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STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameSTIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN
Plan identification number 001

STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STIEFEL LABORATORIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:STIEFEL LABORATORIES, INC.
Employer identification number (EIN):141255448
NAIC Classification:325410

Additional information about STIEFEL LABORATORIES, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4023955

More information about STIEFEL LABORATORIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-04-01
0012017-04-01RICARDO DEOLIVEIRA
0012016-04-01RICARDO DEOLIVEIRA
0012015-04-01RICARDO DEOLIVEIRA
0012014-04-01RICARDO DEOLIVEIRA
0012013-04-01MICHELLE KILLIAN
0012012-04-01MICHELLE KILLIAN
0012011-04-01MICHELLE KILLIAN
0012009-04-01MICHELLE KILLIAN

Plan Statistics for STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2018: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-01411
Total number of active participants reported on line 7a of the Form 55002018-04-010
Number of retired or separated participants receiving benefits2018-04-010
Number of other retired or separated participants entitled to future benefits2018-04-010
Total of all active and inactive participants2018-04-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-010
Total participants2018-04-010
Number of participants with account balances2018-04-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-010
2017: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-01454
Total number of active participants reported on line 7a of the Form 55002017-04-01133
Number of retired or separated participants receiving benefits2017-04-010
Number of other retired or separated participants entitled to future benefits2017-04-01277
Total of all active and inactive participants2017-04-01410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-011
Total participants2017-04-01411
Number of participants with account balances2017-04-01411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-010
2016: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-01499
Total number of active participants reported on line 7a of the Form 55002016-04-01158
Number of retired or separated participants receiving benefits2016-04-010
Number of other retired or separated participants entitled to future benefits2016-04-01295
Total of all active and inactive participants2016-04-01453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-011
Total participants2016-04-01454
Number of participants with account balances2016-04-01452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-010
2015: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-01557
Total number of active participants reported on line 7a of the Form 55002015-04-01179
Number of retired or separated participants receiving benefits2015-04-010
Number of other retired or separated participants entitled to future benefits2015-04-01319
Total of all active and inactive participants2015-04-01498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-011
Total participants2015-04-01499
Number of participants with account balances2015-04-01499
2014: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-01607
Total number of active participants reported on line 7a of the Form 55002014-04-01236
Number of retired or separated participants receiving benefits2014-04-010
Number of other retired or separated participants entitled to future benefits2014-04-01320
Total of all active and inactive participants2014-04-01556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-011
Total participants2014-04-01557
Number of participants with account balances2014-04-01557
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-010
2013: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01665
Total number of active participants reported on line 7a of the Form 55002013-04-01271
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-01334
Total of all active and inactive participants2013-04-01605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-012
Total participants2013-04-01607
Number of participants with account balances2013-04-01607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-010
2012: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01776
Total number of active participants reported on line 7a of the Form 55002012-04-01325
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-01340
Total of all active and inactive participants2012-04-01665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-012
Total participants2012-04-01667
Number of participants with account balances2012-04-01665
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-010
2011: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-011,070
Total number of active participants reported on line 7a of the Form 55002011-04-01401
Number of retired or separated participants receiving benefits2011-04-010
Number of other retired or separated participants entitled to future benefits2011-04-01375
Total of all active and inactive participants2011-04-01776
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-010
Total participants2011-04-01776
Number of participants with account balances2011-04-01776
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-010
2009: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-011,444
Total number of active participants reported on line 7a of the Form 55002009-04-01933
Number of retired or separated participants receiving benefits2009-04-010
Number of other retired or separated participants entitled to future benefits2009-04-01276
Total of all active and inactive participants2009-04-011,209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-010
Total participants2009-04-011,209
Number of participants with account balances2009-04-011,086
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-01118

Financial Data on STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2019 : STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-03-21$0
Total transfer of assets from this plan2019-03-21$59,510,137
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-21$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-21$68,551
Total income from all sources (including contributions)2019-03-21$3,050,970
Total loss/gain on sale of assets2019-03-21$0
Total of all expenses incurred2019-03-21$5,943,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-03-21$5,941,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-03-21$0
Value of total assets at end of year2019-03-21$0
Value of total assets at beginning of year2019-03-21$62,471,570
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-03-21$2,570
Total interest from all sources2019-03-21$4,867
Total dividends received (eg from common stock, registered investment company shares)2019-03-21$182,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-03-21Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-03-21$0
Total dividends received from registered investment company shares (eg mutual funds)2019-03-21$182,793
Was this plan covered by a fidelity bond2019-03-21Yes
Value of fidelity bond cover2019-03-21$500,000
If this is an individual account plan, was there a blackout period2019-03-21No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-21$0
Were there any nonexempt tranactions with any party-in-interest2019-03-21No
Participant contributions at end of year2019-03-21$0
Participant contributions at beginning of year2019-03-21$301,854
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-03-21$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-03-21$14,668
Liabilities. Value of operating payables at end of year2019-03-21$0
Liabilities. Value of operating payables at beginning of year2019-03-21$68,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-21No
Value of net income/loss2019-03-21$-2,892,882
Value of net assets at end of year (total assets less liabilities)2019-03-21$0
Value of net assets at beginning of year (total assets less liabilities)2019-03-21$62,403,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-03-21No
Were any loans by the plan or fixed income obligations due to the plan in default2019-03-21No
Were any leases to which the plan was party in default or uncollectible2019-03-21No
Investment advisory and management fees2019-03-21$2,570
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-03-21$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-03-21$2,946,160
Interest on participant loans2019-03-21$4,867
Value of interest in common/collective trusts at end of year2019-03-21$0
Value of interest in common/collective trusts at beginning of year2019-03-21$59,208,888
Net investment gain or loss from common/collective trusts2019-03-21$2,863,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-03-21No
Was there a failure to transmit to the plan any participant contributions2019-03-21No
Has the plan failed to provide any benefit when due under the plan2019-03-21No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-03-21$5,941,282
Did the plan have assets held for investment2019-03-21No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-21No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-03-21Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-03-21No
Opinion of an independent qualified public accountant for this plan2019-03-21Unqualified
Accountancy firm name2019-03-21DELOITTE & TOUCHE LLP
Accountancy firm EIN2019-03-21133891517
2018 : STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$68,551
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$122,543
Total income from all sources (including contributions)2018-03-31$6,144,839
Total loss/gain on sale of assets2018-03-31$0
Total of all expenses incurred2018-03-31$10,948,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$10,943,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$0
Value of total assets at end of year2018-03-31$62,471,570
Value of total assets at beginning of year2018-03-31$67,329,025
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$4,608
Total interest from all sources2018-03-31$4,066
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$162,569
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-03-31$162,569
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$500,000
If this is an individual account plan, was there a blackout period2018-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Participant contributions at end of year2018-03-31$301,854
Participant contributions at beginning of year2018-03-31$325,360
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-03-31$14,668
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-03-31$2,599
Liabilities. Value of operating payables at end of year2018-03-31$68,551
Liabilities. Value of operating payables at beginning of year2018-03-31$122,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$-4,803,463
Value of net assets at end of year (total assets less liabilities)2018-03-31$62,403,019
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$67,206,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Investment advisory and management fees2018-03-31$4,608
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-03-31$2,946,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-03-31$5,155,551
Interest on participant loans2018-03-31$4,066
Value of interest in common/collective trusts at end of year2018-03-31$59,208,888
Value of interest in common/collective trusts at beginning of year2018-03-31$61,845,515
Net investment gain or loss from common/collective trusts2018-03-31$5,978,204
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31No
Was there a failure to transmit to the plan any participant contributions2018-03-31No
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$10,943,694
Did the plan have assets held for investment2018-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31No
Opinion of an independent qualified public accountant for this plan2018-03-31Unqualified
Accountancy firm name2018-03-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2018-03-31134008324
2017 : STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$122,543
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$489,874
Total income from all sources (including contributions)2017-03-31$6,949,090
Total loss/gain on sale of assets2017-03-31$0
Total of all expenses incurred2017-03-31$7,451,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$7,437,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$0
Value of total assets at end of year2017-03-31$67,329,025
Value of total assets at beginning of year2017-03-31$68,198,826
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$14,377
Total interest from all sources2017-03-31$138,845
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$11,947
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-03-31$11,947
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$500,000
If this is an individual account plan, was there a blackout period2017-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-03-31$0
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Participant contributions at end of year2017-03-31$325,360
Participant contributions at beginning of year2017-03-31$344,964
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-03-31$2,599
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-03-31$22,283
Liabilities. Value of operating payables at end of year2017-03-31$122,543
Liabilities. Value of operating payables at beginning of year2017-03-31$489,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$-502,470
Value of net assets at end of year (total assets less liabilities)2017-03-31$67,206,482
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$67,708,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Investment advisory and management fees2017-03-31$14,377
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-03-31$5,155,551
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-31$5,918,772
Interest on participant loans2017-03-31$20,680
Interest earned on other investments2017-03-31$118,165
Value of interest in common/collective trusts at end of year2017-03-31$61,845,515
Value of interest in common/collective trusts at beginning of year2017-03-31$52,727,163
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$9,185,644
Net investment gain or loss from common/collective trusts2017-03-31$6,798,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$7,437,183
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31No
Opinion of an independent qualified public accountant for this plan2017-03-31Unqualified
Accountancy firm name2017-03-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2017-03-31134008324
2016 : STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$489,874
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$310,278
Total income from all sources (including contributions)2016-03-31$-1,240,380
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$12,222,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$12,207,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$0
Value of total assets at end of year2016-03-31$68,198,826
Value of total assets at beginning of year2016-03-31$81,481,662
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$14,464
Total interest from all sources2016-03-31$171,453
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$2,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-03-31$2,840
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$500,000
If this is an individual account plan, was there a blackout period2016-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Participant contributions at end of year2016-03-31$344,964
Participant contributions at beginning of year2016-03-31$523,687
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-03-31$22,283
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-03-31$13,671
Liabilities. Value of operating payables at end of year2016-03-31$489,874
Liabilities. Value of operating payables at beginning of year2016-03-31$310,278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$-13,462,432
Value of net assets at end of year (total assets less liabilities)2016-03-31$67,708,952
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$81,171,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Investment advisory and management fees2016-03-31$14,464
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-03-31$5,918,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-03-31$4,298,539
Interest on participant loans2016-03-31$19,848
Interest earned on other investments2016-03-31$151,605
Value of interest in common/collective trusts at end of year2016-03-31$52,727,163
Value of interest in common/collective trusts at beginning of year2016-03-31$66,328,542
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-03-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-03-31$1,407,645
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-03-31$1,407,645
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-03-31$9,185,644
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-03-31$8,909,578
Net investment gain or loss from common/collective trusts2016-03-31$-1,414,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$12,207,588
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31No
Opinion of an independent qualified public accountant for this plan2016-03-31Unqualified
Accountancy firm name2016-03-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-03-31134008324
2015 : STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$310,278
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$768,361
Total income from all sources (including contributions)2015-03-31$5,634,489
Total loss/gain on sale of assets2015-03-31$0
Total of all expenses incurred2015-03-31$7,647,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$7,622,608
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$0
Value of total assets at end of year2015-03-31$81,481,662
Value of total assets at beginning of year2015-03-31$83,953,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$25,367
Total interest from all sources2015-03-31$173,195
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$2,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-03-31$2,444
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$500,000
If this is an individual account plan, was there a blackout period2015-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Participant contributions at end of year2015-03-31$523,687
Participant contributions at beginning of year2015-03-31$541,014
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-03-31$13,671
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-03-31$17,663
Other income not declared elsewhere2015-03-31$-14,924
Liabilities. Value of operating payables at end of year2015-03-31$310,278
Liabilities. Value of operating payables at beginning of year2015-03-31$768,361
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$-2,013,486
Value of net assets at end of year (total assets less liabilities)2015-03-31$81,171,384
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$83,184,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Investment advisory and management fees2015-03-31$25,367
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-03-31$4,298,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-03-31$4,354,833
Interest earned on other investments2015-03-31$172,941
Income. Interest from US Government securities2015-03-31$254
Value of interest in common/collective trusts at end of year2015-03-31$66,328,542
Value of interest in common/collective trusts at beginning of year2015-03-31$66,431,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-03-31$1,407,645
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-03-31$1,574,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-03-31$1,574,349
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-03-31$8,909,578
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-03-31$11,033,444
Net investment gain or loss from common/collective trusts2015-03-31$5,473,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31No
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$7,622,608
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31No
Opinion of an independent qualified public accountant for this plan2015-03-31Unqualified
Accountancy firm name2015-03-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-03-31134008324
2014 : STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$768,361
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$67,231
Total income from all sources (including contributions)2014-03-31$12,620,176
Total loss/gain on sale of assets2014-03-31$0
Total of all expenses incurred2014-03-31$14,634,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$14,606,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$2,869,601
Value of total assets at end of year2014-03-31$83,953,231
Value of total assets at beginning of year2014-03-31$85,266,751
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$28,290
Total interest from all sources2014-03-31$279,132
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$3,042
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-03-31$3,042
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$45,000,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Participant contributions at end of year2014-03-31$541,014
Participant contributions at beginning of year2014-03-31$590,354
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-03-31$17,663
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-03-31$42,442
Liabilities. Value of operating payables at end of year2014-03-31$768,361
Liabilities. Value of operating payables at beginning of year2014-03-31$67,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$-2,014,650
Value of net assets at end of year (total assets less liabilities)2014-03-31$83,184,870
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$85,199,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Investment advisory and management fees2014-03-31$28,290
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-03-31$4,354,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-03-31$2,620,837
Interest on participant loans2014-03-31$33,213
Interest earned on other investments2014-03-31$244,814
Value of interest in common/collective trusts at end of year2014-03-31$66,431,928
Value of interest in common/collective trusts at beginning of year2014-03-31$67,882,956
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-03-31$1,574,349
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-03-31$1,366,277
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-03-31$1,366,277
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-03-31$1,105
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-03-31$11,033,444
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$12,763,885
Net investment gain or loss from common/collective trusts2014-03-31$9,468,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$2,869,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$14,606,536
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31No
Opinion of an independent qualified public accountant for this plan2014-03-31Unqualified
Accountancy firm name2014-03-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-03-31134008324
2013 : STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$67,231
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$17,545
Total income from all sources (including contributions)2013-03-31$7,303,319
Total loss/gain on sale of assets2013-03-31$0
Total of all expenses incurred2013-03-31$12,674,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$12,645,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$0
Value of total assets at end of year2013-03-31$85,266,751
Value of total assets at beginning of year2013-03-31$90,588,454
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$29,519
Total interest from all sources2013-03-31$26,567
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$3,447
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-03-31$3,447
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$45,000,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Participant contributions at end of year2013-03-31$590,354
Participant contributions at beginning of year2013-03-31$696,020
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-03-31$42,442
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-03-31$45,042
Liabilities. Value of operating payables at end of year2013-03-31$67,231
Liabilities. Value of operating payables at beginning of year2013-03-31$17,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$-5,371,389
Value of net assets at end of year (total assets less liabilities)2013-03-31$85,199,520
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$90,570,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Investment advisory and management fees2013-03-31$29,519
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-03-31$2,620,837
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-03-31$3,452,498
Value of interest in pooled separate accounts at end of year2013-03-31$0
Value of interest in pooled separate accounts at beginning of year2013-03-31$17,724,870
Interest on participant loans2013-03-31$25,023
Value of interest in common/collective trusts at end of year2013-03-31$67,882,956
Value of interest in common/collective trusts at beginning of year2013-03-31$68,025,715
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-03-31$1,366,277
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-03-31$644,309
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-03-31$644,309
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-03-31$1,544
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$12,763,885
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$0
Net investment gain/loss from pooled separate accounts2013-03-31$327,181
Net investment gain or loss from common/collective trusts2013-03-31$6,946,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$12,645,189
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-03-31134008324
2012 : STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$17,545
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$17,054
Total income from all sources (including contributions)2012-03-31$8,905,847
Total loss/gain on sale of assets2012-03-31$0
Total of all expenses incurred2012-03-31$23,576,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$23,537,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$5,765,418
Value of total assets at end of year2012-03-31$90,588,454
Value of total assets at beginning of year2012-03-31$105,258,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$38,370
Total interest from all sources2012-03-31$36,945
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$4,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-03-31$4,992
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$45,000,000
If this is an individual account plan, was there a blackout period2012-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Participant contributions at end of year2012-03-31$696,020
Participant contributions at beginning of year2012-03-31$916,313
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-03-31$45,042
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-03-31$58,560
Liabilities. Value of operating payables at end of year2012-03-31$17,545
Liabilities. Value of operating payables at beginning of year2012-03-31$17,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$-14,670,248
Value of net assets at end of year (total assets less liabilities)2012-03-31$90,570,909
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$105,241,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Investment advisory and management fees2012-03-31$38,370
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-03-31$3,452,498
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-03-31$0
Value of interest in pooled separate accounts at end of year2012-03-31$17,724,870
Value of interest in pooled separate accounts at beginning of year2012-03-31$23,580,053
Interest on participant loans2012-03-31$36,145
Interest earned on other investments2012-03-31$800
Value of interest in common/collective trusts at end of year2012-03-31$68,025,715
Value of interest in common/collective trusts at beginning of year2012-03-31$76,732,411
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-03-31$644,309
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-03-31$3,970,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-03-31$3,970,874
Net investment gain/loss from pooled separate accounts2012-03-31$634,085
Net investment gain or loss from common/collective trusts2012-03-31$2,464,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$5,765,418
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$23,537,725
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-03-31134008324
2011 : STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$17,054
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total income from all sources (including contributions)2011-03-31$11,872,737
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$35,620,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$35,562,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$1,924,858
Value of total assets at end of year2011-03-31$105,258,211
Value of total assets at beginning of year2011-03-31$128,988,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$58,242
Total interest from all sources2011-03-31$55,313
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$347,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-03-31$347,838
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$45,000,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Participant contributions at end of year2011-03-31$916,313
Participant contributions at beginning of year2011-03-31$1,125,145
Income. Received or receivable in cash from other sources (including rollovers)2011-03-31$1,801
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-03-31$58,560
Liabilities. Value of operating payables at end of year2011-03-31$17,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$-23,747,626
Value of net assets at end of year (total assets less liabilities)2011-03-31$105,241,157
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$128,988,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Investment advisory and management fees2011-03-31$58,242
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-03-31$87,166,330
Value of interest in pooled separate accounts at end of year2011-03-31$23,580,053
Value of interest in pooled separate accounts at beginning of year2011-03-31$3,950,266
Interest on participant loans2011-03-31$55,313
Value of interest in common/collective trusts at end of year2011-03-31$76,732,411
Value of interest in common/collective trusts at beginning of year2011-03-31$36,747,042
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-03-31$3,970,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-03-31$906,041
Net investment gain/loss from pooled separate accounts2011-03-31$-145,282
Net investment gain or loss from common/collective trusts2011-03-31$8,783,969
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Contributions received in cash from employer2011-03-31$1,923,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$35,562,121
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-03-31134008324
2010 : STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN

2018: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingYes
2018-04-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-04-01Plan is a collectively bargained planNo
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement - TrustYes
2017: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)No
2017-04-01Plan is a collectively bargained planNo
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement - TrustYes
2016: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement – InsuranceYes
2016-04-01Plan benefit arrangement - TrustYes
2015: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes
2011: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes
2009: STIEFEL LABORATORIES, INC. RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – InsuranceYes
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement – InsuranceYes
2009-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41673
Policy instance 1
Insurance contract or identification number41673
Number of Individuals Covered152
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41673
Policy instance 1
Insurance contract or identification number41673
Number of Individuals Covered165
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41673
Policy instance 1
Insurance contract or identification number41673
Number of Individuals Covered165
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number041673
Policy instance 1
Insurance contract or identification number041673
Number of Individuals Covered195
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number041673
Policy instance 1
Insurance contract or identification number041673
Number of Individuals Covered0
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number041673
Policy instance 1
Insurance contract or identification number041673
Number of Individuals Covered0
Insurance policy start date2010-04-01
Insurance policy end date2011-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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