401k Plan data: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN plan

SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 401k Plan overview

Plan Name	SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN
Plan identification number	110

SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

SHEARMAN & STERLING LLP has sponsored the creation of one or more 401k plans.

Company Name: SHEARMAN & STERLING LLP

Employer identification number (EIN): 135514352

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
110 2015-10-01 BERNARD SCHAEFFER C. JONES PERRY 2016-10-05
110 2015-10-01 C. JONES PERRY 2016-10-05
110 2014-10-01 BERNARD E. SCHAEFFER C. JONES PERRY 2016-07-13
110 2014-10-01 BERNARD E. SCHAEFFER C. JONES PERRY 2016-10-11
110 2013-10-01 BERNARD E. SCHAEFFER C. JONES PERRY 2015-07-14
110 2012-10-01 BERNARD E. SCHAERRER C. JONES PERRY 2014-07-11
110 2011-10-01 BERNARD E. SCHAEFFER C. JONES PERRY 2013-07-12
110 2009-10-01 BERNARD E. SCHAEFFER KENNETH J. LAVERRIERE 2011-07-14
110 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
110	2015-10-01	BERNARD SCHAEFFER	C. JONES PERRY	2016-10-05
110	2015-10-01		C. JONES PERRY	2016-10-05
110	2014-10-01	BERNARD E. SCHAEFFER	C. JONES PERRY	2016-07-13
110	2014-10-01	BERNARD E. SCHAEFFER	C. JONES PERRY	2016-10-11
110	2013-10-01	BERNARD E. SCHAEFFER	C. JONES PERRY	2015-07-14
110	2012-10-01	BERNARD E. SCHAERRER	C. JONES PERRY	2014-07-11
110	2011-10-01	BERNARD E. SCHAEFFER	C. JONES PERRY	2013-07-12
110	2009-10-01	BERNARD E. SCHAEFFER	KENNETH J. LAVERRIERE	2011-07-14
110	2008-10-01

Plan Statistics for SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN

401k plan membership statisitcs for SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN

Measure Date Value
2015: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 822
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 0
Number of retired or separated participants receiving benefits 2015-10-01 0
Number of other retired or separated participants entitled to future benefits 2015-10-01 0
Total of all active and inactive participants 2015-10-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 0
Total participants 2015-10-01 0
Number of participants with account balances 2015-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 0
2014: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 822
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 639
Number of retired or separated participants receiving benefits 2014-10-01 1
Number of other retired or separated participants entitled to future benefits 2014-10-01 136
Total of all active and inactive participants 2014-10-01 776
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 1
Total participants 2014-10-01 777
Number of participants with account balances 2014-10-01 436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 13
2013: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 813
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 649
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 112
Total of all active and inactive participants 2013-10-01 761
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 1
Total participants 2013-10-01 762
Number of participants with account balances 2013-10-01 425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 6
2012: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 879
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 691
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 107
Total of all active and inactive participants 2012-10-01 798
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 1
Total participants 2012-10-01 799
Number of participants with account balances 2012-10-01 430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 7
2011: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 858
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 722
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 113
Total of all active and inactive participants 2011-10-01 835
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 3
Total participants 2011-10-01 838
Number of participants with account balances 2011-10-01 434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 14
2009: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 1,042
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 821
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 92
Total of all active and inactive participants 2009-10-01 913
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 2
Total participants 2009-10-01 915
Number of participants with account balances 2009-10-01 429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 10

Measure	Date	Value
2015: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	822
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	0
Number of retired or separated participants receiving benefits	2015-10-01	0
Number of other retired or separated participants entitled to future benefits	2015-10-01	0
Total of all active and inactive participants	2015-10-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	0
Total participants	2015-10-01	0
Number of participants with account balances	2015-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	0
2014: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	822
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	639
Number of retired or separated participants receiving benefits	2014-10-01	1
Number of other retired or separated participants entitled to future benefits	2014-10-01	136
Total of all active and inactive participants	2014-10-01	776
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	1
Total participants	2014-10-01	777
Number of participants with account balances	2014-10-01	436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	13
2013: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	813
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	649
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	112
Total of all active and inactive participants	2013-10-01	761
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	1
Total participants	2013-10-01	762
Number of participants with account balances	2013-10-01	425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	6
2012: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	879
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	691
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	107
Total of all active and inactive participants	2012-10-01	798
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	1
Total participants	2012-10-01	799
Number of participants with account balances	2012-10-01	430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	7
2011: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	858
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	722
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	113
Total of all active and inactive participants	2011-10-01	835
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	3
Total participants	2011-10-01	838
Number of participants with account balances	2011-10-01	434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	14
2009: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	1,042
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	821
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	92
Total of all active and inactive participants	2009-10-01	913
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	2
Total participants	2009-10-01	915
Number of participants with account balances	2009-10-01	429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	10

Financial Data on SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN

Measure	Date	Value
2015 : SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$5,781,769
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$244,340
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$120,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$120,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$0
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$5,658,249
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$0
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$216,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$216,767
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$123,520
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,658,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$4,508,597
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,149,652
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-809
Net investment gain or loss from common/collective trusts	2015-12-31	$28,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$120,820
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2015-12-31	350921680
Total unrealized appreciation/depreciation of assets	2015-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total income from all sources (including contributions)	2015-09-30	$9,357
Total loss/gain on sale of assets	2015-09-30	$0
Total of all expenses incurred	2015-09-30	$372,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$370,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$0
Value of total assets at end of year	2015-09-30	$5,658,249
Value of total assets at beginning of year	2015-09-30	$6,021,511
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$1,762
Total interest from all sources	2015-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$273,396
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-09-30	$273,396
Administrative expenses professional fees incurred	2015-09-30	$1,523
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$10,000,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Other income not declared elsewhere	2015-09-30	$3,429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$-363,262
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$5,658,249
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$6,021,511
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Investment advisory and management fees	2015-09-30	$239
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-09-30	$4,508,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$4,483,712
Value of interest in common/collective trusts at end of year	2015-09-30	$1,149,652
Value of interest in common/collective trusts at beginning of year	2015-09-30	$1,150,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-30	$-267,939
Net investment gain or loss from common/collective trusts	2015-09-30	$471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Employer contributions (assets) at end of year	2015-09-30	$0
Employer contributions (assets) at beginning of year	2015-09-30	$387,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$370,857
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
2014 : SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total income from all sources (including contributions)	2014-09-30	$984,265
Total loss/gain on sale of assets	2014-09-30	$0
Total of all expenses incurred	2014-09-30	$457,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$456,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$377,080
Value of total assets at end of year	2014-09-30	$6,021,511
Value of total assets at beginning of year	2014-09-30	$5,494,758
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$1,491
Total interest from all sources	2014-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$179,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-09-30	$179,607
Administrative expenses professional fees incurred	2014-09-30	$918
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$10,000,000
If this is an individual account plan, was there a blackout period	2014-09-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Administrative expenses (other) incurred	2014-09-30	$573
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$526,753
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$6,021,511
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$5,494,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$4,483,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$3,955,733
Value of interest in common/collective trusts at end of year	2014-09-30	$1,150,799
Value of interest in common/collective trusts at beginning of year	2014-09-30	$1,150,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$354,129
Net investment gain or loss from common/collective trusts	2014-09-30	$73,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Contributions received in cash from employer	2014-09-30	$377,080
Employer contributions (assets) at end of year	2014-09-30	$387,000
Employer contributions (assets) at beginning of year	2014-09-30	$388,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$456,021
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-09-30	Yes
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	ERNST & YOUNG LLP
Accountancy firm EIN	2014-09-30	346565596
2013 : SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$986,022
Total loss/gain on sale of assets	2013-09-30	$0
Total of all expenses incurred	2013-09-30	$428,817
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$428,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$389,331
Value of total assets at end of year	2013-09-30	$5,494,758
Value of total assets at beginning of year	2013-09-30	$4,937,553
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$0
Total interest from all sources	2013-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$107,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$107,206
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$10,000,000
If this is an individual account plan, was there a blackout period	2013-09-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$557,205
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$5,494,758
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$4,937,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$3,955,733
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$3,451,638
Value of interest in common/collective trusts at end of year	2013-09-30	$1,150,225
Value of interest in common/collective trusts at beginning of year	2013-09-30	$1,142,115
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$445,031
Net investment gain or loss from common/collective trusts	2013-09-30	$44,454
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Contributions received in cash from employer	2013-09-30	$389,331
Employer contributions (assets) at end of year	2013-09-30	$388,800
Employer contributions (assets) at beginning of year	2013-09-30	$343,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$428,817
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-09-30	Yes
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	ERNST & YOUNG LLP
Accountancy firm EIN	2013-09-30	346565596
2012 : SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$945,453
Total loss/gain on sale of assets	2012-09-30	$0
Total of all expenses incurred	2012-09-30	$365,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$365,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$225,544
Value of total assets at end of year	2012-09-30	$4,937,553
Value of total assets at beginning of year	2012-09-30	$4,357,384
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$0
Total interest from all sources	2012-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$79,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-09-30	$79,866
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$10,000,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$580,169
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$4,937,553
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$4,357,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$3,451,638
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$2,744,027
Value of interest in common/collective trusts at end of year	2012-09-30	$1,142,115
Value of interest in common/collective trusts at beginning of year	2012-09-30	$1,238,657
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$551,700
Net investment gain or loss from common/collective trusts	2012-09-30	$88,343
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Contributions received in cash from employer	2012-09-30	$225,544
Employer contributions (assets) at end of year	2012-09-30	$343,800
Employer contributions (assets) at beginning of year	2012-09-30	$374,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$365,284
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	ERNST & YOUNG LLP
Accountancy firm EIN	2012-09-30	346565596
2011 : SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$400,724
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$325,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$325,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$387,032
Value of total assets at end of year	2011-09-30	$4,357,384
Value of total assets at beginning of year	2011-09-30	$4,282,534
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$0
Total interest from all sources	2011-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$65,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-09-30	$65,969
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$10,000,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$74,850
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$4,357,384
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$4,282,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$2,744,027
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$2,616,052
Value of interest in common/collective trusts at end of year	2011-09-30	$1,238,657
Value of interest in common/collective trusts at beginning of year	2011-09-30	$1,171,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-89,900
Net investment gain or loss from common/collective trusts	2011-09-30	$37,623
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$387,032
Employer contributions (assets) at end of year	2011-09-30	$374,700
Employer contributions (assets) at beginning of year	2011-09-30	$495,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$325,874
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	ERNST & YOUNG LLP
Accountancy firm EIN	2011-09-30	346565596
2010 : SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN

2015: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	Yes
2015-10-01	This submission is the final filing	Yes
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	Yes
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	Yes
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: SHEARMAN & STERLING LLP NON-MANAGEMENT PROFIT SHARING BONUS PLAN 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	No
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No

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Company Name:	SHEARMAN & STERLING LLP
Employer identification number (EIN):	135514352
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers