?>
Logo

HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 401k Plan overview

Plan NameHUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN
Plan identification number 004

HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HUGHES HUBBARD & REED LLP has sponsored the creation of one or more 401k plans.

Company Name:HUGHES HUBBARD & REED LLP
Employer identification number (EIN):135605391
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about HUGHES HUBBARD & REED LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1996-05-14
Company Identification Number: 2029728
Legal Registered Office Address: Hughes Hubbard & Reed LLP
One Battery Park Plaza, 12th Floor
New York
United States of America (USA)
10004

More information about HUGHES HUBBARD & REED LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01SPENCER HARRISON ROBERT MCGOWAN2018-10-02
0042016-01-01SPENCER HARRISON MUKESH SHAH2017-10-11
0042015-01-01SPENCER HARRISON MUKESH SHAH2016-10-14
0042014-01-01SPENCER L. HARRISON MUKESH SHAH2015-10-12
0042013-01-01SPENCER HARRISON MUKESH SHAH2014-10-14
0042012-01-01SPENCER HARRISON MUKESH SHAH2013-10-11
0042011-01-01SPENCER HARRISON MUKESH SHAH2012-10-15
0042009-01-01SPENCER L. HARRISON MUKESH SHAH2010-10-13

Plan Statistics for HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN

401k plan membership statisitcs for HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN

Measure Date Value
2022: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01363
Total number of active participants reported on line 7a of the Form 55002022-01-0193
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01221
Total of all active and inactive participants2022-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01315
Number of participants with account balances2022-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01371
Total number of active participants reported on line 7a of the Form 55002021-01-0194
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01268
Total of all active and inactive participants2021-01-01363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01363
Number of participants with account balances2021-01-01355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01405
Total number of active participants reported on line 7a of the Form 55002020-01-01131
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01239
Total of all active and inactive participants2020-01-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01371
Number of participants with account balances2020-01-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01397
Total number of active participants reported on line 7a of the Form 55002019-01-01188
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01216
Total of all active and inactive participants2019-01-01404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01405
Number of participants with account balances2019-01-01352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01394
Total number of active participants reported on line 7a of the Form 55002018-01-01201
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01195
Total of all active and inactive participants2018-01-01396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01397
Number of participants with account balances2018-01-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01404
Total number of active participants reported on line 7a of the Form 55002017-01-01216
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01177
Total of all active and inactive participants2017-01-01393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01394
Number of participants with account balances2017-01-01355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01405
Total number of active participants reported on line 7a of the Form 55002016-01-01226
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01178
Total of all active and inactive participants2016-01-01404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01404
Number of participants with account balances2016-01-01366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01376
Total number of active participants reported on line 7a of the Form 55002015-01-01244
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01159
Total of all active and inactive participants2015-01-01403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01405
Number of participants with account balances2015-01-01366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01412
Total number of active participants reported on line 7a of the Form 55002014-01-01235
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01140
Total of all active and inactive participants2014-01-01375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01376
Number of participants with account balances2014-01-01364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01409
Total number of active participants reported on line 7a of the Form 55002013-01-01271
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01141
Total of all active and inactive participants2013-01-01412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01412
Number of participants with account balances2013-01-01362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01384
Total number of active participants reported on line 7a of the Form 55002012-01-01262
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01147
Total of all active and inactive participants2012-01-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01409
Number of participants with account balances2012-01-01366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01319
Total number of active participants reported on line 7a of the Form 55002011-01-01258
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01123
Total of all active and inactive participants2011-01-01381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01381
Number of participants with account balances2011-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01280
Total number of active participants reported on line 7a of the Form 55002009-01-01211
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-01105
Total of all active and inactive participants2009-01-01320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01320
Number of participants with account balances2009-01-01279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN

Measure Date Value
2022 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$821,923
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,086,081
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,321,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,253,332
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,013,640
Value of total assets at end of year2022-12-31$34,963,203
Value of total assets at beginning of year2022-12-31$44,192,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$67,681
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$1,047
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$540,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$540,421
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,481,997
Participant contributions at end of year2022-12-31$39,290
Participant contributions at beginning of year2022-12-31$15,669
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$23,458
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$532,263
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$21,636
Administrative expenses (other) incurred2022-12-31$67,681
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-8,407,094
Value of net assets at end of year (total assets less liabilities)2022-12-31$34,963,203
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$44,192,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$17,386,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$22,004,001
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$944
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$17,514,120
Value of interest in common/collective trusts at beginning of year2022-12-31$22,171,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$239
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$705
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$705
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$103
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,370,903
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$-4,291,922
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$-620
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,253,332
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAZARS USA LLP
Accountancy firm EIN2022-12-31131459550
2021 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$1,856,702
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$8,974,889
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,608,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,583,352
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,624,773
Value of total assets at end of year2021-12-31$44,192,220
Value of total assets at beginning of year2021-12-31$42,682,352
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$24,967
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$904
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$836,845
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$836,845
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,560,500
Participant contributions at end of year2021-12-31$15,669
Participant contributions at beginning of year2021-12-31$23,168
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$18,521
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$63,653
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$18,753,350
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$685
Administrative expenses (other) incurred2021-12-31$24,967
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$3,366,570
Value of net assets at end of year (total assets less liabilities)2021-12-31$44,192,220
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$42,682,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$22,004,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,095,272
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$896
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$22,171,845
Value of interest in common/collective trusts at beginning of year2021-12-31$16,792,041
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$705
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$8
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,644,727
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$2,866,955
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$620
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,583,352
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAZARS USA LLP
Accountancy firm EIN2021-12-31131459550
2020 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$476,482
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$8,744,286
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,009,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,952,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,948,704
Value of total assets at end of year2020-12-31$42,682,352
Value of total assets at beginning of year2020-12-31$36,423,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$57,100
Total interest from all sources2020-12-31$1,277
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$55,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$55,659
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,933,629
Participant contributions at end of year2020-12-31$23,168
Participant contributions at beginning of year2020-12-31$36,798
Participant contributions at end of year2020-12-31$18,521
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$15,075
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$18,753,350
Other income not declared elsewhere2020-12-31$400
Administrative expenses (other) incurred2020-12-31$57,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,735,010
Value of net assets at end of year (total assets less liabilities)2020-12-31$42,682,352
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$36,423,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,095,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$10,627,654
Interest on participant loans2020-12-31$1,277
Value of interest in common/collective trusts at end of year2020-12-31$16,792,041
Value of interest in common/collective trusts at beginning of year2020-12-31$25,759,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,876,795
Net investment gain or loss from common/collective trusts2020-12-31$3,861,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,952,176
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MAZARS USA LLP
Accountancy firm EIN2020-12-31131459550
2019 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$821,652
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$9,641,359
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,419,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,388,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,211,186
Value of total assets at end of year2019-12-31$36,423,824
Value of total assets at beginning of year2019-12-31$29,023,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$31,500
Total interest from all sources2019-12-31$1,746
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$90,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$90,968
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,138,933
Participant contributions at end of year2019-12-31$36,798
Participant contributions at beginning of year2019-12-31$84,896
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$72,253
Other income not declared elsewhere2019-12-31$1,527
Administrative expenses (other) incurred2019-12-31$31,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$8,221,821
Value of net assets at end of year (total assets less liabilities)2019-12-31$36,423,824
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$29,023,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,627,654
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,032,428
Interest on participant loans2019-12-31$1,746
Value of interest in common/collective trusts at end of year2019-12-31$25,759,372
Value of interest in common/collective trusts at beginning of year2019-12-31$20,906,331
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,349,319
Net investment gain or loss from common/collective trusts2019-12-31$4,986,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,388,038
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAZARS USA LLP
Accountancy firm EIN2019-12-31131459550
2018 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$1,460,519
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$707,300
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,430,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,387,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,487,984
Value of total assets at end of year2018-12-31$29,023,655
Value of total assets at beginning of year2018-12-31$32,207,268
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$42,707
Total interest from all sources2018-12-31$5,609
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$81,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$81,654
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,419,035
Participant contributions at end of year2018-12-31$84,896
Participant contributions at beginning of year2018-12-31$83,008
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$68,949
Other income not declared elsewhere2018-12-31$1,595
Administrative expenses (other) incurred2018-12-31$42,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,723,094
Value of net assets at end of year (total assets less liabilities)2018-12-31$29,023,655
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$32,207,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,032,428
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,360,523
Interest on participant loans2018-12-31$5,609
Value of interest in common/collective trusts at end of year2018-12-31$20,906,331
Value of interest in common/collective trusts at beginning of year2018-12-31$22,763,737
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-674,001
Net investment gain or loss from common/collective trusts2018-12-31$-1,195,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,387,687
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAZARS USA LLP
Accountancy firm EIN2018-12-31131459550
2017 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$428,388
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,547,337
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,856,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,803,602
Expenses. Certain deemed distributions of participant loans2017-12-31$29,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,530,706
Value of total assets at end of year2017-12-31$32,207,268
Value of total assets at beginning of year2017-12-31$27,944,881
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$23,060
Total interest from all sources2017-12-31$1,886
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$102,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$102,543
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,522,806
Participant contributions at end of year2017-12-31$83,008
Participant contributions at beginning of year2017-12-31$8,786
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,900
Other income not declared elsewhere2017-12-31$29,374
Administrative expenses (other) incurred2017-12-31$23,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,690,775
Value of net assets at end of year (total assets less liabilities)2017-12-31$32,207,268
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$27,944,881
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,360,523
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$21,759,321
Interest on participant loans2017-12-31$1,886
Value of interest in common/collective trusts at end of year2017-12-31$22,763,737
Value of interest in common/collective trusts at beginning of year2017-12-31$6,176,774
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,185,814
Net investment gain or loss from common/collective trusts2017-12-31$1,697,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,803,602
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAZARS USA LLP
Accountancy firm EIN2017-12-31131459550
2016 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$7,397
Total transfer of assets from this plan2016-12-31$633,214
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,699,812
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,643,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,603,247
Value of total corrective distributions2016-12-31$3,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,455,247
Value of total assets at end of year2016-12-31$27,944,881
Value of total assets at beginning of year2016-12-31$25,514,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$36,531
Total interest from all sources2016-12-31$4,717
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$269,568
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$269,568
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,452,232
Participant contributions at end of year2016-12-31$8,786
Participant contributions at beginning of year2016-12-31$72,020
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,015
Other income not declared elsewhere2016-12-31$3
Administrative expenses (other) incurred2016-12-31$36,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,056,121
Value of net assets at end of year (total assets less liabilities)2016-12-31$27,944,881
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,514,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$21,759,321
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$20,334,924
Interest on participant loans2016-12-31$4,717
Value of interest in common/collective trusts at end of year2016-12-31$6,176,774
Value of interest in common/collective trusts at beginning of year2016-12-31$5,107,633
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,457,254
Net investment gain or loss from common/collective trusts2016-12-31$513,023
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,603,247
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAZARS USA LLP
Accountancy firm EIN2016-12-31131459550
2015 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$39,118
Total transfer of assets from this plan2015-12-31$960,083
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$745
Total income from all sources (including contributions)2015-12-31$2,585,949
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,010,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,983,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,652,392
Value of total assets at end of year2015-12-31$25,514,577
Value of total assets at beginning of year2015-12-31$27,861,210
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$27,579
Total interest from all sources2015-12-31$3,367
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$317,549
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$317,549
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,640,662
Participant contributions at end of year2015-12-31$72,020
Participant contributions at beginning of year2015-12-31$149,210
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$11,730
Other income not declared elsewhere2015-12-31$-583
Administrative expenses (other) incurred2015-12-31$27,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,424,923
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,514,577
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$27,860,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$20,334,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$22,232,660
Interest on participant loans2015-12-31$3,367
Value of interest in common/collective trusts at end of year2015-12-31$5,107,633
Value of interest in common/collective trusts at beginning of year2015-12-31$5,479,340
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-459,214
Net investment gain/loss from pooled separate accounts2015-12-31$310
Net investment gain or loss from common/collective trusts2015-12-31$72,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,983,293
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$745
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPER, LLP
Accountancy firm EIN2015-12-31134008324
2014 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$286,559
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$745
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,733,632
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,431,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,386,405
Expenses. Certain deemed distributions of participant loans2014-12-31$29,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,745,578
Value of total assets at end of year2014-12-31$27,861,210
Value of total assets at beginning of year2014-12-31$24,844,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$14,975
Total interest from all sources2014-12-31$5,154
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$360,493
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$360,493
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,722,128
Participant contributions at end of year2014-12-31$149,210
Participant contributions at beginning of year2014-12-31$197,997
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$23,450
Other income not declared elsewhere2014-12-31$-179
Administrative expenses (other) incurred2014-12-31$14,975
Total non interest bearing cash at beginning of year2014-12-31$91
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,302,352
Value of net assets at end of year (total assets less liabilities)2014-12-31$27,860,465
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$24,844,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$22,232,660
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$19,769,273
Interest on participant loans2014-12-31$5,154
Value of interest in common/collective trusts at end of year2014-12-31$5,479,340
Value of interest in common/collective trusts at beginning of year2014-12-31$4,877,311
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,193,594
Net investment gain or loss from common/collective trusts2014-12-31$428,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,386,405
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$745
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS,LLP
Accountancy firm EIN2014-12-31134008324
2013 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$889,108
Total transfer of assets from this plan2013-12-31$883,502
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,116,620
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,091,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,090,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,842,997
Value of total assets at end of year2013-12-31$24,844,672
Value of total assets at beginning of year2013-12-31$19,813,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$500
Total interest from all sources2013-12-31$5,831
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$365,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$365,343
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,709,897
Participant contributions at end of year2013-12-31$197,997
Participant contributions at beginning of year2013-12-31$217,276
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$128,595
Administrative expenses (other) incurred2013-12-31$500
Total non interest bearing cash at end of year2013-12-31$91
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,025,551
Value of net assets at end of year (total assets less liabilities)2013-12-31$24,844,672
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,813,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$19,769,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$15,724,972
Interest on participant loans2013-12-31$5,831
Value of interest in common/collective trusts at end of year2013-12-31$4,877,311
Value of interest in common/collective trusts at beginning of year2013-12-31$3,871,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,353,648
Net investment gain or loss from common/collective trusts2013-12-31$548,801
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,090,569
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2013-12-31134008324
2012 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$7,805
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,902,084
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,518,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,518,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,652,607
Value of total assets at end of year2012-12-31$19,813,515
Value of total assets at beginning of year2012-12-31$16,422,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$427
Total interest from all sources2012-12-31$7,992
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$423,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$423,006
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,637,726
Participant contributions at end of year2012-12-31$217,276
Participant contributions at beginning of year2012-12-31$222,938
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$14,881
Administrative expenses (other) incurred2012-12-31$427
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,383,467
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,813,515
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,422,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$15,724,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,188,692
Interest on participant loans2012-12-31$7,992
Value of interest in common/collective trusts at end of year2012-12-31$3,871,267
Value of interest in common/collective trusts at beginning of year2012-12-31$3,950,976
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$59,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$59,637
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,509,566
Net investment gain or loss from common/collective trusts2012-12-31$308,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,518,190
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2012-12-31134008324
2011 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets from this plan2011-12-31$327,288
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,813,290
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,146,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,145,712
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,195,945
Value of total assets at end of year2011-12-31$16,422,243
Value of total assets at beginning of year2011-12-31$16,082,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$425
Total interest from all sources2011-12-31$7,808
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$197,499
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$197,499
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,179,614
Participant contributions at end of year2011-12-31$222,938
Participant contributions at beginning of year2011-12-31$144,335
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,699
Administrative expenses (other) incurred2011-12-31$425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$667,153
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,422,243
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,082,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,188,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,223,674
Interest on participant loans2011-12-31$7,802
Value of interest in common/collective trusts at end of year2011-12-31$3,950,976
Value of interest in common/collective trusts at beginning of year2011-12-31$3,665,118
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$59,637
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$49,251
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$49,251
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-685,258
Net investment gain or loss from common/collective trusts2011-12-31$97,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$13,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,145,712
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWHATERHOUSECOOPERS, LLP
Accountancy firm EIN2011-12-31134008324
2010 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$622
Total transfer of assets from this plan2010-12-31$598,816
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,816,862
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$671,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$651,057
Expenses. Certain deemed distributions of participant loans2010-12-31$20,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,061,597
Value of total assets at end of year2010-12-31$16,082,378
Value of total assets at beginning of year2010-12-31$13,535,399
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$350
Total interest from all sources2010-12-31$7,146
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$217,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$217,272
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,061,597
Participant contributions at end of year2010-12-31$144,335
Participant contributions at beginning of year2010-12-31$191,639
Administrative expenses (other) incurred2010-12-31$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,145,173
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,082,378
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,535,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,223,674
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,598,181
Interest on participant loans2010-12-31$7,142
Value of interest in common/collective trusts at end of year2010-12-31$3,665,118
Value of interest in common/collective trusts at beginning of year2010-12-31$3,718,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$49,251
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$27,434
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$27,434
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,221,773
Net investment gain or loss from common/collective trusts2010-12-31$309,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$651,057
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2010-12-31134008324

Form 5500 Responses for HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN

2022: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3