401k Plan data: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN plan

LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 401k Plan overview

Plan Name	LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN
Plan identification number	001

LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LEGAL SERVICES OF THE HUDSON VALLEY has sponsored the creation of one or more 401k plans.

Company Name: LEGAL SERVICES OF THE HUDSON VALLEY

Employer identification number (EIN): 136265606

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Additional information about LEGAL SERVICES OF THE HUDSON VALLEY

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1967-12-20

Company Identification Number: 217471

Legal Registered Office Address: 90 MAPLE AVENUE
Westchester
WHITE PLAINS
United States of America (USA)
10601

More information about LEGAL SERVICES OF THE HUDSON VALLEY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 MYRA LOEWENSTEIN
001 2016-01-01 MYRA LOEWENSTEIN
001 2015-01-01 MYRA LOEWENSTEIN 2016-05-19
001 2014-01-01 MYRA LOEWENSTEIN 2015-07-01
001 2013-01-01 TOM COCHRAN 2014-07-24
001 2012-01-01 TOM COCHRAN 2013-08-16
001 2011-01-01 TOM COCHRAN 2012-08-28
001 2010-01-01 CAROL ANN MALINOWSKI 2011-09-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	MYRA LOEWENSTEIN
001	2016-01-01	MYRA LOEWENSTEIN
001	2015-01-01	MYRA LOEWENSTEIN	2016-05-19
001	2014-01-01	MYRA LOEWENSTEIN	2015-07-01
001	2013-01-01	TOM COCHRAN	2014-07-24
001	2012-01-01	TOM COCHRAN	2013-08-16
001	2011-01-01	TOM COCHRAN	2012-08-28
001	2010-01-01	CAROL ANN MALINOWSKI	2011-09-22

Plan Statistics for LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN

401k plan membership statisitcs for LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN

Measure Date Value
2022: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 69
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 41
Total of all active and inactive participants 2022-01-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 110
Number of participants with account balances 2022-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 118
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 75
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 40
Total of all active and inactive participants 2021-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 115
Number of participants with account balances 2021-01-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 84
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 34
Total of all active and inactive participants 2020-01-01 118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 118
Number of participants with account balances 2020-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 2
2019: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 90
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 36
Total of all active and inactive participants 2019-01-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 126
Number of participants with account balances 2019-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 3
2018: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 163
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 104
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 38
Total of all active and inactive participants 2018-01-01 142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 142
Number of participants with account balances 2018-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 9
2017: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 109
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 53
Total of all active and inactive participants 2017-01-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 163
Number of participants with account balances 2017-01-01 162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 8
2016: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 99
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 49
Total of all active and inactive participants 2016-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 148
Number of participants with account balances 2016-01-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 9

Measure	Date	Value
2022: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	69
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	41
Total of all active and inactive participants	2022-01-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	110
Number of participants with account balances	2022-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	118
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	75
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	40
Total of all active and inactive participants	2021-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	115
Number of participants with account balances	2021-01-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	84
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	34
Total of all active and inactive participants	2020-01-01	118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	118
Number of participants with account balances	2020-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	2
2019: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	90
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	36
Total of all active and inactive participants	2019-01-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	126
Number of participants with account balances	2019-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	3
2018: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	163
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	104
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	38
Total of all active and inactive participants	2018-01-01	142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	142
Number of participants with account balances	2018-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	9
2017: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	109
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	53
Total of all active and inactive participants	2017-01-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	163
Number of participants with account balances	2017-01-01	162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	8
2016: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	99
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	49
Total of all active and inactive participants	2016-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	148
Number of participants with account balances	2016-01-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	9

Financial Data on LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN

Measure	Date	Value
2022 : LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-693,361
Total of all expenses incurred	2022-12-31	$489,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$480,380
Value of total assets at end of year	2022-12-31	$3,646,486
Value of total assets at beginning of year	2022-12-31	$4,828,858
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$8,631
Total interest from all sources	2022-12-31	$1,824
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Administrative expenses (other) incurred	2022-12-31	$8,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,182,372
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$3,646,486
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$4,828,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$2,975,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$4,050,783
Interest earned on other investments	2022-12-31	$1,824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$671,255
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$778,075
Net investment gain/loss from pooled separate accounts	2022-12-31	$-695,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$480,380
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Disclaimer
Accountancy firm name	2022-12-31	DAY SECKLER LLP
Accountancy firm EIN	2022-12-31	262310586
2021 : LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$720,131
Total of all expenses incurred	2021-12-31	$552,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$551,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$-14,330
Value of total assets at end of year	2021-12-31	$4,828,858
Value of total assets at beginning of year	2021-12-31	$4,661,130
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$1,071
Total interest from all sources	2021-12-31	$22,341
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Funding deficiency by the employer to the plan for this plan year	2021-12-31	$0
Minimum employer required contribution for this plan year	2021-12-31	$0
Amount contributed by the employer to the plan for this plan year	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Administrative expenses (other) incurred	2021-12-31	$1,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$167,728
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$4,828,858
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$4,661,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$4,050,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$3,805,386
Interest earned on other investments	2021-12-31	$22,341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$778,075
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$855,744
Net investment gain/loss from pooled separate accounts	2021-12-31	$712,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$-14,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$551,332
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	DAY SECKLER LLP
Accountancy firm EIN	2021-12-31	262310586
2020 : LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$549,808
Total of all expenses incurred	2020-12-31	$498,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$489,530
Value of total assets at end of year	2020-12-31	$4,661,130
Value of total assets at beginning of year	2020-12-31	$4,609,502
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$8,650
Total interest from all sources	2020-12-31	$8,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$7,500
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Funding deficiency by the employer to the plan for this plan year	2020-12-31	$0
Minimum employer required contribution for this plan year	2020-12-31	$368
Amount contributed by the employer to the plan for this plan year	2020-12-31	$368
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Administrative expenses (other) incurred	2020-12-31	$1,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$51,628
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$4,661,130
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,609,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$3,805,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$3,894,241
Interest earned on other investments	2020-12-31	$8,440
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$855,744
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$715,261
Net investment gain/loss from pooled separate accounts	2020-12-31	$541,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$489,530
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	DAY SECKLER
Accountancy firm EIN	2020-12-31	262310586
2019 : LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$907,705
Total income from all sources (including contributions)	2019-12-31	$907,705
Total of all expenses incurred	2019-12-31	$701,059
Total of all expenses incurred	2019-12-31	$701,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$617,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$617,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$309
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$309
Value of total assets at end of year	2019-12-31	$4,609,502
Value of total assets at end of year	2019-12-31	$4,609,502
Value of total assets at beginning of year	2019-12-31	$4,402,856
Value of total assets at beginning of year	2019-12-31	$4,402,856
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$83,627
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$83,627
Total interest from all sources	2019-12-31	$12,401
Total interest from all sources	2019-12-31	$12,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$7,500
Administrative expenses professional fees incurred	2019-12-31	$7,500
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Funding deficiency by the employer to the plan for this plan year	2019-12-31	$0
Minimum employer required contribution for this plan year	2019-12-31	$309
Amount contributed by the employer to the plan for this plan year	2019-12-31	$309
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Administrative expenses (other) incurred	2019-12-31	$76,127
Administrative expenses (other) incurred	2019-12-31	$76,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$206,646
Value of net income/loss	2019-12-31	$206,646
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,609,502
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,609,502
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,402,856
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,402,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,894,241
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,894,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,604,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,604,873
Interest earned on other investments	2019-12-31	$12,401
Interest earned on other investments	2019-12-31	$12,401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$715,261
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$715,261
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$797,983
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$797,983
Net investment gain/loss from pooled separate accounts	2019-12-31	$894,995
Net investment gain/loss from pooled separate accounts	2019-12-31	$894,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$309
Contributions received in cash from employer	2019-12-31	$309
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$617,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$617,432
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	DAY SECKLER
Accountancy firm name	2019-12-31	DAY SECKLER
Accountancy firm EIN	2019-12-31	262310586
Accountancy firm EIN	2019-12-31	262310586
2018 : LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$-119,758
Total of all expenses incurred	2018-12-31	$255,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$237,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$119,500
Value of total assets at end of year	2018-12-31	$4,402,856
Value of total assets at beginning of year	2018-12-31	$4,778,400
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$17,950
Total interest from all sources	2018-12-31	$7,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$16,053
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Funding deficiency by the employer to the plan for this plan year	2018-12-31	$0
Minimum employer required contribution for this plan year	2018-12-31	$119,500
Amount contributed by the employer to the plan for this plan year	2018-12-31	$119,500
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Administrative expenses (other) incurred	2018-12-31	$1,897
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-375,544
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,402,856
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,778,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,604,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,990,362
Interest earned on other investments	2018-12-31	$7,639
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$797,983
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$788,038
Net investment gain/loss from pooled separate accounts	2018-12-31	$-246,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$119,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$237,836
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	DAY SECKLER
Accountancy firm EIN	2018-12-31	262310586
2017 : LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$1,029,016
Total of all expenses incurred	2017-12-31	$322,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$319,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$452,756
Value of total assets at end of year	2017-12-31	$4,778,400
Value of total assets at beginning of year	2017-12-31	$4,071,656
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,437
Total interest from all sources	2017-12-31	$8,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Funding deficiency by the employer to the plan for this plan year	2017-12-31	$0
Minimum employer required contribution for this plan year	2017-12-31	$452,756
Amount contributed by the employer to the plan for this plan year	2017-12-31	$452,756
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Administrative expenses (other) incurred	2017-12-31	$2,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$706,744
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,778,400
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,071,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,990,362
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,187,675
Interest earned on other investments	2017-12-31	$8,725
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$788,038
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$883,981
Net investment gain/loss from pooled separate accounts	2017-12-31	$567,535
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$452,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$319,835
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	DAY SECKLER
Accountancy firm EIN	2017-12-31	262310586
2016 : LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$647,464
Total of all expenses incurred	2016-12-31	$88,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$86,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$376,668
Value of total assets at end of year	2016-12-31	$4,071,656
Value of total assets at beginning of year	2016-12-31	$3,512,916
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,135
Total interest from all sources	2016-12-31	$8,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Administrative expenses (other) incurred	2016-12-31	$2,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$558,740
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,071,656
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,512,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$3,187,675
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,691,061
Interest earned on other investments	2016-12-31	$8,538
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$883,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$821,855
Net investment gain/loss from pooled separate accounts	2016-12-31	$262,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$376,668
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$86,589
Did the plan have assets held for investment	2016-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	DAY SECKLER
Accountancy firm EIN	2016-12-31	262310586

Form 5500 Responses for LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN

2022: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2021: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2020: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: LEGAL SERVICES OF THE HUDSON VALLEY EMPLOYEE BENEFIT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

052925-D

Policy instance

Insurance contract or identification number	052925-D
Number of Individuals Covered	110
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of fees paid to insurance company	USD $70
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	70
Additional information about fees paid to insurance broker	PORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?	3

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

052925-D

Policy instance

Insurance contract or identification number	052925-D
Number of Individuals Covered	115
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Additional information about fees paid to insurance broker	PORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?	3

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

052925-D

Policy instance

Insurance contract or identification number	052925-D
Number of Individuals Covered	118
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Additional information about fees paid to insurance broker	PORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?	3

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

052925-D

Policy instance

Insurance contract or identification number	052925-D
Number of Individuals Covered	126
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of fees paid to insurance company	USD $374
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	374
Additional information about fees paid to insurance broker	PORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?	3

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

052925-D

Policy instance

Insurance contract or identification number	052925-D
Number of Individuals Covered	163
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of fees paid to insurance company	USD $569
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	569
Additional information about fees paid to insurance broker	PORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?	3
Insurance broker name	TARRYTOWN REGIONAL OFFICE

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Company Name:	LEGAL SERVICES OF THE HUDSON VALLEY
Employer identification number (EIN):	136265606
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1967-12-20
Company Identification Number:	217471
Legal Registered Office Address:	90 MAPLE AVENUE Westchester WHITE PLAINS United States of America (USA) 10601