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INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 401k Plan overview

Plan NameINTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND
Plan identification number 501

INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Life insurance
  • Vision
  • Temporary disability (accident and sickness)
  • Long-term disability cover

401k Sponsoring company profile

INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORK has sponsored the creation of one or more 401k plans.

Company Name:INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORK
Employer identification number (EIN):141514924
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5012022-01-01
5012021-01-01
5012020-01-01
5012019-01-01
5012018-01-01
5012017-01-01KATHY HAMM
5012016-01-01KATHY HAMM
5012015-01-01KATHY HAMM
5012014-01-01KATHY HAMM
5012013-01-01KATHY HAMM
5012012-01-01KATHY HAMM
5012011-01-01BERNARD CARDELLA BERNARD CARDELLA2012-10-08
5012010-01-01BERNARD CARDELLA BERNARD CARDELLA2011-10-07
5012009-05-01BERNARD CARDELLA BERNARD CARDELLA2010-10-14
5012009-05-01BERNARD CARDELLA BERNARD CARDELLA2010-10-14

Plan Statistics for INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND

401k plan membership statisitcs for INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND

Measure Date Value
2022: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2022 401k membership
Total participants, beginning-of-year2022-01-01176
Total number of active participants reported on line 7a of the Form 55002022-01-01120
Number of retired or separated participants receiving benefits2022-01-0159
Total of all active and inactive participants2022-01-01179
Number of employers contributing to the scheme2022-01-0115
2021: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2021 401k membership
Total participants, beginning-of-year2021-01-01154
Total number of active participants reported on line 7a of the Form 55002021-01-01119
Number of retired or separated participants receiving benefits2021-01-0157
Total of all active and inactive participants2021-01-01176
Number of employers contributing to the scheme2021-01-0113
2020: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2020 401k membership
Total participants, beginning-of-year2020-01-01153
Total number of active participants reported on line 7a of the Form 55002020-01-01102
Number of retired or separated participants receiving benefits2020-01-0152
Total of all active and inactive participants2020-01-01154
Number of employers contributing to the scheme2020-01-0114
2019: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2019 401k membership
Total participants, beginning-of-year2019-01-01153
Total number of active participants reported on line 7a of the Form 55002019-01-0196
Number of retired or separated participants receiving benefits2019-01-0157
Total of all active and inactive participants2019-01-01153
Number of employers contributing to the scheme2019-01-0115
2018: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2018 401k membership
Total participants, beginning-of-year2018-01-01150
Total number of active participants reported on line 7a of the Form 55002018-01-0194
Number of retired or separated participants receiving benefits2018-01-0159
Total of all active and inactive participants2018-01-01153
Number of employers contributing to the scheme2018-01-0116
2017: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2017 401k membership
Total participants, beginning-of-year2017-01-01145
Total number of active participants reported on line 7a of the Form 55002017-01-0188
Number of retired or separated participants receiving benefits2017-01-0162
Total of all active and inactive participants2017-01-01150
Number of employers contributing to the scheme2017-01-0118
2016: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2016 401k membership
Total participants, beginning-of-year2016-01-01151
Total number of active participants reported on line 7a of the Form 55002016-01-0185
Number of retired or separated participants receiving benefits2016-01-0160
Total of all active and inactive participants2016-01-01145
Number of employers contributing to the scheme2016-01-0113
2015: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2015 401k membership
Total participants, beginning-of-year2015-01-01151
Total number of active participants reported on line 7a of the Form 55002015-01-0188
Number of retired or separated participants receiving benefits2015-01-0163
Total of all active and inactive participants2015-01-01151
Number of employers contributing to the scheme2015-01-0112
2014: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2014 401k membership
Total participants, beginning-of-year2014-01-01144
Total number of active participants reported on line 7a of the Form 55002014-01-0193
Number of retired or separated participants receiving benefits2014-01-0158
Total of all active and inactive participants2014-01-01151
Number of employers contributing to the scheme2014-01-019
2013: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2013 401k membership
Total participants, beginning-of-year2013-01-01138
Total number of active participants reported on line 7a of the Form 55002013-01-0183
Number of retired or separated participants receiving benefits2013-01-0156
Total of all active and inactive participants2013-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-01144
Number of employers contributing to the scheme2013-01-0113
2012: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2012 401k membership
Total participants, beginning-of-year2012-01-01142
Total number of active participants reported on line 7a of the Form 55002012-01-0181
Number of retired or separated participants receiving benefits2012-01-0154
Total of all active and inactive participants2012-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-01138
Number of employers contributing to the scheme2012-01-0113
2011: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2011 401k membership
Total participants, beginning-of-year2011-01-01139
Total number of active participants reported on line 7a of the Form 55002011-01-0185
Number of retired or separated participants receiving benefits2011-01-0154
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01142
Number of employers contributing to the scheme2011-01-0113
2010: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2010 401k membership
Total participants, beginning-of-year2010-01-01134
Total number of active participants reported on line 7a of the Form 55002010-01-0181
Number of retired or separated participants receiving benefits2010-01-0155
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-01139
Number of employers contributing to the scheme2010-01-0116
2009: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2009 401k membership
Total participants, beginning-of-year2009-05-01134
Total number of active participants reported on line 7a of the Form 55002009-05-0182
Number of retired or separated participants receiving benefits2009-05-0151
Total of all active and inactive participants2009-05-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-05-011
Total participants2009-05-01134
Number of employers contributing to the scheme2009-05-0112

Financial Data on INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND

Measure Date Value
2022 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-557,734
Total unrealized appreciation/depreciation of assets2022-12-31$-557,734
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$344,707
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$127,355
Total income from all sources (including contributions)2022-12-31$576,042
Total loss/gain on sale of assets2022-12-31$-31,816
Total of all expenses incurred2022-12-31$1,393,966
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,276,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,479,761
Value of total assets at end of year2022-12-31$5,101,863
Value of total assets at beginning of year2022-12-31$5,702,435
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$117,175
Total interest from all sources2022-12-31$29,373
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$52,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$25,154
Administrative expenses professional fees incurred2022-12-31$23,377
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$88,952
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$17,822
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$76,829
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$331,217
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$119,064
Other income not declared elsewhere2022-12-31$600
Administrative expenses (other) incurred2022-12-31$64,775
Liabilities. Value of operating payables at end of year2022-12-31$13,490
Liabilities. Value of operating payables at beginning of year2022-12-31$8,291
Total non interest bearing cash at end of year2022-12-31$665,772
Total non interest bearing cash at beginning of year2022-12-31$268,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-817,924
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,757,156
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,575,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$29,023
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,097,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,311,320
Income. Interest from US Government securities2022-12-31$16,292
Income. Interest from corporate debt instruments2022-12-31$12,666
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$225,695
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$270,414
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$270,414
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$415
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$989,810
Asset value of US Government securities at end of year2022-12-31$674,010
Asset value of US Government securities at beginning of year2022-12-31$897,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-396,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,390,809
Employer contributions (assets) at end of year2022-12-31$130,035
Employer contributions (assets) at beginning of year2022-12-31$135,729
Income. Dividends from common stock2022-12-31$27,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$286,981
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$418,661
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$430,395
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$1,872,778
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$2,311,730
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$1,674,823
Aggregate carrying amount (costs) on sale of assets2022-12-31$1,706,639
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31TEAL, BECKER & CHIARAMONTE CPAS
Accountancy firm EIN2022-12-31141624930
2021 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$292,004
Total unrealized appreciation/depreciation of assets2021-12-31$292,004
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$127,355
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$449,066
Total income from all sources (including contributions)2021-12-31$1,769,482
Total loss/gain on sale of assets2021-12-31$171,887
Total of all expenses incurred2021-12-31$1,194,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,081,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,259,405
Value of total assets at end of year2021-12-31$5,702,435
Value of total assets at beginning of year2021-12-31$5,449,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$112,783
Total interest from all sources2021-12-31$29,732
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$81,208
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$57,672
Administrative expenses professional fees incurred2021-12-31$20,192
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$83,131
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$76,829
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$172,333
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$119,064
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$433,716
Other income not declared elsewhere2021-12-31$1,688
Administrative expenses (other) incurred2021-12-31$60,196
Liabilities. Value of operating payables at end of year2021-12-31$8,291
Liabilities. Value of operating payables at beginning of year2021-12-31$15,350
Total non interest bearing cash at end of year2021-12-31$268,070
Total non interest bearing cash at beginning of year2021-12-31$382,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$575,003
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,575,080
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,000,077
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$32,395
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,311,320
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,186,467
Income. Interest from US Government securities2021-12-31$14,862
Income. Interest from corporate debt instruments2021-12-31$14,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$270,414
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$266,483
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$266,483
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$8
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$939,933
Asset value of US Government securities at end of year2021-12-31$897,948
Asset value of US Government securities at beginning of year2021-12-31$725,534
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-66,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,176,274
Employer contributions (assets) at end of year2021-12-31$135,729
Employer contributions (assets) at beginning of year2021-12-31$147,963
Income. Dividends from common stock2021-12-31$23,536
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$141,763
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$430,395
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$448,191
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$2,311,730
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$2,120,069
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,701,198
Aggregate carrying amount (costs) on sale of assets2021-12-31$1,529,311
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31TEAL, BECKER & CHIARAMONTE
Accountancy firm EIN2021-12-31141624930
2020 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$732,425
Total unrealized appreciation/depreciation of assets2020-12-31$732,425
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$449,066
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$282,318
Total income from all sources (including contributions)2020-12-31$1,635,153
Total loss/gain on sale of assets2020-12-31$-271,277
Total of all expenses incurred2020-12-31$1,177,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,060,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,021,903
Value of total assets at end of year2020-12-31$5,449,143
Value of total assets at beginning of year2020-12-31$4,824,282
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$116,772
Total interest from all sources2020-12-31$33,102
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$68,458
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$41,276
Administrative expenses professional fees incurred2020-12-31$25,202
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$84,571
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$172,333
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$7,843
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$433,716
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$271,646
Other income not declared elsewhere2020-12-31$909
Administrative expenses (other) incurred2020-12-31$63,431
Liabilities. Value of operating payables at end of year2020-12-31$15,350
Liabilities. Value of operating payables at beginning of year2020-12-31$10,672
Total non interest bearing cash at end of year2020-12-31$382,103
Total non interest bearing cash at beginning of year2020-12-31$520,122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$458,113
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,000,077
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,541,964
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$28,139
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,186,467
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,062,951
Income. Interest from US Government securities2020-12-31$19,223
Income. Interest from corporate debt instruments2020-12-31$13,707
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$266,483
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$319,124
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$319,124
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$172
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$849,873
Asset value of US Government securities at end of year2020-12-31$725,534
Asset value of US Government securities at beginning of year2020-12-31$687,932
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$49,633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$937,332
Employer contributions (assets) at end of year2020-12-31$147,963
Employer contributions (assets) at beginning of year2020-12-31$132,051
Income. Dividends from common stock2020-12-31$27,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$210,395
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$448,191
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$386,461
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$2,120,069
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$1,707,798
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$1,687,150
Aggregate carrying amount (costs) on sale of assets2020-12-31$1,958,427
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31TEAL, BECKER & CHIARAMONTE, CPAS
Accountancy firm EIN2020-12-31141624930
2019 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$464,514
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$464,514
Total unrealized appreciation/depreciation of assets2019-12-31$464,514
Total unrealized appreciation/depreciation of assets2019-12-31$464,514
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$282,318
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$282,318
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$19,263
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$19,263
Total income from all sources (including contributions)2019-12-31$1,742,401
Total income from all sources (including contributions)2019-12-31$1,742,401
Total loss/gain on sale of assets2019-12-31$-8,093
Total loss/gain on sale of assets2019-12-31$-8,093
Total of all expenses incurred2019-12-31$1,180,468
Total of all expenses incurred2019-12-31$1,180,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,048,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,048,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,094,310
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,094,310
Value of total assets at end of year2019-12-31$4,824,282
Value of total assets at end of year2019-12-31$4,824,282
Value of total assets at beginning of year2019-12-31$3,999,294
Value of total assets at beginning of year2019-12-31$3,999,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$131,878
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$131,878
Total interest from all sources2019-12-31$39,874
Total interest from all sources2019-12-31$39,874
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$98,345
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$98,345
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$74,008
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$74,008
Administrative expenses professional fees incurred2019-12-31$28,668
Administrative expenses professional fees incurred2019-12-31$28,668
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$106,011
Contributions received from participants2019-12-31$106,011
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$7,843
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$7,843
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$25,586
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$25,586
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$271,646
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$271,646
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$14,087
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$14,087
Other income not declared elsewhere2019-12-31$1,187
Other income not declared elsewhere2019-12-31$1,187
Administrative expenses (other) incurred2019-12-31$78,138
Administrative expenses (other) incurred2019-12-31$78,138
Liabilities. Value of operating payables at end of year2019-12-31$10,672
Liabilities. Value of operating payables at end of year2019-12-31$10,672
Liabilities. Value of operating payables at beginning of year2019-12-31$5,176
Liabilities. Value of operating payables at beginning of year2019-12-31$5,176
Total non interest bearing cash at end of year2019-12-31$520,122
Total non interest bearing cash at end of year2019-12-31$520,122
Total non interest bearing cash at beginning of year2019-12-31$18,241
Total non interest bearing cash at beginning of year2019-12-31$18,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$561,933
Value of net income/loss2019-12-31$561,933
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,541,964
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,541,964
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,980,031
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,980,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$25,072
Investment advisory and management fees2019-12-31$25,072
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,062,951
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,062,951
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$927,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$927,104
Income. Interest from US Government securities2019-12-31$23,670
Income. Interest from US Government securities2019-12-31$23,670
Income. Interest from corporate debt instruments2019-12-31$14,643
Income. Interest from corporate debt instruments2019-12-31$14,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$319,124
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$564,639
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$564,639
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$564,639
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$564,639
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,561
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,561
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$853,620
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$853,620
Asset value of US Government securities at end of year2019-12-31$687,932
Asset value of US Government securities at end of year2019-12-31$687,932
Asset value of US Government securities at beginning of year2019-12-31$601,607
Asset value of US Government securities at beginning of year2019-12-31$601,607
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$52,264
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$52,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$988,299
Contributions received in cash from employer2019-12-31$988,299
Employer contributions (assets) at end of year2019-12-31$132,051
Employer contributions (assets) at end of year2019-12-31$132,051
Employer contributions (assets) at beginning of year2019-12-31$107,081
Employer contributions (assets) at beginning of year2019-12-31$107,081
Income. Dividends from common stock2019-12-31$24,337
Income. Dividends from common stock2019-12-31$24,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$194,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$194,970
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$386,461
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$386,461
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$321,853
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$321,853
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$1,707,798
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$1,707,798
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$1,433,183
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$1,433,183
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$1,376,205
Aggregate proceeds on sale of assets2019-12-31$1,376,205
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,384,298
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,384,298
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31TEAL, BECKER, & CHIARAMONTE, CPAS
Accountancy firm name2019-12-31TEAL, BECKER, & CHIARAMONTE, CPAS
Accountancy firm EIN2019-12-31141624930
Accountancy firm EIN2019-12-31141624930
2018 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-42,760
Total unrealized appreciation/depreciation of assets2018-12-31$-42,760
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$19,263
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$65,098
Total income from all sources (including contributions)2018-12-31$975,901
Total loss/gain on sale of assets2018-12-31$-38,698
Total of all expenses incurred2018-12-31$1,024,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$933,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,007,709
Value of total assets at end of year2018-12-31$3,999,294
Value of total assets at beginning of year2018-12-31$4,093,556
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$91,155
Total interest from all sources2018-12-31$29,001
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$61,535
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$38,898
Administrative expenses professional fees incurred2018-12-31$21,978
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$97,123
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$25,586
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$7,755
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$14,087
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$3,562
Other income not declared elsewhere2018-12-31$5,242
Administrative expenses (other) incurred2018-12-31$46,339
Liabilities. Value of operating payables at end of year2018-12-31$5,176
Liabilities. Value of operating payables at beginning of year2018-12-31$61,536
Total non interest bearing cash at end of year2018-12-31$18,241
Total non interest bearing cash at beginning of year2018-12-31$183,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-48,427
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,980,031
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,028,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$22,838
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$927,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$847,629
Income. Interest from US Government securities2018-12-31$16,072
Income. Interest from corporate debt instruments2018-12-31$11,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$564,639
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$423,948
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$423,948
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,818
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$826,254
Asset value of US Government securities at end of year2018-12-31$601,607
Asset value of US Government securities at beginning of year2018-12-31$551,051
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-46,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$910,586
Employer contributions (assets) at end of year2018-12-31$107,081
Employer contributions (assets) at beginning of year2018-12-31$124,203
Income. Dividends from common stock2018-12-31$22,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$106,919
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$321,853
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$293,136
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$1,433,183
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$1,662,309
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,138,520
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,177,218
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31TEAL, BECKER & CHIARAMONTE, CPAS, P
Accountancy firm EIN2018-12-31141624930
2017 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$326,941
Total unrealized appreciation/depreciation of assets2017-12-31$326,941
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$65,098
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,749
Total income from all sources (including contributions)2017-12-31$1,494,028
Total loss/gain on sale of assets2017-12-31$9,775
Total of all expenses incurred2017-12-31$971,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$888,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,052,274
Value of total assets at end of year2017-12-31$4,093,556
Value of total assets at beginning of year2017-12-31$3,510,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$83,228
Total interest from all sources2017-12-31$21,401
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$64,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$43,672
Administrative expenses professional fees incurred2017-12-31$19,970
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$108,476
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$7,755
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$38,762
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$3,562
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$3,462
Other income not declared elsewhere2017-12-31$1,130
Administrative expenses (other) incurred2017-12-31$42,114
Liabilities. Value of operating payables at end of year2017-12-31$61,536
Liabilities. Value of operating payables at beginning of year2017-12-31$1,287
Total non interest bearing cash at end of year2017-12-31$183,525
Total non interest bearing cash at beginning of year2017-12-31$58,456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$522,754
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,028,458
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,505,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$21,144
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$847,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$805,438
Income. Interest from US Government securities2017-12-31$11,595
Income. Interest from corporate debt instruments2017-12-31$8,629
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$423,948
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$395,805
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$395,805
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,177
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$772,589
Asset value of US Government securities at end of year2017-12-31$551,051
Asset value of US Government securities at beginning of year2017-12-31$504,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$17,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$943,798
Employer contributions (assets) at end of year2017-12-31$124,203
Employer contributions (assets) at beginning of year2017-12-31$87,809
Income. Dividends from common stock2017-12-31$20,926
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$115,457
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$293,136
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$294,028
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$1,662,309
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$1,325,876
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$956,975
Aggregate carrying amount (costs) on sale of assets2017-12-31$947,200
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31TEAL BECKER & CHIARAMONTE CPAS PC
Accountancy firm EIN2017-12-31141624930
2016 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$155,794
Total unrealized appreciation/depreciation of assets2016-12-31$155,794
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,749
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$5,089
Total income from all sources (including contributions)2016-12-31$1,022,843
Total loss/gain on sale of assets2016-12-31$-99,120
Total of all expenses incurred2016-12-31$962,646
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$888,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$874,887
Value of total assets at end of year2016-12-31$3,510,453
Value of total assets at beginning of year2016-12-31$3,450,596
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$74,620
Total interest from all sources2016-12-31$20,686
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$61,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$40,983
Administrative expenses professional fees incurred2016-12-31$17,450
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$90,334
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$38,762
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$27,099
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$3,462
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$3,790
Administrative expenses (other) incurred2016-12-31$37,142
Liabilities. Value of operating payables at end of year2016-12-31$1,287
Liabilities. Value of operating payables at beginning of year2016-12-31$1,299
Total non interest bearing cash at end of year2016-12-31$58,456
Total non interest bearing cash at beginning of year2016-12-31$97,924
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$60,197
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,505,704
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,445,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$20,028
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$805,438
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$663,673
Income. Interest from US Government securities2016-12-31$13,916
Income. Interest from corporate debt instruments2016-12-31$5,516
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$395,805
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$406,263
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$406,263
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,254
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$757,883
Asset value of US Government securities at end of year2016-12-31$504,279
Asset value of US Government securities at beginning of year2016-12-31$430,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$9,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$784,553
Employer contributions (assets) at end of year2016-12-31$87,809
Employer contributions (assets) at beginning of year2016-12-31$89,221
Income. Dividends from common stock2016-12-31$20,504
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$130,143
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$294,028
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$250,510
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$1,325,876
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$1,485,647
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,435,283
Aggregate carrying amount (costs) on sale of assets2016-12-31$1,534,403
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31TEAL BECKER & CHIARAMONTE CPAS PC
Accountancy firm EIN2016-12-31141624930
2015 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$67,149
Total unrealized appreciation/depreciation of assets2015-12-31$67,149
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$5,089
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$126,467
Total income from all sources (including contributions)2015-12-31$1,038,108
Total loss/gain on sale of assets2015-12-31$-123,735
Total of all expenses incurred2015-12-31$1,037,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$963,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,036,324
Value of total assets at end of year2015-12-31$3,450,596
Value of total assets at beginning of year2015-12-31$3,571,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$73,661
Total interest from all sources2015-12-31$22,701
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$55,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$34,612
Administrative expenses professional fees incurred2015-12-31$16,705
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$71,811
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$27,099
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$35,101
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$3,790
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$3,790
Administrative expenses (other) incurred2015-12-31$37,119
Liabilities. Value of operating payables at end of year2015-12-31$1,299
Liabilities. Value of operating payables at beginning of year2015-12-31$122,677
Total non interest bearing cash at end of year2015-12-31$97,924
Total non interest bearing cash at beginning of year2015-12-31$19,984
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$970
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,445,507
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,444,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$19,837
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$663,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$660,281
Income. Interest from US Government securities2015-12-31$10,721
Income. Interest from corporate debt instruments2015-12-31$10,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$406,263
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$556,364
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$556,364
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,726
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$799,147
Asset value of US Government securities at end of year2015-12-31$430,259
Asset value of US Government securities at beginning of year2015-12-31$407,478
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-19,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$964,513
Employer contributions (assets) at end of year2015-12-31$89,221
Employer contributions (assets) at beginning of year2015-12-31$145,570
Income. Dividends from common stock2015-12-31$20,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$164,330
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$250,510
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$274,990
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,485,647
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,471,236
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,771,018
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,894,753
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31TEAL BECKER & CHIARAMONTE CPAS PC
Accountancy firm EIN2015-12-31141624930
2014 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$324,068
Total unrealized appreciation/depreciation of assets2014-12-31$324,068
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$126,467
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$25,949
Total income from all sources (including contributions)2014-12-31$1,411,020
Total loss/gain on sale of assets2014-12-31$-159,808
Total of all expenses incurred2014-12-31$1,017,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$944,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,182,264
Value of total assets at end of year2014-12-31$3,571,004
Value of total assets at beginning of year2014-12-31$3,077,236
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$72,949
Total interest from all sources2014-12-31$12,640
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$55,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$35,051
Administrative expenses professional fees incurred2014-12-31$16,255
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$66,432
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$35,101
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$2,537
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$3,790
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$13,740
Other income not declared elsewhere2014-12-31$338
Administrative expenses (other) incurred2014-12-31$36,093
Liabilities. Value of operating payables at end of year2014-12-31$122,677
Liabilities. Value of operating payables at beginning of year2014-12-31$12,209
Total non interest bearing cash at end of year2014-12-31$19,984
Total non interest bearing cash at beginning of year2014-12-31$25,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$393,250
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,444,537
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,051,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$20,601
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$660,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$549,032
Income. Interest from US Government securities2014-12-31$7,617
Income. Interest from corporate debt instruments2014-12-31$4,355
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$556,364
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$330,546
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$330,546
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$668
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$807,553
Asset value of US Government securities at end of year2014-12-31$407,478
Asset value of US Government securities at beginning of year2014-12-31$589,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-3,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,115,832
Employer contributions (assets) at end of year2014-12-31$145,570
Employer contributions (assets) at beginning of year2014-12-31$106,787
Income. Dividends from common stock2014-12-31$20,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$137,268
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$274,990
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,471,236
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,473,285
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$2,826,071
Aggregate carrying amount (costs) on sale of assets2014-12-31$2,985,879
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31TEAL BECKER & CHIARAMONTE CPAS PC
Accountancy firm EIN2014-12-31141624930
2013 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$259,914
Total unrealized appreciation/depreciation of assets2013-12-31$259,914
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$25,949
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$20,621
Total income from all sources (including contributions)2013-12-31$1,094,429
Total loss/gain on sale of assets2013-12-31$55,359
Total of all expenses incurred2013-12-31$803,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$733,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$747,762
Value of total assets at end of year2013-12-31$3,077,236
Value of total assets at beginning of year2013-12-31$2,780,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$69,909
Total interest from all sources2013-12-31$8,246
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$62,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$44,601
Administrative expenses professional fees incurred2013-12-31$16,145
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$66,684
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$2,537
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$10,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$13,740
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$13,242
Other income not declared elsewhere2013-12-31$4,294
Administrative expenses (other) incurred2013-12-31$30,733
Liabilities. Value of operating payables at end of year2013-12-31$12,209
Liabilities. Value of operating payables at beginning of year2013-12-31$7,379
Total non interest bearing cash at end of year2013-12-31$25,908
Total non interest bearing cash at beginning of year2013-12-31$19,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$291,350
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,051,287
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,759,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$23,031
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$549,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$287,092
Income. Interest from US Government securities2013-12-31$7,549
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$330,546
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$374,351
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$374,351
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$697
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$633,793
Asset value of US Government securities at end of year2013-12-31$589,141
Asset value of US Government securities at beginning of year2013-12-31$643,315
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-43,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$681,078
Employer contributions (assets) at end of year2013-12-31$106,787
Employer contributions (assets) at beginning of year2013-12-31$71,054
Income. Dividends from common stock2013-12-31$18,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$99,377
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$180,566
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$1,473,285
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,193,912
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$2,054,720
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,999,361
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31TEAL BECKER & CHIARAMONTE CPAS PC
Accountancy firm EIN2013-12-31141624930
2012 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$235,283
Total unrealized appreciation/depreciation of assets2012-12-31$235,283
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$20,621
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$18,815
Total income from all sources (including contributions)2012-12-31$1,007,773
Total loss/gain on sale of assets2012-12-31$-58,328
Total of all expenses incurred2012-12-31$806,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$739,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$764,031
Value of total assets at end of year2012-12-31$2,780,558
Value of total assets at beginning of year2012-12-31$2,577,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$66,839
Total interest from all sources2012-12-31$16,871
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$34,634
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$13,406
Administrative expenses professional fees incurred2012-12-31$16,290
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$56,911
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$10,668
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$14,066
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$13,242
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$15,875
Other income not declared elsewhere2012-12-31$2,489
Administrative expenses (other) incurred2012-12-31$34,851
Liabilities. Value of operating payables at end of year2012-12-31$7,379
Liabilities. Value of operating payables at beginning of year2012-12-31$2,940
Total non interest bearing cash at end of year2012-12-31$19,600
Total non interest bearing cash at beginning of year2012-12-31$22,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$201,287
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,759,937
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,558,650
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$15,698
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$287,092
Income. Interest from US Government securities2012-12-31$7,091
Income. Interest from corporate debt instruments2012-12-31$8,332
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$374,351
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$450,809
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$450,809
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,448
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$629,404
Asset value of US Government securities at end of year2012-12-31$643,315
Asset value of US Government securities at beginning of year2012-12-31$588,136
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$12,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$707,120
Employer contributions (assets) at end of year2012-12-31$71,054
Employer contributions (assets) at beginning of year2012-12-31$90,730
Income. Dividends from common stock2012-12-31$21,228
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$110,243
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$180,566
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$261,795
Contract administrator fees2012-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,193,912
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$1,142,769
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-12-31$6,292
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$2,080,629
Aggregate carrying amount (costs) on sale of assets2012-12-31$2,138,957
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31TEAL BECKER & CHIARAMONTE CPAS PC
Accountancy firm EIN2012-12-31141624930
2011 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$167,141
Total unrealized appreciation/depreciation of assets2011-12-31$167,141
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$18,815
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$96,453
Total income from all sources (including contributions)2011-12-31$869,363
Total loss/gain on sale of assets2011-12-31$-226,543
Total of all expenses incurred2011-12-31$779,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$713,688
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$868,883
Value of total assets at end of year2011-12-31$2,577,465
Value of total assets at beginning of year2011-12-31$2,564,980
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$65,552
Total interest from all sources2011-12-31$28,143
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$16,081
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$15,432
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$57,227
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$14,066
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$10,346
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$15,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$76,732
Other income not declared elsewhere2011-12-31$15,658
Administrative expenses (other) incurred2011-12-31$27,985
Liabilities. Value of operating payables at end of year2011-12-31$2,940
Liabilities. Value of operating payables at beginning of year2011-12-31$19,721
Total non interest bearing cash at end of year2011-12-31$22,868
Total non interest bearing cash at beginning of year2011-12-31$16,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$90,123
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,558,650
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,468,527
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$14,027
Income. Interest from US Government securities2011-12-31$9,040
Income. Interest from corporate debt instruments2011-12-31$14,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$450,809
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$497,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$497,401
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$4,343
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$571,286
Asset value of US Government securities at end of year2011-12-31$588,136
Asset value of US Government securities at beginning of year2011-12-31$505,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$811,656
Employer contributions (assets) at end of year2011-12-31$90,730
Employer contributions (assets) at beginning of year2011-12-31$97,293
Income. Dividends from common stock2011-12-31$16,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$142,402
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$261,795
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$299,011
Contract administrator fees2011-12-31$8,108
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$1,142,769
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,138,949
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$6,292
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$1,231,878
Aggregate carrying amount (costs) on sale of assets2011-12-31$1,458,421
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31TEAL BECKER & CHIARAMONTE CPAS PC
Accountancy firm EIN2011-12-31141624930
2010 : INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$161,204
Total unrealized appreciation/depreciation of assets2010-12-31$161,204
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$96,453
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$15,952
Total income from all sources (including contributions)2010-12-31$982,327
Total loss/gain on sale of assets2010-12-31$-40,181
Total of all expenses incurred2010-12-31$700,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$646,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$815,574
Value of total assets at end of year2010-12-31$2,564,980
Value of total assets at beginning of year2010-12-31$2,202,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$53,660
Total interest from all sources2010-12-31$32,189
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$11,625
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$19,620
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$52,552
Participant contributions at beginning of year2010-12-31$254
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$10,346
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$10,542
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$76,732
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$2,855
Other income not declared elsewhere2010-12-31$1,916
Administrative expenses (other) incurred2010-12-31$6,443
Liabilities. Value of operating payables at end of year2010-12-31$19,721
Liabilities. Value of operating payables at beginning of year2010-12-31$13,097
Total non interest bearing cash at end of year2010-12-31$16,510
Total non interest bearing cash at beginning of year2010-12-31$10,478
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$281,717
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,468,527
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,186,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$11,297
Income. Interest from US Government securities2010-12-31$9,446
Income. Interest from corporate debt instruments2010-12-31$14,048
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$497,401
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$621,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$621,928
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$8,695
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$477,144
Asset value of US Government securities at end of year2010-12-31$505,470
Asset value of US Government securities at beginning of year2010-12-31$483,157
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$763,022
Employer contributions (assets) at end of year2010-12-31$97,293
Employer contributions (assets) at beginning of year2010-12-31$64,873
Income. Dividends from common stock2010-12-31$11,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$169,806
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$299,011
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$282,600
Contract administrator fees2010-12-31$16,300
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,138,949
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$727,787
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$1,143
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,261,642
Aggregate carrying amount (costs) on sale of assets2010-12-31$1,301,823
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31TEAL BECKER & CHIARAMONTE CPAS PC
Accountancy firm EIN2010-12-31141624930

Form 5500 Responses for INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND

2022: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2022 form 5500 responses
2022-01-01Type of plan entityMulti-employer plan
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2021 form 5500 responses
2021-01-01Type of plan entityMulti-employer plan
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2010 form 5500 responses
2010-01-01Type of plan entityMulti-employer plan
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: INTERNATIONAL ASSOCIATION OF HEAT AND FROST INSULATORS AND ALLIED WORKERS LOCAL NO. 40 WELFARE FUND 2009 form 5500 responses
2009-05-01Type of plan entityMulti-employer plan
2009-05-01This submission is the final filingNo
2009-05-01This return/report is a short plan year return/report (less than 12 months)Yes
2009-05-01Plan is a collectively bargained planYes
2009-05-01Plan funding arrangement – TrustYes
2009-05-01Plan benefit arrangement – InsuranceYes
2009-05-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00557275
Policy instance 7
Insurance contract or identification number00557275
Number of Individuals Covered51
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $2,482
Total amount of fees paid to insurance companyUSD $1,939
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $39,705
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $676
Amount paid for insurance broker fees1939
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045G
Policy instance 1
Insurance contract or identification number861045G
Number of Individuals Covered110
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $1,991
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MVP HEALTH CARE (National Association of Insurance Commissioners NAIC id number: 95521 )
Policy contract number212097
Policy instance 2
Insurance contract or identification number212097
Number of Individuals Covered72
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $33,106
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $899,889
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,914
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045-0GL
Policy instance 3
Insurance contract or identification number861045-0GL
Number of Individuals Covered177
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,544
Total amount of fees paid to insurance companyUSD $1,480
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $33,447
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,773
Insurance broker organization code?3
Amount paid for insurance broker fees1387
Additional information about fees paid to insurance brokerADMIN SERVICES
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045-GRH
Policy instance 4
Insurance contract or identification number861045-GRH
Number of Individuals Covered110
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $2,972
Total amount of fees paid to insurance companyUSD $65
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $21,609
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,344
Insurance broker organization code?3
Amount paid for insurance broker fees65
Additional information about fees paid to insurance brokerBONUS
EMPIRE HEALTHCHOICE ASSURANCE, INC. (National Association of Insurance Commissioners NAIC id number: 55093 )
Policy contract numberG1921
Policy instance 5
Insurance contract or identification numberG1921
Number of Individuals Covered57
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $505
Total amount of fees paid to insurance companyUSD $198
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $3,042
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $339
Insurance broker organization code?3
Amount paid for insurance broker fees160
Additional information about fees paid to insurance brokerINCENTIVES, EDUCATION, COMMUNICATIONAND TRAINING
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number20031137
Policy instance 6
Insurance contract or identification number20031137
Number of Individuals Covered24
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $2,488
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $75,954
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,488
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045G
Policy instance 1
Insurance contract or identification number861045G
Number of Individuals Covered97
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $1,666
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MVP HEALTH CARE (National Association of Insurance Commissioners NAIC id number: 95521 )
Policy contract number212097
Policy instance 2
Insurance contract or identification number212097
Number of Individuals Covered49
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $16,465
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $357,026
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,465
Insurance broker organization code?3
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number10004972
Policy instance 3
Insurance contract or identification number10004972
Number of Individuals Covered66
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $14,072
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $359,970
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,072
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045-0GL
Policy instance 4
Insurance contract or identification number861045-0GL
Number of Individuals Covered167
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $3,182
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $32,876
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,182
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045-GRH
Policy instance 5
Insurance contract or identification number861045-GRH
Number of Individuals Covered98
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $2,433
Total amount of fees paid to insurance companyUSD $0
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $19,360
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,433
Insurance broker organization code?3
EMPIRE HEALTHCHOICE ASSURANCE, INC. (National Association of Insurance Commissioners NAIC id number: 55093 )
Policy contract numberG1921
Policy instance 6
Insurance contract or identification numberG1921
Number of Individuals Covered70
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $380
Total amount of fees paid to insurance companyUSD $115
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $2,217
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $380
Amount paid for insurance broker fees115
Additional information about fees paid to insurance brokerINCENTIVES, EDUCATION, COMMUNICATION AND TRAINING.
Insurance broker organization code?3
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number20031137
Policy instance 7
Insurance contract or identification number20031137
Number of Individuals Covered22
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $3,300
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $75,694
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,300
Insurance broker organization code?3
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00557275
Policy instance 8
Insurance contract or identification number00557275
Number of Individuals Covered43
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $2,570
Total amount of fees paid to insurance companyUSD $3,253
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $38,774
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,545
Amount paid for insurance broker fees3253
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045G
Policy instance 1
Insurance contract or identification number861045G
Number of Individuals Covered85
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $1,632
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MVP HEALTH CARE (National Association of Insurance Commissioners NAIC id number: 95521 )
Policy contract number212097
Policy instance 2
Insurance contract or identification number212097
Number of Individuals Covered43
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $15,853
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $338,747
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,853
Insurance broker organization code?3
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number10004972
Policy instance 3
Insurance contract or identification number10004972
Number of Individuals Covered67
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $14,020
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $345,502
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,020
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045-0GL
Policy instance 4
Insurance contract or identification number861045-0GL
Number of Individuals Covered164
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,777
Total amount of fees paid to insurance companyUSD $340
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $33,417
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,777
Amount paid for insurance broker fees340
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045-GRH
Policy instance 5
Insurance contract or identification number861045-GRH
Number of Individuals Covered85
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,020
Total amount of fees paid to insurance companyUSD $202
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $20,244
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,020
Amount paid for insurance broker fees202
Insurance broker organization code?3
EMPIRE HEALTHCHOICE ASSURANCE, INC. (National Association of Insurance Commissioners NAIC id number: 55093 )
Policy contract numberG1921
Policy instance 6
Insurance contract or identification numberG1921
Number of Individuals Covered51
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $283
Total amount of fees paid to insurance companyUSD $60
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $2,928
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $283
Amount paid for insurance broker fees60
Insurance broker organization code?3
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number20031137
Policy instance 7
Insurance contract or identification number20031137
Number of Individuals Covered22
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,300
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $78,714
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,300
Insurance broker organization code?3
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00557275
Policy instance 8
Insurance contract or identification number00557275
Number of Individuals Covered31
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $2,449
Total amount of fees paid to insurance companyUSD $1,990
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $31,557
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,449
Amount paid for insurance broker fees1966
EMPIRE HEALTHCHOICE ASSURANCE, INC. (National Association of Insurance Commissioners NAIC id number: 55093 )
Policy contract numberG1921
Policy instance 6
Insurance contract or identification numberG1921
Number of Individuals Covered26
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $745
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045G
Policy instance 4
Insurance contract or identification number861045G
Number of Individuals Covered165
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,090
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $29,450
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,090
Insurance broker organization code?3
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number10004972
Policy instance 3
Insurance contract or identification number10004972
Number of Individuals Covered23
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $4,176
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $110,021
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,176
Insurance broker organization code?3
MVP HEALTH CARE (National Association of Insurance Commissioners NAIC id number: 95521 )
Policy contract number212097
Policy instance 2
Insurance contract or identification number212097
Number of Individuals Covered64
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $20,639
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $458,913
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,639
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045G
Policy instance 1
Insurance contract or identification number861045G
Number of Individuals Covered85
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $1,455
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045G
Policy instance 5
Insurance contract or identification number861045G
Number of Individuals Covered85
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $2,382
Total amount of fees paid to insurance companyUSD $0
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $18,386
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,382
Insurance broker organization code?3
HEALTHNOW NEW YORK, INC. DBA BLUESHIELD OF NORTHEASTERN NEW YORK (National Association of Insurance Commissioners NAIC id number: )
Policy contract number00970229
Policy instance 7
Insurance contract or identification number00970229
Number of Individuals Covered14
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,288
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Other welfare benefits providedPOS CONTRACT
Welfare Benefit Premiums Paid to CarrierUSD $87,754
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,288
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045G
Policy instance 12
Insurance contract or identification number861045G
Number of Individuals Covered89
Insurance policy start date2018-06-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,769
Total amount of fees paid to insurance companyUSD $0
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $11,794
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,769
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045G
Policy instance 11
Insurance contract or identification number861045G
Number of Individuals Covered170
Insurance policy start date2018-06-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,062
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $19,684
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,062
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045G
Policy instance 10
Insurance contract or identification number861045G
Number of Individuals Covered90
Insurance policy start date2018-06-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $939
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00557275
Policy instance 9
Insurance contract or identification number00557275
Number of Individuals Covered37
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $2,237
Total amount of fees paid to insurance companyUSD $0
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $28,091
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,155
Insurance broker organization code?3
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number20031137
Policy instance 8
Insurance contract or identification number20031137
Number of Individuals Covered22
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,538
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $80,808
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,538
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number20031137
Policy instance 9
Insurance contract or identification number20031137
Number of Individuals Covered21
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,000
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $66,247
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,000
Insurance broker nameJAEGER & FLYNN ASSOC
BLUESHIELD OF NORTHEASTERN NEW YORK (National Association of Insurance Commissioners NAIC id number: 55204 )
Policy contract number00970229
Policy instance 8
Insurance contract or identification number00970229
Number of Individuals Covered15
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $4,065
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Other welfare benefits providedPOS CONTRACT
Welfare Benefit Premiums Paid to CarrierUSD $103,810
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,065
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
DELTA DENTAL OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 55263 )
Policy contract number15740
Policy instance 7
Insurance contract or identification number15740
Number of Individuals Covered37
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $870
Total amount of fees paid to insurance companyUSD $0
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $17,404
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $870
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
EMPIRE HEALTHCHOICE ASSURANCE, INC. (National Association of Insurance Commissioners NAIC id number: 55093 )
Policy contract numberG1921
Policy instance 6
Insurance contract or identification numberG1921
Number of Individuals Covered26
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $64
Total amount of fees paid to insurance companyUSD $0
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,486
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $64
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC, INC.
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045G
Policy instance 5
Insurance contract or identification number861045G
Number of Individuals Covered87
Insurance policy start date2016-06-01
Insurance policy end date2017-05-31
Total amount of commissions paid to insurance brokerUSD $5,665
Total amount of fees paid to insurance companyUSD $0
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $19,223
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,665
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045G
Policy instance 4
Insurance contract or identification number861045G
Number of Individuals Covered165
Insurance policy start date2016-06-01
Insurance policy end date2017-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $28,374
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number10004972
Policy instance 3
Insurance contract or identification number10004972
Number of Individuals Covered23
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $4,949
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $118,053
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,949
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
MVP HEALTH CARE (National Association of Insurance Commissioners NAIC id number: 95521 )
Policy contract number212097
Policy instance 2
Insurance contract or identification number212097
Number of Individuals Covered81
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $18,130
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $427,260
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,130
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number861045G
Policy instance 1
Insurance contract or identification number861045G
Number of Individuals Covered89
Insurance policy start date2016-06-01
Insurance policy end date2017-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $1,557
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
EMPIRE HEALTHCHOICE ASSURANCE, INC. (National Association of Insurance Commissioners NAIC id number: 55093 )
Policy contract numberG1921
Policy instance 6
Insurance contract or identification numberG1921
Number of Individuals Covered36
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $81
Total amount of fees paid to insurance companyUSD $0
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,975
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $81
Insurance broker nameJAEGER & FLYNN ASSOC, INC.
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 5
Insurance contract or identification number861045G
Number of Individuals Covered86
Insurance policy start date2014-06-01
Insurance policy end date2015-05-31
Total amount of commissions paid to insurance brokerUSD $6,144
Total amount of fees paid to insurance companyUSD $0
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $19,267
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,144
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 4
Insurance contract or identification number861045G
Number of Individuals Covered161
Insurance policy start date2014-06-01
Insurance policy end date2015-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $29,249
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number10004972
Policy instance 3
Insurance contract or identification number10004972
Number of Individuals Covered141
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $20,995
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $655,890
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,995
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 1
Insurance contract or identification number861045G
Number of Individuals Covered88
Insurance policy start date2014-06-01
Insurance policy end date2015-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $1,577
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
DELTA DENTAL OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 55263 )
Policy contract number15740
Policy instance 7
Insurance contract or identification number15740
Number of Individuals Covered59
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,113
Total amount of fees paid to insurance companyUSD $0
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $22,266
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,113
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
MVP HEALTH CARE (National Association of Insurance Commissioners NAIC id number: 95521 )
Policy contract number212097
Policy instance 2
Insurance contract or identification number212097
Number of Individuals Covered17
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,306
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $122,656
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,306
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 1
Insurance contract or identification number861045G
Number of Individuals Covered85
Insurance policy start date2013-06-01
Insurance policy end date2014-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $1,425
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MVP HEALTH CARE (National Association of Insurance Commissioners NAIC id number: 95521 )
Policy contract number212097
Policy instance 2
Insurance contract or identification number212097
Number of Individuals Covered18
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $4,660
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $114,269
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,660
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number10004972
Policy instance 3
Insurance contract or identification number10004972
Number of Individuals Covered135
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $18,417
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $555,338
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,417
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 4
Insurance contract or identification number861045G
Number of Individuals Covered157
Insurance policy start date2013-06-01
Insurance policy end date2014-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $26,236
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
EMPIRE HEALTHCHOICE ASSURANCE, INC. (National Association of Insurance Commissioners NAIC id number: 55093 )
Policy contract numberG1921
Policy instance 6
Insurance contract or identification numberG1921
Number of Individuals Covered39
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $70
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,731
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $70
Insurance broker nameJAEGER & FLYNN ASSOC, INC.
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 5
Insurance contract or identification number861045G
Number of Individuals Covered84
Insurance policy start date2013-06-01
Insurance policy end date2014-05-31
Total amount of commissions paid to insurance brokerUSD $5,553
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $16,972
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,553
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
DELTA DENTAL OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 55263 )
Policy contract number15740
Policy instance 7
Insurance contract or identification number15740
Number of Individuals Covered53
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $824
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $16,477
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $824
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
EMPIRE HEALTHCHOICE ASSURANCE, INC. (National Association of Insurance Commissioners NAIC id number: 55093 )
Policy contract number
Policy instance 6
Number of Individuals Covered15
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $40
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,010
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $40
Insurance broker nameJAEGER & FLYNN ASSOC, INC.
DELTA DENTAL OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 55263 )
Policy contract number15740
Policy instance 7
Insurance contract or identification number15740
Number of Individuals Covered33
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $649
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $12,972
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $649
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 4
Insurance contract or identification number861045G
Number of Individuals Covered149
Insurance policy start date2012-06-01
Insurance policy end date2013-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $26,357
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number10004972
Policy instance 3
Insurance contract or identification number10004972
Number of Individuals Covered97
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $14,345
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $440,417
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,345
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
MVP HEALTH CARE (National Association of Insurance Commissioners NAIC id number: 95521 )
Policy contract number212097
Policy instance 2
Insurance contract or identification number212097
Number of Individuals Covered22
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $5,421
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $136,688
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,421
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 1
Insurance contract or identification number861045G
Number of Individuals Covered78
Insurance policy start date2012-06-01
Insurance policy end date2013-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $1,431
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 5
Insurance contract or identification number861045G
Number of Individuals Covered78
Insurance policy start date2012-06-01
Insurance policy end date2013-05-31
Total amount of commissions paid to insurance brokerUSD $5,573
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $17,038
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,573
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 5
Insurance contract or identification number861045G
Number of Individuals Covered85
Insurance policy start date2011-06-01
Insurance policy end date2012-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $18,018
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 4
Insurance contract or identification number861045G
Number of Individuals Covered152
Insurance policy start date2011-06-01
Insurance policy end date2012-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $24,119
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number10004972
Policy instance 3
Insurance contract or identification number10004972
Number of Individuals Covered93
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $12,515
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $417,179
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,515
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 1
Insurance contract or identification number861045G
Number of Individuals Covered85
Insurance policy start date2011-06-01
Insurance policy end date2012-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $1,512
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MVP HEALTH CARE (National Association of Insurance Commissioners NAIC id number: 95521 )
Policy contract number212097
Policy instance 2
Insurance contract or identification number212097
Number of Individuals Covered23
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $4,579
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $124,433
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,579
Insurance broker organization code?3
Insurance broker nameJAEGER & FLYNN ASSOC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 4
Insurance contract or identification number861045G
Number of Individuals Covered153
Insurance policy start date2010-06-01
Insurance policy end date2011-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $23,522
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 5
Insurance contract or identification number861045G
Number of Individuals Covered82
Insurance policy start date2010-06-01
Insurance policy end date2011-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $16,951
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number10004972
Policy instance 3
Insurance contract or identification number10004972
Number of Individuals Covered91
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $11,563
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $385,447
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MVP HEALTH CARE (National Association of Insurance Commissioners NAIC id number: 95521 )
Policy contract number212097
Policy instance 2
Insurance contract or identification number212097
Number of Individuals Covered26
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $5,090
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $117,070
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 1
Insurance contract or identification number861045G
Number of Individuals Covered82
Insurance policy start date2010-06-01
Insurance policy end date2011-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $1,450
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 4
Insurance contract or identification number861045G
Number of Individuals Covered146
Insurance policy start date2009-06-01
Insurance policy end date2010-05-31
Total amount of commissions paid to insurance brokerUSD $2,372
Total amount of fees paid to insurance companyUSD $188
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $22,354
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 1
Insurance contract or identification number861045G
Number of Individuals Covered76
Insurance policy start date2009-06-01
Insurance policy end date2010-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $1,362
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MVP HEALTH CARE (National Association of Insurance Commissioners NAIC id number: 95521 )
Policy contract number212097
Policy instance 2
Insurance contract or identification number212097
Number of Individuals Covered27
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4,673
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $116,823
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CAPITAL DISTRICT PHYSICIANS HEALTH PLAN INC (National Association of Insurance Commissioners NAIC id number: 95491 )
Policy contract number10004972
Policy instance 3
Insurance contract or identification number10004972
Number of Individuals Covered44
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $9,426
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $300,378
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number861045G
Policy instance 5
Insurance contract or identification number861045G
Number of Individuals Covered74
Insurance policy start date2009-06-01
Insurance policy end date2010-05-31
Total amount of commissions paid to insurance brokerUSD $2,577
Total amount of fees paid to insurance companyUSD $131
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $16,148
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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