?>
Plan Name | EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED |
Plan identification number | 001 |
401k Plan Type | Defined Benefit Pension |
Plan Features/Benefits |
|
Company Name: | HUGHES HUBBARD & REED LLP |
Employer identification number (EIN): | 135605391 |
NAIC Classification: | 541110 |
NAIC Description: | Offices of Lawyers |
Additional information about HUGHES HUBBARD & REED LLP
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1996-05-14 |
Company Identification Number: | 2029728 |
Legal Registered Office Address: |
Hughes Hubbard & Reed LLP One Battery Park Plaza, 12th Floor New York United States of America (USA) 10004 |
More information about HUGHES HUBBARD & REED LLP
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2021-10-01 | ||||
001 | 2020-10-01 | ||||
001 | 2019-10-01 | ||||
001 | 2018-10-01 | ||||
001 | 2018-10-01 | ||||
001 | 2017-10-01 | ||||
001 | 2016-10-01 | SPENCER HARRISON | ROBERT MCGOWAN | 2018-07-06 | |
001 | 2015-10-01 | SPENCER HARRISON | MUKESH SHAH | 2017-07-14 | |
001 | 2014-10-01 | SPENCER HARRISON | MUKESH SHAH | 2016-07-15 | |
001 | 2013-10-01 | SPENCER HARRISON | MUKESH SHAH | 2015-07-14 | |
001 | 2012-10-01 | SPENCER L HARRISON | MUKESH SHAH | 2014-07-09 | |
001 | 2011-10-01 | SPENCER L. HARRISON | MUKESH SHAH | 2013-07-22 | |
001 | 2010-10-01 | SPENCER L. HARRISON | MUKESH SHAH | 2012-08-15 | |
001 | 2009-10-01 | SPENCER L. HARRISON | MUKESH SHAH | 2011-07-14 | |
001 | 2008-10-01 |
Measure | Date | Value |
---|---|---|
2022: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2022 401k membership | ||
Market value of plan assets | 2022-09-30 | 4,763,254 |
Acturial value of plan assets | 2022-09-30 | 4,286,929 |
Funding target for retired participants and beneficiaries receiving payment | 2022-09-30 | 0 |
Number of terminated vested participants | 2022-09-30 | 91 |
Fundng target for terminated vested participants | 2022-09-30 | 2,613,966 |
Active participant vested funding target | 2022-09-30 | 525,905 |
Number of active participants | 2022-09-30 | 11 |
Total funding liabilities for active participants | 2022-09-30 | 525,905 |
Total participant count | 2022-09-30 | 102 |
Total funding target for all participants | 2022-09-30 | 3,139,871 |
Balance at beginning of prior year after applicable adjustments | 2022-09-30 | 4,234 |
Prefunding balance at beginning of prior year after applicable adjustments | 2022-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2022-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2022-09-30 | 0 |
Amount remaining of carryover balance | 2022-09-30 | 4,234 |
Amount remaining of prefunding balance | 2022-09-30 | 0 |
Present value of excess contributions | 2022-09-30 | 934,391 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2022-09-30 | 986,904 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2022-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2022-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2022-09-30 | 0 |
Balance of carryovers at beginning of current year | 2022-09-30 | 5,169 |
Balance of prefunding at beginning of current year | 2022-09-30 | 0 |
Total employer contributions | 2022-09-30 | 0 |
Total employee contributions | 2022-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2022-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2022-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2022-09-30 | 0 |
Unpaid minimum required contributions for all prior years | 2022-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2022-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2022-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2022-09-30 | 0 |
Net shortfall amortization installment of oustanding balance | 2022-09-30 | 0 |
Waiver amortization installment | 2022-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2022-09-30 | 0 |
Carryover balance elected to use to offset funding requirement | 2022-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2022-09-30 | 0 |
Additional cash requirement | 2022-09-30 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2022-09-30 | 0 |
Unpaid minimum required contributions for current year | 2022-09-30 | 0 |
Unpaid minimum required contributions for all years | 2022-09-30 | 0 |
2021: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2021 401k membership | ||
Total participants, beginning-of-year | 2021-10-01 | 102 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-10-01 | 0 |
Number of retired or separated participants receiving benefits | 2021-10-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-10-01 | 0 |
Total of all active and inactive participants | 2021-10-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-10-01 | 0 |
Total participants | 2021-10-01 | 0 |
Market value of plan assets | 2021-09-30 | 9,930,244 |
Acturial value of plan assets | 2021-09-30 | 9,898,040 |
Funding target for retired participants and beneficiaries receiving payment | 2021-09-30 | 6,013,480 |
Number of terminated vested participants | 2021-09-30 | 96 |
Fundng target for terminated vested participants | 2021-09-30 | 2,680,837 |
Active participant vested funding target | 2021-09-30 | 694,994 |
Number of active participants | 2021-09-30 | 14 |
Total funding liabilities for active participants | 2021-09-30 | 694,994 |
Total participant count | 2021-09-30 | 253 |
Total funding target for all participants | 2021-09-30 | 9,389,311 |
Balance at beginning of prior year after applicable adjustments | 2021-09-30 | 3,923 |
Prefunding balance at beginning of prior year after applicable adjustments | 2021-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2021-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2021-09-30 | 0 |
Amount remaining of carryover balance | 2021-09-30 | 3,923 |
Amount remaining of prefunding balance | 2021-09-30 | 0 |
Present value of excess contributions | 2021-09-30 | 880,117 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2021-09-30 | 927,819 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2021-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2021-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2021-09-30 | 0 |
Balance of carryovers at beginning of current year | 2021-09-30 | 4,234 |
Balance of prefunding at beginning of current year | 2021-09-30 | 0 |
Total employer contributions | 2021-09-30 | 1,000,000 |
Total employee contributions | 2021-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2021-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2021-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2021-09-30 | 934,391 |
Liquidity shortfalls end of Q1 | 2021-09-30 | 0 |
Liquidity shortfalls end of Q2 | 2021-09-30 | 0 |
Liquidity shortfalls end of Q3 | 2021-09-30 | 0 |
Liquidity shortfalls end of Q4 | 2021-09-30 | 0 |
Unpaid minimum required contributions for all prior years | 2021-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2021-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2021-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2021-09-30 | 0 |
Net shortfall amortization installment of oustanding balance | 2021-09-30 | 0 |
Waiver amortization installment | 2021-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2021-09-30 | 0 |
Carryover balance elected to use to offset funding requirement | 2021-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2021-09-30 | 0 |
Additional cash requirement | 2021-09-30 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2021-09-30 | 934,391 |
Unpaid minimum required contributions for current year | 2021-09-30 | 0 |
Unpaid minimum required contributions for all years | 2021-09-30 | 0 |
2020: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2020 401k membership | ||
Total participants, beginning-of-year | 2020-10-01 | 253 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-10-01 | 12 |
Number of retired or separated participants receiving benefits | 2020-10-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-10-01 | 89 |
Total of all active and inactive participants | 2020-10-01 | 101 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-10-01 | 1 |
Total participants | 2020-10-01 | 102 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-10-01 | 0 |
Market value of plan assets | 2020-09-30 | 8,913,510 |
Acturial value of plan assets | 2020-09-30 | 9,059,230 |
Funding target for retired participants and beneficiaries receiving payment | 2020-09-30 | 5,733,938 |
Number of terminated vested participants | 2020-09-30 | 97 |
Fundng target for terminated vested participants | 2020-09-30 | 2,637,223 |
Active participant vested funding target | 2020-09-30 | 1,032,889 |
Number of active participants | 2020-09-30 | 25 |
Total funding liabilities for active participants | 2020-09-30 | 1,032,889 |
Total participant count | 2020-09-30 | 255 |
Total funding target for all participants | 2020-09-30 | 9,404,050 |
Balance at beginning of prior year after applicable adjustments | 2020-09-30 | 3,776 |
Prefunding balance at beginning of prior year after applicable adjustments | 2020-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2020-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2020-09-30 | 0 |
Amount remaining of carryover balance | 2020-09-30 | 3,776 |
Amount remaining of prefunding balance | 2020-09-30 | 0 |
Present value of excess contributions | 2020-09-30 | 12 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2020-09-30 | 13 |
Reductions in caryover balances due to elections or deemed elections | 2020-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2020-09-30 | 0 |
Balance of carryovers at beginning of current year | 2020-09-30 | 3,923 |
Balance of prefunding at beginning of current year | 2020-09-30 | 0 |
Total employer contributions | 2020-09-30 | 1,016,236 |
Total employee contributions | 2020-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2020-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2020-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2020-09-30 | 952,010 |
Liquidity shortfalls end of Q1 | 2020-09-30 | 0 |
Liquidity shortfalls end of Q2 | 2020-09-30 | 0 |
Liquidity shortfalls end of Q3 | 2020-09-30 | 0 |
Liquidity shortfalls end of Q4 | 2020-09-30 | 0 |
Unpaid minimum required contributions for all prior years | 2020-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2020-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2020-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2020-09-30 | 0 |
Net shortfall amortization installment of oustanding balance | 2020-09-30 | 348,743 |
Total funding amount beforereflecting carryover/prefunding balances | 2020-09-30 | 71,893 |
Additional cash requirement | 2020-09-30 | 71,893 |
Contributions allocatedtoward minimum required contributions for current year | 2020-09-30 | 952,010 |
Unpaid minimum required contributions for current year | 2020-09-30 | 0 |
Unpaid minimum required contributions for all years | 2020-09-30 | 0 |
2019: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2019 401k membership | ||
Total participants, beginning-of-year | 2019-10-01 | 255 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-10-01 | 14 |
Number of retired or separated participants receiving benefits | 2019-10-01 | 140 |
Number of other retired or separated participants entitled to future benefits | 2019-10-01 | 95 |
Total of all active and inactive participants | 2019-10-01 | 249 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-10-01 | 4 |
Total participants | 2019-10-01 | 253 |
Market value of plan assets | 2019-09-30 | 9,186,117 |
Acturial value of plan assets | 2019-09-30 | 8,988,045 |
Funding target for retired participants and beneficiaries receiving payment | 2019-09-30 | 5,627,667 |
Number of terminated vested participants | 2019-09-30 | 100 |
Fundng target for terminated vested participants | 2019-09-30 | 2,465,335 |
Active participant vested funding target | 2019-09-30 | 952,555 |
Number of active participants | 2019-09-30 | 26 |
Total funding liabilities for active participants | 2019-09-30 | 952,555 |
Total participant count | 2019-09-30 | 260 |
Total funding target for all participants | 2019-09-30 | 9,045,557 |
Balance at beginning of prior year after applicable adjustments | 2019-09-30 | 3,550 |
Prefunding balance at beginning of prior year after applicable adjustments | 2019-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2019-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2019-09-30 | 0 |
Amount remaining of carryover balance | 2019-09-30 | 3,550 |
Amount remaining of prefunding balance | 2019-09-30 | 0 |
Present value of excess contributions | 2019-09-30 | 9 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-09-30 | 10 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-09-30 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2019-09-30 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2019-09-30 | 0 |
Balance of carryovers at beginning of current year | 2019-09-30 | 3,776 |
Balance of prefunding at beginning of current year | 2019-09-30 | 0 |
Total employer contributions | 2019-09-30 | 22,613 |
Total employee contributions | 2019-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2019-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2019-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-09-30 | 21,660 |
Liquidity shortfalls end of Q1 | 2019-09-30 | 0 |
Liquidity shortfalls end of Q2 | 2019-09-30 | 0 |
Liquidity shortfalls end of Q3 | 2019-09-30 | 0 |
Liquidity shortfalls end of Q4 | 2019-09-30 | 0 |
Unpaid minimum required contributions for all prior years | 2019-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2019-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2019-09-30 | 0 |
Net shortfall amortization installment of oustanding balance | 2019-09-30 | 61,288 |
Waiver amortization installment | 2019-09-30 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2019-09-30 | 21,648 |
Carryover balance elected to use to offset funding requirement | 2019-09-30 | 0 |
Prefunding balance elected to use to offset funding requirement | 2019-09-30 | 0 |
Additional cash requirement | 2019-09-30 | 21,648 |
Contributions allocatedtoward minimum required contributions for current year | 2019-09-30 | 21,660 |
Unpaid minimum required contributions for current year | 2019-09-30 | 0 |
Unpaid minimum required contributions for all years | 2019-09-30 | 0 |
2018: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2018 401k membership | ||
Total participants, beginning-of-year | 2018-10-01 | 260 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-10-01 | 25 |
Number of retired or separated participants receiving benefits | 2018-10-01 | 130 |
Number of other retired or separated participants entitled to future benefits | 2018-10-01 | 96 |
Total of all active and inactive participants | 2018-10-01 | 251 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-10-01 | 4 |
Total participants | 2018-10-01 | 255 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-10-01 | 0 |
Market value of plan assets | 2018-09-30 | 9,225,614 |
Acturial value of plan assets | 2018-09-30 | 8,709,589 |
Funding target for retired participants and beneficiaries receiving payment | 2018-09-30 | 5,596,151 |
Number of terminated vested participants | 2018-09-30 | 106 |
Fundng target for terminated vested participants | 2018-09-30 | 2,532,678 |
Active participant vested funding target | 2018-09-30 | 891,305 |
Number of active participants | 2018-09-30 | 26 |
Total funding liabilities for active participants | 2018-09-30 | 891,305 |
Total participant count | 2018-09-30 | 262 |
Total funding target for all participants | 2018-09-30 | 9,020,134 |
Balance at beginning of prior year after applicable adjustments | 2018-09-30 | 3,114 |
Prefunding balance at beginning of prior year after applicable adjustments | 2018-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2018-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2018-09-30 | 0 |
Amount remaining of carryover balance | 2018-09-30 | 3,114 |
Amount remaining of prefunding balance | 2018-09-30 | 0 |
Present value of excess contributions | 2018-09-30 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-09-30 | 0 |
Balance of carryovers at beginning of current year | 2018-09-30 | 3,550 |
Balance of prefunding at beginning of current year | 2018-09-30 | 0 |
Total employer contributions | 2018-09-30 | 59,532 |
Total employee contributions | 2018-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2018-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2018-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-09-30 | 56,329 |
Liquidity shortfalls end of Q1 | 2018-09-30 | 0 |
Liquidity shortfalls end of Q2 | 2018-09-30 | 0 |
Liquidity shortfalls end of Q3 | 2018-09-30 | 0 |
Liquidity shortfalls end of Q4 | 2018-09-30 | 0 |
Unpaid minimum required contributions for all prior years | 2018-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2018-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2018-09-30 | 0 |
Net shortfall amortization installment of oustanding balance | 2018-09-30 | 314,095 |
Total funding amount beforereflecting carryover/prefunding balances | 2018-09-30 | 56,279 |
Additional cash requirement | 2018-09-30 | 56,279 |
Contributions allocatedtoward minimum required contributions for current year | 2018-09-30 | 56,329 |
Unpaid minimum required contributions for current year | 2018-09-30 | 0 |
Unpaid minimum required contributions for all years | 2018-09-30 | 0 |
2017: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2017 401k membership | ||
Total participants, beginning-of-year | 2017-10-01 | 262 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-10-01 | 26 |
Number of retired or separated participants receiving benefits | 2017-10-01 | 130 |
Number of other retired or separated participants entitled to future benefits | 2017-10-01 | 100 |
Total of all active and inactive participants | 2017-10-01 | 256 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-10-01 | 4 |
Total participants | 2017-10-01 | 260 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-10-01 | 0 |
Market value of plan assets | 2017-09-30 | 8,659,812 |
Acturial value of plan assets | 2017-09-30 | 8,627,095 |
Funding target for retired participants and beneficiaries receiving payment | 2017-09-30 | 5,209,855 |
Number of terminated vested participants | 2017-09-30 | 118 |
Fundng target for terminated vested participants | 2017-09-30 | 2,821,166 |
Active participant vested funding target | 2017-09-30 | 834,850 |
Number of active participants | 2017-09-30 | 26 |
Total funding liabilities for active participants | 2017-09-30 | 834,850 |
Total participant count | 2017-09-30 | 266 |
Total funding target for all participants | 2017-09-30 | 8,865,871 |
Balance at beginning of prior year after applicable adjustments | 2017-09-30 | 2,810 |
Prefunding balance at beginning of prior year after applicable adjustments | 2017-09-30 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2017-09-30 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2017-09-30 | 0 |
Amount remaining of carryover balance | 2017-09-30 | 2,810 |
Amount remaining of prefunding balance | 2017-09-30 | 0 |
Present value of excess contributions | 2017-09-30 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-09-30 | 0 |
Balance of carryovers at beginning of current year | 2017-09-30 | 3,114 |
Balance of prefunding at beginning of current year | 2017-09-30 | 0 |
Total employer contributions | 2017-09-30 | 44,156 |
Total employee contributions | 2017-09-30 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2017-09-30 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2017-09-30 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-09-30 | 40,063 |
Unpaid minimum required contributions for all prior years | 2017-09-30 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-09-30 | 0 |
Remaining amount of unpaid minimum required contributions | 2017-09-30 | 0 |
Minimum required contributions for current year target normal cost | 2017-09-30 | 0 |
Net shortfall amortization installment of oustanding balance | 2017-09-30 | 241,890 |
Total funding amount beforereflecting carryover/prefunding balances | 2017-09-30 | 39,966 |
Additional cash requirement | 2017-09-30 | 39,966 |
Contributions allocatedtoward minimum required contributions for current year | 2017-09-30 | 40,063 |
Unpaid minimum required contributions for current year | 2017-09-30 | 0 |
Unpaid minimum required contributions for all years | 2017-09-30 | 0 |
2016: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2016 401k membership | ||
Total participants, beginning-of-year | 2016-10-01 | 266 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-10-01 | 26 |
Number of retired or separated participants receiving benefits | 2016-10-01 | 126 |
Number of other retired or separated participants entitled to future benefits | 2016-10-01 | 106 |
Total of all active and inactive participants | 2016-10-01 | 258 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-10-01 | 4 |
Total participants | 2016-10-01 | 262 |
2015: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2015 401k membership | ||
Total participants, beginning-of-year | 2015-10-01 | 270 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-10-01 | 26 |
Number of retired or separated participants receiving benefits | 2015-10-01 | 118 |
Number of other retired or separated participants entitled to future benefits | 2015-10-01 | 118 |
Total of all active and inactive participants | 2015-10-01 | 262 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-10-01 | 4 |
Total participants | 2015-10-01 | 266 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-10-01 | 0 |
2014: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2014 401k membership | ||
Total participants, beginning-of-year | 2014-10-01 | 272 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-10-01 | 33 |
Number of retired or separated participants receiving benefits | 2014-10-01 | 111 |
Number of other retired or separated participants entitled to future benefits | 2014-10-01 | 122 |
Total of all active and inactive participants | 2014-10-01 | 266 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-10-01 | 4 |
Total participants | 2014-10-01 | 270 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-10-01 | 0 |
2013: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2013 401k membership | ||
Total participants, beginning-of-year | 2013-10-01 | 277 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-10-01 | 35 |
Number of retired or separated participants receiving benefits | 2013-10-01 | 110 |
Number of other retired or separated participants entitled to future benefits | 2013-10-01 | 123 |
Total of all active and inactive participants | 2013-10-01 | 268 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-10-01 | 4 |
Total participants | 2013-10-01 | 272 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-10-01 | 0 |
2012: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2012 401k membership | ||
Total participants, beginning-of-year | 2012-10-01 | 278 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-10-01 | 38 |
Number of retired or separated participants receiving benefits | 2012-10-01 | 101 |
Number of other retired or separated participants entitled to future benefits | 2012-10-01 | 134 |
Total of all active and inactive participants | 2012-10-01 | 273 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-10-01 | 4 |
Total participants | 2012-10-01 | 277 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-10-01 | 0 |
2011: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2011 401k membership | ||
Total participants, beginning-of-year | 2011-10-01 | 281 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-10-01 | 39 |
Number of retired or separated participants receiving benefits | 2011-10-01 | 94 |
Number of other retired or separated participants entitled to future benefits | 2011-10-01 | 141 |
Total of all active and inactive participants | 2011-10-01 | 274 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-10-01 | 4 |
Total participants | 2011-10-01 | 278 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-10-01 | 0 |
2010: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2010 401k membership | ||
Total participants, beginning-of-year | 2010-10-01 | 284 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-10-01 | 44 |
Number of retired or separated participants receiving benefits | 2010-10-01 | 87 |
Number of other retired or separated participants entitled to future benefits | 2010-10-01 | 150 |
Total of all active and inactive participants | 2010-10-01 | 281 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-10-01 | 0 |
Total participants | 2010-10-01 | 281 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-10-01 | 0 |
2009: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2009 401k membership | ||
Total participants, beginning-of-year | 2009-10-01 | 286 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-10-01 | 49 |
Number of retired or separated participants receiving benefits | 2009-10-01 | 85 |
Number of other retired or separated participants entitled to future benefits | 2009-10-01 | 150 |
Total of all active and inactive participants | 2009-10-01 | 284 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-10-01 | 0 |
Total participants | 2009-10-01 | 284 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-10-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-09-30 | $0 |
Total transfer of assets from this plan | 2022-09-30 | $194,230 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $41,054 |
Total income from all sources (including contributions) | 2022-09-30 | $423 |
Total loss/gain on sale of assets | 2022-09-30 | $0 |
Total of all expenses incurred | 2022-09-30 | $4,580,428 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $4,510,914 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $0 |
Value of total assets at end of year | 2022-09-30 | $0 |
Value of total assets at beginning of year | 2022-09-30 | $4,815,289 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $69,514 |
Total interest from all sources | 2022-09-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $120 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-09-30 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-09-30 | $120 |
Administrative expenses professional fees incurred | 2022-09-30 | $19,750 |
Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
Value of fidelity bond cover | 2022-09-30 | $500,000 |
Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-09-30 | $892,017 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-09-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-09-30 | $101,387 |
Administrative expenses (other) incurred | 2022-09-30 | $49,764 |
Liabilities. Value of operating payables at end of year | 2022-09-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2022-09-30 | $41,054 |
Total non interest bearing cash at end of year | 2022-09-30 | $0 |
Total non interest bearing cash at beginning of year | 2022-09-30 | $3,713,902 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Value of net income/loss | 2022-09-30 | $-4,580,005 |
Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $4,774,235 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $303 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
Employer contributions (assets) at end of year | 2022-09-30 | $0 |
Employer contributions (assets) at beginning of year | 2022-09-30 | $1,000,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $3,618,897 |
Did the plan have assets held for investment | 2022-09-30 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
Accountancy firm name | 2022-09-30 | MAZARS USA LLP |
Accountancy firm EIN | 2022-09-30 | 131459550 |
2021 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $41,054 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $14,563 |
Total income from all sources (including contributions) | 2021-09-30 | $4,095,551 |
Total loss/gain on sale of assets | 2021-09-30 | $0 |
Total of all expenses incurred | 2021-09-30 | $8,311,234 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $8,253,330 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $1,962,186 |
Value of total assets at end of year | 2021-09-30 | $4,815,289 |
Value of total assets at beginning of year | 2021-09-30 | $9,004,481 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $57,904 |
Total interest from all sources | 2021-09-30 | $1 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $91,382 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-09-30 | $91,382 |
Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
Value of fidelity bond cover | 2021-09-30 | $500,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-09-30 | $7,548,957 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-09-30 | $101,387 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-09-30 | $2 |
Liabilities. Value of operating payables at end of year | 2021-09-30 | $41,054 |
Liabilities. Value of operating payables at beginning of year | 2021-09-30 | $14,563 |
Total non interest bearing cash at end of year | 2021-09-30 | $3,713,902 |
Total non interest bearing cash at beginning of year | 2021-09-30 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Value of net income/loss | 2021-09-30 | $-4,215,683 |
Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $4,774,235 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $8,989,918 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
Investment advisory and management fees | 2021-09-30 | $57,904 |
Value of interest in common/collective trusts at end of year | 2021-09-30 | $0 |
Value of interest in common/collective trusts at beginning of year | 2021-09-30 | $8,885,440 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-09-30 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-09-30 | $57,840 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-09-30 | $57,840 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-09-30 | $1 |
Net investment gain or loss from common/collective trusts | 2021-09-30 | $2,041,982 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
Contributions received in cash from employer | 2021-09-30 | $1,962,186 |
Employer contributions (assets) at end of year | 2021-09-30 | $1,000,000 |
Employer contributions (assets) at beginning of year | 2021-09-30 | $61,199 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $704,373 |
Did the plan have assets held for investment | 2021-09-30 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Disclaimer |
Accountancy firm name | 2021-09-30 | MAZARS USA LLP |
Accountancy firm EIN | 2021-09-30 | 131459550 |
2020 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $14,563 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $14,396 |
Total income from all sources (including contributions) | 2020-09-30 | $799,613 |
Total loss/gain on sale of assets | 2020-09-30 | $0 |
Total of all expenses incurred | 2020-09-30 | $723,329 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $666,738 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $77,435 |
Value of total assets at end of year | 2020-09-30 | $9,004,481 |
Value of total assets at beginning of year | 2020-09-30 | $8,928,030 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $56,591 |
Total interest from all sources | 2020-09-30 | $409 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
Value of fidelity bond cover | 2020-09-30 | $500,000 |
Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-09-30 | $2 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-09-30 | $66 |
Liabilities. Value of operating payables at end of year | 2020-09-30 | $14,563 |
Liabilities. Value of operating payables at beginning of year | 2020-09-30 | $14,396 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Value of net income/loss | 2020-09-30 | $76,284 |
Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $8,989,918 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $8,913,634 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
Investment advisory and management fees | 2020-09-30 | $56,591 |
Value of interest in common/collective trusts at end of year | 2020-09-30 | $8,885,440 |
Value of interest in common/collective trusts at beginning of year | 2020-09-30 | $8,836,859 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-09-30 | $57,840 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-09-30 | $83,105 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-09-30 | $83,105 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-09-30 | $409 |
Net investment gain or loss from common/collective trusts | 2020-09-30 | $721,769 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | Yes |
Contributions received in cash from employer | 2020-09-30 | $77,435 |
Employer contributions (assets) at end of year | 2020-09-30 | $61,199 |
Employer contributions (assets) at beginning of year | 2020-09-30 | $8,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $666,738 |
Did the plan have assets held for investment | 2020-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
Accountancy firm name | 2020-09-30 | MAZARS USA LLP |
Accountancy firm EIN | 2020-09-30 | 131459550 |
2019 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $14,396 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $14,854 |
Total income from all sources (including contributions) | 2019-09-30 | $366,325 |
Total loss/gain on sale of assets | 2019-09-30 | $0 |
Total of all expenses incurred | 2019-09-30 | $639,597 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $582,894 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $22,613 |
Value of total assets at end of year | 2019-09-30 | $8,928,030 |
Value of total assets at beginning of year | 2019-09-30 | $9,201,760 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $56,703 |
Total interest from all sources | 2019-09-30 | $601 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
Value of fidelity bond cover | 2019-09-30 | $500,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-09-30 | $66 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-09-30 | $34 |
Other income not declared elsewhere | 2019-09-30 | $186 |
Liabilities. Value of operating payables at end of year | 2019-09-30 | $14,396 |
Liabilities. Value of operating payables at beginning of year | 2019-09-30 | $14,854 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Value of net income/loss | 2019-09-30 | $-273,272 |
Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $8,913,634 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $9,186,906 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
Investment advisory and management fees | 2019-09-30 | $56,703 |
Value of interest in common/collective trusts at end of year | 2019-09-30 | $8,836,859 |
Value of interest in common/collective trusts at beginning of year | 2019-09-30 | $9,112,282 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-09-30 | $83,105 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-09-30 | $59,888 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-09-30 | $59,888 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-09-30 | $601 |
Net investment gain or loss from common/collective trusts | 2019-09-30 | $342,925 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
Contributions received in cash from employer | 2019-09-30 | $22,613 |
Employer contributions (assets) at end of year | 2019-09-30 | $8,000 |
Employer contributions (assets) at beginning of year | 2019-09-30 | $29,556 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $582,894 |
Did the plan have assets held for investment | 2019-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
Accountancy firm name | 2019-09-30 | MAZARS USA LLP |
Accountancy firm EIN | 2019-09-30 | 131459550 |
2018 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $14,854 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $14,757 |
Total income from all sources (including contributions) | 2018-09-30 | $626,007 |
Total loss/gain on sale of assets | 2018-09-30 | $0 |
Total of all expenses incurred | 2018-09-30 | $666,504 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $606,605 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $59,532 |
Value of total assets at end of year | 2018-09-30 | $9,201,760 |
Value of total assets at beginning of year | 2018-09-30 | $9,242,160 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $59,899 |
Total interest from all sources | 2018-09-30 | $181 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
Value of fidelity bond cover | 2018-09-30 | $500,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-09-30 | $34 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-09-30 | $6 |
Liabilities. Value of operating payables at end of year | 2018-09-30 | $14,854 |
Liabilities. Value of operating payables at beginning of year | 2018-09-30 | $14,757 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Value of net income/loss | 2018-09-30 | $-40,497 |
Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $9,186,906 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $9,227,403 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
Investment advisory and management fees | 2018-09-30 | $59,899 |
Value of interest in common/collective trusts at end of year | 2018-09-30 | $9,112,282 |
Value of interest in common/collective trusts at beginning of year | 2018-09-30 | $9,146,649 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-09-30 | $59,888 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-09-30 | $51,349 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-09-30 | $51,349 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-09-30 | $181 |
Net investment gain or loss from common/collective trusts | 2018-09-30 | $566,294 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
Contributions received in cash from employer | 2018-09-30 | $59,532 |
Employer contributions (assets) at end of year | 2018-09-30 | $29,556 |
Employer contributions (assets) at beginning of year | 2018-09-30 | $44,156 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $606,605 |
Did the plan have assets held for investment | 2018-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Disclaimer |
Accountancy firm name | 2018-09-30 | MAZARS USA LLP |
Accountancy firm EIN | 2018-09-30 | 131459550 |
2017 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $14,757 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $14,030 |
Total income from all sources (including contributions) | 2017-09-30 | $1,211,809 |
Total loss/gain on sale of assets | 2017-09-30 | $0 |
Total of all expenses incurred | 2017-09-30 | $644,218 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $586,990 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $44,156 |
Value of total assets at end of year | 2017-09-30 | $9,242,160 |
Value of total assets at beginning of year | 2017-09-30 | $8,673,842 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $57,228 |
Total interest from all sources | 2017-09-30 | $51 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
Value of fidelity bond cover | 2017-09-30 | $500,000 |
Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
Contributions received from participants | 2017-09-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-09-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-09-30 | $6 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-09-30 | $2 |
Liabilities. Value of operating payables at end of year | 2017-09-30 | $14,757 |
Liabilities. Value of operating payables at beginning of year | 2017-09-30 | $14,030 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Income. Non cash contributions | 2017-09-30 | $0 |
Value of net income/loss | 2017-09-30 | $567,591 |
Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $9,227,403 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $8,659,812 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
Investment advisory and management fees | 2017-09-30 | $57,228 |
Value of interest in common/collective trusts at end of year | 2017-09-30 | $9,146,649 |
Value of interest in common/collective trusts at beginning of year | 2017-09-30 | $8,629,146 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-09-30 | $51,349 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-09-30 | $44,694 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-09-30 | $44,694 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-09-30 | $51 |
Net investment gain or loss from common/collective trusts | 2017-09-30 | $1,167,602 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
Contributions received in cash from employer | 2017-09-30 | $44,156 |
Employer contributions (assets) at end of year | 2017-09-30 | $44,156 |
Employer contributions (assets) at beginning of year | 2017-09-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $586,990 |
Did the plan have assets held for investment | 2017-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
Accountancy firm name | 2017-09-30 | MAZARS USA LLP |
Accountancy firm EIN | 2017-09-30 | 131459550 |
2016 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $14,030 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $13,998 |
Total income from all sources (including contributions) | 2016-09-30 | $872,595 |
Total loss/gain on sale of assets | 2016-09-30 | $0 |
Total of all expenses incurred | 2016-09-30 | $575,099 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $520,055 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $0 |
Value of total assets at end of year | 2016-09-30 | $8,673,842 |
Value of total assets at beginning of year | 2016-09-30 | $8,376,314 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $55,044 |
Total interest from all sources | 2016-09-30 | $38 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
Value of fidelity bond cover | 2016-09-30 | $500,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-09-30 | $2 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-09-30 | $1 |
Other income not declared elsewhere | 2016-09-30 | $0 |
Liabilities. Value of operating payables at end of year | 2016-09-30 | $14,030 |
Liabilities. Value of operating payables at beginning of year | 2016-09-30 | $13,998 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Value of net income/loss | 2016-09-30 | $297,496 |
Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $8,659,812 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $8,362,316 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
Investment advisory and management fees | 2016-09-30 | $55,044 |
Value of interest in common/collective trusts at end of year | 2016-09-30 | $8,629,146 |
Value of interest in common/collective trusts at beginning of year | 2016-09-30 | $8,327,601 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $44,694 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $48,712 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $48,712 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-09-30 | $38 |
Net investment gain or loss from common/collective trusts | 2016-09-30 | $872,557 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
Contributions received in cash from employer | 2016-09-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $520,055 |
Did the plan have assets held for investment | 2016-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
Accountancy firm name | 2016-09-30 | MAZARS USA LLP |
Accountancy firm EIN | 2016-09-30 | 131459550 |
2015 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $13,998 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $14,179 |
Total income from all sources (including contributions) | 2015-09-30 | $35,241 |
Total loss/gain on sale of assets | 2015-09-30 | $0 |
Total of all expenses incurred | 2015-09-30 | $544,743 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $487,188 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $0 |
Value of total assets at end of year | 2015-09-30 | $8,376,314 |
Value of total assets at beginning of year | 2015-09-30 | $8,885,997 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $57,555 |
Total interest from all sources | 2015-09-30 | $36 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
Value of fidelity bond cover | 2015-09-30 | $1,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-09-30 | $1 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-09-30 | $8 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-09-30 | $1 |
Other income not declared elsewhere | 2015-09-30 | $-334 |
Liabilities. Value of operating payables at end of year | 2015-09-30 | $13,998 |
Liabilities. Value of operating payables at beginning of year | 2015-09-30 | $14,178 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Value of net income/loss | 2015-09-30 | $-509,502 |
Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $8,362,316 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $8,871,818 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
Investment advisory and management fees | 2015-09-30 | $57,555 |
Value of interest in common/collective trusts at end of year | 2015-09-30 | $8,327,601 |
Value of interest in common/collective trusts at beginning of year | 2015-09-30 | $8,629,798 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-09-30 | $48,712 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-09-30 | $110,499 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-09-30 | $110,499 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-09-30 | $36 |
Net investment gain or loss from common/collective trusts | 2015-09-30 | $35,539 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
Contributions received in cash from employer | 2015-09-30 | $0 |
Employer contributions (assets) at beginning of year | 2015-09-30 | $145,692 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $487,188 |
Did the plan have assets held for investment | 2015-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Disclaimer |
Accountancy firm name | 2015-09-30 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2015-09-30 | 134008324 |
2014 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $14,179 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total income from all sources (including contributions) | 2014-09-30 | $1,238,432 |
Total loss/gain on sale of assets | 2014-09-30 | $0 |
Total of all expenses incurred | 2014-09-30 | $541,795 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $472,882 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $325,245 |
Value of total assets at end of year | 2014-09-30 | $8,885,997 |
Value of total assets at beginning of year | 2014-09-30 | $8,175,181 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $68,913 |
Total interest from all sources | 2014-09-30 | $33 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
Value of fidelity bond cover | 2014-09-30 | $1,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
Assets. Other investments not covered elsewhere at beginning of year | 2014-09-30 | $40,000 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-09-30 | $8 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-09-30 | $1 |
Liabilities. Value of operating payables at end of year | 2014-09-30 | $14,178 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Value of net income/loss | 2014-09-30 | $696,637 |
Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $8,871,818 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $8,175,181 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
Investment advisory and management fees | 2014-09-30 | $68,913 |
Value of interest in common/collective trusts at end of year | 2014-09-30 | $8,629,798 |
Value of interest in common/collective trusts at beginning of year | 2014-09-30 | $8,131,715 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-09-30 | $110,499 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-09-30 | $3,466 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-09-30 | $3,466 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-09-30 | $33 |
Net investment gain or loss from common/collective trusts | 2014-09-30 | $913,154 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
Contributions received in cash from employer | 2014-09-30 | $325,245 |
Employer contributions (assets) at end of year | 2014-09-30 | $145,692 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $472,882 |
Did the plan have assets held for investment | 2014-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
Accountancy firm name | 2014-09-30 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2014-09-30 | 134008324 |
2013 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
Total income from all sources (including contributions) | 2013-09-30 | $1,320,137 |
Total loss/gain on sale of assets | 2013-09-30 | $0 |
Total of all expenses incurred | 2013-09-30 | $502,871 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $454,742 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $246,858 |
Value of total assets at end of year | 2013-09-30 | $8,175,181 |
Value of total assets at beginning of year | 2013-09-30 | $7,357,915 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $48,129 |
Total interest from all sources | 2013-09-30 | $1 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
Value of fidelity bond cover | 2013-09-30 | $1,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
Assets. Other investments not covered elsewhere at end of year | 2013-09-30 | $40,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Value of net income/loss | 2013-09-30 | $817,266 |
Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $8,175,181 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $7,357,915 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
Investment advisory and management fees | 2013-09-30 | $48,129 |
Value of interest in common/collective trusts at end of year | 2013-09-30 | $8,131,715 |
Value of interest in common/collective trusts at beginning of year | 2013-09-30 | $7,078,242 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-09-30 | $3,466 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-09-30 | $3,465 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-09-30 | $3,465 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-09-30 | $1 |
Net investment gain or loss from common/collective trusts | 2013-09-30 | $1,073,278 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
Contributions received in cash from employer | 2013-09-30 | $246,858 |
Employer contributions (assets) at beginning of year | 2013-09-30 | $276,208 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $454,742 |
Did the plan have assets held for investment | 2013-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
Accountancy firm name | 2013-09-30 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2013-09-30 | 134008324 |
2012 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
Total income from all sources (including contributions) | 2012-09-30 | $1,780,352 |
Total loss/gain on sale of assets | 2012-09-30 | $0 |
Total of all expenses incurred | 2012-09-30 | $494,419 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $451,718 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $521,809 |
Value of total assets at end of year | 2012-09-30 | $7,357,915 |
Value of total assets at beginning of year | 2012-09-30 | $6,071,982 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $42,701 |
Total interest from all sources | 2012-09-30 | $1 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
Value of fidelity bond cover | 2012-09-30 | $1,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
Other income not declared elsewhere | 2012-09-30 | $74 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Value of net income/loss | 2012-09-30 | $1,285,933 |
Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $7,357,915 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $6,071,982 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
Investment advisory and management fees | 2012-09-30 | $42,701 |
Value of interest in common/collective trusts at end of year | 2012-09-30 | $7,078,242 |
Value of interest in common/collective trusts at beginning of year | 2012-09-30 | $5,969,209 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-09-30 | $3,465 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-09-30 | $3,933 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-09-30 | $3,933 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-09-30 | $1 |
Net investment gain or loss from common/collective trusts | 2012-09-30 | $1,258,468 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
Contributions received in cash from employer | 2012-09-30 | $521,809 |
Employer contributions (assets) at end of year | 2012-09-30 | $276,208 |
Employer contributions (assets) at beginning of year | 2012-09-30 | $98,840 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $451,718 |
Did the plan have assets held for investment | 2012-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
Accountancy firm name | 2012-09-30 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2012-09-30 | 134008324 |
2011 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
Total income from all sources (including contributions) | 2011-09-30 | $195,802 |
Total loss/gain on sale of assets | 2011-09-30 | $0 |
Total of all expenses incurred | 2011-09-30 | $504,657 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $462,590 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $200,360 |
Value of total assets at end of year | 2011-09-30 | $6,071,982 |
Value of total assets at beginning of year | 2011-09-30 | $6,380,837 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $42,067 |
Total interest from all sources | 2011-09-30 | $1 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
Value of fidelity bond cover | 2011-09-30 | $1,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
Value of net income/loss | 2011-09-30 | $-308,855 |
Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $6,071,982 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $6,380,837 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
Investment advisory and management fees | 2011-09-30 | $42,067 |
Value of interest in common/collective trusts at end of year | 2011-09-30 | $5,969,209 |
Value of interest in common/collective trusts at beginning of year | 2011-09-30 | $6,225,685 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-09-30 | $3,933 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-09-30 | $3,933 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-09-30 | $3,933 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-09-30 | $1 |
Net investment gain or loss from common/collective trusts | 2011-09-30 | $-4,559 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
Contributions received in cash from employer | 2011-09-30 | $200,360 |
Employer contributions (assets) at end of year | 2011-09-30 | $98,840 |
Employer contributions (assets) at beginning of year | 2011-09-30 | $151,219 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $462,590 |
Did the plan have assets held for investment | 2011-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
Accountancy firm name | 2011-09-30 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2011-09-30 | 134008324 |
2010 : EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2010 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |
2021: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2021 form 5500 responses | ||
---|---|---|
2021-10-01 | Type of plan entity | Single employer plan |
2021-10-01 | Submission has been amended | No |
2021-10-01 | This submission is the final filing | Yes |
2021-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-10-01 | Plan is a collectively bargained plan | No |
2021-10-01 | Plan funding arrangement – Trust | Yes |
2021-10-01 | Plan benefit arrangement - Trust | Yes |
2020: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2020 form 5500 responses | ||
2020-10-01 | Type of plan entity | Single employer plan |
2020-10-01 | Submission has been amended | No |
2020-10-01 | This submission is the final filing | No |
2020-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-10-01 | Plan is a collectively bargained plan | No |
2020-10-01 | Plan funding arrangement – Trust | Yes |
2020-10-01 | Plan benefit arrangement - Trust | Yes |
2019: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2019 form 5500 responses | ||
2019-10-01 | Type of plan entity | Single employer plan |
2019-10-01 | Submission has been amended | No |
2019-10-01 | This submission is the final filing | No |
2019-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-10-01 | Plan is a collectively bargained plan | No |
2019-10-01 | Plan funding arrangement – Trust | Yes |
2019-10-01 | Plan benefit arrangement - Trust | Yes |
2018: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2018 form 5500 responses | ||
2018-10-01 | Type of plan entity | Single employer plan |
2018-10-01 | Submission has been amended | No |
2018-10-01 | This submission is the final filing | No |
2018-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-10-01 | Plan is a collectively bargained plan | No |
2018-10-01 | Plan funding arrangement – Trust | Yes |
2018-10-01 | Plan benefit arrangement - Trust | Yes |
2017: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2017 form 5500 responses | ||
2017-10-01 | Type of plan entity | Single employer plan |
2017-10-01 | Submission has been amended | No |
2017-10-01 | This submission is the final filing | No |
2017-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-10-01 | Plan is a collectively bargained plan | No |
2017-10-01 | Plan funding arrangement – Trust | Yes |
2017-10-01 | Plan benefit arrangement - Trust | Yes |
2016: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2016 form 5500 responses | ||
2016-10-01 | Type of plan entity | Single employer plan |
2016-10-01 | Submission has been amended | No |
2016-10-01 | This submission is the final filing | No |
2016-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-10-01 | Plan is a collectively bargained plan | No |
2016-10-01 | Plan funding arrangement – Trust | Yes |
2016-10-01 | Plan benefit arrangement - Trust | Yes |
2015: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2015 form 5500 responses | ||
2015-10-01 | Type of plan entity | Single employer plan |
2015-10-01 | Submission has been amended | No |
2015-10-01 | This submission is the final filing | No |
2015-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-10-01 | Plan is a collectively bargained plan | No |
2015-10-01 | Plan funding arrangement – Trust | Yes |
2015-10-01 | Plan benefit arrangement - Trust | Yes |
2014: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2014 form 5500 responses | ||
2014-10-01 | Type of plan entity | Single employer plan |
2014-10-01 | Submission has been amended | No |
2014-10-01 | This submission is the final filing | No |
2014-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-10-01 | Plan is a collectively bargained plan | No |
2014-10-01 | Plan funding arrangement – Trust | Yes |
2014-10-01 | Plan benefit arrangement - Trust | Yes |
2013: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2013 form 5500 responses | ||
2013-10-01 | Type of plan entity | Single employer plan |
2013-10-01 | Submission has been amended | No |
2013-10-01 | This submission is the final filing | No |
2013-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-10-01 | Plan is a collectively bargained plan | No |
2013-10-01 | Plan funding arrangement – Trust | Yes |
2013-10-01 | Plan benefit arrangement - Trust | Yes |
2012: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2012 form 5500 responses | ||
2012-10-01 | Type of plan entity | Single employer plan |
2012-10-01 | Submission has been amended | No |
2012-10-01 | This submission is the final filing | No |
2012-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-10-01 | Plan is a collectively bargained plan | No |
2012-10-01 | Plan funding arrangement – Trust | Yes |
2012-10-01 | Plan benefit arrangement - Trust | Yes |
2011: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2011 form 5500 responses | ||
2011-10-01 | Type of plan entity | Single employer plan |
2011-10-01 | Submission has been amended | Yes |
2011-10-01 | This submission is the final filing | No |
2011-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-10-01 | Plan is a collectively bargained plan | No |
2011-10-01 | Plan funding arrangement – Trust | Yes |
2011-10-01 | Plan benefit arrangement - Trust | Yes |
2010: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2010 form 5500 responses | ||
2010-10-01 | Type of plan entity | Single employer plan |
2010-10-01 | Submission has been amended | Yes |
2010-10-01 | This submission is the final filing | No |
2010-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-10-01 | Plan is a collectively bargained plan | No |
2010-10-01 | Plan funding arrangement – Trust | Yes |
2010-10-01 | Plan benefit arrangement - Trust | Yes |
2009: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2009 form 5500 responses | ||
2009-10-01 | Type of plan entity | Single employer plan |
2009-10-01 | Submission has been amended | No |
2009-10-01 | This submission is the final filing | No |
2009-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-10-01 | Plan is a collectively bargained plan | No |
2009-10-01 | Plan funding arrangement – Trust | Yes |
2009-10-01 | Plan benefit arrangement - Trust | Yes |
2008: EMPLOYEES' PENSION PLAN OF HUGHES HUBBARD & REED 2008 form 5500 responses | ||
2008-10-01 | Type of plan entity | Single employer plan |
2008-10-01 | Submission has been amended | No |
2008-10-01 | This submission is the final filing | No |
2008-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2008-10-01 | Plan is a collectively bargained plan | No |