?>
Logo

AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 401k Plan overview

Plan NameAMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN
Plan identification number 002

AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

AMERICAN HEART ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN HEART ASSOCIATION
Employer identification number (EIN):135613797
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about AMERICAN HEART ASSOCIATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1924-05-23
Company Identification Number: 19136
Legal Registered Office Address: 1218 CENTRAL AVENUE SUITE 100
New York
ALBANY
United States of America (USA)
12205

More information about AMERICAN HEART ASSOCIATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01KATHERINE NEVERDOUSKY2023-10-16
0022021-01-01KATHERINE NEVERDOUSKY2022-07-08
0022020-01-01KATHERINE NEVERDOUSKY2021-07-09
0022019-01-01KATHERINE NEVERDOUSKY2020-06-24
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01KATHERINE NEVERDOUSKY
0022014-01-01KATHERINE NEVERDOUSKY KATHERINE NEVERDOUSKY2015-10-13
0022013-01-01KATHERINE NEVERDOUSKY
0022012-01-01KRISTIE MASCHMANN KRISTIE MASCHMANN2013-07-31
0022011-01-01KATHERINE NEVERDOUSKY
0022010-01-01KATHERINE NEVERDOUSKY
0022009-01-01KATHERINE NEVERDOUSKY
0022009-01-01KATHERINE NEVERDOUSKY KATHERINE NEVERDOUSKY2010-10-14

Plan Statistics for AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN

401k plan membership statisitcs for AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN

Measure Date Value
2022: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-016,308
Total number of active participants reported on line 7a of the Form 55002022-01-013,455
Number of retired or separated participants receiving benefits2022-01-0121
Number of other retired or separated participants entitled to future benefits2022-01-013,460
Total of all active and inactive participants2022-01-016,936
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0130
Total participants2022-01-016,966
Number of participants with account balances2022-01-016,705
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-015
2021: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-016,307
Total number of active participants reported on line 7a of the Form 55002021-01-012,793
Number of retired or separated participants receiving benefits2021-01-0119
Number of other retired or separated participants entitled to future benefits2021-01-013,469
Total of all active and inactive participants2021-01-016,281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0127
Total participants2021-01-016,308
Number of participants with account balances2021-01-016,308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016,054
2020: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-016,395
Total number of active participants reported on line 7a of the Form 55002020-01-012,759
Number of retired or separated participants receiving benefits2020-01-0117
Number of other retired or separated participants entitled to future benefits2020-01-013,522
Total of all active and inactive participants2020-01-016,298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-019
Total participants2020-01-016,307
Number of participants with account balances2020-01-016,076
2019: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-016,433
Total number of active participants reported on line 7a of the Form 55002019-01-012,993
Number of retired or separated participants receiving benefits2019-01-0118
Number of other retired or separated participants entitled to future benefits2019-01-013,374
Total of all active and inactive participants2019-01-016,385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0110
Total participants2019-01-016,395
Number of participants with account balances2019-01-016,165
2018: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-016,363
Total number of active participants reported on line 7a of the Form 55002018-01-013,344
Number of retired or separated participants receiving benefits2018-01-0118
Number of other retired or separated participants entitled to future benefits2018-01-013,059
Total of all active and inactive participants2018-01-016,421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0112
Total participants2018-01-016,433
Number of participants with account balances2018-01-016,133
2017: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-016,212
Total number of active participants reported on line 7a of the Form 55002017-01-013,430
Number of retired or separated participants receiving benefits2017-01-0115
Number of other retired or separated participants entitled to future benefits2017-01-012,908
Total of all active and inactive participants2017-01-016,353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0110
Total participants2017-01-016,363
Number of participants with account balances2017-01-016,090
2016: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015,986
Total number of active participants reported on line 7a of the Form 55002016-01-013,362
Number of retired or separated participants receiving benefits2016-01-0111
Number of other retired or separated participants entitled to future benefits2016-01-012,831
Total of all active and inactive participants2016-01-016,204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-018
Total participants2016-01-016,212
Number of participants with account balances2016-01-015,951
2015: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015,890
Total number of active participants reported on line 7a of the Form 55002015-01-013,192
Number of retired or separated participants receiving benefits2015-01-019
Number of other retired or separated participants entitled to future benefits2015-01-012,778
Total of all active and inactive participants2015-01-015,979
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-015,986
Number of participants with account balances2015-01-015,727
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,982
Total number of active participants reported on line 7a of the Form 55002014-01-013,085
Number of retired or separated participants receiving benefits2014-01-0111
Number of other retired or separated participants entitled to future benefits2014-01-012,786
Total of all active and inactive participants2014-01-015,882
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-018
Total participants2014-01-015,890
Number of participants with account balances2014-01-015,644
2013: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016,178
Total number of active participants reported on line 7a of the Form 55002013-01-013,162
Number of retired or separated participants receiving benefits2013-01-017
Number of other retired or separated participants entitled to future benefits2013-01-012,807
Total of all active and inactive participants2013-01-015,976
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-015,982
Number of participants with account balances2013-01-015,600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016,983
Total number of active participants reported on line 7a of the Form 55002012-01-013,532
Number of retired or separated participants receiving benefits2012-01-0113
Number of other retired or separated participants entitled to future benefits2012-01-012,628
Total of all active and inactive participants2012-01-016,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-016,178
Number of participants with account balances2012-01-015,625
2011: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016,970
Total number of active participants reported on line 7a of the Form 55002011-01-014,291
Number of retired or separated participants receiving benefits2011-01-0111
Number of other retired or separated participants entitled to future benefits2011-01-012,676
Total of all active and inactive participants2011-01-016,978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-015
Total participants2011-01-016,983
Number of participants with account balances2011-01-015,700
2010: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-017,022
Total number of active participants reported on line 7a of the Form 55002010-01-014,596
Number of retired or separated participants receiving benefits2010-01-015
Number of other retired or separated participants entitled to future benefits2010-01-012,366
Total of all active and inactive participants2010-01-016,967
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-016,970
Number of participants with account balances2010-01-015,794
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,861
Total number of active participants reported on line 7a of the Form 55002009-01-015,731
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-011,287
Total of all active and inactive participants2009-01-017,022
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-017,022
Number of participants with account balances2009-01-015,785

Financial Data on AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN

Measure Date Value
2022 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-47,195,858
Total of all expenses incurred2022-12-31$26,134,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$25,104,544
Expenses. Certain deemed distributions of participant loans2022-12-31$62,484
Value of total corrective distributions2022-12-31$744,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$25,504,446
Value of total assets at end of year2022-12-31$383,411,147
Value of total assets at beginning of year2022-12-31$456,741,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$223,195
Total interest from all sources2022-12-31$1,312,656
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,549,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,549,062
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Participant contributions at end of year2022-12-31$3,503,268
Participant contributions at beginning of year2022-12-31$3,795,001
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$179,207
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$389
Administrative expenses (other) incurred2022-12-31$221,462
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-73,330,655
Value of net assets at end of year (total assets less liabilities)2022-12-31$383,411,147
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$456,741,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$106,720,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$139,812,254
Value of interest in pooled separate accounts at end of year2022-12-31$2,506,744
Value of interest in pooled separate accounts at beginning of year2022-12-31$2,690,080
Interest on participant loans2022-12-31$224,331
Interest earned on other investments2022-12-31$1,088,325
Value of interest in common/collective trusts at end of year2022-12-31$237,756,525
Value of interest in common/collective trusts at beginning of year2022-12-31$279,560,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$31,878,044
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$29,971,196
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$896,505
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-31,043,680
Net investment gain/loss from pooled separate accounts2022-12-31$220,959
Net investment gain or loss from common/collective trusts2022-12-31$-45,739,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$25,325,239
Employer contributions (assets) at end of year2022-12-31$1,046,211
Employer contributions (assets) at beginning of year2022-12-31$912,285
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$24,208,039
Contract administrator fees2022-12-31$1,733
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$78,196,531
Total of all expenses incurred2021-12-31$29,674,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$29,167,269
Expenses. Certain deemed distributions of participant loans2021-12-31$295,326
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$24,493,233
Value of total assets at end of year2021-12-31$456,741,802
Value of total assets at beginning of year2021-12-31$408,219,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$212,003
Total interest from all sources2021-12-31$1,221,889
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$8,147,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$8,147,263
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Participant contributions at end of year2021-12-31$3,795,001
Participant contributions at beginning of year2021-12-31$4,419,864
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$131,949
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$389
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$161,432
Administrative expenses (other) incurred2021-12-31$212,003
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$48,521,933
Value of net assets at end of year (total assets less liabilities)2021-12-31$456,741,802
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$408,219,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$139,812,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$326,167,394
Value of interest in pooled separate accounts at end of year2021-12-31$2,690,080
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,327,399
Interest on participant loans2021-12-31$293,885
Interest earned on other investments2021-12-31$928,004
Value of interest in common/collective trusts at end of year2021-12-31$279,560,597
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$29,971,196
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$74,504,644
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$926,444
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$44,215,913
Net investment gain/loss from pooled separate accounts2021-12-31$417,280
Net investment gain or loss from common/collective trusts2021-12-31$-299,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$24,361,284
Employer contributions (assets) at end of year2021-12-31$912,285
Employer contributions (assets) at beginning of year2021-12-31$639,136
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$28,240,825
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$75,279,204
Total of all expenses incurred2020-12-31$32,622,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$32,414,268
Expenses. Certain deemed distributions of participant loans2020-12-31$4,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$20,178,184
Value of total assets at end of year2020-12-31$408,219,869
Value of total assets at beginning of year2020-12-31$365,562,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$203,210
Total interest from all sources2020-12-31$1,214,566
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$8,706,651
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$8,706,651
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2020-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Participant contributions at end of year2020-12-31$4,419,864
Participant contributions at beginning of year2020-12-31$3,854,349
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$15,466
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$161,432
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$94
Other income not declared elsewhere2020-12-31$837,321
Administrative expenses (other) incurred2020-12-31$202,421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$42,657,093
Value of net assets at end of year (total assets less liabilities)2020-12-31$408,219,869
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$365,562,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$326,167,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$329,777,612
Value of interest in pooled separate accounts at end of year2020-12-31$2,327,399
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,683,123
Interest on participant loans2020-12-31$182,682
Interest earned on other investments2020-12-31$1,031,884
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$74,504,644
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$28,342,705
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$599,554
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$44,364,596
Net investment gain/loss from pooled separate accounts2020-12-31$-22,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$20,162,718
Employer contributions (assets) at end of year2020-12-31$639,136
Employer contributions (assets) at beginning of year2020-12-31$904,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$31,814,714
Contract administrator fees2020-12-31$789
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD, LLP
Accountancy firm EIN2020-12-31440160260
2019 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$638,524
Total unrealized appreciation/depreciation of assets2019-12-31$638,524
Total income from all sources (including contributions)2019-12-31$86,528,849
Total of all expenses incurred2019-12-31$23,131,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$22,873,902
Expenses. Certain deemed distributions of participant loans2019-12-31$65,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$24,399,099
Value of total assets at end of year2019-12-31$365,562,776
Value of total assets at beginning of year2019-12-31$302,165,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$192,190
Total interest from all sources2019-12-31$1,199,635
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$7,559,612
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$7,559,612
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2019-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$0
Amount contributed by the employer to the plan for this plan year2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Participant contributions at end of year2019-12-31$3,854,349
Participant contributions at beginning of year2019-12-31$3,436,354
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$83
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$86,018
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$94
Administrative expenses (other) incurred2019-12-31$189,684
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$63,396,852
Value of net assets at end of year (total assets less liabilities)2019-12-31$365,562,776
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$302,165,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$329,777,612
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$264,713,846
Value of interest in pooled separate accounts at end of year2019-12-31$2,683,123
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,669,448
Interest on participant loans2019-12-31$183,910
Interest earned on other investments2019-12-31$1,015,725
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$28,342,705
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$30,454,189
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,415,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$52,588,447
Net investment gain/loss from pooled separate accounts2019-12-31$143,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$24,313,081
Employer contributions (assets) at end of year2019-12-31$904,893
Employer contributions (assets) at beginning of year2019-12-31$892,004
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$21,458,410
Contract administrator fees2019-12-31$2,506
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm EIN2019-12-31366055558
2018 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-23,941,588
Total unrealized appreciation/depreciation of assets2018-12-31$-23,941,588
Total income from all sources (including contributions)2018-12-31$8,309,029
Total of all expenses incurred2018-12-31$21,956,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$21,700,239
Expenses. Certain deemed distributions of participant loans2018-12-31$61,754
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$23,960,154
Value of total assets at end of year2018-12-31$302,165,924
Value of total assets at beginning of year2018-12-31$315,813,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$194,979
Total interest from all sources2018-12-31$1,246,676
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,920,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,920,727
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$23,893,780
Participant contributions at end of year2018-12-31$3,436,354
Participant contributions at beginning of year2018-12-31$3,700,539
Assets. Other investments not covered elsewhere at end of year2018-12-31$83
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$66,374
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$66,023
Administrative expenses (other) incurred2018-12-31$190,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-13,647,943
Value of net assets at end of year (total assets less liabilities)2018-12-31$302,165,924
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$315,813,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$264,713,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$280,263,161
Value of interest in pooled separate accounts at end of year2018-12-31$2,669,448
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,639,087
Interest on participant loans2018-12-31$164,438
Interest earned on other investments2018-12-31$1,082,238
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$30,454,189
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$28,343,953
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$496,361
Net investment gain/loss from pooled separate accounts2018-12-31$123,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at end of year2018-12-31$892,004
Employer contributions (assets) at beginning of year2018-12-31$867,127
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$21,137,855
Contract administrator fees2018-12-31$4,173
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON LLP
Accountancy firm EIN2018-12-31366055558
2017 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$36,954,241
Total unrealized appreciation/depreciation of assets2017-12-31$36,954,241
Total income from all sources (including contributions)2017-12-31$67,276,007
Total of all expenses incurred2017-12-31$13,411,004
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$13,089,740
Value of total corrective distributions2017-12-31$132,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$23,197,561
Value of total assets at end of year2017-12-31$315,813,867
Value of total assets at beginning of year2017-12-31$261,948,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$189,137
Total interest from all sources2017-12-31$1,161,511
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,846,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,846,146
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Participant contributions at end of year2017-12-31$3,700,539
Participant contributions at beginning of year2017-12-31$3,722,071
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$143,925
Administrative expenses (other) incurred2017-12-31$188,894
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$53,865,003
Value of net assets at end of year (total assets less liabilities)2017-12-31$315,813,867
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$261,948,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$280,263,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$226,881,059
Value of interest in pooled separate accounts at end of year2017-12-31$2,639,087
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,767,744
Interest on participant loans2017-12-31$161,600
Interest earned on other investments2017-12-31$999,911
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$28,343,953
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$27,735,135
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$466,939
Net investment gain/loss from pooled separate accounts2017-12-31$116,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$23,053,636
Employer contributions (assets) at end of year2017-12-31$867,127
Employer contributions (assets) at beginning of year2017-12-31$842,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$12,622,801
Contract administrator fees2017-12-31$243
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON LLP
Accountancy firm EIN2017-12-31366055558
2016 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$12,331,743
Total unrealized appreciation/depreciation of assets2016-12-31$12,331,743
Total income from all sources (including contributions)2016-12-31$39,152,733
Total of all expenses incurred2016-12-31$10,649,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,403,371
Expenses. Certain deemed distributions of participant loans2016-12-31$73,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$21,543,276
Value of total assets at end of year2016-12-31$261,948,864
Value of total assets at beginning of year2016-12-31$233,445,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$173,190
Total interest from all sources2016-12-31$1,215,304
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,926,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,926,152
Assets. Real estate other than employer real property at beginning of year2016-12-31$3,317,922
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Participant contributions at end of year2016-12-31$3,722,071
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$45,027
Administrative expenses (other) incurred2016-12-31$172,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$28,502,902
Value of net assets at end of year (total assets less liabilities)2016-12-31$261,948,864
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$233,445,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$226,881,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$162,471,215
Value of interest in pooled separate accounts at end of year2016-12-31$2,767,744
Interest on participant loans2016-12-31$143,966
Interest earned on other investments2016-12-31$1,071,338
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$27,735,135
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$66,902,143
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$815,300
Net investment gain/loss from pooled separate accounts2016-12-31$136,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$21,498,249
Employer contributions (assets) at end of year2016-12-31$842,855
Employer contributions (assets) at beginning of year2016-12-31$754,682
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$9,588,071
Contract administrator fees2016-12-31$1,153
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON LLP
Accountancy firm EIN2016-12-31366055558
2015 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$27,775,127
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$21,282,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$21,224,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$19,810,926
Value of total assets at end of year2015-12-31$233,445,962
Value of total assets at beginning of year2015-12-31$226,953,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$58,164
Total interest from all sources2015-12-31$1,025,084
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$6,939,117
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$6,939,117
Assets. Real estate other than employer real property at end of year2015-12-31$3,317,922
Assets. Real estate other than employer real property at beginning of year2015-12-31$3,172,674
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$71,609
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$7,082,136
Administrative expenses (other) incurred2015-12-31$58,164
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,492,219
Value of net assets at end of year (total assets less liabilities)2015-12-31$233,445,962
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$226,953,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$162,471,215
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$158,312,896
Interest earned on other investments2015-12-31$1,025,084
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$66,902,143
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$64,773,173
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$650,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$19,739,317
Employer contributions (assets) at end of year2015-12-31$754,682
Employer contributions (assets) at beginning of year2015-12-31$695,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$13,492,353
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH, LLP
Accountancy firm EIN2015-12-31350921680
2014 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$34,870,189
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$18,299,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$18,245,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$18,403,248
Value of total assets at end of year2014-12-31$226,953,743
Value of total assets at beginning of year2014-12-31$210,382,764
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$54,115
Total interest from all sources2014-12-31$1,046,250
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$12,874,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$12,874,819
Assets. Real estate other than employer real property at end of year2014-12-31$3,172,674
Assets. Real estate other than employer real property at beginning of year2014-12-31$2,665,016
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$277,912
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$3,601,336
Administrative expenses (other) incurred2014-12-31$54,115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$16,570,979
Value of net assets at end of year (total assets less liabilities)2014-12-31$226,953,743
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$210,382,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$158,312,896
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$140,665,145
Interest earned on other investments2014-12-31$1,046,250
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$64,773,173
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$66,406,801
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$957,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,545,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$18,125,336
Employer contributions (assets) at end of year2014-12-31$695,000
Employer contributions (assets) at beginning of year2014-12-31$645,802
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$13,686,487
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH, LLP
Accountancy firm EIN2014-12-31350921680
2013 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$46,826,544
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$14,622,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$14,557,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$17,383,646
Value of total assets at end of year2013-12-31$210,382,764
Value of total assets at beginning of year2013-12-31$178,178,385
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$64,330
Total interest from all sources2013-12-31$1,017,203
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,636,189
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,636,189
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Participant contributions at end of year2013-12-31$2,665,016
Participant contributions at beginning of year2013-12-31$2,067,517
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$199,593
Other income not declared elsewhere2013-12-31$7,157,953
Administrative expenses (other) incurred2013-12-31$64,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$32,204,379
Value of net assets at end of year (total assets less liabilities)2013-12-31$210,382,764
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$178,178,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$140,665,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$111,422,121
Interest earned on other investments2013-12-31$1,017,203
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$66,406,801
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$64,067,530
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$445,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$17,631,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$17,184,053
Employer contributions (assets) at end of year2013-12-31$645,802
Employer contributions (assets) at beginning of year2013-12-31$621,217
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$14,111,931
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH, LLP
Accountancy firm EIN2013-12-31350921680
2012 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$33,601,449
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$10,766,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$10,561,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$16,504,617
Value of total assets at end of year2012-12-31$178,178,385
Value of total assets at beginning of year2012-12-31$155,343,222
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$205,091
Total interest from all sources2012-12-31$1,005,806
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,267,919
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,267,919
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$2,067,517
Participant contributions at beginning of year2012-12-31$1,807,776
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$33,538
Other income not declared elsewhere2012-12-31$4,575,284
Administrative expenses (other) incurred2012-12-31$205,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$22,835,163
Value of net assets at end of year (total assets less liabilities)2012-12-31$178,178,385
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$155,343,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$111,422,121
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$89,263,647
Interest earned on other investments2012-12-31$1,005,806
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$64,067,530
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$64,271,799
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$1,020,653
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,247,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$16,471,079
Employer contributions (assets) at end of year2012-12-31$621,217
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$9,540,542
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH, LLP
Accountancy firm EIN2012-12-31350921680
2011 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$15,654,698
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$10,696,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$10,646,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$15,951,880
Value of total assets at end of year2011-12-31$155,343,222
Value of total assets at beginning of year2011-12-31$150,384,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$50,350
Total interest from all sources2011-12-31$1,026,461
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$3,081,354
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$3,081,354
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$1,807,776
Participant contributions at beginning of year2011-12-31$1,293,659
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$86,198
Other income not declared elsewhere2011-12-31$-158,532
Administrative expenses (other) incurred2011-12-31$50,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,958,273
Value of net assets at end of year (total assets less liabilities)2011-12-31$155,343,222
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$150,384,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$89,263,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$79,112,131
Interest earned on other investments2011-12-31$1,026,461
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$64,271,799
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$68,742,963
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$793,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,246,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$15,865,682
Employer contributions (assets) at beginning of year2011-12-31$1,236,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$9,852,868
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CROWE HORWATH, LLP
Accountancy firm EIN2011-12-31350921680
2010 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$29,462,997
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$9,948,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$9,786,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$15,800,283
Value of total assets at end of year2010-12-31$150,384,949
Value of total assets at beginning of year2010-12-31$130,870,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$162,496
Total interest from all sources2010-12-31$1,012,859
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,648,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,648,714
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at end of year2010-12-31$1,293,659
Participant contributions at beginning of year2010-12-31$3,151,717
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$168,633
Other income not declared elsewhere2010-12-31$4,472,505
Administrative expenses (other) incurred2010-12-31$162,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$19,514,364
Value of net assets at end of year (total assets less liabilities)2010-12-31$150,384,949
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$130,870,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$79,112,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$59,396,068
Value of interest in pooled separate accounts at beginning of year2010-12-31$44,389,667
Interest earned on other investments2010-12-31$1,012,859
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$68,742,963
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$22,659,836
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$818,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$6,528,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$15,631,650
Employer contributions (assets) at end of year2010-12-31$1,236,196
Employer contributions (assets) at beginning of year2010-12-31$1,273,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$8,968,047
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CROWE HORWATH, LLP
Accountancy firm EIN2010-12-31350921680
2009 : AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN

2022: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01First time form 5500 has been submittedYes
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AMERICAN HEART ASSOCIATION, INC. QUALIFIED RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101140
Policy instance 1
Insurance contract or identification number101140
Number of Individuals Covered1291
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101140
Policy instance 1
Insurance contract or identification number101140
Number of Individuals Covered1344
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101140
Policy instance 1
Insurance contract or identification number101140
Number of Individuals Covered1418
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101140
Policy instance 1
Insurance contract or identification number101140
Number of Individuals Covered1477
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101140
Policy instance 1
Insurance contract or identification number101140
Number of Individuals Covered1554
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101140
Policy instance 1
Insurance contract or identification number101140
Number of Individuals Covered1648
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101140
Policy instance 1
Insurance contract or identification number101140
Number of Individuals Covered1815
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101140
Policy instance 1
Insurance contract or identification number101140
Number of Individuals Covered1932
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101140
Policy instance 1
Insurance contract or identification number101140
Number of Individuals Covered2048
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101140
Policy instance 1
Insurance contract or identification number101140
Number of Individuals Covered2165
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101140
Policy instance 1
Insurance contract or identification number101140
Number of Individuals Covered2292
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101140
Policy instance 1
Insurance contract or identification number101140
Number of Individuals Covered2439
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3