401k Plan data: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN plan

PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan Name	PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number	001

PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

PACE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: PACE UNIVERSITY

Employer identification number (EIN): 135662314

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 MATTEO RENNA MATTEO RENNA 2016-10-16
001 2014-01-01 MATTEO RENNA MATTEO RENNA 2015-10-13
001 2013-01-01 MATTEO RENNA MATTEO RENNA 2014-10-14
001 2012-01-01 MATTEO RENNA MATTEO RENNA 2013-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	MATTEO RENNA	MATTEO RENNA	2016-10-16
001	2014-01-01	MATTEO RENNA	MATTEO RENNA	2015-10-13
001	2013-01-01	MATTEO RENNA	MATTEO RENNA	2014-10-14
001	2012-01-01	MATTEO RENNA	MATTEO RENNA	2013-10-14

Plan Statistics for PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2015: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3,469
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,928
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1,868
Total of all active and inactive participants 2015-01-01 3,796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 43
Total participants 2015-01-01 3,839
Number of participants with account balances 2015-01-01 3,280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,957
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,956
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1,496
Total of all active and inactive participants 2014-01-01 3,452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 17
Total participants 2014-01-01 3,469
Number of participants with account balances 2014-01-01 3,034
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,940
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,674
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,313
Total of all active and inactive participants 2013-01-01 2,987
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 12
Total participants 2013-01-01 2,999
Number of participants with account balances 2013-01-01 2,936
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3,380
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,309
Number of retired or separated participants receiving benefits 2012-01-01 5
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,128
Total of all active and inactive participants 2012-01-01 3,442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 12
Total participants 2012-01-01 3,454
Number of participants with account balances 2012-01-01 3,229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2015: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3,469
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,928
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,868
Total of all active and inactive participants	2015-01-01	3,796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	43
Total participants	2015-01-01	3,839
Number of participants with account balances	2015-01-01	3,280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,957
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,956
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1,496
Total of all active and inactive participants	2014-01-01	3,452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	17
Total participants	2014-01-01	3,469
Number of participants with account balances	2014-01-01	3,034
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,940
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,674
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,313
Total of all active and inactive participants	2013-01-01	2,987
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	12
Total participants	2013-01-01	2,999
Number of participants with account balances	2013-01-01	2,936
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3,380
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,309
Number of retired or separated participants receiving benefits	2012-01-01	5
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,128
Total of all active and inactive participants	2012-01-01	3,442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	12
Total participants	2012-01-01	3,454
Number of participants with account balances	2012-01-01	3,229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure	Date	Value
2015 : PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$31,716,759
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$27,348,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$27,264,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$24,607,059
Value of total assets at end of year	2015-12-31	$524,213,286
Value of total assets at beginning of year	2015-12-31	$519,845,291
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$84,026
Total interest from all sources	2015-12-31	$7,095,298
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$6,439,683
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$6,439,683
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$9,547,499
Participant contributions at end of year	2015-12-31	$36,432
Participant contributions at beginning of year	2015-12-31	$93,603
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$823,921
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$744,489
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$4,228,329
Other income not declared elsewhere	2015-12-31	$201,206
Administrative expenses (other) incurred	2015-12-31	$6,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$4,367,995
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$524,213,286
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$519,845,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$77,395
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$320,393,339
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$319,410,278
Value of interest in pooled separate accounts at end of year	2015-12-31	$21,750,035
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$19,379,008
Interest on participant loans	2015-12-31	$4,775
Interest earned on other investments	2015-12-31	$7,090,191
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$2,285,607
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$2,239,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$2,239,024
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$332
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$178,923,952
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$177,978,889
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$1,471,885
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-8,223,329
Net investment gain/loss from pooled separate accounts	2015-12-31	$1,596,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$10,831,231
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$25,792,853
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	KPMG LLP
Accountancy firm EIN	2015-12-31	135565207
2014 : PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$53,176,881
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$24,593,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$24,586,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$23,679,709
Value of total assets at end of year	2014-12-31	$519,845,291
Value of total assets at beginning of year	2014-12-31	$491,262,037
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$7,113
Total interest from all sources	2014-12-31	$7,163,074
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$6,722,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$6,722,864
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$9,106,814
Participant contributions at end of year	2014-12-31	$93,603
Participant contributions at beginning of year	2014-12-31	$100,092
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$744,489
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$3,943,009
Other income not declared elsewhere	2014-12-31	$356,041
Administrative expenses (other) incurred	2014-12-31	$7,113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$28,583,254
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$519,845,291
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$491,262,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$319,410,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$299,723,392
Value of interest in pooled separate accounts at end of year	2014-12-31	$19,379,008
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$16,204,716
Interest on participant loans	2014-12-31	$10,735
Interest earned on other investments	2014-12-31	$7,151,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$2,239,024
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$3,442,877
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$3,442,877
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$598
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$177,978,889
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$171,790,960
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$693,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$13,152,730
Net investment gain/loss from pooled separate accounts	2014-12-31	$2,102,463
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$10,629,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$23,893,346
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	KPMG LLP
Accountancy firm EIN	2014-12-31	135565207
2013 : PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$84,031,912
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$22,174,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$22,152,928
Expenses. Certain deemed distributions of participant loans	2013-12-31	$13,097
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$22,414,140
Value of total assets at end of year	2013-12-31	$491,262,037
Value of total assets at beginning of year	2013-12-31	$429,404,402
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$8,252
Total interest from all sources	2013-12-31	$6,788,087
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$5,212,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$5,212,562
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$8,829,533
Participant contributions at end of year	2013-12-31	$100,092
Participant contributions at beginning of year	2013-12-31	$130,187
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$3,278,350
Administrative expenses (other) incurred	2013-12-31	$8,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$61,857,635
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$491,262,037
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$429,404,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$299,723,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$246,531,069
Value of interest in pooled separate accounts at end of year	2013-12-31	$16,204,716
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$13,699,388
Interest on participant loans	2013-12-31	$10,532
Interest earned on other investments	2013-12-31	$6,777,212
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$3,442,877
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$2,034,240
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$2,034,240
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$343
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$171,790,960
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$167,009,518
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$1,866,806
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$48,229,300
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,387,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$10,306,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$20,286,122
Contract administrator fees	2013-12-31	$205
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	KPMG LLP
Accountancy firm EIN	2013-12-31	135565207
2012 : PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$58,300,481
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$19,959,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$19,894,845
Expenses. Certain deemed distributions of participant loans	2012-12-31	$9,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$20,203,756
Value of total assets at end of year	2012-12-31	$429,404,402
Value of total assets at beginning of year	2012-12-31	$391,063,433
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$55,425
Total interest from all sources	2012-12-31	$6,509,378
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$2,399,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$2,399,704
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$8,424,329
Participant contributions at end of year	2012-12-31	$130,187
Participant contributions at beginning of year	2012-12-31	$163,210
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,689,154
Administrative expenses (other) incurred	2012-12-31	$17,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$38,340,969
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$429,404,402
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$391,063,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$38,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$246,531,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$210,532,299
Value of interest in pooled separate accounts at end of year	2012-12-31	$13,699,388
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$12,214,928
Interest on participant loans	2012-12-31	$12,819
Interest earned on other investments	2012-12-31	$6,496,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$2,034,240
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$2,234,228
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$2,234,228
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$476
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$167,009,518
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$165,918,768
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$2,253,014
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$27,936,913
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,250,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$10,090,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$17,641,831
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KPMG LLP
Accountancy firm EIN	2012-12-31	135565207

Form 5500 Responses for PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

2015: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PACE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

405278

Policy instance

Insurance contract or identification number	405278
Number of Individuals Covered	2479
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

405278

Policy instance

Insurance contract or identification number	405278
Number of Individuals Covered	2498
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

405278

Policy instance

Insurance contract or identification number	405278
Number of Individuals Covered	2504
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

405278

Policy instance

Insurance contract or identification number	405278
Number of Individuals Covered	2869
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	PACE UNIVERSITY
Employer identification number (EIN):	135662314
NAIC Classification:	611000