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NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 401k Plan overview

Plan NameNYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA
Plan identification number 530

NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Life insurance
  • Death benefits (include travel accident but not life insurance)

401k Sponsoring company profile

NEW YORK UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:NEW YORK UNIVERSITY
Employer identification number (EIN):135562308
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about NEW YORK UNIVERSITY

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 2016-03-07
Company Identification Number: 603593869
Legal Registered Office Address: 3400 CAPITL BLVD SE STE 101

TUMWATER
United States of America (USA)
98501

More information about NEW YORK UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5302022-01-01
5302021-01-01
5302020-01-01
5302019-01-01
5302018-01-01
5302018-01-01FRANK FRANZI2019-11-13 FRANK FRANZI2019-11-13
5302018-01-01
5302017-01-01FRANK FRANZI FRANK FRANZI2018-10-15
5302017-01-01FRANK FRANZI FRANK FRANZI2019-01-16
5302017-01-01
5302016-01-01FRANK FRANZI FRANK FRANZI2017-10-13
5302016-01-01FRANK FRANZI2018-09-17
5302015-01-01MARGARET MEAGHER
5302014-01-01MARGARET MEAGHER MARGARET MEAGHER2015-10-15
5302013-01-01MARGARET MEAGHER MARGARET MEAGHER2015-05-20
5302012-01-01MARGARET MEAGHER MARGARET MEAGHER2015-05-20
5302011-01-01MARGARET MEAGHER MARGARET MEAGHER2015-05-20

Plan Statistics for NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA

401k plan membership statisitcs for NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA

Measure Date Value
2022: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2022 401k membership
Total participants, beginning-of-year2022-01-01719
Number of retired or separated participants receiving benefits2022-01-01726
Number of other retired or separated participants entitled to future benefits2022-01-012
Total of all active and inactive participants2022-01-01728
2021: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2021 401k membership
Total participants, beginning-of-year2021-01-01693
Total number of active participants reported on line 7a of the Form 55002021-01-01716
Total of all active and inactive participants2021-01-01716
2020: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2020 401k membership
Total participants, beginning-of-year2020-01-01679
Total number of active participants reported on line 7a of the Form 55002020-01-01693
Total of all active and inactive participants2020-01-01693
2019: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2019 401k membership
Total participants, beginning-of-year2019-01-01661
Total number of active participants reported on line 7a of the Form 55002019-01-01679
Total of all active and inactive participants2019-01-01679
2018: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2018 401k membership
Total participants, beginning-of-year2018-01-01663
Total number of active participants reported on line 7a of the Form 55002018-01-01661
Total of all active and inactive participants2018-01-01661
2017: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2017 401k membership
Total participants, beginning-of-year2017-01-01663
Total number of active participants reported on line 7a of the Form 55002017-01-01663
Total of all active and inactive participants2017-01-01663
2016: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2016 401k membership
Total participants, beginning-of-year2016-01-01643
Total number of active participants reported on line 7a of the Form 55002016-01-01663
Total of all active and inactive participants2016-01-01663
2015: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2015 401k membership
Total participants, beginning-of-year2015-01-01610
Total number of active participants reported on line 7a of the Form 55002015-01-01643
Total of all active and inactive participants2015-01-01643
2014: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2014 401k membership
Total participants, beginning-of-year2014-01-01610
Total number of active participants reported on line 7a of the Form 55002014-01-01610
Total of all active and inactive participants2014-01-01610
Total participants2014-01-01610
2013: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2013 401k membership
Total participants, beginning-of-year2013-01-01610
Number of retired or separated participants receiving benefits2013-01-01610
Total of all active and inactive participants2013-01-01610
2012: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2012 401k membership
Total participants, beginning-of-year2012-01-01583
Number of retired or separated participants receiving benefits2012-01-01610
Total of all active and inactive participants2012-01-01610
2011: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2011 401k membership
Total participants, beginning-of-year2011-01-01569
Number of retired or separated participants receiving benefits2011-01-01583
Total of all active and inactive participants2011-01-01583

Financial Data on NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA

Measure Date Value
2022 : NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,206,886
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$465,983
Total income from all sources (including contributions)2022-12-31$2,751,246
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$8,529,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$8,161,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,520,610
Value of total assets at end of year2022-12-31$9,569,704
Value of total assets at beginning of year2022-12-31$14,606,849
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$367,698
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$550,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$550,289
Administrative expenses professional fees incurred2022-12-31$367,698
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$15,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,494,704
Participant contributions at end of year2022-12-31$122,665
Participant contributions at beginning of year2022-12-31$225,529
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$222,143
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$994,699
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$878,935
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$5,886
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$465,983
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,778,048
Value of net assets at end of year (total assets less liabilities)2022-12-31$8,362,818
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,140,866
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$8,452,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,280,242
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$28,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,319,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,025,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$8,133,115
Liabilities. Value of benefit claims payable at end of year2022-12-31$1,201,000
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$465,983
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$5,102,211
Total income from all sources (including contributions)2021-12-31$5,452,090
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,856,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,464,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,910,307
Value of total assets at end of year2021-12-31$14,606,849
Value of total assets at beginning of year2021-12-31$21,647,733
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$391,943
Total interest from all sources2021-12-31$1,924,617
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$391,943
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,582,248
Participant contributions at end of year2021-12-31$225,529
Participant contributions at beginning of year2021-12-31$46,840
Assets. Other investments not covered elsewhere at end of year2021-12-31$222,143
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$3,316,364
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$878,935
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$869,262
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$465,983
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$5,102,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-2,404,656
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,140,866
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,545,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,280,242
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$17,415,267
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$1,924,617
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$27,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-382,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,328,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,437,505
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$5,102,211
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,375,436
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,758,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,396,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,213,870
Value of total assets at end of year2020-12-31$21,647,733
Value of total assets at beginning of year2020-12-31$17,928,190
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$362,062
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,291,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$362,062
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,460,268
Participant contributions at end of year2020-12-31$46,840
Participant contributions at beginning of year2020-12-31$89,118
Assets. Other investments not covered elsewhere at end of year2020-12-31$3,316,364
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$358,089
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$869,262
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,745,669
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$5,102,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-1,382,668
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,545,522
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$17,928,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$17,415,267
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$15,735,314
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$27,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$869,934
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,753,602
Income. Dividends from preferred stock2020-12-31$1,291,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,368,422
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD, LLP
Accountancy firm EIN2020-12-31440160260
2019 : NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$118,390
Total income from all sources (including contributions)2019-12-31$5,789,210
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$7,384,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,992,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,638,559
Value of total assets at end of year2019-12-31$17,928,190
Value of total assets at beginning of year2019-12-31$19,641,716
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$391,395
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$450,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,016,508
Participant contributions at end of year2019-12-31$89,118
Participant contributions at beginning of year2019-12-31$135,319
Assets. Other investments not covered elsewhere at end of year2019-12-31$358,089
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$326,125
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$23,283
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,745,669
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$528,222
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$118,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-1,595,136
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,928,190
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,523,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,735,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$18,652,050
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$6,969,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,699,760
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,622,051
Income. Dividends from common stock2019-12-31$450,891
Contract administrator fees2019-12-31$391,395
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2019-12-31134008324
2018 : NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$118,390
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$286,880
Total income from all sources (including contributions)2018-12-31$2,245,947
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$7,274,318
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,966,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,456,897
Value of total assets at end of year2018-12-31$19,231,884
Value of total assets at beginning of year2018-12-31$24,428,745
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$307,416
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,662,649
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,215,412
Participant contributions at end of year2018-12-31$135,319
Participant contributions at beginning of year2018-12-31$235,330
Assets. Other investments not covered elsewhere at end of year2018-12-31$326,125
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$433,623
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$118,390
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$115,604
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$118,390
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$286,880
Administrative expenses (other) incurred2018-12-31$307,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,028,371
Value of net assets at end of year (total assets less liabilities)2018-12-31$19,113,494
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$24,141,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$18,652,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$23,644,188
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$24,547
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,873,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,241,485
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from preferred stock2018-12-31$1,662,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,942,355
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2018-12-31134008324
2017 : NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$115,604
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$136,655
Total income from all sources (including contributions)2017-12-31$6,148,111
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,387,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,103,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,114,738
Value of total assets at end of year2017-12-31$24,193,415
Value of total assets at beginning of year2017-12-31$24,453,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$283,790
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,388,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,388,371
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,943,105
Participant contributions at end of year2017-12-31$235,330
Assets. Other investments not covered elsewhere at end of year2017-12-31$433,623
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$386,917
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$115,604
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$136,655
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$115,604
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$136,655
Other income not declared elsewhere2017-12-31$18,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-239,358
Value of net assets at end of year (total assets less liabilities)2017-12-31$24,077,811
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$24,317,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$23,644,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$22,738,607
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$23,503
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,645,002
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,171,633
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$1,191,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,080,176
Contract administrator fees2017-12-31$283,790
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2017-12-31134008324
2016 : NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$136,655
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$208,385
Total income from all sources (including contributions)2016-12-31$2,672,358
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,384,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,111,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,546,118
Value of total assets at end of year2016-12-31$24,396,533
Value of total assets at beginning of year2016-12-31$27,180,589
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$273,350
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$501,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$501,606
Administrative expenses professional fees incurred2016-12-31$273,350
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,134,354
Participant contributions at end of year2016-12-31$1,134,354
Assets. Other investments not covered elsewhere at end of year2016-12-31$386,917
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$136,655
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$290,763
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$136,655
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$208,385
Other income not declared elsewhere2016-12-31$57,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-2,712,326
Value of net assets at end of year (total assets less liabilities)2016-12-31$24,259,878
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$26,972,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$22,738,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$26,889,826
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$22,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$624,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$411,764
Employer contributions (assets) at end of year2016-12-31$1,191,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,088,886
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$208,385
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$201,172
Total income from all sources (including contributions)2015-12-31$5,496,320
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,467,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,189,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,443,607
Value of total assets at end of year2015-12-31$27,180,589
Value of total assets at beginning of year2015-12-31$27,144,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$277,705
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,226,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,226,032
Administrative expenses professional fees incurred2015-12-31$277,705
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,733,922
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$290,763
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$156,881
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$208,385
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$201,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$29,200
Value of net assets at end of year (total assets less liabilities)2015-12-31$26,972,204
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$26,943,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$26,889,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$26,987,295
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$21,873
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,173,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,709,685
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,167,542
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$201,172
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$180,970
Total income from all sources (including contributions)2014-12-31$6,605,194
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,969,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,715,419
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,914,549
Value of total assets at end of year2014-12-31$27,144,176
Value of total assets at beginning of year2014-12-31$25,488,012
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$253,813
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,662,462
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,662,462
Administrative expenses professional fees incurred2014-12-31$253,813
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,465,794
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$156,881
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$180,970
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$201,172
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$180,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,635,962
Value of net assets at end of year (total assets less liabilities)2014-12-31$26,943,004
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$25,307,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$26,987,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$25,307,042
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$24,239
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$28,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,448,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,691,180
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$180,970
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,030,483
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,053,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,817,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,052,132
Value of total assets at end of year2013-12-31$25,488,012
Value of total assets at beginning of year2013-12-31$22,330,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$235,718
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,370,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,370,988
Administrative expenses professional fees incurred2013-12-31$235,718
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,612,735
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$180,970
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$180,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,976,930
Value of net assets at end of year (total assets less liabilities)2013-12-31$25,307,042
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$22,330,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$25,307,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$22,330,112
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$24,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,607,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,439,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,793,195
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$13,608
Total income from all sources (including contributions)2012-12-31$7,330,999
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,638,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,417,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,633,543
Value of total assets at end of year2012-12-31$22,330,112
Value of total assets at beginning of year2012-12-31$19,651,199
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$220,660
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$930,340
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$930,340
Administrative expenses professional fees incurred2012-12-31$220,660
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,594,120
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$14,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,692,521
Value of net assets at end of year (total assets less liabilities)2012-12-31$22,330,112
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$19,637,591
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$22,330,112
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$19,637,181
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$23,758
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,767,116
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,039,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,394,060
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$13,608
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATRHOUSE COOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$13,608
Total income from all sources (including contributions)2011-12-31$4,078,171
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,166,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,957,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,166,545
Value of total assets at end of year2011-12-31$19,651,199
Value of total assets at beginning of year2011-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$208,724
Total interest from all sources2011-12-31$7,780
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$48,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$208,724
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,327,847
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$14,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-88,374
Value of net assets at end of year (total assets less liabilities)2011-12-31$19,651,199
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$-13,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in common/collective trusts at end of year2011-12-31$19,637,181
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$7,780
Net investment gain or loss from common/collective trusts2011-12-31$-145,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,838,698
Income. Dividends from common stock2011-12-31$48,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,957,821
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$13,608
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324

Form 5500 Responses for NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA

2022: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan funding arrangement – General assets of the sponsorYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2022-01-01Plan benefit arrangement – General assets of the sponsorYes
2021: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan funding arrangement – General assets of the sponsorYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2021-01-01Plan benefit arrangement – General assets of the sponsorYes
2020: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan funding arrangement – General assets of the sponsorYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2020-01-01Plan benefit arrangement – General assets of the sponsorYes
2019: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan funding arrangement – General assets of the sponsorYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2019-01-01Plan benefit arrangement – General assets of the sponsorYes
2018: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan funding arrangement – General assets of the sponsorYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2018-01-01Plan benefit arrangement – General assets of the sponsorYes
2017: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan funding arrangement – General assets of the sponsorYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2017-01-01Plan benefit arrangement – General assets of the sponsorYes
2016: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan funding arrangement – General assets of the sponsorYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2016-01-01Plan benefit arrangement – General assets of the sponsorYes
2015: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan funding arrangement – General assets of the sponsorYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2015-01-01Plan benefit arrangement – General assets of the sponsorYes
2014: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan funding arrangement – General assets of the sponsorYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2014-01-01Plan benefit arrangement – General assets of the sponsorYes
2013: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – General assets of the sponsorYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – General assets of the sponsorYes
2012: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – General assets of the sponsorYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – General assets of the sponsorYes
2011: NYU SCHOOL OF MEDICINE RETIREE WELFARE BENEFIT PLA 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01First time form 5500 has been submittedYes
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – General assets of the sponsorYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – General assets of the sponsorYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0144239
Policy instance 1
Insurance contract or identification number0144239
Number of Individuals Covered14381
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $97,846
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $5,774,978
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees97751
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number144239
Policy instance 1
Insurance contract or identification number144239
Number of Individuals Covered13715
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $76,986
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $5,309,275
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees76986
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number144239
Policy instance 1
Insurance contract or identification number144239
Number of Individuals Covered12772
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $49,334
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees49334
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number144239
Policy instance 1
Insurance contract or identification number144239
Number of Individuals Covered679
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $77
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $4,485,074
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees77
Additional information about fees paid to insurance brokerNON MONETARY COMPENSATION
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number144239
Policy instance 1
Insurance contract or identification number144239
Number of Individuals Covered661
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number144239
Policy instance 1
Insurance contract or identification number144239
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number144239
Policy instance 1
Insurance contract or identification number144239
Number of Individuals Covered9655
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,742,764
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number144239
Policy instance 1
Insurance contract or identification number144239
Number of Individuals Covered8544
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,672,343
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number144239
Policy instance 1
Insurance contract or identification number144239
Number of Individuals Covered7857
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,529,909
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HIP HEALTH PLANS (National Association of Insurance Commissioners NAIC id number: 55247 )
Policy contract number1009122 001
Policy instance 1
Insurance contract or identification number1009122 001
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $11,364
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number144239
Policy instance 2
Insurance contract or identification number144239
Number of Individuals Covered7594
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,234,139
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number144239
Policy instance 1
Insurance contract or identification number144239
Number of Individuals Covered7074
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,937,400
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HIP HEALTH PLANS (National Association of Insurance Commissioners NAIC id number: 55247 )
Policy contract number1009122 001
Policy instance 2
Insurance contract or identification number1009122 001
Number of Individuals Covered2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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