Accountancy firm name2019-12-31CROWE LLP
Accountancy firm EIN2019-12-31350921680
Accountancy firm EIN2019-12-31350921680
2018 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$5,380,871
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$12,599,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$12,407,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$17,419,038
Value of total assets at end of year2018-12-31$304,324,759
Value of total assets at beginning of year2018-12-31$311,543,866
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$192,524
Total interest from all sources2018-12-31$102,689
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$18,357,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$18,357,915
Administrative expenses professional fees incurred2018-12-31$47,482
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$10,390,309
Participant contributions at end of year2018-12-31$2,150,201
Participant contributions at beginning of year2018-12-31$2,302,037
Assets. Other investments not covered elsewhere at end of year2018-12-31$291,964
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$500,243
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,122,538
Other income not declared elsewhere2018-12-31$-31,363
Administrative expenses (other) incurred2018-12-31$145,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-7,219,107
Value of net assets at end of year (total assets less liabilities)2018-12-31$304,324,759
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$311,543,866
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$263,066,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$272,369,829
Interest on participant loans2018-12-31$102,689
Value of interest in common/collective trusts at end of year2018-12-31$38,816,227
Value of interest in common/collective trusts at beginning of year2018-12-31$36,371,757
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-31,283,093
Net investment gain or loss from common/collective trusts2018-12-31$815,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$5,906,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$12,407,454
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CROWE HORWATH LLP
Accountancy firm EIN2018-12-31350921680
2017 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$67,086,197
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$14,982,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$14,812,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$16,612,053
Value of total assets at end of year2017-12-31$311,543,866
Value of total assets at beginning of year2017-12-31$259,440,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$170,796
Total interest from all sources2017-12-31$102,700
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$16,090,808
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$16,090,808
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$9,207,035
Participant contributions at end of year2017-12-31$2,302,037
Participant contributions at beginning of year2017-12-31$2,419,732
Assets. Other investments not covered elsewhere at end of year2017-12-31$500,243
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$430,039
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,559,812
Other income not declared elsewhere2017-12-31$18,282
Administrative expenses (other) incurred2017-12-31$140,588
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$52,103,260
Value of net assets at end of year (total assets less liabilities)2017-12-31$311,543,866
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$259,440,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$30,208
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$272,369,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$219,795,225
Interest on participant loans2017-12-31$102,700
Value of interest in common/collective trusts at end of year2017-12-31$36,371,757
Value of interest in common/collective trusts at beginning of year2017-12-31$36,795,610
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$33,551,916
Net investment gain or loss from common/collective trusts2017-12-31$710,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$5,845,206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$14,812,141
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CROWE HORWATH LLP
Accountancy firm EIN2017-12-31350921680
2016 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$49,294
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$28,373,952
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$14,733,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$14,620,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$10,211,709
Value of total assets at end of year2016-12-31$259,440,606
Value of total assets at beginning of year2016-12-31$245,750,667
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$112,380
Total interest from all sources2016-12-31$311,261
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$6,718,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$6,718,967
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$9,118,699
Participant contributions at end of year2016-12-31$2,419,732
Participant contributions at beginning of year2016-12-31$2,450,842
Assets. Other investments not covered elsewhere at end of year2016-12-31$430,039
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$381,586
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,093,010
Administrative expenses (other) incurred2016-12-31$97,570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$13,640,645
Value of net assets at end of year (total assets less liabilities)2016-12-31$259,440,606
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$245,750,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$14,810
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$219,795,225
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$176,921,277
Interest on participant loans2016-12-31$311,261
Value of interest in common/collective trusts at end of year2016-12-31$36,795,610
Value of interest in common/collective trusts at beginning of year2016-12-31$65,996,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$12,743,406
Net investment gain or loss from common/collective trusts2016-12-31$-1,611,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$14,620,927
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CROWE HORWATH LLP
Accountancy firm EIN2016-12-31350921680
2015 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$5,812,019
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$15,350,815
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$13,316,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$13,226,122
Expenses. Certain deemed distributions of participant loans2015-12-31$22,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$11,429,577
Value of total assets at end of year2015-12-31$245,750,667
Value of total assets at beginning of year2015-12-31$237,904,498
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$68,318
Total interest from all sources2015-12-31$99,207
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$9,677,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$9,677,482
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$8,891,538
Participant contributions at end of year2015-12-31$2,450,842
Participant contributions at beginning of year2015-12-31$2,289,517
Assets. Other investments not covered elsewhere at end of year2015-12-31$381,586
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,020,814
Other income not declared elsewhere2015-12-31$702
Administrative expenses (other) incurred2015-12-31$398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,034,150
Value of net assets at end of year (total assets less liabilities)2015-12-31$245,750,667
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$237,904,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$67,920
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$176,921,277
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$168,479,233
Interest on participant loans2015-12-31$99,207
Value of interest in common/collective trusts at end of year2015-12-31$65,996,962
Value of interest in common/collective trusts at beginning of year2015-12-31$67,135,748
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-6,191,120
Net investment gain or loss from common/collective trusts2015-12-31$334,967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,517,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$13,226,122
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH LLP
Accountancy firm EIN2015-12-31350921680
2014 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$27,403,980
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$10,764,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$10,685,721
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$10,958,112
Value of total assets at end of year2014-12-31$237,904,498
Value of total assets at beginning of year2014-12-31$221,265,374
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$79,135
Total interest from all sources2014-12-31$130,692
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$9,280,859
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$9,280,859
Administrative expenses professional fees incurred2014-12-31$17,500
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$8,727,646
Participant contributions at end of year2014-12-31$2,289,517
Participant contributions at beginning of year2014-12-31$2,486,993
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$802,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$16,639,124
Value of net assets at end of year (total assets less liabilities)2014-12-31$237,904,498
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$221,265,374
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$61,635
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$168,479,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$155,039,800
Interest on participant loans2014-12-31$130,692
Value of interest in common/collective trusts at end of year2014-12-31$67,135,748
Value of interest in common/collective trusts at beginning of year2014-12-31$63,738,581
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,581,980
Net investment gain or loss from common/collective trusts2014-12-31$4,452,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,428,201
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$10,685,721
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$50,230,652
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$8,504,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$8,483,169
Value of total corrective distributions2013-12-31$984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$11,555,115
Value of total assets at end of year2013-12-31$221,265,374
Value of total assets at beginning of year2013-12-31$179,539,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$20,250
Total interest from all sources2013-12-31$136,201
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,336,114
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,336,114
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$10,063,108
Participant contributions at end of year2013-12-31$2,486,993
Participant contributions at beginning of year2013-12-31$2,289,727
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$63,895
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$41,726,249
Value of net assets at end of year (total assets less liabilities)2013-12-31$221,265,374
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$179,539,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$20,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$155,039,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$122,100,883
Interest on participant loans2013-12-31$136,201
Value of interest in common/collective trusts at end of year2013-12-31$63,738,581
Value of interest in common/collective trusts at beginning of year2013-12-31$55,148,515
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$27,666,095
Net investment gain or loss from common/collective trusts2013-12-31$6,537,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,428,112
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$8,483,169
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$30,479,853
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$11,800,730
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$11,762,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$9,797,024
Value of total assets at end of year2012-12-31$179,539,125
Value of total assets at beginning of year2012-12-31$160,860,002
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$37,860
Total interest from all sources2012-12-31$108,100
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,030,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,030,744
Administrative expenses professional fees incurred2012-12-31$37,860
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$8,847,262
Participant contributions at end of year2012-12-31$2,289,727
Participant contributions at beginning of year2012-12-31$2,440,067
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$949,762
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$18,679,123
Value of net assets at end of year (total assets less liabilities)2012-12-31$179,539,125
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$160,860,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$122,100,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$106,253,540
Interest on participant loans2012-12-31$108,100
Value of interest in common/collective trusts at end of year2012-12-31$55,148,515
Value of interest in common/collective trusts at beginning of year2012-12-31$52,166,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$13,728,278
Net investment gain or loss from common/collective trusts2012-12-31$3,815,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$11,762,870
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$7,532,759
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$12,148,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$12,125,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,309,160
Value of total assets at end of year2011-12-31$160,860,002
Value of total assets at beginning of year2011-12-31$165,476,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,900
Total interest from all sources2011-12-31$119,022
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,796,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,796,879
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$8,141,419
Participant contributions at end of year2011-12-31$2,440,067
Participant contributions at beginning of year2011-12-31$2,254,359
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$137,732
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-4,616,003
Value of net assets at end of year (total assets less liabilities)2011-12-31$160,860,002
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$165,476,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$22,900
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$106,253,540
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$112,439,776
Interest on participant loans2011-12-31$119,022
Value of interest in common/collective trusts at end of year2011-12-31$52,166,395
Value of interest in common/collective trusts at beginning of year2011-12-31$50,781,870
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-5,131,179
Net investment gain or loss from common/collective trusts2011-12-31$1,438,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$30,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$12,125,862
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$27,235,752
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$16,503,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$16,481,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$8,021,647
Value of total assets at end of year2010-12-31$165,476,005
Value of total assets at beginning of year2010-12-31$154,743,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$22,350
Total interest from all sources2010-12-31$124,598
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,054,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,054,695
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$7,806,620
Participant contributions at end of year2010-12-31$2,254,359
Participant contributions at beginning of year2010-12-31$2,190,493
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$193,998
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$10,732,399
Value of net assets at end of year (total assets less liabilities)2010-12-31$165,476,005
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$154,743,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$22,350
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$112,439,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$99,813,975
Interest on participant loans2010-12-31$124,598
Value of interest in common/collective trusts at end of year2010-12-31$50,781,870
Value of interest in common/collective trusts at beginning of year2010-12-31$52,739,138
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$13,226,667
Net investment gain or loss from common/collective trusts2010-12-31$3,808,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$21,029
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$16,481,003
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SHEARMAN & STERLING LLP 401(K) THRIFT PLAN

2022: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SHEARMAN & STERLING LLP 401(K) THRIFT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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