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CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 401k Plan overview

Plan NameCONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE
Plan identification number 001

CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

RENSSELAER POLYTECHNIC INSTITUTE C/O CONTROLLERS OFFICE has sponsored the creation of one or more 401k plans.

Company Name:RENSSELAER POLYTECHNIC INSTITUTE C/O CONTROLLERS OFFICE
Employer identification number (EIN):141340095
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01
0012020-07-01
0012019-07-01
0012018-07-01
0012017-07-01
0012016-07-01CURTIS POWELL KELLI PERRY2018-04-13
0012015-07-01CURTIS POWELL KELLI PERRY2017-04-12
0012014-07-01CURTIS POWELL VIRGINIA GREGG2016-04-11
0012013-07-01CURTIS POWELL VIRGINIA GREGG2015-04-10
0012012-07-01CURTIS POWELL VIRGINIA GREGG2014-04-15
0012011-07-01CURTIS POWELL VIRGINIA GREGG2013-04-12
0012009-07-01CURTIS POWELL VIRGINIA GREGG2011-04-15

Plan Statistics for CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE

401k plan membership statisitcs for CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE

Measure Date Value
2022: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2022 401k membership
Market value of plan assets2022-06-30305,576,740
Acturial value of plan assets2022-06-30275,019,066
Funding target for retired participants and beneficiaries receiving payment2022-06-30238,172,779
Number of terminated vested participants2022-06-30145
Fundng target for terminated vested participants2022-06-3022,604,725
Active participant vested funding target2022-06-3021,566,413
Number of active participants2022-06-3048
Total funding liabilities for active participants2022-06-3021,676,158
Total participant count2022-06-301,250
Total funding target for all participants2022-06-30282,453,662
Balance at beginning of prior year after applicable adjustments2022-06-300
Prefunding balance at beginning of prior year after applicable adjustments2022-06-300
Carryover balanced portion elected for use to offset prior years funding requirement2022-06-300
Prefunding balanced used to offset prior years funding requirement2022-06-300
Amount remaining of carryover balance2022-06-300
Amount remaining of prefunding balance2022-06-300
Present value of excess contributions2022-06-3011,092,244
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-06-3011,714,519
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-06-300
Reductions in caryover balances due to elections or deemed elections2022-06-300
Reductions in prefunding balances due to elections or deemed elections2022-06-300
Balance of carryovers at beginning of current year2022-06-300
Balance of prefunding at beginning of current year2022-06-300
Total employer contributions2022-06-3017,825,000
Total employee contributions2022-06-300
Contributions allocated toward unpaid minimum require contributions from prior years2022-06-300
Contributions made to avoid restrictions adjusted to valuation date2022-06-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-06-3016,435,021
Liquidity shortfalls end of Q12022-06-300
Liquidity shortfalls end of Q22022-06-300
Liquidity shortfalls end of Q32022-06-300
Liquidity shortfalls end of Q42022-06-300
Unpaid minimum required contributions for all prior years2022-06-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-06-300
Remaining amount of unpaid minimum required contributions2022-06-300
Minimum required contributions for current year target normal cost2022-06-301,438,699
Net shortfall amortization installment of oustanding balance2022-06-307,434,596
Total funding amount beforereflecting carryover/prefunding balances2022-06-302,218,351
Additional cash requirement2022-06-302,218,351
Contributions allocatedtoward minimum required contributions for current year2022-06-3016,435,021
Unpaid minimum required contributions for current year2022-06-300
Unpaid minimum required contributions for all years2022-06-300
2021: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2021 401k membership
Total participants, beginning-of-year2021-07-011,205
Total number of active participants reported on line 7a of the Form 55002021-07-0178
Number of retired or separated participants receiving benefits2021-07-01919
Number of other retired or separated participants entitled to future benefits2021-07-0177
Total of all active and inactive participants2021-07-011,074
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-0198
Total participants2021-07-011,172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
Market value of plan assets2021-06-30251,569,875
Acturial value of plan assets2021-06-30258,997,861
Funding target for retired participants and beneficiaries receiving payment2021-06-30228,638,013
Number of terminated vested participants2021-06-30178
Fundng target for terminated vested participants2021-06-3025,647,010
Active participant vested funding target2021-06-3025,123,224
Number of active participants2021-06-3059
Total funding liabilities for active participants2021-06-3025,222,115
Total participant count2021-06-301,307
Total funding target for all participants2021-06-30279,507,138
Balance at beginning of prior year after applicable adjustments2021-06-300
Prefunding balance at beginning of prior year after applicable adjustments2021-06-300
Carryover balanced portion elected for use to offset prior years funding requirement2021-06-300
Prefunding balanced used to offset prior years funding requirement2021-06-300
Amount remaining of carryover balance2021-06-300
Amount remaining of prefunding balance2021-06-300
Present value of excess contributions2021-06-303,855,529
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-06-304,063,342
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-06-300
Reductions in caryover balances due to elections or deemed elections2021-06-300
Reductions in prefunding balances due to elections or deemed elections2021-06-300
Balance of carryovers at beginning of current year2021-06-300
Balance of prefunding at beginning of current year2021-06-300
Total employer contributions2021-06-3015,525,000
Total employee contributions2021-06-300
Contributions allocated toward unpaid minimum require contributions from prior years2021-06-300
Contributions made to avoid restrictions adjusted to valuation date2021-06-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-06-3014,524,023
Liquidity shortfalls end of Q12021-06-300
Liquidity shortfalls end of Q22021-06-300
Liquidity shortfalls end of Q32021-06-300
Liquidity shortfalls end of Q42021-06-300
Unpaid minimum required contributions for all prior years2021-06-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-06-300
Remaining amount of unpaid minimum required contributions2021-06-300
Minimum required contributions for current year target normal cost2021-06-301,506,230
Net shortfall amortization installment of oustanding balance2021-06-3020,509,277
Waiver amortization installment2021-06-300
Total funding amount beforereflecting carryover/prefunding balances2021-06-303,431,779
Additional cash requirement2021-06-303,431,779
Contributions allocatedtoward minimum required contributions for current year2021-06-3014,524,023
Unpaid minimum required contributions for current year2021-06-300
Unpaid minimum required contributions for all years2021-06-300
2020: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2020 401k membership
Total participants, beginning-of-year2020-07-011,251
Total number of active participants reported on line 7a of the Form 55002020-07-0193
Number of retired or separated participants receiving benefits2020-07-01923
Number of other retired or separated participants entitled to future benefits2020-07-01100
Total of all active and inactive participants2020-07-011,116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-0189
Total participants2020-07-011,205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-010
Market value of plan assets2020-06-30264,196,729
Acturial value of plan assets2020-06-30266,797,856
Funding target for retired participants and beneficiaries receiving payment2020-06-30231,713,133
Number of terminated vested participants2020-06-30230
Fundng target for terminated vested participants2020-06-3032,617,165
Active participant vested funding target2020-06-3029,932,460
Number of active participants2020-06-3074
Total funding liabilities for active participants2020-06-3030,105,229
Total participant count2020-06-301,377
Total funding target for all participants2020-06-30294,435,527
Balance at beginning of prior year after applicable adjustments2020-06-300
Prefunding balance at beginning of prior year after applicable adjustments2020-06-300
Carryover balanced portion elected for use to offset prior years funding requirement2020-06-300
Prefunding balanced used to offset prior years funding requirement2020-06-300
Amount remaining of carryover balance2020-06-300
Amount remaining of prefunding balance2020-06-300
Present value of excess contributions2020-06-303,005,097
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-06-303,171,880
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-06-300
Reductions in caryover balances due to elections or deemed elections2020-06-300
Reductions in prefunding balances due to elections or deemed elections2020-06-300
Balance of carryovers at beginning of current year2020-06-300
Balance of prefunding at beginning of current year2020-06-300
Total employer contributions2020-06-3013,540,000
Total employee contributions2020-06-300
Contributions allocated toward unpaid minimum require contributions from prior years2020-06-300
Contributions made to avoid restrictions adjusted to valuation date2020-06-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-06-3012,531,066
Liquidity shortfalls end of Q12020-06-300
Liquidity shortfalls end of Q22020-06-300
Liquidity shortfalls end of Q32020-06-300
Liquidity shortfalls end of Q42020-06-300
Unpaid minimum required contributions for all prior years2020-06-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-06-300
Remaining amount of unpaid minimum required contributions2020-06-300
Minimum required contributions for current year target normal cost2020-06-301,629,211
Net shortfall amortization installment of oustanding balance2020-06-3027,637,671
Total funding amount beforereflecting carryover/prefunding balances2020-06-308,675,537
Additional cash requirement2020-06-308,675,537
Contributions allocatedtoward minimum required contributions for current year2020-06-3012,531,066
Unpaid minimum required contributions for current year2020-06-300
Unpaid minimum required contributions for all years2020-06-300
2019: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2019 401k membership
Total participants, beginning-of-year2019-07-011,307
Total number of active participants reported on line 7a of the Form 55002019-07-01109
Number of retired or separated participants receiving benefits2019-07-01926
Number of other retired or separated participants entitled to future benefits2019-07-01128
Total of all active and inactive participants2019-07-011,163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-0188
Total participants2019-07-011,251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
Market value of plan assets2019-06-30274,936,878
Acturial value of plan assets2019-06-30273,423,499
Funding target for retired participants and beneficiaries receiving payment2019-06-30218,976,957
Number of terminated vested participants2019-06-30294
Fundng target for terminated vested participants2019-06-3038,257,126
Active participant vested funding target2019-06-3033,901,967
Number of active participants2019-06-3089
Total funding liabilities for active participants2019-06-3034,184,088
Total participant count2019-06-301,458
Total funding target for all participants2019-06-30291,418,171
Balance at beginning of prior year after applicable adjustments2019-06-300
Prefunding balance at beginning of prior year after applicable adjustments2019-06-300
Carryover balanced portion elected for use to offset prior years funding requirement2019-06-300
Prefunding balanced used to offset prior years funding requirement2019-06-300
Amount remaining of carryover balance2019-06-300
Amount remaining of prefunding balance2019-06-300
Present value of excess contributions2019-06-308,559,857
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-06-309,052,049
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-06-300
Reductions in caryover balances due to elections or deemed elections2019-06-300
Reductions in prefunding balances due to elections or deemed elections2019-06-300
Balance of carryovers at beginning of current year2019-06-300
Balance of prefunding at beginning of current year2019-06-300
Total employer contributions2019-06-305,400,000
Total employee contributions2019-06-300
Contributions allocated toward unpaid minimum require contributions from prior years2019-06-300
Contributions made to avoid restrictions adjusted to valuation date2019-06-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-06-305,097,479
Liquidity shortfalls end of Q12019-06-300
Liquidity shortfalls end of Q22019-06-300
Liquidity shortfalls end of Q32019-06-300
Liquidity shortfalls end of Q42019-06-300
Unpaid minimum required contributions for all prior years2019-06-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-06-300
Remaining amount of unpaid minimum required contributions2019-06-300
Minimum required contributions for current year target normal cost2019-06-301,608,286
Net shortfall amortization installment of oustanding balance2019-06-3017,994,672
Waiver amortization installment2019-06-300
Total funding amount beforereflecting carryover/prefunding balances2019-06-302,092,382
Additional cash requirement2019-06-302,092,382
Contributions allocatedtoward minimum required contributions for current year2019-06-305,097,479
Unpaid minimum required contributions for current year2019-06-300
Unpaid minimum required contributions for all years2019-06-300
2018: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2018 401k membership
Total participants, beginning-of-year2018-07-011,373
Total number of active participants reported on line 7a of the Form 55002018-07-01129
Number of retired or separated participants receiving benefits2018-07-01895
Number of other retired or separated participants entitled to future benefits2018-07-01175
Total of all active and inactive participants2018-07-011,199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-01108
Total participants2018-07-011,307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
Market value of plan assets2018-06-30272,714,682
Acturial value of plan assets2018-06-30273,333,340
Funding target for retired participants and beneficiaries receiving payment2018-06-30210,078,524
Number of terminated vested participants2018-06-30345
Fundng target for terminated vested participants2018-06-3039,175,007
Active participant vested funding target2018-06-3042,595,912
Number of active participants2018-06-30108
Total funding liabilities for active participants2018-06-3043,009,209
Total participant count2018-06-301,532
Total funding target for all participants2018-06-30292,262,740
Balance at beginning of prior year after applicable adjustments2018-06-300
Prefunding balance at beginning of prior year after applicable adjustments2018-06-300
Carryover balanced portion elected for use to offset prior years funding requirement2018-06-300
Prefunding balanced used to offset prior years funding requirement2018-06-300
Amount remaining of carryover balance2018-06-300
Amount remaining of prefunding balance2018-06-300
Present value of excess contributions2018-06-308,616,974
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-06-309,129,684
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-06-300
Reductions in caryover balances due to elections or deemed elections2018-06-300
Reductions in prefunding balances due to elections or deemed elections2018-06-300
Balance of carryovers at beginning of current year2018-06-300
Balance of prefunding at beginning of current year2018-06-300
Total employer contributions2018-06-3013,200,000
Total employee contributions2018-06-300
Contributions allocated toward unpaid minimum require contributions from prior years2018-06-300
Contributions made to avoid restrictions adjusted to valuation date2018-06-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-06-3012,236,927
Liquidity shortfalls end of Q12018-06-300
Liquidity shortfalls end of Q22018-06-300
Liquidity shortfalls end of Q32018-06-300
Liquidity shortfalls end of Q42018-06-300
Unpaid minimum required contributions for all prior years2018-06-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-06-300
Remaining amount of unpaid minimum required contributions2018-06-300
Minimum required contributions for current year target normal cost2018-06-301,455,221
Net shortfall amortization installment of oustanding balance2018-06-3018,929,400
Waiver amortization installment2018-06-300
Total funding amount beforereflecting carryover/prefunding balances2018-06-303,677,070
Additional cash requirement2018-06-303,677,070
Contributions allocatedtoward minimum required contributions for current year2018-06-3012,236,927
Unpaid minimum required contributions for current year2018-06-300
Unpaid minimum required contributions for all years2018-06-300
2017: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2017 401k membership
Total participants, beginning-of-year2017-07-011,419
Total number of active participants reported on line 7a of the Form 55002017-07-01148
Number of retired or separated participants receiving benefits2017-07-01911
Number of other retired or separated participants entitled to future benefits2017-07-01235
Total of all active and inactive participants2017-07-011,294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-0179
Total participants2017-07-011,373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
Market value of plan assets2017-06-30259,180,966
Acturial value of plan assets2017-06-30275,333,370
Funding target for retired participants and beneficiaries receiving payment2017-06-30199,498,825
Number of terminated vested participants2017-06-30417
Fundng target for terminated vested participants2017-06-3040,483,276
Active participant vested funding target2017-06-3048,633,851
Number of active participants2017-06-30129
Total funding liabilities for active participants2017-06-3049,133,986
Total participant count2017-06-301,609
Total funding target for all participants2017-06-30289,116,087
Balance at beginning of prior year after applicable adjustments2017-06-300
Prefunding balance at beginning of prior year after applicable adjustments2017-06-300
Amount remaining of carryover balance2017-06-300
Amount remaining of prefunding balance2017-06-300
Present value of excess contributions2017-06-30277,685
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-06-30294,790
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-06-300
Reductions in caryover balances due to elections or deemed elections2017-06-300
Reductions in prefunding balances due to elections or deemed elections2017-06-300
Balance of carryovers at beginning of current year2017-06-300
Balance of prefunding at beginning of current year2017-06-300
Total employer contributions2017-06-3015,300,000
Total employee contributions2017-06-300
Contributions allocated toward unpaid minimum require contributions from prior years2017-06-300
Contributions made to avoid restrictions adjusted to valuation date2017-06-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-06-3014,099,237
Liquidity shortfalls end of Q12017-06-300
Liquidity shortfalls end of Q22017-06-300
Liquidity shortfalls end of Q32017-06-300
Liquidity shortfalls end of Q42017-06-300
Unpaid minimum required contributions for all prior years2017-06-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-06-300
Remaining amount of unpaid minimum required contributions2017-06-300
Minimum required contributions for current year target normal cost2017-06-301,304,016
Net shortfall amortization installment of oustanding balance2017-06-3013,782,717
Waiver amortization installment2017-06-300
Total funding amount beforereflecting carryover/prefunding balances2017-06-305,482,263
Carryover balance elected to use to offset funding requirement2017-06-300
Prefunding balance elected to use to offset funding requirement2017-06-300
Additional cash requirement2017-06-305,482,263
Contributions allocatedtoward minimum required contributions for current year2017-06-3014,099,237
Unpaid minimum required contributions for current year2017-06-300
Unpaid minimum required contributions for all years2017-06-300
2016: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2016 401k membership
Total participants, beginning-of-year2016-07-011,489
Total number of active participants reported on line 7a of the Form 55002016-07-01172
Number of retired or separated participants receiving benefits2016-07-01903
Number of other retired or separated participants entitled to future benefits2016-07-01281
Total of all active and inactive participants2016-07-011,356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-0163
Total participants2016-07-011,419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2015 401k membership
Total participants, beginning-of-year2015-07-011,501
Total number of active participants reported on line 7a of the Form 55002015-07-01202
Number of retired or separated participants receiving benefits2015-07-01876
Number of other retired or separated participants entitled to future benefits2015-07-01344
Total of all active and inactive participants2015-07-011,422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-0167
Total participants2015-07-011,489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2014 401k membership
Total participants, beginning-of-year2014-07-011,512
Total number of active participants reported on line 7a of the Form 55002014-07-01219
Number of retired or separated participants receiving benefits2014-07-01861
Number of other retired or separated participants entitled to future benefits2014-07-01366
Total of all active and inactive participants2014-07-011,446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-0155
Total participants2014-07-011,501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2013 401k membership
Total participants, beginning-of-year2013-07-011,523
Total number of active participants reported on line 7a of the Form 55002013-07-01243
Number of retired or separated participants receiving benefits2013-07-01832
Number of other retired or separated participants entitled to future benefits2013-07-01388
Total of all active and inactive participants2013-07-011,463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-0149
Total participants2013-07-011,512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2012 401k membership
Total participants, beginning-of-year2012-07-011,535
Total number of active participants reported on line 7a of the Form 55002012-07-01279
Number of retired or separated participants receiving benefits2012-07-01786
Number of other retired or separated participants entitled to future benefits2012-07-01413
Total of all active and inactive participants2012-07-011,478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-0145
Total participants2012-07-011,523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2011 401k membership
Total participants, beginning-of-year2011-07-011,546
Total number of active participants reported on line 7a of the Form 55002011-07-01306
Number of retired or separated participants receiving benefits2011-07-01749
Number of other retired or separated participants entitled to future benefits2011-07-01441
Total of all active and inactive participants2011-07-011,496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-0139
Total participants2011-07-011,535
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2009: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2009 401k membership
Total participants, beginning-of-year2009-07-011,565
Total number of active participants reported on line 7a of the Form 55002009-07-01364
Number of retired or separated participants receiving benefits2009-07-01685
Number of other retired or separated participants entitled to future benefits2009-07-01465
Total of all active and inactive participants2009-07-011,514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-0143
Total participants2009-07-011,557
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE

Measure Date Value
2022 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-06-30$-54,881,679
Total unrealized appreciation/depreciation of assets2022-06-30$-54,881,679
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$2,674,848
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$3,994,175
Total income from all sources (including contributions)2022-06-30$-33,347,750
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$31,616,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$29,514,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$17,825,000
Value of total assets at end of year2022-06-30$243,616,572
Value of total assets at beginning of year2022-06-30$309,900,067
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$2,102,399
Total interest from all sources2022-06-30$2,314,233
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$1,394,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$1,394,696
Assets. Real estate other than employer real property at end of year2022-06-30$3,086,287
Assets. Real estate other than employer real property at beginning of year2022-06-30$3,759,443
Administrative expenses professional fees incurred2022-06-30$464,401
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-06-30$0
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$5,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-06-30$2,877,730
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-06-30$3,891,108
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-06-30$2,379,498
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-06-30$3,689,425
Administrative expenses (other) incurred2022-06-30$803,385
Liabilities. Value of operating payables at end of year2022-06-30$295,350
Liabilities. Value of operating payables at beginning of year2022-06-30$304,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-64,964,168
Value of net assets at end of year (total assets less liabilities)2022-06-30$240,941,724
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$305,905,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Assets. partnership/joint venture interests at end of year2022-06-30$9,868,154
Assets. partnership/joint venture interests at beginning of year2022-06-30$23,137,675
Investment advisory and management fees2022-06-30$754,263
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$71,173,703
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$90,389,471
Interest earned on other investments2022-06-30$2,314,233
Value of interest in common/collective trusts at end of year2022-06-30$0
Value of interest in common/collective trusts at beginning of year2022-06-30$18,971,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-06-30$2,945,312
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-06-30$1,380,989
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-06-30$1,380,989
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$7,930,554
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$9,648,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$17,825,000
Employer contributions (assets) at end of year2022-06-30$15,725,000
Employer contributions (assets) at beginning of year2022-06-30$8,900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$29,514,019
Asset. Corporate debt instrument debt (other) at end of year2022-06-30$120,171,696
Asset. Corporate debt instrument debt (other) at beginning of year2022-06-30$132,560,785
Contract administrator fees2022-06-30$80,350
Assets. Corporate common stocks other than exployer securities at end of year2022-06-30$9,838,136
Assets. Corporate common stocks other than exployer securities at beginning of year2022-06-30$17,260,078
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30BONADIO & CO., LLP
Accountancy firm EIN2022-06-30161131146
2021 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-06-30$64,436,362
Total unrealized appreciation/depreciation of assets2021-06-30$64,436,362
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$3,994,175
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$4,159,504
Total income from all sources (including contributions)2021-06-30$84,257,285
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$30,318,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$27,597,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$15,525,000
Value of total assets at end of year2021-06-30$309,900,067
Value of total assets at beginning of year2021-06-30$256,126,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$2,720,633
Total interest from all sources2021-06-30$2,355,763
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$1,940,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$1,940,160
Assets. Real estate other than employer real property at end of year2021-06-30$3,759,443
Assets. Real estate other than employer real property at beginning of year2021-06-30$5,448,139
Administrative expenses professional fees incurred2021-06-30$499,221
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-06-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-06-30$0
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$5,000,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-06-30$3,891,108
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-06-30$4,412,587
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-06-30$3,689,425
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-06-30$3,644,992
Administrative expenses (other) incurred2021-06-30$806,504
Liabilities. Value of operating payables at end of year2021-06-30$304,750
Liabilities. Value of operating payables at beginning of year2021-06-30$514,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$53,938,789
Value of net assets at end of year (total assets less liabilities)2021-06-30$305,905,892
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$251,967,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Assets. partnership/joint venture interests at end of year2021-06-30$23,137,675
Assets. partnership/joint venture interests at beginning of year2021-06-30$31,396,465
Investment advisory and management fees2021-06-30$1,335,971
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$90,389,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$94,439,867
Interest earned on other investments2021-06-30$2,355,763
Value of interest in common/collective trusts at end of year2021-06-30$18,971,643
Value of interest in common/collective trusts at beginning of year2021-06-30$13,877,226
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-06-30$1,380,989
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-06-30$367,923
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-06-30$367,923
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$9,648,875
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$8,832,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$15,525,000
Employer contributions (assets) at end of year2021-06-30$8,900,000
Employer contributions (assets) at beginning of year2021-06-30$11,540,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$27,597,863
Asset. Corporate debt instrument debt (other) at end of year2021-06-30$132,560,785
Asset. Corporate debt instrument debt (other) at beginning of year2021-06-30$73,322,464
Contract administrator fees2021-06-30$78,937
Assets. Corporate common stocks other than exployer securities at end of year2021-06-30$17,260,078
Assets. Corporate common stocks other than exployer securities at beginning of year2021-06-30$12,489,773
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30BONADIO & CO., LLP
Accountancy firm EIN2021-06-30161131146
2020 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-06-30$1,414,512
Total unrealized appreciation/depreciation of assets2020-06-30$1,414,512
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$4,159,504
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$5,655,295
Total income from all sources (including contributions)2020-06-30$20,241,189
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$32,558,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$30,030,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$13,540,000
Value of total assets at end of year2020-06-30$256,126,607
Value of total assets at beginning of year2020-06-30$269,939,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$2,528,352
Total interest from all sources2020-06-30$3,131,181
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$2,155,496
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$2,155,496
Assets. Real estate other than employer real property at end of year2020-06-30$5,448,139
Assets. Real estate other than employer real property at beginning of year2020-06-30$8,643,308
Administrative expenses professional fees incurred2020-06-30$549,945
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-06-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-06-30$0
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$5,000,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Participant contributions at end of year2020-06-30$0
Participant contributions at beginning of year2020-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-06-30$4,412,587
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-06-30$5,446,808
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-06-30$3,644,992
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-06-30$5,325,226
Administrative expenses (other) incurred2020-06-30$816,606
Liabilities. Value of operating payables at end of year2020-06-30$514,512
Liabilities. Value of operating payables at beginning of year2020-06-30$330,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$-12,317,585
Value of net assets at end of year (total assets less liabilities)2020-06-30$251,967,103
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$264,284,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Assets. partnership/joint venture interests at end of year2020-06-30$31,396,465
Assets. partnership/joint venture interests at beginning of year2020-06-30$35,688,721
Investment advisory and management fees2020-06-30$1,078,338
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$94,439,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$73,829,344
Interest earned on other investments2020-06-30$3,131,181
Value of interest in common/collective trusts at end of year2020-06-30$13,877,226
Value of interest in common/collective trusts at beginning of year2020-06-30$15,231,532
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-06-30$367,923
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-06-30$9,780,190
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-06-30$9,780,190
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$8,832,163
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$10,821,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$13,540,000
Employer contributions (assets) at end of year2020-06-30$11,540,000
Employer contributions (assets) at beginning of year2020-06-30$2,400,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$30,030,422
Asset. Corporate debt instrument debt (other) at end of year2020-06-30$73,322,464
Asset. Corporate debt instrument debt (other) at beginning of year2020-06-30$95,358,794
Contract administrator fees2020-06-30$83,463
Assets. Corporate common stocks other than exployer securities at end of year2020-06-30$12,489,773
Assets. Corporate common stocks other than exployer securities at beginning of year2020-06-30$12,740,213
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30BONADIO & CO., LLP
Accountancy firm EIN2020-06-30161131146
2019 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-06-30$7,703,803
Total unrealized appreciation/depreciation of assets2019-06-30$7,703,803
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$5,655,295
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$4,533,011
Total income from all sources (including contributions)2019-06-30$19,244,493
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$30,251,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$27,769,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$5,400,000
Value of total assets at end of year2019-06-30$269,939,983
Value of total assets at beginning of year2019-06-30$279,825,151
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$2,482,434
Total interest from all sources2019-06-30$3,644,116
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$2,496,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Assets. Real estate other than employer real property at end of year2019-06-30$8,643,308
Assets. Real estate other than employer real property at beginning of year2019-06-30$12,217,802
Administrative expenses professional fees incurred2019-06-30$563,695
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-06-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-06-30$0
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$5,000,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Participant contributions at end of year2019-06-30$0
Participant contributions at beginning of year2019-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-06-30$5,446,808
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-06-30$4,676,649
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-06-30$5,325,226
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-06-30$4,157,177
Administrative expenses (other) incurred2019-06-30$835,045
Liabilities. Value of operating payables at end of year2019-06-30$330,069
Liabilities. Value of operating payables at beginning of year2019-06-30$375,834
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$-11,007,452
Value of net assets at end of year (total assets less liabilities)2019-06-30$264,284,688
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$275,292,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Assets. partnership/joint venture interests at end of year2019-06-30$35,688,721
Assets. partnership/joint venture interests at beginning of year2019-06-30$42,716,276
Investment advisory and management fees2019-06-30$1,001,014
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$73,829,344
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$83,730,071
Interest earned on other investments2019-06-30$3,644,116
Value of interest in common/collective trusts at end of year2019-06-30$15,231,532
Value of interest in common/collective trusts at beginning of year2019-06-30$15,392,870
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-06-30$9,780,190
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-06-30$800,215
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-06-30$800,215
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$10,821,073
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$11,578,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$5,400,000
Employer contributions (assets) at end of year2019-06-30$2,400,000
Employer contributions (assets) at beginning of year2019-06-30$9,800,000
Income. Dividends from common stock2019-06-30$2,496,574
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$27,769,511
Asset. Corporate debt instrument debt (other) at end of year2019-06-30$95,358,794
Asset. Corporate debt instrument debt (other) at beginning of year2019-06-30$81,040,130
Contract administrator fees2019-06-30$82,680
Assets. Corporate common stocks other than exployer securities at end of year2019-06-30$12,740,213
Assets. Corporate common stocks other than exployer securities at beginning of year2019-06-30$17,872,332
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30BONADIO & CO., LLP
Accountancy firm EIN2019-06-30161131146
2018 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-06-30$9,560,847
Total unrealized appreciation/depreciation of assets2018-06-30$9,560,847
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$4,533,011
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$3,676,817
Total income from all sources (including contributions)2018-06-30$29,249,759
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$27,116,065
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$24,521,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$13,200,000
Value of total assets at end of year2018-06-30$279,825,151
Value of total assets at beginning of year2018-06-30$276,835,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$2,594,271
Total interest from all sources2018-06-30$3,381,224
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$3,107,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Assets. Real estate other than employer real property at end of year2018-06-30$12,217,802
Assets. Real estate other than employer real property at beginning of year2018-06-30$11,935,030
Administrative expenses professional fees incurred2018-06-30$673,849
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-06-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-06-30$0
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$5,000,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Participant contributions at end of year2018-06-30$0
Participant contributions at beginning of year2018-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-06-30$4,676,649
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-06-30$4,326,577
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-06-30$4,157,177
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-06-30$3,418,115
Other income not declared elsewhere2018-06-30$0
Administrative expenses (other) incurred2018-06-30$833,006
Liabilities. Value of operating payables at end of year2018-06-30$375,834
Liabilities. Value of operating payables at beginning of year2018-06-30$258,702
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$2,133,694
Value of net assets at end of year (total assets less liabilities)2018-06-30$275,292,140
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$273,158,446
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Assets. partnership/joint venture interests at end of year2018-06-30$42,716,276
Assets. partnership/joint venture interests at beginning of year2018-06-30$47,697,395
Investment advisory and management fees2018-06-30$1,007,016
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$83,730,071
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$77,319,139
Interest earned on other investments2018-06-30$3,381,224
Value of interest in common/collective trusts at end of year2018-06-30$15,392,870
Value of interest in common/collective trusts at beginning of year2018-06-30$14,363,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-06-30$800,215
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-06-30$1,155,876
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-06-30$1,155,876
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$11,578,806
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$11,949,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$13,200,000
Employer contributions (assets) at end of year2018-06-30$9,800,000
Employer contributions (assets) at beginning of year2018-06-30$12,300,000
Income. Dividends from common stock2018-06-30$3,107,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$24,521,794
Asset. Corporate debt instrument debt (other) at end of year2018-06-30$81,040,130
Asset. Corporate debt instrument debt (other) at beginning of year2018-06-30$80,926,975
Contract administrator fees2018-06-30$80,400
Assets. Corporate common stocks other than exployer securities at end of year2018-06-30$17,872,332
Assets. Corporate common stocks other than exployer securities at beginning of year2018-06-30$14,860,803
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30BONADIO & CO., LLP
Accountancy firm EIN2018-06-30161131146
2017 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-06-30$17,460,655
Total unrealized appreciation/depreciation of assets2017-06-30$17,460,655
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$3,676,817
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$1,547,893
Expenses. Interest paid2017-06-30$22,669
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-06-30$22,669
Total income from all sources (including contributions)2017-06-30$39,762,454
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$25,787,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$23,464,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$15,300,000
Value of total assets at end of year2017-06-30$276,835,263
Value of total assets at beginning of year2017-06-30$260,731,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$2,300,199
Total interest from all sources2017-06-30$3,129,051
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$3,872,748
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Assets. Real estate other than employer real property at end of year2017-06-30$11,935,030
Assets. Real estate other than employer real property at beginning of year2017-06-30$14,237,607
Administrative expenses professional fees incurred2017-06-30$492,188
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-06-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-06-30$206,094
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$5,000,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Participant contributions at end of year2017-06-30$0
Participant contributions at beginning of year2017-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-06-30$4,326,577
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-06-30$970,056
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-06-30$3,418,115
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-06-30$1,207,390
Administrative expenses (other) incurred2017-06-30$838,805
Liabilities. Value of operating payables at end of year2017-06-30$258,702
Liabilities. Value of operating payables at beginning of year2017-06-30$340,503
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$13,974,961
Value of net assets at end of year (total assets less liabilities)2017-06-30$273,158,446
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$259,183,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Assets. partnership/joint venture interests at end of year2017-06-30$47,697,395
Assets. partnership/joint venture interests at beginning of year2017-06-30$67,183,852
Investment advisory and management fees2017-06-30$888,046
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$77,319,139
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$48,067,408
Interest earned on other investments2017-06-30$3,129,051
Value of interest in common/collective trusts at end of year2017-06-30$14,363,674
Value of interest in common/collective trusts at beginning of year2017-06-30$11,783,063
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-06-30$1,155,876
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-06-30$1,827,516
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-06-30$1,827,516
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$11,949,794
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$15,593,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$15,300,000
Employer contributions (assets) at end of year2017-06-30$12,300,000
Employer contributions (assets) at beginning of year2017-06-30$1,100,000
Income. Dividends from common stock2017-06-30$3,872,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$23,464,625
Asset. Corporate debt instrument debt (other) at end of year2017-06-30$80,926,975
Asset. Corporate debt instrument debt (other) at beginning of year2017-06-30$78,187,653
Contract administrator fees2017-06-30$81,160
Assets. Corporate common stocks other than exployer securities at end of year2017-06-30$14,860,803
Assets. Corporate common stocks other than exployer securities at beginning of year2017-06-30$21,574,416
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30BONADIO & CO., LLP
Accountancy firm EIN2017-06-30161131146
2016 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-06-30$-4,288,514
Total unrealized appreciation/depreciation of assets2016-06-30$-4,288,514
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$1,547,893
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$1,866,246
Expenses. Interest paid2016-06-30$21,832
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-06-30$21,832
Total income from all sources (including contributions)2016-06-30$6,430,389
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$23,783,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$21,492,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$4,400,000
Value of total assets at end of year2016-06-30$260,731,378
Value of total assets at beginning of year2016-06-30$278,403,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$2,269,644
Total interest from all sources2016-06-30$3,095,054
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$3,223,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Assets. Real estate other than employer real property at end of year2016-06-30$14,237,607
Assets. Real estate other than employer real property at beginning of year2016-06-30$16,729,550
Administrative expenses professional fees incurred2016-06-30$619,512
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-06-30$206,094
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-06-30$107,140
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$5,000,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Participant contributions at end of year2016-06-30$0
Participant contributions at beginning of year2016-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-06-30$970,056
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-06-30$1,081,449
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-06-30$1,207,390
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-06-30$1,148,244
Administrative expenses (other) incurred2016-06-30$599,154
Liabilities. Value of operating payables at end of year2016-06-30$340,503
Liabilities. Value of operating payables at beginning of year2016-06-30$718,002
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-17,353,327
Value of net assets at end of year (total assets less liabilities)2016-06-30$259,183,485
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$276,536,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Assets. partnership/joint venture interests at end of year2016-06-30$67,183,852
Assets. partnership/joint venture interests at beginning of year2016-06-30$75,485,702
Investment advisory and management fees2016-06-30$964,818
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$48,067,408
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$53,104,760
Interest earned on other investments2016-06-30$3,095,054
Value of interest in common/collective trusts at end of year2016-06-30$11,783,063
Value of interest in common/collective trusts at beginning of year2016-06-30$12,648,857
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-06-30$1,827,516
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-06-30$2,298,627
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-06-30$2,298,627
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$15,593,713
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$11,052,606
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$4,400,000
Employer contributions (assets) at end of year2016-06-30$1,100,000
Employer contributions (assets) at beginning of year2016-06-30$4,000,000
Income. Dividends from common stock2016-06-30$3,223,849
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$21,492,240
Asset. Corporate debt instrument debt (other) at end of year2016-06-30$78,187,653
Asset. Corporate debt instrument debt (other) at beginning of year2016-06-30$76,481,821
Contract administrator fees2016-06-30$86,160
Assets. Corporate common stocks other than exployer securities at end of year2016-06-30$21,574,416
Assets. Corporate common stocks other than exployer securities at beginning of year2016-06-30$25,412,546
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30BONADIO & CO., LLP
Accountancy firm EIN2016-06-30161131146
2015 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-06-30$-1,636,285
Total unrealized appreciation/depreciation of assets2015-06-30$-1,636,285
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$1,866,246
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$1,227,294
Expenses. Interest paid2015-06-30$107,281
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-06-30$107,281
Total income from all sources (including contributions)2015-06-30$16,932,772
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$23,538,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$21,307,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$11,500,000
Value of total assets at end of year2015-06-30$278,403,058
Value of total assets at beginning of year2015-06-30$284,370,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$2,123,737
Total interest from all sources2015-06-30$2,873,691
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$4,195,366
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Assets. Real estate other than employer real property at end of year2015-06-30$16,729,550
Assets. Real estate other than employer real property at beginning of year2015-06-30$20,378,721
Administrative expenses professional fees incurred2015-06-30$358,066
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-06-30$107,140
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-06-30$276,063
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$5,000,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Participant contributions at end of year2015-06-30$0
Participant contributions at beginning of year2015-06-30$8,712
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-06-30$1,081,449
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-06-30$682,314
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-06-30$1,148,244
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-06-30$708,531
Administrative expenses (other) incurred2015-06-30$750,287
Liabilities. Value of operating payables at end of year2015-06-30$718,002
Liabilities. Value of operating payables at beginning of year2015-06-30$518,763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$-6,605,898
Value of net assets at end of year (total assets less liabilities)2015-06-30$276,536,812
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$283,142,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Assets. partnership/joint venture interests at end of year2015-06-30$75,485,702
Assets. partnership/joint venture interests at beginning of year2015-06-30$86,809,718
Investment advisory and management fees2015-06-30$942,424
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$11,052,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$69,540,712
Value of interest in pooled separate accounts at end of year2015-06-30$53,104,760
Value of interest in pooled separate accounts at beginning of year2015-06-30$14,248,507
Interest earned on other investments2015-06-30$2,873,691
Value of interest in common/collective trusts at end of year2015-06-30$12,648,857
Value of interest in common/collective trusts at beginning of year2015-06-30$12,493,692
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-06-30$2,298,627
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-06-30$1,536,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-06-30$1,536,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30Yes
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$11,500,000
Employer contributions (assets) at end of year2015-06-30$4,000,000
Employer contributions (assets) at beginning of year2015-06-30$3,000,000
Income. Dividends from common stock2015-06-30$4,195,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$21,307,652
Asset. Corporate debt instrument debt (other) at end of year2015-06-30$76,481,821
Asset. Corporate debt instrument debt (other) at beginning of year2015-06-30$50,683,221
Contract administrator fees2015-06-30$72,960
Assets. Corporate common stocks other than exployer securities at end of year2015-06-30$25,412,546
Assets. Corporate common stocks other than exployer securities at beginning of year2015-06-30$24,712,238
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30BONADIO & CO., LLP
Accountancy firm EIN2015-06-30161131146
2014 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-06-30$22,576,230
Total unrealized appreciation/depreciation of assets2014-06-30$22,576,230
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$1,227,294
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$778,433
Expenses. Interest paid2014-06-30$40,978
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-06-30$40,978
Total income from all sources (including contributions)2014-06-30$41,018,961
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$22,365,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$20,135,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$10,655,116
Value of total assets at end of year2014-06-30$284,370,004
Value of total assets at beginning of year2014-06-30$265,267,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$2,189,585
Total interest from all sources2014-06-30$1,873,027
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$5,914,588
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Assets. Real estate other than employer real property at end of year2014-06-30$20,378,721
Assets. Real estate other than employer real property at beginning of year2014-06-30$0
Administrative expenses professional fees incurred2014-06-30$668,556
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-06-30$276,063
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-06-30$61,550
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$5,000,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$155,116
Participant contributions at end of year2014-06-30$8,712
Participant contributions at beginning of year2014-06-30$9,760
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-06-30$682,314
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-06-30$431,220
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-06-30$708,531
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-06-30$292,417
Administrative expenses (other) incurred2014-06-30$616,611
Liabilities. Value of operating payables at end of year2014-06-30$518,763
Liabilities. Value of operating payables at beginning of year2014-06-30$486,016
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$18,653,362
Value of net assets at end of year (total assets less liabilities)2014-06-30$283,142,710
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$264,489,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Assets. partnership/joint venture interests at end of year2014-06-30$86,809,718
Assets. partnership/joint venture interests at beginning of year2014-06-30$110,106,615
Investment advisory and management fees2014-06-30$824,243
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$69,540,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$62,232,406
Value of interest in pooled separate accounts at end of year2014-06-30$14,248,507
Value of interest in pooled separate accounts at beginning of year2014-06-30$18,217,373
Interest earned on other investments2014-06-30$1,873,027
Value of interest in common/collective trusts at end of year2014-06-30$12,493,692
Value of interest in common/collective trusts at beginning of year2014-06-30$8,073,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-06-30$1,536,106
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$269,393
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$269,393
Asset value of US Government securities at end of year2014-06-30$0
Asset value of US Government securities at beginning of year2014-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30Yes
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$10,500,000
Employer contributions (assets) at end of year2014-06-30$3,000,000
Employer contributions (assets) at beginning of year2014-06-30$20,500,000
Income. Dividends from common stock2014-06-30$5,914,588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$20,135,036
Asset. Corporate debt instrument debt (other) at end of year2014-06-30$50,683,221
Asset. Corporate debt instrument debt (other) at beginning of year2014-06-30$24,203,934
Contract administrator fees2014-06-30$80,175
Assets. Corporate common stocks other than exployer securities at end of year2014-06-30$24,712,238
Assets. Corporate common stocks other than exployer securities at beginning of year2014-06-30$21,161,665
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30BONADIO & CO., LLP
Accountancy firm EIN2014-06-30161131146
2013 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-06-30$16,201,783
Total unrealized appreciation/depreciation of assets2013-06-30$16,201,783
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$778,433
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$323,015
Expenses. Interest paid2013-06-30$254,340
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-06-30$254,340
Total income from all sources (including contributions)2013-06-30$46,621,960
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$21,185,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$18,878,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$25,369,657
Value of total assets at end of year2013-06-30$265,267,781
Value of total assets at beginning of year2013-06-30$239,375,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$2,052,509
Total interest from all sources2013-06-30$9,995
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$5,040,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Administrative expenses professional fees incurred2013-06-30$563,318
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-06-30$61,550
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-06-30$0
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$5,000,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$169,657
Participant contributions at end of year2013-06-30$9,760
Participant contributions at beginning of year2013-06-30$12,105
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-06-30$431,220
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-06-30$153,003
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-06-30$292,417
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-06-30$34,470
Administrative expenses (other) incurred2013-06-30$675,458
Liabilities. Value of operating payables at end of year2013-06-30$486,016
Liabilities. Value of operating payables at beginning of year2013-06-30$288,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$25,436,673
Value of net assets at end of year (total assets less liabilities)2013-06-30$264,489,348
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$239,052,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Assets. partnership/joint venture interests at end of year2013-06-30$110,106,615
Assets. partnership/joint venture interests at beginning of year2013-06-30$122,917,143
Investment advisory and management fees2013-06-30$734,058
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$62,232,406
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$51,616,483
Value of interest in pooled separate accounts at end of year2013-06-30$18,217,373
Value of interest in pooled separate accounts at beginning of year2013-06-30$24,208,709
Interest earned on other investments2013-06-30$9,995
Value of interest in common/collective trusts at end of year2013-06-30$8,073,865
Value of interest in common/collective trusts at beginning of year2013-06-30$14,715,036
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$269,393
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$637,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$637,111
Asset value of US Government securities at end of year2013-06-30$0
Asset value of US Government securities at beginning of year2013-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30Yes
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$25,200,000
Employer contributions (assets) at end of year2013-06-30$20,500,000
Employer contributions (assets) at beginning of year2013-06-30$8,350,000
Income. Dividends from common stock2013-06-30$5,040,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$18,878,438
Asset. Corporate debt instrument debt (other) at end of year2013-06-30$24,203,934
Asset. Corporate debt instrument debt (other) at beginning of year2013-06-30$0
Contract administrator fees2013-06-30$79,675
Assets. Corporate common stocks other than exployer securities at end of year2013-06-30$21,161,665
Assets. Corporate common stocks other than exployer securities at beginning of year2013-06-30$16,766,100
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30BONADIO & CO., LLP
Accountancy firm EIN2013-06-30161131146
2012 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-06-30$-5,845,484
Total unrealized appreciation/depreciation of assets2012-06-30$-5,845,484
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$323,015
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$387,497
Total income from all sources (including contributions)2012-06-30$15,212,774
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$20,133,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$18,373,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$19,032,137
Value of total assets at end of year2012-06-30$239,375,690
Value of total assets at beginning of year2012-06-30$244,360,689
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$1,760,076
Total interest from all sources2012-06-30$14,442
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$2,011,679
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Administrative expenses professional fees incurred2012-06-30$418,033
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-06-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-06-30$0
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$5,000,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$182,137
Participant contributions at end of year2012-06-30$12,105
Participant contributions at beginning of year2012-06-30$17,935
Assets. Other investments not covered elsewhere at end of year2012-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2012-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-06-30$153,003
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-06-30$122,098
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-06-30$34,470
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-06-30$225,045
Administrative expenses (other) incurred2012-06-30$432,906
Liabilities. Value of operating payables at end of year2012-06-30$288,545
Liabilities. Value of operating payables at beginning of year2012-06-30$162,452
Total non interest bearing cash at end of year2012-06-30$0
Total non interest bearing cash at beginning of year2012-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$-4,920,517
Value of net assets at end of year (total assets less liabilities)2012-06-30$239,052,675
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$243,973,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Assets. partnership/joint venture interests at end of year2012-06-30$122,917,143
Assets. partnership/joint venture interests at beginning of year2012-06-30$136,274,374
Investment advisory and management fees2012-06-30$829,437
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$51,616,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$18,932,873
Value of interest in pooled separate accounts at end of year2012-06-30$24,208,709
Value of interest in pooled separate accounts at beginning of year2012-06-30$24,370,065
Interest earned on other investments2012-06-30$14,442
Value of interest in common/collective trusts at end of year2012-06-30$14,715,036
Value of interest in common/collective trusts at beginning of year2012-06-30$17,909,486
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$637,111
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$722,953
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$722,953
Asset value of US Government securities at end of year2012-06-30$0
Asset value of US Government securities at beginning of year2012-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30Yes
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$18,850,000
Employer contributions (assets) at end of year2012-06-30$8,350,000
Employer contributions (assets) at beginning of year2012-06-30$28,000,000
Income. Dividends from common stock2012-06-30$2,011,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$18,373,215
Contract administrator fees2012-06-30$79,700
Assets. Corporate common stocks other than exployer securities at end of year2012-06-30$16,766,100
Assets. Corporate common stocks other than exployer securities at beginning of year2012-06-30$18,010,905
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2012-06-30134008324
2011 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-06-30$28,576,967
Total unrealized appreciation/depreciation of assets2011-06-30$28,576,967
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$387,497
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$2,492,154
Total income from all sources (including contributions)2011-06-30$67,622,738
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$18,566,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$16,692,888
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$37,217,069
Value of total assets at end of year2011-06-30$244,360,689
Value of total assets at beginning of year2011-06-30$197,409,433
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$1,873,937
Total interest from all sources2011-06-30$27,768
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$1,800,934
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Administrative expenses professional fees incurred2011-06-30$539,498
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-06-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-06-30$240,818
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$5,000,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$192,069
Participant contributions at end of year2011-06-30$17,935
Participant contributions at beginning of year2011-06-30$14,710
Assets. Other investments not covered elsewhere at end of year2011-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2011-06-30$2,188,735
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-06-30$122,098
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-06-30$52,577
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-06-30$225,045
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-06-30$2,290,273
Administrative expenses (other) incurred2011-06-30$636,750
Liabilities. Value of operating payables at end of year2011-06-30$162,452
Liabilities. Value of operating payables at beginning of year2011-06-30$201,881
Total non interest bearing cash at end of year2011-06-30$0
Total non interest bearing cash at beginning of year2011-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$49,055,913
Value of net assets at end of year (total assets less liabilities)2011-06-30$243,973,192
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$194,917,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Assets. partnership/joint venture interests at end of year2011-06-30$136,274,374
Assets. partnership/joint venture interests at beginning of year2011-06-30$132,437,770
Investment advisory and management fees2011-06-30$621,383
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$18,932,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$8,309,097
Value of interest in pooled separate accounts at end of year2011-06-30$24,370,065
Value of interest in pooled separate accounts at beginning of year2011-06-30$20,398,049
Interest earned on other investments2011-06-30$27,768
Value of interest in common/collective trusts at end of year2011-06-30$17,909,486
Value of interest in common/collective trusts at beginning of year2011-06-30$15,074,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$722,953
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$197,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$197,983
Asset value of US Government securities at end of year2011-06-30$0
Asset value of US Government securities at beginning of year2011-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30Yes
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$37,025,000
Employer contributions (assets) at end of year2011-06-30$28,000,000
Employer contributions (assets) at beginning of year2011-06-30$5,175,000
Income. Dividends from common stock2011-06-30$1,800,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$16,692,888
Contract administrator fees2011-06-30$76,306
Assets. Corporate common stocks other than exployer securities at end of year2011-06-30$18,010,905
Assets. Corporate common stocks other than exployer securities at beginning of year2011-06-30$13,319,766
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2011-06-30134008324
2010 : CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE

2021: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2009: CONTRIBUTORY DEFINED BENEFIT RETIREMENT PLAN AT RENSSELAER POLYTECHNIC INSTITUTE 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-46582
Policy instance 2
Insurance contract or identification number4-46582
Number of Individuals Covered1154
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number3-35277
Policy instance 1
Insurance contract or identification number3-35277
Number of Individuals Covered18
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number3-35277
Policy instance 1
Insurance contract or identification number3-35277
Number of Individuals Covered19
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-46582
Policy instance 2
Insurance contract or identification number4-46582
Number of Individuals Covered1186
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-46582
Policy instance 2
Insurance contract or identification number4-46582
Number of Individuals Covered1229
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number3-35277
Policy instance 1
Insurance contract or identification number3-35277
Number of Individuals Covered22
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number3-35277
Policy instance 1
Insurance contract or identification number3-35277
Number of Individuals Covered24
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-46582
Policy instance 2
Insurance contract or identification number4-46582
Number of Individuals Covered1283
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number3-35277
Policy instance 1
Insurance contract or identification number3-35277
Number of Individuals Covered24
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-46582
Policy instance 2
Insurance contract or identification number4-46582
Number of Individuals Covered1349
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-46582
Policy instance 2
Insurance contract or identification number4-46582
Number of Individuals Covered1461
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number3-35277
Policy instance 1
Insurance contract or identification number3-35277
Number of Individuals Covered28
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-46582
Policy instance 2
Insurance contract or identification number4-46582
Number of Individuals Covered1473
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number3-35277
Policy instance 1
Insurance contract or identification number3-35277
Number of Individuals Covered28
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-46582
Policy instance 2
Insurance contract or identification number4-46582
Number of Individuals Covered1482
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number3-35277
Policy instance 1
Insurance contract or identification number3-35277
Number of Individuals Covered30
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number3-35277
Policy instance 1
Insurance contract or identification number3-35277
Number of Individuals Covered37
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-46582
Policy instance 2
Insurance contract or identification number4-46582
Number of Individuals Covered1486
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number3-35277
Policy instance 1
Insurance contract or identification number3-35277
Number of Individuals Covered39
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-46582
Policy instance 2
Insurance contract or identification number4-46582
Number of Individuals Covered1496
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-46582
Policy instance 2
Insurance contract or identification number4-46582
Number of Individuals Covered1502
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number3-35277
Policy instance 1
Insurance contract or identification number3-35277
Number of Individuals Covered44
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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