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Plan Name | LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN |
Plan identification number | 003 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | LAZARD ASSET MANAGEMENT LLC |
Employer identification number (EIN): | 135545100 |
NAIC Classification: | 523110 |
NAIC Description: | Investment Banking and Securities Dealing |
Additional information about LAZARD ASSET MANAGEMENT LLC
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1992-04-13 |
Company Identification Number: | 1628467 |
Legal Registered Office Address: |
30 ROCKEFELLER PLAZA New York NEW YORK United States of America (USA) 10112 |
More information about LAZARD ASSET MANAGEMENT LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
003 | 2022-01-01 | LORENA RISO | 2023-10-08 | DAVID D'AMORE | 2023-10-09 |
003 | 2021-01-01 | LORENA RISO | 2022-10-11 | JOHN CEGLIA | 2022-10-11 |
003 | 2020-01-01 | LORENA RISO | 2021-10-13 | JOHN CEGLIA | 2021-10-13 |
003 | 2019-01-01 | LORENA RISO | 2020-09-30 | JOHN CEGLIA | 2020-10-08 |
003 | 2018-01-01 | LORENA RISO | 2019-09-17 | JOHN CEGLIA | 2019-09-17 |
003 | 2017-01-01 | ||||
003 | 2016-01-01 | ||||
003 | 2015-01-01 | LORENA RISO | |||
003 | 2014-01-01 | LORENA RISO | |||
003 | 2013-01-01 | LORENA RISO | |||
003 | 2012-01-01 | LORENA RISO | |||
003 | 2011-01-01 | LORENA RISO | |||
003 | 2010-01-01 | PAUL ARISTY | |||
003 | 2009-01-01 | PAUL ARISTY | JOHN CEGLIA | 2010-10-14 |
Measure | Date | Value |
---|---|---|
2022: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 2,539 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 1,820 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 10 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 1,143 |
Total of all active and inactive participants | 2022-01-01 | 2,973 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 2 |
Total participants | 2022-01-01 | 2,975 |
Number of participants with account balances | 2022-01-01 | 2,781 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 69 |
2021: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 2,384 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 1,548 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 10 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 979 |
Total of all active and inactive participants | 2021-01-01 | 2,537 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 2 |
Total participants | 2021-01-01 | 2,539 |
Number of participants with account balances | 2021-01-01 | 2,374 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 94 |
2020: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 2,283 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 1,500 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 879 |
Total of all active and inactive participants | 2020-01-01 | 2,381 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 3 |
Total participants | 2020-01-01 | 2,384 |
Number of participants with account balances | 2020-01-01 | 2,245 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 47 |
2019: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 2,196 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 1,393 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 8 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 881 |
Total of all active and inactive participants | 2019-01-01 | 2,282 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 1 |
Total participants | 2019-01-01 | 2,283 |
Number of participants with account balances | 2019-01-01 | 2,130 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 101 |
2018: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 2,025 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 1,421 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 8 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 765 |
Total of all active and inactive participants | 2018-01-01 | 2,194 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 2 |
Total participants | 2018-01-01 | 2,196 |
Number of participants with account balances | 2018-01-01 | 2,028 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 73 |
2017: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 1,931 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 1,342 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 680 |
Total of all active and inactive participants | 2017-01-01 | 2,024 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 1 |
Total participants | 2017-01-01 | 2,025 |
Number of participants with account balances | 2017-01-01 | 1,870 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 57 |
2016: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 1,829 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 1,291 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 637 |
Total of all active and inactive participants | 2016-01-01 | 1,930 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 1 |
Total participants | 2016-01-01 | 1,931 |
Number of participants with account balances | 2016-01-01 | 1,777 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 49 |
2015: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 1,714 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 1,231 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 594 |
Total of all active and inactive participants | 2015-01-01 | 1,827 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 2 |
Total participants | 2015-01-01 | 1,829 |
Number of participants with account balances | 2015-01-01 | 1,681 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 49 |
2014: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 1,622 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 1,173 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 538 |
Total of all active and inactive participants | 2014-01-01 | 1,712 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 2 |
Total participants | 2014-01-01 | 1,714 |
Number of participants with account balances | 2014-01-01 | 1,569 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 38 |
2013: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 1,642 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 1,111 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 509 |
Total of all active and inactive participants | 2013-01-01 | 1,620 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 2 |
Total participants | 2013-01-01 | 1,622 |
Number of participants with account balances | 2013-01-01 | 1,450 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 13 |
2012: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 1,734 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 1,121 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 521 |
Total of all active and inactive participants | 2012-01-01 | 1,642 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 1,642 |
Number of participants with account balances | 2012-01-01 | 1,458 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 39 |
2011: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 1,672 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 1,134 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 600 |
Total of all active and inactive participants | 2011-01-01 | 1,734 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 1,734 |
Number of participants with account balances | 2011-01-01 | 1,538 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 21 |
2010: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 1,620 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 1,058 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 614 |
Total of all active and inactive participants | 2010-01-01 | 1,672 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 1,672 |
Number of participants with account balances | 2010-01-01 | 1,463 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 34 |
2009: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 1,639 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 1,047 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 573 |
Total of all active and inactive participants | 2009-01-01 | 1,620 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 1,620 |
Number of participants with account balances | 2009-01-01 | 1,423 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 36 |
Measure | Date | Value |
---|---|---|
2022 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $31,739,284 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-72,626,313 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $24,687,143 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $24,423,815 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $50,858,144 |
Value of total assets at end of year | 2022-12-31 | $593,682,092 |
Value of total assets at beginning of year | 2022-12-31 | $659,256,264 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $263,328 |
Total interest from all sources | 2022-12-31 | $131,938 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $11,433,067 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $11,433,067 |
Administrative expenses professional fees incurred | 2022-12-31 | $25,282 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $31,255,109 |
Participant contributions at end of year | 2022-12-31 | $2,896,599 |
Participant contributions at beginning of year | 2022-12-31 | $2,712,581 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $157,636,107 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $186,663,954 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $7,452,753 |
Other income not declared elsewhere | 2022-12-31 | $-34,367,360 |
Administrative expenses (other) incurred | 2022-12-31 | $237,963 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-97,313,456 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $593,682,092 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $659,256,264 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $83 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $432,539,785 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $469,879,729 |
Interest on participant loans | 2022-12-31 | $131,938 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-100,682,102 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $12,150,282 |
Employer contributions (assets) at end of year | 2022-12-31 | $609,601 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $24,423,815 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2022-12-31 | 133891517 |
2021 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $134,115,355 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $30,929,840 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $30,733,813 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $45,736,666 |
Value of total assets at end of year | 2021-12-31 | $659,256,264 |
Value of total assets at beginning of year | 2021-12-31 | $556,070,749 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $196,027 |
Total interest from all sources | 2021-12-31 | $146,706 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $23,091,336 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $23,091,336 |
Administrative expenses professional fees incurred | 2021-12-31 | $15,453 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $28,129,502 |
Participant contributions at end of year | 2021-12-31 | $2,712,581 |
Participant contributions at beginning of year | 2021-12-31 | $2,816,676 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $186,663,954 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $163,049,595 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $7,255,427 |
Other income not declared elsewhere | 2021-12-31 | $27,883,884 |
Administrative expenses (other) incurred | 2021-12-31 | $180,574 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $103,185,515 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $659,256,264 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $556,070,749 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $469,879,729 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $390,204,478 |
Interest on participant loans | 2021-12-31 | $146,706 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $37,256,763 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $10,351,737 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $30,733,813 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2021-12-31 | 133891517 |
2020 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $117,111,647 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $26,695,231 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $26,517,482 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $38,653,743 |
Value of total assets at end of year | 2020-12-31 | $556,070,749 |
Value of total assets at beginning of year | 2020-12-31 | $465,654,333 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $177,749 |
Total interest from all sources | 2020-12-31 | $144,489 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $14,651,441 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $14,651,441 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $25,861,381 |
Participant contributions at end of year | 2020-12-31 | $2,816,676 |
Participant contributions at beginning of year | 2020-12-31 | $2,668,243 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $163,049,595 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $131,094,857 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $3,075,515 |
Other income not declared elsewhere | 2020-12-31 | $22,047,018 |
Administrative expenses (other) incurred | 2020-12-31 | $173,520 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $90,416,416 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $556,070,749 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $465,654,333 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $4,229 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $390,204,478 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $331,891,233 |
Interest on participant loans | 2020-12-31 | $144,489 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $41,614,956 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $9,716,847 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $26,517,482 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2020-12-31 | 133891517 |
2019 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $128,111,704 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $22,006,952 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $21,839,559 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $40,556,052 |
Value of total assets at end of year | 2019-12-31 | $465,654,333 |
Value of total assets at beginning of year | 2019-12-31 | $359,549,581 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $167,393 |
Total interest from all sources | 2019-12-31 | $121,784 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $10,675,202 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $10,675,202 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $23,802,577 |
Participant contributions at end of year | 2019-12-31 | $2,668,243 |
Participant contributions at beginning of year | 2019-12-31 | $2,416,168 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $131,094,857 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $107,341,973 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $7,558,073 |
Other income not declared elsewhere | 2019-12-31 | $15,755,669 |
Administrative expenses (other) incurred | 2019-12-31 | $167,393 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $106,104,752 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $465,654,333 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $359,549,581 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $331,891,233 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $249,791,440 |
Interest on participant loans | 2019-12-31 | $121,784 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $61,002,997 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $9,195,402 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $21,839,559 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2019-12-31 | 133891517 |
2018 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $10,479,422 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $14,279,611 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $14,133,569 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $33,649,077 |
Value of total assets at end of year | 2018-12-31 | $359,549,581 |
Value of total assets at beginning of year | 2018-12-31 | $363,349,770 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $146,042 |
Total interest from all sources | 2018-12-31 | $106,891 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $17,970,773 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $17,970,773 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $21,748,650 |
Participant contributions at end of year | 2018-12-31 | $2,416,168 |
Participant contributions at beginning of year | 2018-12-31 | $2,198,214 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $107,341,973 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $111,097,169 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $3,414,460 |
Other income not declared elsewhere | 2018-12-31 | $-1,805,864 |
Administrative expenses (other) incurred | 2018-12-31 | $146,042 |
Total non interest bearing cash at end of year | 2018-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $28,072 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-3,800,189 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $359,549,581 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $363,349,770 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $249,791,440 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $250,026,315 |
Interest on participant loans | 2018-12-31 | $106,891 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-39,441,455 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $8,485,967 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $14,133,569 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2018-12-31 | 133891517 |
2017 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $84,442,817 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $13,512,258 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $13,503,637 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $30,692,497 |
Value of total assets at end of year | 2017-12-31 | $363,349,770 |
Value of total assets at beginning of year | 2017-12-31 | $292,419,211 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $8,621 |
Total interest from all sources | 2017-12-31 | $99,599 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $13,510,274 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $13,510,274 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $19,350,232 |
Participant contributions at end of year | 2017-12-31 | $2,198,214 |
Participant contributions at beginning of year | 2017-12-31 | $2,443,865 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $111,097,169 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $95,723,548 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $3,229,638 |
Other income not declared elsewhere | 2017-12-31 | $5,731,993 |
Administrative expenses (other) incurred | 2017-12-31 | $8,621 |
Total non interest bearing cash at end of year | 2017-12-31 | $28,072 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $30,807 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $70,930,559 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $363,349,770 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $292,419,211 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $250,026,315 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $194,220,991 |
Interest on participant loans | 2017-12-31 | $99,599 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $34,408,454 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $8,112,627 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $13,503,637 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2017-12-31 | 133891517 |
2016 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $47,746,200 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $11,986,448 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $11,942,536 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $29,321,625 |
Value of total assets at end of year | 2016-12-31 | $292,419,211 |
Value of total assets at beginning of year | 2016-12-31 | $256,659,459 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $43,912 |
Total interest from all sources | 2016-12-31 | $98,702 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $5,104,915 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $5,104,915 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $17,275,420 |
Participant contributions at end of year | 2016-12-31 | $2,443,865 |
Participant contributions at beginning of year | 2016-12-31 | $2,298,638 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $95,723,548 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $88,206,571 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $4,408,288 |
Other income not declared elsewhere | 2016-12-31 | $5,715,463 |
Administrative expenses (other) incurred | 2016-12-31 | $43,912 |
Total non interest bearing cash at end of year | 2016-12-31 | $30,807 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $35,759,752 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $292,419,211 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $256,659,459 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $194,220,991 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $166,154,250 |
Interest on participant loans | 2016-12-31 | $98,702 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $7,505,495 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $7,637,917 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $11,942,536 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2016-12-31 | 133891517 |
2015 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $23,339,720 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $8,810,428 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $8,810,181 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $25,681,149 |
Value of total assets at end of year | 2015-12-31 | $256,659,459 |
Value of total assets at beginning of year | 2015-12-31 | $242,130,167 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $247 |
Total interest from all sources | 2015-12-31 | $100,215 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $6,416,925 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $6,416,925 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $15,949,741 |
Participant contributions at end of year | 2015-12-31 | $2,298,638 |
Participant contributions at beginning of year | 2015-12-31 | $2,458,895 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $88,206,571 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $85,875,493 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $3,874,507 |
Other income not declared elsewhere | 2015-12-31 | $-1,541,163 |
Administrative expenses (other) incurred | 2015-12-31 | $247 |
Total non interest bearing cash at end of year | 2015-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $44,187 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $14,529,292 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $256,659,459 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $242,130,167 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $166,154,250 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $153,751,592 |
Interest on participant loans | 2015-12-31 | $100,215 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-7,317,406 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $5,856,901 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $8,810,181 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2015-12-31 | 133891517 |
2014 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $35,381,478 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $13,067,861 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $13,066,208 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $20,038,711 |
Value of total assets at end of year | 2014-12-31 | $242,130,167 |
Value of total assets at beginning of year | 2014-12-31 | $219,816,550 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,653 |
Total interest from all sources | 2014-12-31 | $106,563 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $2,619,531 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $2,619,531 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $13,010,451 |
Participant contributions at end of year | 2014-12-31 | $2,458,895 |
Participant contributions at beginning of year | 2014-12-31 | $2,338,985 |
Participant contributions at end of year | 2014-12-31 | $0 |
Participant contributions at beginning of year | 2014-12-31 | $167,002 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $85,875,493 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $80,039,935 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $2,184,356 |
Other income not declared elsewhere | 2014-12-31 | $11,385,860 |
Administrative expenses (other) incurred | 2014-12-31 | $1,653 |
Total non interest bearing cash at end of year | 2014-12-31 | $44,187 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $22,313,617 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $242,130,167 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $219,816,550 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $153,751,592 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $137,228,061 |
Interest on participant loans | 2014-12-31 | $106,563 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,230,813 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $4,843,904 |
Employer contributions (assets) at end of year | 2014-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $42,567 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $13,066,208 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2014-12-31 | 133891517 |
2013 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $300,043 |
Total income from all sources (including contributions) | 2013-12-31 | $52,937,977 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $24,591,552 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $24,577,069 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $17,407,476 |
Value of total assets at end of year | 2013-12-31 | $219,816,550 |
Value of total assets at beginning of year | 2013-12-31 | $191,770,168 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $14,483 |
Total interest from all sources | 2013-12-31 | $103,603 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $4,224,440 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $4,224,440 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $12,073,246 |
Participant contributions at end of year | 2013-12-31 | $2,338,985 |
Participant contributions at beginning of year | 2013-12-31 | $2,056,573 |
Participant contributions at end of year | 2013-12-31 | $167,002 |
Participant contributions at beginning of year | 2013-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $80,039,935 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $75,139,722 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $902,840 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $35,458 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $300,043 |
Other income not declared elsewhere | 2013-12-31 | $10,392,605 |
Administrative expenses (other) incurred | 2013-12-31 | $1,152 |
Total non interest bearing cash at end of year | 2013-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $363,658 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $28,346,425 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $219,816,550 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $191,470,125 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $6,573 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $137,228,061 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $114,174,757 |
Interest on participant loans | 2013-12-31 | $103,603 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $20,809,853 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $4,431,390 |
Employer contributions (assets) at end of year | 2013-12-31 | $42,567 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $24,577,069 |
Contract administrator fees | 2013-12-31 | $6,758 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2013-12-31 | 133891517 |
2012 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $300,043 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $259,050 |
Total income from all sources (including contributions) | 2012-12-31 | $38,299,259 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $13,006,176 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $12,975,837 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $18,447,788 |
Value of total assets at end of year | 2012-12-31 | $191,770,168 |
Value of total assets at beginning of year | 2012-12-31 | $166,436,092 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $30,339 |
Total interest from all sources | 2012-12-31 | $104,808 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $3,054,531 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $3,054,531 |
Administrative expenses professional fees incurred | 2012-12-31 | $20,574 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $40,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $11,682,008 |
Participant contributions at end of year | 2012-12-31 | $2,056,573 |
Participant contributions at beginning of year | 2012-12-31 | $1,920,846 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $75,139,722 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $69,175,387 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $2,442,557 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $35,458 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $924,036 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $300,043 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $259,050 |
Other income not declared elsewhere | 2012-12-31 | $6,538,076 |
Total non interest bearing cash at end of year | 2012-12-31 | $363,658 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $347,743 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $25,293,083 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $191,470,125 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $166,177,042 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2012-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $277,370 |
Investment advisory and management fees | 2012-12-31 | $1,718 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $114,174,757 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $84,079,546 |
Interest on participant loans | 2012-12-31 | $104,808 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $9,711,164 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $10,015,218 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $138,838 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $4,323,223 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $12,975,837 |
Contract administrator fees | 2012-12-31 | $8,047 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2012-12-31 | 133891517 |
2011 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-57,803 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-57,803 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $259,050 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $311,256 |
Total income from all sources (including contributions) | 2011-12-31 | $13,719,291 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $9,498,811 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $9,218,683 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $17,436,662 |
Value of total assets at end of year | 2011-12-31 | $166,436,092 |
Value of total assets at beginning of year | 2011-12-31 | $162,267,818 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $280,128 |
Total interest from all sources | 2011-12-31 | $112,616 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $2,023,775 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $2,023,775 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $40,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $11,325,159 |
Participant contributions at end of year | 2011-12-31 | $1,920,846 |
Participant contributions at beginning of year | 2011-12-31 | $1,941,436 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $69,175,387 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $72,464,059 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,315,914 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $924,036 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $152,037 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $259,050 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $311,256 |
Other income not declared elsewhere | 2011-12-31 | $-2,657,550 |
Administrative expenses (other) incurred | 2011-12-31 | $226,691 |
Total non interest bearing cash at end of year | 2011-12-31 | $347,743 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $276,397 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $4,220,480 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $166,177,042 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $161,956,562 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2011-12-31 | $277,370 |
Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $0 |
Investment advisory and management fees | 2011-12-31 | $53,437 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $84,079,546 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $79,651,123 |
Interest on participant loans | 2011-12-31 | $112,616 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $9,711,164 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $7,782,766 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,277,419 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $139,010 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $4,795,589 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $9,218,683 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2011-12-31 | 133891517 |
2010 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $311,256 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $142,413 |
Total income from all sources (including contributions) | 2010-12-31 | $33,303,853 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $15,555,105 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $15,280,787 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $15,418,324 |
Value of total assets at end of year | 2010-12-31 | $162,267,818 |
Value of total assets at beginning of year | 2010-12-31 | $144,350,227 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $274,318 |
Total interest from all sources | 2010-12-31 | $103,992 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,674,987 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $1,674,987 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $40,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $10,205,254 |
Participant contributions at end of year | 2010-12-31 | $1,941,436 |
Participant contributions at beginning of year | 2010-12-31 | $1,607,561 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $72,464,059 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $70,354,799 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,098,210 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $152,037 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $18,161 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $311,256 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $142,413 |
Other income not declared elsewhere | 2010-12-31 | $7,870,682 |
Administrative expenses (other) incurred | 2010-12-31 | $185,255 |
Total non interest bearing cash at end of year | 2010-12-31 | $276,397 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $72,312 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $17,748,748 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $161,956,562 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $144,207,814 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $89,063 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $79,651,123 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $65,643,610 |
Interest on participant loans | 2010-12-31 | $103,992 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $7,782,766 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $6,653,784 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $7,889,288 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $346,580 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $4,114,860 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $15,280,787 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2010-12-31 | 133891517 |
2009 : LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2022: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: LAZARD FRERES & CO. LLC EMPLOYEES' SAVINGS PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |