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NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 401k Plan overview

Plan NameNYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION
Plan identification number 005

NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEW YORK UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:NEW YORK UNIVERSITY
Employer identification number (EIN):135562308
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about NEW YORK UNIVERSITY

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 2016-03-07
Company Identification Number: 603593869
Legal Registered Office Address: 3400 CAPITL BLVD SE STE 101

TUMWATER
United States of America (USA)
98501

More information about NEW YORK UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052022-01-01
0052021-01-01
0052020-01-01
0052019-01-01
0052018-01-01
0052017-01-01FRANK FRANZI FRANK FRANZI2018-10-09
0052016-01-01FRANK FRANZI FRANK FRANZI2017-10-09
0052015-01-01MARGARET M. MEAGHER MARGARET M. MEAGHER2016-10-17
0052014-01-01MARGARET M. MEAGHER MARGARET M. MEAGHER2015-10-15
0052013-01-01MARGARET M. MEAGHER MARGARET M. MEAGHER2014-10-14
0052012-01-01MARGARET M. MEAGHER
0052011-01-01MARGARET M. MEAGHER
0052009-01-01MARGARET M MEAGHER MARGARET M MEAGHER2010-10-15
0052009-01-01MARGARET M MEAGHER MARGARET M MEAGHER2011-03-04
0052009-01-01MARGARET M MEAGHER MARGARET M MEAGHER2011-03-04

Plan Statistics for NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION

401k plan membership statisitcs for NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION

Measure Date Value
2022: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2022 401k membership
Total participants, beginning-of-year2022-01-0110,784
Total number of active participants reported on line 7a of the Form 55002022-01-016,243
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-015,086
Total of all active and inactive participants2022-01-0111,329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01137
Total participants2022-01-0111,466
Number of participants with account balances2022-01-0111,051
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01137
2021: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2021 401k membership
Total participants, beginning-of-year2021-01-0110,435
Total number of active participants reported on line 7a of the Form 55002021-01-015,891
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-014,855
Total of all active and inactive participants2021-01-0110,746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01116
Total participants2021-01-0110,862
Number of participants with account balances2021-01-0110,498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01137
2020: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2020 401k membership
Total participants, beginning-of-year2020-01-0110,019
Total number of active participants reported on line 7a of the Form 55002020-01-015,576
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-014,772
Total of all active and inactive participants2020-01-0110,348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0146
Total participants2020-01-0110,394
Number of participants with account balances2020-01-0110,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0199
2019: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2019 401k membership
Total participants, beginning-of-year2019-01-019,506
Total number of active participants reported on line 7a of the Form 55002019-01-015,333
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-014,656
Total of all active and inactive participants2019-01-019,989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0135
Total participants2019-01-0110,024
Number of participants with account balances2019-01-019,904
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01127
2018: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2018 401k membership
Total participants, beginning-of-year2018-01-018,916
Total number of active participants reported on line 7a of the Form 55002018-01-014,861
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-014,480
Total of all active and inactive participants2018-01-019,341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0137
Total participants2018-01-019,378
Number of participants with account balances2018-01-019,141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01125
2017: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2017 401k membership
Total participants, beginning-of-year2017-01-018,559
Total number of active participants reported on line 7a of the Form 55002017-01-014,595
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-014,295
Total of all active and inactive participants2017-01-018,890
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0130
Total participants2017-01-018,920
Number of participants with account balances2017-01-018,839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0183
2016: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2016 401k membership
Total participants, beginning-of-year2016-01-018,293
Total number of active participants reported on line 7a of the Form 55002016-01-014,368
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-014,164
Total of all active and inactive participants2016-01-018,532
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0128
Total participants2016-01-018,560
Number of participants with account balances2016-01-018,481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0191
2015: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2015 401k membership
Total participants, beginning-of-year2015-01-017,647
Total number of active participants reported on line 7a of the Form 55002015-01-014,694
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-013,592
Total of all active and inactive participants2015-01-018,286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0126
Total participants2015-01-018,312
Number of participants with account balances2015-01-018,250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01129
2014: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2014 401k membership
Total participants, beginning-of-year2014-01-017,117
Total number of active participants reported on line 7a of the Form 55002014-01-015,573
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012,051
Total of all active and inactive participants2014-01-017,624
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0124
Total participants2014-01-017,648
Number of participants with account balances2014-01-017,862
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01177
2013: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2013 401k membership
Total participants, beginning-of-year2013-01-018,290
Total number of active participants reported on line 7a of the Form 55002013-01-016,647
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011,099
Total of all active and inactive participants2013-01-017,746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0119
Total participants2013-01-017,765
Number of participants with account balances2013-01-017,658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0183
2012: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2012 401k membership
Total participants, beginning-of-year2012-01-019,020
Total number of active participants reported on line 7a of the Form 55002012-01-0110,663
Number of retired or separated participants receiving benefits2012-01-0137
Number of other retired or separated participants entitled to future benefits2012-01-011,152
Total of all active and inactive participants2012-01-0111,852
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0124
Total participants2012-01-0111,876
Number of participants with account balances2012-01-0110,572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2011 401k membership
Total participants, beginning-of-year2011-01-019,236
Total number of active participants reported on line 7a of the Form 55002011-01-018,594
Number of retired or separated participants receiving benefits2011-01-0135
Number of other retired or separated participants entitled to future benefits2011-01-01674
Total of all active and inactive participants2011-01-019,303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0119
Total participants2011-01-019,322
Number of participants with account balances2011-01-018,164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0131
2009: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2009 401k membership
Total participants, beginning-of-year2009-01-0110,903
Total number of active participants reported on line 7a of the Form 55002009-01-017,938
Number of retired or separated participants receiving benefits2009-01-0127
Number of other retired or separated participants entitled to future benefits2009-01-01349
Total of all active and inactive participants2009-01-018,314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0114
Total participants2009-01-018,328
Number of participants with account balances2009-01-016,720
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION

Measure Date Value
2022 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$23,725
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$16,400
Total income from all sources (including contributions)2022-12-31$-307,284,228
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$133,059,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$132,963,278
Expenses. Certain deemed distributions of participant loans2022-12-31$49,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$214,529,862
Value of total assets at end of year2022-12-31$3,379,959,114
Value of total assets at beginning of year2022-12-31$3,820,295,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$46,085
Total interest from all sources2022-12-31$27,941,914
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$71,658,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$71,658,369
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$15,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$86,244,704
Participant contributions at end of year2022-12-31$2,307,727
Participant contributions at beginning of year2022-12-31$1,278,482
Participant contributions at end of year2022-12-31$8,493,135
Participant contributions at beginning of year2022-12-31$7,262,688
Assets. Other investments not covered elsewhere at end of year2022-12-31$5,616,954
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$6,120,757
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$29,530,578
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$23,725
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$16,400
Other income not declared elsewhere2022-12-31$492,051
Administrative expenses (other) incurred2022-12-31$46,085
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-440,343,589
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,379,935,389
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,820,278,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,500,811,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,969,563,364
Value of interest in pooled separate accounts at end of year2022-12-31$98,209,041
Value of interest in pooled separate accounts at beginning of year2022-12-31$98,787,048
Interest on participant loans2022-12-31$83,001
Interest earned on other investments2022-12-31$27,182,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$55,016,435
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$33,869,519
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$33,869,519
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$676,039
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$700,911,196
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$695,802,855
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$4,519,349
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-630,002,623
Net investment gain/loss from pooled separate accounts2022-12-31$8,096,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$98,754,580
Employer contributions (assets) at end of year2022-12-31$8,593,500
Employer contributions (assets) at beginning of year2022-12-31$7,610,665
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$128,443,929
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31441060260
2021 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$16,400
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$638,536,873
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$141,126,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$141,105,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$190,672,411
Value of total assets at end of year2021-12-31$3,820,295,378
Value of total assets at beginning of year2021-12-31$3,322,868,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$21,500
Total interest from all sources2021-12-31$23,193,495
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$90,599,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$90,599,723
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$77,961,788
Participant contributions at end of year2021-12-31$1,278,482
Participant contributions at beginning of year2021-12-31$0
Participant contributions at end of year2021-12-31$7,262,688
Participant contributions at beginning of year2021-12-31$6,795,606
Assets. Other investments not covered elsewhere at end of year2021-12-31$6,120,757
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$21,858,896
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$16,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$1,892,846
Administrative expenses (other) incurred2021-12-31$21,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$497,410,200
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,820,278,978
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,322,868,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,969,563,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,486,434,877
Value of interest in pooled separate accounts at end of year2021-12-31$98,787,048
Value of interest in pooled separate accounts at beginning of year2021-12-31$92,473,193
Interest on participant loans2021-12-31$23,304
Interest earned on other investments2021-12-31$23,166,414
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$33,869,519
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$44,133,730
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$44,133,730
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$3,777
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$695,802,855
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$685,713,882
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$4,064,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$316,420,545
Net investment gain/loss from pooled separate accounts2021-12-31$15,757,853
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$90,851,727
Employer contributions (assets) at end of year2021-12-31$7,610,665
Employer contributions (assets) at beginning of year2021-12-31$7,317,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$137,040,923
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31441060260
2020 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$2,511,834
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$579,722,518
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$113,797,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$113,797,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$192,267,135
Value of total assets at end of year2020-12-31$3,322,868,778
Value of total assets at beginning of year2020-12-31$2,854,432,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$217
Total interest from all sources2020-12-31$24,914,159
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$56,695,196
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$56,695,196
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$73,871,258
Participant contributions at end of year2020-12-31$6,795,606
Participant contributions at beginning of year2020-12-31$7,257,049
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$27,836,333
Other income not declared elsewhere2020-12-31$793,195
Administrative expenses (other) incurred2020-12-31$217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$465,924,854
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,322,868,778
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,854,432,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,486,434,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,063,685,430
Value of interest in pooled separate accounts at end of year2020-12-31$92,473,193
Value of interest in pooled separate accounts at beginning of year2020-12-31$103,569,885
Interest earned on other investments2020-12-31$24,731,942
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$44,133,730
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$37,354,295
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$37,354,295
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$182,217
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$685,713,882
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$635,618,091
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,989,854
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$305,925,113
Net investment gain/loss from pooled separate accounts2020-12-31$-872,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$90,559,544
Employer contributions (assets) at end of year2020-12-31$7,317,490
Employer contributions (assets) at beginning of year2020-12-31$6,947,340
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$110,807,593
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD CPAS & ADVISORS
Accountancy firm EIN2020-12-31441060260
2019 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$9,595,704
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$654,060,095
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$124,072,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$124,063,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$224,918,656
Value of total assets at end of year2019-12-31$2,854,432,090
Value of total assets at beginning of year2019-12-31$2,314,848,541
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,454
Total interest from all sources2019-12-31$24,344,989
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$49,586,738
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$49,586,738
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$76,435,512
Participant contributions at end of year2019-12-31$7,257,049
Participant contributions at beginning of year2019-12-31$287,622
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$58,607,197
Other income not declared elsewhere2019-12-31$681,923
Administrative expenses (other) incurred2019-12-31$8,454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$529,987,845
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,854,432,090
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,314,848,541
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,063,685,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,584,800,650
Value of interest in pooled separate accounts at end of year2019-12-31$103,569,885
Value of interest in pooled separate accounts at beginning of year2019-12-31$90,882,115
Interest earned on other investments2019-12-31$23,602,399
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$37,354,295
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$32,382,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$32,382,941
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$742,590
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$635,618,091
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$606,136,871
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$5,076,737
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$349,333,017
Net investment gain/loss from pooled separate accounts2019-12-31$5,194,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$89,875,947
Employer contributions (assets) at end of year2019-12-31$6,947,340
Employer contributions (assets) at beginning of year2019-12-31$358,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$118,987,059
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2019-12-31134008324
2018 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$75,117,077
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$113,589,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$113,587,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$159,252,193
Value of total assets at end of year2018-12-31$2,314,848,541
Value of total assets at beginning of year2018-12-31$2,353,320,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,420
Total interest from all sources2018-12-31$24,101,463
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$49,320,101
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$49,320,101
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$57,449,415
Participant contributions at end of year2018-12-31$287,622
Participant contributions at beginning of year2018-12-31$326,386
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$33,440,448
Other income not declared elsewhere2018-12-31$773,245
Administrative expenses (other) incurred2018-12-31$2,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-38,472,416
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,314,848,541
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,353,320,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,584,800,650
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,683,401,690
Value of interest in pooled separate accounts at end of year2018-12-31$90,882,115
Value of interest in pooled separate accounts at beginning of year2018-12-31$84,910,473
Interest earned on other investments2018-12-31$23,557,716
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$32,382,941
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$543,747
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$606,136,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$584,303,277
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$9,173,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-162,406,827
Net investment gain/loss from pooled separate accounts2018-12-31$4,076,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$68,362,330
Employer contributions (assets) at end of year2018-12-31$358,342
Employer contributions (assets) at beginning of year2018-12-31$379,131
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$104,413,574
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2018-12-31134008324
2017 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$437,076,355
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$101,816,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$101,814,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$140,769,287
Value of total assets at end of year2017-12-31$2,353,320,957
Value of total assets at beginning of year2017-12-31$2,018,061,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,144
Total interest from all sources2017-12-31$22,357,200
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$32,963,286
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$32,963,286
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$46,449,608
Participant contributions at end of year2017-12-31$326,386
Participant contributions at beginning of year2017-12-31$4,703,049
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$37,291,406
Other income not declared elsewhere2017-12-31$557,060
Administrative expenses (other) incurred2017-12-31$2,144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$335,259,731
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,353,320,957
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,018,061,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,683,401,690
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,359,441,034
Value of interest in pooled separate accounts at end of year2017-12-31$84,910,473
Value of interest in pooled separate accounts at beginning of year2017-12-31$80,543,700
Interest earned on other investments2017-12-31$22,357,200
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$584,303,277
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$568,584,972
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$5,654,970
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$236,873,067
Net investment gain/loss from pooled separate accounts2017-12-31$3,556,455
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$57,028,273
Employer contributions (assets) at end of year2017-12-31$379,131
Employer contributions (assets) at beginning of year2017-12-31$4,788,471
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$96,159,510
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2017-12-31134008324
2016 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$14,725,436
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$269,950,892
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$79,023,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$79,016,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$140,735,076
Value of total assets at end of year2016-12-31$2,018,061,226
Value of total assets at beginning of year2016-12-31$1,841,858,943
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,639
Total interest from all sources2016-12-31$23,629,335
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$23,837,549
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$23,837,549
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$46,805,560
Participant contributions at end of year2016-12-31$4,703,049
Participant contributions at beginning of year2016-12-31$4,415,280
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$37,774,734
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$190,927,719
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,018,061,226
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,841,858,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,359,441,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,215,167,423
Value of interest in pooled separate accounts at end of year2016-12-31$80,543,700
Value of interest in pooled separate accounts at beginning of year2016-12-31$71,049,620
Interest earned on other investments2016-12-31$23,629,335
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$568,584,972
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$546,791,593
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$9,993,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$77,919,011
Net investment gain/loss from pooled separate accounts2016-12-31$3,829,921
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$56,154,782
Employer contributions (assets) at end of year2016-12-31$4,788,471
Employer contributions (assets) at beginning of year2016-12-31$4,435,027
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$69,022,885
Contract administrator fees2016-12-31$6,639
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$144,383,694
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$80,691,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$80,690,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$120,008,695
Value of total assets at end of year2015-12-31$1,841,858,943
Value of total assets at beginning of year2015-12-31$1,778,166,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$413
Total interest from all sources2015-12-31$21,587,538
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$24,888,003
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$24,888,003
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$42,759,504
Participant contributions at end of year2015-12-31$4,415,280
Participant contributions at beginning of year2015-12-31$4,123,401
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$27,750,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$63,692,559
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,841,858,943
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,778,166,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,215,167,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,187,162,631
Value of interest in pooled separate accounts at end of year2015-12-31$71,049,620
Value of interest in pooled separate accounts at beginning of year2015-12-31$58,665,476
Interest earned on other investments2015-12-31$21,587,538
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$546,791,593
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$524,522,520
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$804,197
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-27,149,360
Net investment gain/loss from pooled separate accounts2015-12-31$5,048,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$49,498,872
Employer contributions (assets) at end of year2015-12-31$4,435,027
Employer contributions (assets) at beginning of year2015-12-31$3,692,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$79,886,525
Contract administrator fees2015-12-31$413
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$604,739
Total income from all sources (including contributions)2014-12-31$217,950,488
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$91,104,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$91,103,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$100,687,831
Value of total assets at end of year2014-12-31$1,778,166,384
Value of total assets at beginning of year2014-12-31$1,651,924,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,004
Total interest from all sources2014-12-31$21,513,956
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$24,195,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$24,195,545
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$39,254,554
Participant contributions at end of year2014-12-31$4,123,401
Participant contributions at beginning of year2014-12-31$1,542,729
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$16,415,385
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$53,474
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$379,021
Administrative expenses (other) incurred2014-12-31$1,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$126,846,450
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,778,166,384
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,651,319,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,187,162,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,097,212,521
Value of interest in pooled separate accounts at end of year2014-12-31$58,665,476
Value of interest in pooled separate accounts at beginning of year2014-12-31$46,598,118
Interest earned on other investments2014-12-31$21,513,956
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$524,522,520
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$503,794,025
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$1,453,217
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$65,519,045
Net investment gain/loss from pooled separate accounts2014-12-31$6,034,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$45,017,892
Employer contributions (assets) at end of year2014-12-31$3,692,356
Employer contributions (assets) at beginning of year2014-12-31$2,723,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$89,649,817
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$225,718
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$604,739
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$277,497
Total income from all sources (including contributions)2013-12-31$301,101,322
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$78,250,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$78,250,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$74,562,103
Value of total assets at end of year2013-12-31$1,651,924,673
Value of total assets at beginning of year2013-12-31$1,428,746,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$67
Total interest from all sources2013-12-31$20,157,062
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$14,829,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$14,829,909
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$32,638,737
Participant contributions at end of year2013-12-31$1,542,729
Participant contributions at beginning of year2013-12-31$2,249,872
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$53,474
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$379,021
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$51,779
Administrative expenses (other) incurred2013-12-31$67
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$222,851,074
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,651,319,934
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,428,468,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,097,212,521
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$894,142,119
Value of interest in pooled separate accounts at end of year2013-12-31$46,598,118
Value of interest in pooled separate accounts at beginning of year2013-12-31$39,161,196
Interest earned on other investments2013-12-31$20,157,062
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$503,794,025
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$490,751,670
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$2,792,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$187,560,386
Net investment gain/loss from pooled separate accounts2013-12-31$3,991,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$41,923,366
Employer contributions (assets) at end of year2013-12-31$2,723,806
Employer contributions (assets) at beginning of year2013-12-31$2,441,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$75,458,078
Liabilities. Value of benefit claims payable at end of year2013-12-31$225,718
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$225,718
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$277,497
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$567,497
Total income from all sources (including contributions)2012-12-31$197,146,395
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$64,295,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$64,281,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$63,957,003
Value of total assets at end of year2012-12-31$1,428,746,357
Value of total assets at beginning of year2012-12-31$1,296,185,696
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$14,380
Total interest from all sources2012-12-31$19,315,942
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$9,747,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$9,747,082
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$29,824,379
Participant contributions at end of year2012-12-31$2,249,872
Participant contributions at beginning of year2012-12-31$2,026,082
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$100,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$51,779
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$567,497
Administrative expenses (other) incurred2012-12-31$14,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$132,850,661
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,428,468,860
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,295,618,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$894,142,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$777,925,851
Value of interest in pooled separate accounts at end of year2012-12-31$39,161,196
Value of interest in pooled separate accounts at beginning of year2012-12-31$34,035,819
Interest earned on other investments2012-12-31$19,315,942
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$490,751,670
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$480,014,159
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$3,970,197
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$100,573,629
Net investment gain/loss from pooled separate accounts2012-12-31$3,552,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$34,132,624
Employer contributions (assets) at end of year2012-12-31$2,441,500
Employer contributions (assets) at beginning of year2012-12-31$2,083,785
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$60,311,157
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Liabilities. Value of benefit claims payable at end of year2012-12-31$225,718
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$290,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$135,727
Total income from all sources (including contributions)2011-12-31$68,932,711
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$62,275,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$62,253,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$59,071,910
Value of total assets at end of year2011-12-31$1,296,085,696
Value of total assets at beginning of year2011-12-31$1,289,273,818
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,442
Total interest from all sources2011-12-31$18,551,357
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$8,156,419
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$8,156,419
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$28,439,846
Participant contributions at end of year2011-12-31$2,026,082
Participant contributions at beginning of year2011-12-31$1,339,290
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$100,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$290,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$135,727
Administrative expenses (other) incurred2011-12-31$21,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$6,657,605
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,295,795,696
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,289,138,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$777,925,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$794,488,133
Value of interest in pooled separate accounts at end of year2011-12-31$34,035,819
Value of interest in pooled separate accounts at beginning of year2011-12-31$28,160,351
Interest earned on other investments2011-12-31$18,551,357
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$480,014,159
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$463,882,927
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$2,878,985
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-20,738,745
Net investment gain/loss from pooled separate accounts2011-12-31$3,891,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$30,632,064
Employer contributions (assets) at end of year2011-12-31$2,083,785
Employer contributions (assets) at beginning of year2011-12-31$1,403,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$59,374,679
Did the plan have assets held for investment2011-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324
2010 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$1,485,067
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$168,257,174
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$62,253,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$62,253,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$55,515,970
Value of total assets at end of year2010-12-31$1,289,273,818
Value of total assets at beginning of year2010-12-31$1,181,785,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$17,037,906
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$5,893,288
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$5,893,288
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$26,998,096
Participant contributions at end of year2010-12-31$1,339,290
Participant contributions at beginning of year2010-12-31$661,144
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$135,727
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$106,003,480
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,289,273,818
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,181,785,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$794,488,133
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$706,155,430
Value of interest in pooled separate accounts at end of year2010-12-31$28,160,351
Value of interest in pooled separate accounts at beginning of year2010-12-31$17,689,106
Interest earned on other investments2010-12-31$17,037,906
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$463,882,927
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$456,582,229
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$4,666,108
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$86,694,649
Net investment gain/loss from pooled separate accounts2010-12-31$3,115,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$28,517,874
Employer contributions (assets) at end of year2010-12-31$1,403,117
Employer contributions (assets) at beginning of year2010-12-31$697,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$57,587,586
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2010-12-31134008324
2009 : NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION

2022: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NYU SCHOOL OF MEDICINE RETIREMENT PLAN FOR MEMBERS OF THE FACULTY PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403401
Policy instance 1
Insurance contract or identification number403401
Number of Individuals Covered5439
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403401
Policy instance 1
Insurance contract or identification number403401
Number of Individuals Covered5480
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403401
Policy instance 1
Insurance contract or identification number403401
Number of Individuals Covered5586
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403401
Policy instance 1
Insurance contract or identification number403401
Number of Individuals Covered5591
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403401
Policy instance 1
Insurance contract or identification number403401
Number of Individuals Covered5338
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403401
Policy instance 1
Insurance contract or identification number403401
Number of Individuals Covered5261
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403401
Policy instance 1
Insurance contract or identification number403401
Number of Individuals Covered5076
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403401
Policy instance 1
Insurance contract or identification number403401
Number of Individuals Covered5088
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403401
Policy instance 1
Insurance contract or identification number403401
Number of Individuals Covered5135
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403401
Policy instance 1
Insurance contract or identification number403401
Number of Individuals Covered7395
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403401
Policy instance 1
Insurance contract or identification number403401
Number of Individuals Covered5126
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number403401 151585
Policy instance 1
Insurance contract or identification number403401 151585
Number of Individuals Covered5152
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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