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SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameSIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 001

SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SIENA COLLEGE has sponsored the creation of one or more 401k plans.

Company Name:SIENA COLLEGE
Employer identification number (EIN):141338498
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01PAUL STEC PAUL STEC2018-10-05
0012016-01-01PAUL STEC PAUL STEC2017-10-03
0012015-01-01PAUL STEC PAUL STEC2016-10-07
0012014-01-01PAUL STEC PAUL STEC2015-10-06
0012013-01-01PAUL STEC PAUL STEC2014-10-15
0012012-01-01PAUL STEC PAUL STEC2013-10-15
0012011-01-01PAUL STEC
0012010-01-01PAUL STEC
0012009-01-01PAUL STEC
0012009-01-01PAUL STEC

Plan Statistics for SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,423
Total number of active participants reported on line 7a of the Form 55002022-01-01926
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01524
Total of all active and inactive participants2022-01-011,450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0124
Total participants2022-01-011,474
Number of participants with account balances2022-01-011,443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,401
Total number of active participants reported on line 7a of the Form 55002021-01-01906
Number of other retired or separated participants entitled to future benefits2021-01-01523
Total of all active and inactive participants2021-01-011,429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0124
Total participants2021-01-011,453
Number of participants with account balances2021-01-011,423
2020: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,398
Total number of active participants reported on line 7a of the Form 55002020-01-01871
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01531
Total of all active and inactive participants2020-01-011,402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-015
Total participants2020-01-011,407
Number of participants with account balances2020-01-011,398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,388
Total number of active participants reported on line 7a of the Form 55002019-01-01867
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01527
Total of all active and inactive participants2019-01-011,394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-016
Total participants2019-01-011,400
Number of participants with account balances2019-01-011,392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,374
Total number of active participants reported on line 7a of the Form 55002018-01-01860
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01528
Total of all active and inactive participants2018-01-011,388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-011,391
Number of participants with account balances2018-01-011,385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,358
Total number of active participants reported on line 7a of the Form 55002017-01-01839
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01534
Total of all active and inactive participants2017-01-011,373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-011,376
Number of participants with account balances2017-01-011,369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,326
Total number of active participants reported on line 7a of the Form 55002016-01-01819
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01536
Total of all active and inactive participants2016-01-011,355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-011,358
Number of participants with account balances2016-01-011,351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,290
Total number of active participants reported on line 7a of the Form 55002015-01-01795
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01528
Total of all active and inactive participants2015-01-011,323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,326
Number of participants with account balances2015-01-011,318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,288
Total number of active participants reported on line 7a of the Form 55002014-01-01758
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01530
Total of all active and inactive participants2014-01-011,288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,291
Number of participants with account balances2014-01-011,285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,235
Total number of active participants reported on line 7a of the Form 55002013-01-01739
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01551
Total of all active and inactive participants2013-01-011,290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-011,291
Number of participants with account balances2013-01-011,281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,179
Total number of active participants reported on line 7a of the Form 55002012-01-01701
Number of other retired or separated participants entitled to future benefits2012-01-01534
Total of all active and inactive participants2012-01-011,235
Total participants2012-01-011,235
Number of participants with account balances2012-01-011,222
2011: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,224
Total number of active participants reported on line 7a of the Form 55002011-01-01629
Number of other retired or separated participants entitled to future benefits2011-01-01550
Total of all active and inactive participants2011-01-011,179
Total participants2011-01-011,179
Number of participants with account balances2011-01-011,172
2010: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,185
Total number of active participants reported on line 7a of the Form 55002010-01-01560
Number of other retired or separated participants entitled to future benefits2010-01-01664
Total of all active and inactive participants2010-01-011,224
Total participants2010-01-011,224
Number of participants with account balances2010-01-011,142
2009: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,089
Total number of active participants reported on line 7a of the Form 55002009-01-01488
Number of retired or separated participants receiving benefits2009-01-01533
Number of other retired or separated participants entitled to future benefits2009-01-01104
Total of all active and inactive participants2009-01-011,125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-011,127
Number of participants with account balances2009-01-011,065
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$2,390
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-16,516,216
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$9,390,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$9,216,640
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$8,334,189
Value of total assets at end of year2022-12-31$212,542,561
Value of total assets at beginning of year2022-12-31$238,447,205
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$174,178
Total interest from all sources2022-12-31$2,593,563
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,973,194
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,973,194
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,682,103
Participant contributions at end of year2022-12-31$156,289
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$640,491
Other income not declared elsewhere2022-12-31$171,895
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-25,907,034
Value of net assets at end of year (total assets less liabilities)2022-12-31$212,542,561
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$238,447,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$137,687,680
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$165,738,220
Value of interest in pooled separate accounts at end of year2022-12-31$9,415,135
Value of interest in pooled separate accounts at beginning of year2022-12-31$8,960,881
Interest on participant loans2022-12-31$4,897
Interest earned on other investments2022-12-31$2,588,666
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$0
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$65,283,457
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$63,748,104
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$842,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-33,332,280
Net investment gain/loss from pooled separate accounts2022-12-31$743,223
Net investment gain or loss from common/collective trusts2022-12-31$0
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,011,595
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$8,374,535
Contract administrator fees2022-12-31$174,178
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31KPMG LLP
Accountancy firm EIN2022-12-31135565207
2021 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$32,253,935
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,710,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,519,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,490,177
Value of total assets at end of year2021-12-31$238,447,205
Value of total assets at beginning of year2021-12-31$213,904,142
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$191,708
Total interest from all sources2021-12-31$2,158,217
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$6,870,419
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$6,870,419
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,485,938
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$151,577
Other income not declared elsewhere2021-12-31$192,842
Administrative expenses (other) incurred2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$24,543,063
Value of net assets at end of year (total assets less liabilities)2021-12-31$238,447,205
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$213,904,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$165,738,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$144,449,618
Value of interest in pooled separate accounts at end of year2021-12-31$8,960,881
Value of interest in pooled separate accounts at beginning of year2021-12-31$7,269,533
Interest earned on other investments2021-12-31$2,158,217
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$63,748,104
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$62,184,991
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$559,785
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$14,189,612
Net investment gain/loss from pooled separate accounts2021-12-31$1,352,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,852,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,959,379
Contract administrator fees2021-12-31$191,708
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31KPMG LLP
Accountancy firm EIN2021-12-31135565207
2020 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$27,246,482
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$13,411,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$13,226,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,172,431
Value of total assets at end of year2020-12-31$213,904,142
Value of total assets at beginning of year2020-12-31$200,069,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$184,795
Total interest from all sources2020-12-31$2,351,709
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,859,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,859,055
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,188,831
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$391,447
Other income not declared elsewhere2020-12-31$174,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$13,834,910
Value of net assets at end of year (total assets less liabilities)2020-12-31$213,904,142
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$200,069,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$144,449,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$132,570,802
Value of interest in pooled separate accounts at end of year2020-12-31$7,269,533
Value of interest in pooled separate accounts at beginning of year2020-12-31$8,508,186
Interest earned on other investments2020-12-31$2,351,709
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$62,184,991
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$58,990,244
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$604,316
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$15,761,141
Net investment gain/loss from pooled separate accounts2020-12-31$-71,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,592,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$12,622,461
Contract administrator fees2020-12-31$184,795
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KPMG LLP
Accountancy firm EIN2020-12-31135565207
2019 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$35,830,509
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$9,056,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,998,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,656,733
Value of total assets at end of year2019-12-31$200,069,232
Value of total assets at beginning of year2019-12-31$173,294,729
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$57,304
Total interest from all sources2019-12-31$2,268,461
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,042,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,042,932
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,118,600
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$824,337
Other income not declared elsewhere2019-12-31$86,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$26,774,503
Value of net assets at end of year (total assets less liabilities)2019-12-31$200,069,232
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$173,294,729
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$132,570,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$107,817,858
Value of interest in pooled separate accounts at end of year2019-12-31$8,508,186
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,786,547
Interest earned on other investments2019-12-31$2,268,461
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$58,990,244
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$57,690,324
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,424,873
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$22,334,794
Net investment gain/loss from pooled separate accounts2019-12-31$441,544
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,713,796
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,573,829
Contract administrator fees2019-12-31$57,304
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
2018 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$9,906
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,966,885
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$8,568,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$8,515,433
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,817,207
Value of total assets at end of year2018-12-31$173,294,729
Value of total assets at beginning of year2018-12-31$179,886,136
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$52,765
Total interest from all sources2018-12-31$2,331,241
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,083,063
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,083,063
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,999,932
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,244,810
Other income not declared elsewhere2018-12-31$79,499
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,601,313
Value of net assets at end of year (total assets less liabilities)2018-12-31$173,294,729
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$179,886,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$107,817,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$114,944,487
Value of interest in pooled separate accounts at end of year2018-12-31$7,786,547
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,367,126
Interest on participant loans2018-12-31$1
Interest earned on other investments2018-12-31$2,331,240
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$57,690,324
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$57,574,523
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$1,965,619
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-11,697,876
Net investment gain/loss from pooled separate accounts2018-12-31$353,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,572,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,549,814
Contract administrator fees2018-12-31$52,765
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$29,774,457
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$10,480,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$10,424,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,361,442
Value of total assets at end of year2017-12-31$179,886,136
Value of total assets at beginning of year2017-12-31$160,592,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$56,326
Total interest from all sources2017-12-31$2,253,523
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,300,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,300,587
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,979,857
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,863,830
Other income not declared elsewhere2017-12-31$80,364
Administrative expenses (other) incurred2017-12-31$12,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$19,293,758
Value of net assets at end of year (total assets less liabilities)2017-12-31$179,886,136
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$160,592,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$114,944,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$97,109,473
Value of interest in pooled separate accounts at end of year2017-12-31$7,367,126
Value of interest in pooled separate accounts at beginning of year2017-12-31$7,003,784
Interest earned on other investments2017-12-31$2,253,523
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$57,574,523
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$56,479,121
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$3,149,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$16,467,169
Net investment gain/loss from pooled separate accounts2017-12-31$311,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,517,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$7,274,776
Contract administrator fees2017-12-31$43,701
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$276
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$17,093,446
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,892,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,880,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,281,896
Value of total assets at end of year2016-12-31$160,592,378
Value of total assets at beginning of year2016-12-31$150,391,268
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$11,244
Total interest from all sources2016-12-31$2,381,161
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,727,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,727,211
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,852,505
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$995,901
Other income not declared elsewhere2016-12-31$10,960
Administrative expenses (other) incurred2016-12-31$283
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$10,201,386
Value of net assets at end of year (total assets less liabilities)2016-12-31$160,592,378
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$150,391,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$97,109,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$89,682,421
Value of interest in pooled separate accounts at end of year2016-12-31$7,003,784
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,173,943
Interest earned on other investments2016-12-31$2,381,161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$56,479,121
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$54,534,904
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$336,488
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,357,290
Net investment gain/loss from pooled separate accounts2016-12-31$334,928
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,433,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,544,328
Contract administrator fees2016-12-31$10,961
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$8,945,753
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,317,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,299,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,395,736
Value of total assets at end of year2015-12-31$150,391,268
Value of total assets at beginning of year2015-12-31$148,763,380
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$18,276
Total interest from all sources2015-12-31$2,170,910
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,674,460
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,674,460
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,815,108
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$561,043
Other income not declared elsewhere2015-12-31$18,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,627,888
Value of net assets at end of year (total assets less liabilities)2015-12-31$150,391,268
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$148,763,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$89,682,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$90,591,158
Value of interest in pooled separate accounts at end of year2015-12-31$6,173,943
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,460,789
Interest earned on other investments2015-12-31$2,170,910
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$54,534,904
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$52,711,433
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$70,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,770,490
Net investment gain/loss from pooled separate accounts2015-12-31$456,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,019,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,229,478
Contract administrator fees2015-12-31$18,276
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$14,822,639
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$8,203,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,186,573
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,642,777
Value of total assets at end of year2014-12-31$148,763,380
Value of total assets at beginning of year2014-12-31$142,144,080
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$16,766
Total interest from all sources2014-12-31$2,173,981
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,396,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,396,263
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,863,230
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$363,568
Other income not declared elsewhere2014-12-31$16,766
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,619,300
Value of net assets at end of year (total assets less liabilities)2014-12-31$148,763,380
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$142,144,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$90,591,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$86,497,076
Value of interest in pooled separate accounts at end of year2014-12-31$5,460,789
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,783,603
Interest on participant loans2014-12-31$0
Interest earned on other investments2014-12-31$2,173,981
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$52,711,433
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$50,863,401
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$1,589,097
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,998,826
Net investment gain/loss from pooled separate accounts2014-12-31$594,026
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,415,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,597,476
Contract administrator fees2014-12-31$16,766
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$25,636,371
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$6,596,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,570,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,028,396
Value of total assets at end of year2013-12-31$142,144,080
Value of total assets at beginning of year2013-12-31$123,104,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$25,629
Total interest from all sources2013-12-31$2,045,729
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$975,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$975,185
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,781,050
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$804,396
Other income not declared elsewhere2013-12-31$25,629
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$19,039,763
Value of net assets at end of year (total assets less liabilities)2013-12-31$142,144,080
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$123,104,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$86,497,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$69,957,635
Value of interest in pooled separate accounts at end of year2013-12-31$4,783,603
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,195,008
Interest on participant loans2013-12-31$6
Interest earned on other investments2013-12-31$2,045,723
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$50,863,401
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$48,951,674
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$860,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$15,149,114
Net investment gain/loss from pooled separate accounts2013-12-31$412,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,442,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,710,223
Contract administrator fees2013-12-31$25,629
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$81
Total income from all sources (including contributions)2012-12-31$17,606,330
Total of all expenses incurred2012-12-31$5,497,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,464,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,306,286
Value of total assets at end of year2012-12-31$123,104,317
Value of total assets at beginning of year2012-12-31$110,995,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$32,975
Total interest from all sources2012-12-31$1,914,481
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$581,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$581,023
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,663,852
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$90,391
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$216,748
Other income not declared elsewhere2012-12-31$41,226
Administrative expenses (other) incurred2012-12-31$70
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$12,108,434
Value of net assets at end of year (total assets less liabilities)2012-12-31$123,104,317
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$110,995,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$69,957,635
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$60,281,668
Value of interest in pooled separate accounts at end of year2012-12-31$4,195,008
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,344,438
Interest on participant loans2012-12-31$3
Interest earned on other investments2012-12-31$1,914,478
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$48,951,674
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$47,279,303
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$845,818
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,410,340
Net investment gain/loss from pooled separate accounts2012-12-31$352,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,425,686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,619,103
Contract administrator fees2012-12-31$32,905
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$6,673,403
Total of all expenses incurred2011-12-31$5,850,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,850,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,910,259
Value of total assets at end of year2011-12-31$110,995,800
Value of total assets at beginning of year2011-12-31$110,070,350
Total interest from all sources2011-12-31$1,860,430
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$261,002
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$261,002
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,556,789
Assets. Other investments not covered elsewhere at end of year2011-12-31$90,391
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$227,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$822,767
Value of net assets at end of year (total assets less liabilities)2011-12-31$110,995,800
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$110,070,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$60,281,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$61,398,192
Value of interest in pooled separate accounts at end of year2011-12-31$3,344,438
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,559,408
Interest earned on other investments2011-12-31$1,860,430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$47,279,303
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$46,112,750
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$739,967
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,719,504
Net investment gain/loss from pooled separate accounts2011-12-31$361,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,126,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,110,669
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$13,682,275
Total income from all sources (including contributions)2010-12-31$14,850,832
Total of all expenses incurred2010-12-31$4,764,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,764,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,640,361
Value of total assets at end of year2010-12-31$110,070,350
Value of total assets at beginning of year2010-12-31$86,301,657
Total interest from all sources2010-12-31$1,704,364
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$120,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$120,695
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,468,711
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$150,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$10,086,418
Value of net assets at end of year (total assets less liabilities)2010-12-31$110,070,350
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$86,301,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$61,398,192
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$45,694,226
Value of interest in pooled separate accounts at end of year2010-12-31$2,559,408
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,482,759
Interest earned on other investments2010-12-31$1,704,364
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$46,112,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$39,124,672
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$1,251,625
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$7,092,073
Net investment gain/loss from pooled separate accounts2010-12-31$293,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,020,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,512,789
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207
2009 : SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

2022: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: SIENA COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101367
Policy instance 1
Insurance contract or identification number101367
Number of Individuals Covered808
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101367
Policy instance 1
Insurance contract or identification number101367
Number of Individuals Covered822
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101367
Policy instance 1
Insurance contract or identification number101367
Number of Individuals Covered831
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101367
Policy instance 1
Insurance contract or identification number101367
Number of Individuals Covered851
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101367
Policy instance 1
Insurance contract or identification number101367
Number of Individuals Covered873
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101367
Policy instance 1
Insurance contract or identification number101367
Number of Individuals Covered890
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101367
Policy instance 1
Insurance contract or identification number101367
Number of Individuals Covered919
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101367
Policy instance 1
Insurance contract or identification number101367
Number of Individuals Covered928
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101367
Policy instance 1
Insurance contract or identification number101367
Number of Individuals Covered942
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101367
Policy instance 1
Insurance contract or identification number101367
Number of Individuals Covered1222
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101367
Policy instance 1
Insurance contract or identification number101367
Number of Individuals Covered1173
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101367
Policy instance 1
Insurance contract or identification number101367
Number of Individuals Covered1146
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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