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Plan Name | HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN |
Plan identification number | 004 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | HUGHES HUBBARD & REED LLP |
Employer identification number (EIN): | 135605391 |
NAIC Classification: | 541110 |
NAIC Description: | Offices of Lawyers |
Additional information about HUGHES HUBBARD & REED LLP
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1996-05-14 |
Company Identification Number: | 2029728 |
Legal Registered Office Address: |
Hughes Hubbard & Reed LLP One Battery Park Plaza, 12th Floor New York United States of America (USA) 10004 |
More information about HUGHES HUBBARD & REED LLP
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
004 | 2022-01-01 | ||||
004 | 2021-01-01 | ||||
004 | 2020-01-01 | ||||
004 | 2019-01-01 | ||||
004 | 2018-01-01 | ||||
004 | 2017-01-01 | SPENCER HARRISON | ROBERT MCGOWAN | 2018-10-02 | |
004 | 2016-01-01 | SPENCER HARRISON | MUKESH SHAH | 2017-10-11 | |
004 | 2015-01-01 | SPENCER HARRISON | MUKESH SHAH | 2016-10-14 | |
004 | 2014-01-01 | SPENCER L. HARRISON | MUKESH SHAH | 2015-10-12 | |
004 | 2013-01-01 | SPENCER HARRISON | MUKESH SHAH | 2014-10-14 | |
004 | 2012-01-01 | SPENCER HARRISON | MUKESH SHAH | 2013-10-11 | |
004 | 2011-01-01 | SPENCER HARRISON | MUKESH SHAH | 2012-10-15 | |
004 | 2009-01-01 | SPENCER L. HARRISON | MUKESH SHAH | 2010-10-13 |
Measure | Date | Value |
---|---|---|
2022: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 363 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 93 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 221 |
Total of all active and inactive participants | 2022-01-01 | 315 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 315 |
Number of participants with account balances | 2022-01-01 | 310 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 371 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 94 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 268 |
Total of all active and inactive participants | 2021-01-01 | 363 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 363 |
Number of participants with account balances | 2021-01-01 | 355 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 405 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 131 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 239 |
Total of all active and inactive participants | 2020-01-01 | 370 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 1 |
Total participants | 2020-01-01 | 371 |
Number of participants with account balances | 2020-01-01 | 335 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 397 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 188 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 216 |
Total of all active and inactive participants | 2019-01-01 | 404 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 1 |
Total participants | 2019-01-01 | 405 |
Number of participants with account balances | 2019-01-01 | 352 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 394 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 201 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 195 |
Total of all active and inactive participants | 2018-01-01 | 396 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 1 |
Total participants | 2018-01-01 | 397 |
Number of participants with account balances | 2018-01-01 | 350 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 404 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 216 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 177 |
Total of all active and inactive participants | 2017-01-01 | 393 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 1 |
Total participants | 2017-01-01 | 394 |
Number of participants with account balances | 2017-01-01 | 355 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 405 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 226 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 178 |
Total of all active and inactive participants | 2016-01-01 | 404 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 404 |
Number of participants with account balances | 2016-01-01 | 366 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 376 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 244 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 159 |
Total of all active and inactive participants | 2015-01-01 | 403 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 2 |
Total participants | 2015-01-01 | 405 |
Number of participants with account balances | 2015-01-01 | 366 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 412 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 235 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 140 |
Total of all active and inactive participants | 2014-01-01 | 375 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 1 |
Total participants | 2014-01-01 | 376 |
Number of participants with account balances | 2014-01-01 | 364 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 409 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 271 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 141 |
Total of all active and inactive participants | 2013-01-01 | 412 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 412 |
Number of participants with account balances | 2013-01-01 | 362 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 384 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 262 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 147 |
Total of all active and inactive participants | 2012-01-01 | 409 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 409 |
Number of participants with account balances | 2012-01-01 | 366 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 319 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 258 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 123 |
Total of all active and inactive participants | 2011-01-01 | 381 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 381 |
Number of participants with account balances | 2011-01-01 | 333 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 280 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 211 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 4 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 105 |
Total of all active and inactive participants | 2009-01-01 | 320 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 320 |
Number of participants with account balances | 2009-01-01 | 279 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2022 401k financial data | ||
Unrealized appreciation/depreciation of real estate assets | 2022-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $0 |
Total transfer of assets from this plan | 2022-12-31 | $821,923 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Expenses. Interest paid | 2022-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-6,086,081 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,321,013 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,253,332 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $0 |
Value of total corrective distributions | 2022-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,013,640 |
Value of total assets at end of year | 2022-12-31 | $34,963,203 |
Value of total assets at beginning of year | 2022-12-31 | $44,192,220 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $67,681 |
Total income from rents | 2022-12-31 | $0 |
Total interest from all sources | 2022-12-31 | $1,047 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $540,421 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $540,421 |
Assets. Real estate other than employer real property at end of year | 2022-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2022-12-31 | $0 |
Administrative expenses professional fees incurred | 2022-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-12-31 | $0 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,481,997 |
Participant contributions at end of year | 2022-12-31 | $39,290 |
Participant contributions at beginning of year | 2022-12-31 | $15,669 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $23,458 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $532,263 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2022-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2022-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $0 |
Other income not declared elsewhere | 2022-12-31 | $21,636 |
Administrative expenses (other) incurred | 2022-12-31 | $67,681 |
Liabilities. Value of operating payables at end of year | 2022-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $0 |
Total non interest bearing cash at end of year | 2022-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Income. Non cash contributions | 2022-12-31 | $0 |
Value of net income/loss | 2022-12-31 | $-8,407,094 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $34,963,203 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $44,192,220 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2022-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2022-12-31 | $0 |
Investment advisory and management fees | 2022-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $17,386,096 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $22,004,001 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $0 |
Interest on participant loans | 2022-12-31 | $944 |
Income. Interest from loans (other than to participants) | 2022-12-31 | $0 |
Interest earned on other investments | 2022-12-31 | $0 |
Income. Interest from US Government securities | 2022-12-31 | $0 |
Income. Interest from corporate debt instruments | 2022-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2022-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $17,514,120 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $22,171,845 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $239 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $705 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $705 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $103 |
Assets. Value of investments in 103.12 investment entities at end of year | 2022-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2022-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $0 |
Asset value of US Government securities at end of year | 2022-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2022-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,370,903 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-4,291,922 |
Net gain/loss from 103.12 investment entities | 2022-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Assets. Invements in employer securities at end of year | 2022-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2022-12-31 | $0 |
Assets. Value of employer real property at end of year | 2022-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2022-12-31 | $0 |
Contributions received in cash from employer | 2022-12-31 | $-620 |
Employer contributions (assets) at end of year | 2022-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
Income. Dividends from preferred stock | 2022-12-31 | $0 |
Income. Dividends from common stock | 2022-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,253,332 |
Asset. Corporate debt instrument preferred debt at end of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $0 |
Contract administrator fees | 2022-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2022-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2022-12-31 | $0 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2022-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2022-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MAZARS USA LLP |
Accountancy firm EIN | 2022-12-31 | 131459550 |
2021 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2021 401k financial data | ||
Unrealized appreciation/depreciation of real estate assets | 2021-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $1,856,702 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Expenses. Interest paid | 2021-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $8,974,889 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $5,608,319 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,583,352 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $0 |
Value of total corrective distributions | 2021-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,624,773 |
Value of total assets at end of year | 2021-12-31 | $44,192,220 |
Value of total assets at beginning of year | 2021-12-31 | $42,682,352 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $24,967 |
Total income from rents | 2021-12-31 | $0 |
Total interest from all sources | 2021-12-31 | $904 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $836,845 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $836,845 |
Assets. Real estate other than employer real property at end of year | 2021-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2021-12-31 | $0 |
Administrative expenses professional fees incurred | 2021-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-12-31 | $0 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,560,500 |
Participant contributions at end of year | 2021-12-31 | $15,669 |
Participant contributions at beginning of year | 2021-12-31 | $23,168 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $18,521 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $63,653 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $18,753,350 |
Assets. Loans (other than to participants) at end of year | 2021-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2021-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $0 |
Other income not declared elsewhere | 2021-12-31 | $685 |
Administrative expenses (other) incurred | 2021-12-31 | $24,967 |
Liabilities. Value of operating payables at end of year | 2021-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $0 |
Total non interest bearing cash at end of year | 2021-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Income. Non cash contributions | 2021-12-31 | $0 |
Value of net income/loss | 2021-12-31 | $3,366,570 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $44,192,220 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $42,682,352 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2021-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2021-12-31 | $0 |
Investment advisory and management fees | 2021-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $22,004,001 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $7,095,272 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $0 |
Interest on participant loans | 2021-12-31 | $896 |
Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
Interest earned on other investments | 2021-12-31 | $0 |
Income. Interest from US Government securities | 2021-12-31 | $0 |
Income. Interest from corporate debt instruments | 2021-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2021-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2021-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $22,171,845 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $16,792,041 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $705 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $8 |
Assets. Value of investments in 103.12 investment entities at end of year | 2021-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $0 |
Asset value of US Government securities at end of year | 2021-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2021-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,644,727 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $2,866,955 |
Net gain/loss from 103.12 investment entities | 2021-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Assets. Invements in employer securities at end of year | 2021-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2021-12-31 | $0 |
Assets. Value of employer real property at end of year | 2021-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2021-12-31 | $0 |
Contributions received in cash from employer | 2021-12-31 | $620 |
Employer contributions (assets) at end of year | 2021-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
Income. Dividends from preferred stock | 2021-12-31 | $0 |
Income. Dividends from common stock | 2021-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,583,352 |
Asset. Corporate debt instrument preferred debt at end of year | 2021-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2021-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $0 |
Contract administrator fees | 2021-12-31 | $0 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2021-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2021-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2021-12-31 | $0 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Aggregate proceeds on sale of assets | 2021-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2021-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2021-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MAZARS USA LLP |
Accountancy firm EIN | 2021-12-31 | 131459550 |
2020 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $476,482 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $8,744,286 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,009,276 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,952,176 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,948,704 |
Value of total assets at end of year | 2020-12-31 | $42,682,352 |
Value of total assets at beginning of year | 2020-12-31 | $36,423,824 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $57,100 |
Total interest from all sources | 2020-12-31 | $1,277 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $55,659 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $55,659 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,933,629 |
Participant contributions at end of year | 2020-12-31 | $23,168 |
Participant contributions at beginning of year | 2020-12-31 | $36,798 |
Participant contributions at end of year | 2020-12-31 | $18,521 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $15,075 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $18,753,350 |
Other income not declared elsewhere | 2020-12-31 | $400 |
Administrative expenses (other) incurred | 2020-12-31 | $57,100 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $6,735,010 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $42,682,352 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $36,423,824 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $7,095,272 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $10,627,654 |
Interest on participant loans | 2020-12-31 | $1,277 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $16,792,041 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $25,759,372 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,876,795 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $3,861,451 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,952,176 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | MAZARS USA LLP |
Accountancy firm EIN | 2020-12-31 | 131459550 |
2019 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $821,652 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $9,641,359 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,419,538 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,388,038 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,211,186 |
Value of total assets at end of year | 2019-12-31 | $36,423,824 |
Value of total assets at beginning of year | 2019-12-31 | $29,023,655 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $31,500 |
Total interest from all sources | 2019-12-31 | $1,746 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $90,968 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $90,968 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,138,933 |
Participant contributions at end of year | 2019-12-31 | $36,798 |
Participant contributions at beginning of year | 2019-12-31 | $84,896 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $72,253 |
Other income not declared elsewhere | 2019-12-31 | $1,527 |
Administrative expenses (other) incurred | 2019-12-31 | $31,500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $8,221,821 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $36,423,824 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $29,023,655 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $10,627,654 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $8,032,428 |
Interest on participant loans | 2019-12-31 | $1,746 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $25,759,372 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $20,906,331 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,349,319 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $4,986,613 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,388,038 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MAZARS USA LLP |
Accountancy firm EIN | 2019-12-31 | 131459550 |
2018 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $1,460,519 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $707,300 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $2,430,394 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,387,687 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,487,984 |
Value of total assets at end of year | 2018-12-31 | $29,023,655 |
Value of total assets at beginning of year | 2018-12-31 | $32,207,268 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $42,707 |
Total interest from all sources | 2018-12-31 | $5,609 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $81,654 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $81,654 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $2,419,035 |
Participant contributions at end of year | 2018-12-31 | $84,896 |
Participant contributions at beginning of year | 2018-12-31 | $83,008 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $68,949 |
Other income not declared elsewhere | 2018-12-31 | $1,595 |
Administrative expenses (other) incurred | 2018-12-31 | $42,707 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,723,094 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $29,023,655 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $32,207,268 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $8,032,428 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $9,360,523 |
Interest on participant loans | 2018-12-31 | $5,609 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $20,906,331 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $22,763,737 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-674,001 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-1,195,541 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,387,687 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MAZARS USA LLP |
Accountancy firm EIN | 2018-12-31 | 131459550 |
2017 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets from this plan | 2017-12-31 | $428,388 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $7,547,337 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,856,562 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,803,602 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $29,900 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,530,706 |
Value of total assets at end of year | 2017-12-31 | $32,207,268 |
Value of total assets at beginning of year | 2017-12-31 | $27,944,881 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $23,060 |
Total interest from all sources | 2017-12-31 | $1,886 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $102,543 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $102,543 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $2,522,806 |
Participant contributions at end of year | 2017-12-31 | $83,008 |
Participant contributions at beginning of year | 2017-12-31 | $8,786 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $7,900 |
Other income not declared elsewhere | 2017-12-31 | $29,374 |
Administrative expenses (other) incurred | 2017-12-31 | $23,060 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $4,690,775 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $32,207,268 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $27,944,881 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $9,360,523 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $21,759,321 |
Interest on participant loans | 2017-12-31 | $1,886 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $22,763,737 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $6,176,774 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,185,814 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $1,697,014 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,803,602 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MAZARS USA LLP |
Accountancy firm EIN | 2017-12-31 | 131459550 |
2016 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $7,397 |
Total transfer of assets from this plan | 2016-12-31 | $633,214 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $4,699,812 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,643,691 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,603,247 |
Value of total corrective distributions | 2016-12-31 | $3,913 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,455,247 |
Value of total assets at end of year | 2016-12-31 | $27,944,881 |
Value of total assets at beginning of year | 2016-12-31 | $25,514,577 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $36,531 |
Total interest from all sources | 2016-12-31 | $4,717 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $269,568 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $269,568 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $2,452,232 |
Participant contributions at end of year | 2016-12-31 | $8,786 |
Participant contributions at beginning of year | 2016-12-31 | $72,020 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $3,015 |
Other income not declared elsewhere | 2016-12-31 | $3 |
Administrative expenses (other) incurred | 2016-12-31 | $36,531 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $3,056,121 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $27,944,881 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $25,514,577 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $21,759,321 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $20,334,924 |
Interest on participant loans | 2016-12-31 | $4,717 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $6,176,774 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $5,107,633 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,457,254 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $513,023 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,603,247 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MAZARS USA LLP |
Accountancy firm EIN | 2016-12-31 | 131459550 |
2015 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $39,118 |
Total transfer of assets from this plan | 2015-12-31 | $960,083 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $745 |
Total income from all sources (including contributions) | 2015-12-31 | $2,585,949 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $4,010,872 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,983,293 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,652,392 |
Value of total assets at end of year | 2015-12-31 | $25,514,577 |
Value of total assets at beginning of year | 2015-12-31 | $27,861,210 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $27,579 |
Total interest from all sources | 2015-12-31 | $3,367 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $317,549 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $317,549 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $2,640,662 |
Participant contributions at end of year | 2015-12-31 | $72,020 |
Participant contributions at beginning of year | 2015-12-31 | $149,210 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $11,730 |
Other income not declared elsewhere | 2015-12-31 | $-583 |
Administrative expenses (other) incurred | 2015-12-31 | $27,579 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-1,424,923 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $25,514,577 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $27,860,465 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $20,334,924 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $22,232,660 |
Interest on participant loans | 2015-12-31 | $3,367 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $5,107,633 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $5,479,340 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-459,214 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $310 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $72,128 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,983,293 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Liabilities. Value of acquisition indebtedness at beginning of year | 2015-12-31 | $745 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | PRICEWATERHOUSECOOPER, LLP |
Accountancy firm EIN | 2015-12-31 | 134008324 |
2014 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $286,559 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $745 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $4,733,632 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $1,431,280 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,386,405 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $29,900 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,745,578 |
Value of total assets at end of year | 2014-12-31 | $27,861,210 |
Value of total assets at beginning of year | 2014-12-31 | $24,844,672 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $14,975 |
Total interest from all sources | 2014-12-31 | $5,154 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $360,493 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $360,493 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $2,722,128 |
Participant contributions at end of year | 2014-12-31 | $149,210 |
Participant contributions at beginning of year | 2014-12-31 | $197,997 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $23,450 |
Other income not declared elsewhere | 2014-12-31 | $-179 |
Administrative expenses (other) incurred | 2014-12-31 | $14,975 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $91 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $3,302,352 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $27,860,465 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $24,844,672 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $22,232,660 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $19,769,273 |
Interest on participant loans | 2014-12-31 | $5,154 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $5,479,340 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $4,877,311 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,193,594 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $428,992 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,386,405 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Liabilities. Value of acquisition indebtedness at end of year | 2014-12-31 | $745 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | PRICEWATERHOUSECOOPERS,LLP |
Accountancy firm EIN | 2014-12-31 | 134008324 |
2013 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets to this plan | 2013-12-31 | $889,108 |
Total transfer of assets from this plan | 2013-12-31 | $883,502 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $7,116,620 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $2,091,069 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,090,569 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,842,997 |
Value of total assets at end of year | 2013-12-31 | $24,844,672 |
Value of total assets at beginning of year | 2013-12-31 | $19,813,515 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $500 |
Total interest from all sources | 2013-12-31 | $5,831 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $365,343 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $365,343 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,709,897 |
Participant contributions at end of year | 2013-12-31 | $197,997 |
Participant contributions at beginning of year | 2013-12-31 | $217,276 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $128,595 |
Administrative expenses (other) incurred | 2013-12-31 | $500 |
Total non interest bearing cash at end of year | 2013-12-31 | $91 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $5,025,551 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $24,844,672 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $19,813,515 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $19,769,273 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $15,724,972 |
Interest on participant loans | 2013-12-31 | $5,831 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $4,877,311 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $3,871,267 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,353,648 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $548,801 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $4,505 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,090,569 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | PRICEWATERHOUSECOOPERS, LLP |
Accountancy firm EIN | 2013-12-31 | 134008324 |
2012 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total transfer of assets to this plan | 2012-12-31 | $7,805 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $4,902,084 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,518,617 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,518,190 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,652,607 |
Value of total assets at end of year | 2012-12-31 | $19,813,515 |
Value of total assets at beginning of year | 2012-12-31 | $16,422,243 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $427 |
Total interest from all sources | 2012-12-31 | $7,992 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $423,006 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $423,006 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,637,726 |
Participant contributions at end of year | 2012-12-31 | $217,276 |
Participant contributions at beginning of year | 2012-12-31 | $222,938 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $14,881 |
Administrative expenses (other) incurred | 2012-12-31 | $427 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $3,383,467 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $19,813,515 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $16,422,243 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $15,724,972 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $12,188,692 |
Interest on participant loans | 2012-12-31 | $7,992 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $3,871,267 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $3,950,976 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $59,637 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $59,637 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,509,566 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $308,913 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,518,190 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | PRICEWATERHOUSECOOPERS, LLP |
Accountancy firm EIN | 2012-12-31 | 134008324 |
2011 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets from this plan | 2011-12-31 | $327,288 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,813,290 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,146,137 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,145,712 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,195,945 |
Value of total assets at end of year | 2011-12-31 | $16,422,243 |
Value of total assets at beginning of year | 2011-12-31 | $16,082,378 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $425 |
Total interest from all sources | 2011-12-31 | $7,808 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $197,499 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $197,499 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,179,614 |
Participant contributions at end of year | 2011-12-31 | $222,938 |
Participant contributions at beginning of year | 2011-12-31 | $144,335 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $2,699 |
Administrative expenses (other) incurred | 2011-12-31 | $425 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $667,153 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $16,422,243 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $16,082,378 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $12,188,692 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $12,223,674 |
Interest on participant loans | 2011-12-31 | $7,802 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $3,950,976 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $3,665,118 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $59,637 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $49,251 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $49,251 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $6 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-685,258 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $97,296 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $13,632 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,145,712 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | PRICEWHATERHOUSECOOPERS, LLP |
Accountancy firm EIN | 2011-12-31 | 134008324 |
2010 : HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets to this plan | 2010-12-31 | $622 |
Total transfer of assets from this plan | 2010-12-31 | $598,816 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $3,816,862 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $671,689 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $651,057 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $20,282 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,061,597 |
Value of total assets at end of year | 2010-12-31 | $16,082,378 |
Value of total assets at beginning of year | 2010-12-31 | $13,535,399 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $350 |
Total interest from all sources | 2010-12-31 | $7,146 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $217,272 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $217,272 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,061,597 |
Participant contributions at end of year | 2010-12-31 | $144,335 |
Participant contributions at beginning of year | 2010-12-31 | $191,639 |
Administrative expenses (other) incurred | 2010-12-31 | $350 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $3,145,173 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $16,082,378 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $13,535,399 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $12,223,674 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $9,598,181 |
Interest on participant loans | 2010-12-31 | $7,142 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $3,665,118 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $3,718,145 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $49,251 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $27,434 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $27,434 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $4 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,221,773 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $309,074 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $651,057 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | PRICEWATERHOUSECOOPERS, LLP |
Accountancy firm EIN | 2010-12-31 | 134008324 |
2022: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: HUGHES HUBBARD AND REED ASSOCIATES' SECTION 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |