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MOUNTAIN LAKE SERVICES 401K PLAN 401k Plan overview

Plan NameMOUNTAIN LAKE SERVICES 401K PLAN
Plan identification number 004

MOUNTAIN LAKE SERVICES 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ESSEX COUNTY CHAPTER NYSARC, INC. has sponsored the creation of one or more 401k plans.

Company Name:ESSEX COUNTY CHAPTER NYSARC, INC.
Employer identification number (EIN):141563885
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MOUNTAIN LAKE SERVICES 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01ROBIN PIERCE MARTIN NEPHEW2018-10-08
0042017-01-01
0042017-01-01
0042016-01-01ROBIN PIERCE MARTIN NEPHEW2017-09-07
0042015-01-01ROBIN PIERCE MARTIN NEPHEW2016-07-27
0042014-01-01ROBIN PIERCE MARTIN NEPHEW2015-07-30
0042013-01-01ROBIN PIERCE MARTIN NEPHEW2014-07-28
0042012-01-01ROBIN PIERCE MARTIN NEPHEW2014-07-28
0042011-01-01ROBIN PIERCE MARTIN NEPHEW2012-07-23
0042009-01-01MARTIN J. NEPHEW DIPU BASU2010-07-26

Plan Statistics for MOUNTAIN LAKE SERVICES 401K PLAN

401k plan membership statisitcs for MOUNTAIN LAKE SERVICES 401K PLAN

Measure Date Value
2020: MOUNTAIN LAKE SERVICES 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01755
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: MOUNTAIN LAKE SERVICES 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01792
Total number of active participants reported on line 7a of the Form 55002019-01-01547
Number of retired or separated participants receiving benefits2019-01-0117
Number of other retired or separated participants entitled to future benefits2019-01-01190
Total of all active and inactive participants2019-01-01754
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01755
Number of participants with account balances2019-01-01755
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0138
2018: MOUNTAIN LAKE SERVICES 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01851
Total number of active participants reported on line 7a of the Form 55002018-01-01602
Number of retired or separated participants receiving benefits2018-01-0111
Number of other retired or separated participants entitled to future benefits2018-01-01177
Total of all active and inactive participants2018-01-01790
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01792
Number of participants with account balances2018-01-01771
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0150
2017: MOUNTAIN LAKE SERVICES 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01861
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0156
Total of all active and inactive participants2017-01-0159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0159
Number of participants with account balances2017-01-01660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
Total number of active participants reported on line 7a of the Form 55002017-01-01792
2016: MOUNTAIN LAKE SERVICES 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01879
Total number of active participants reported on line 7a of the Form 55002016-01-01820
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0139
Total of all active and inactive participants2016-01-01860
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01861
Number of participants with account balances2016-01-01649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: MOUNTAIN LAKE SERVICES 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01835
Total number of active participants reported on line 7a of the Form 55002015-01-01862
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-01879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01879
Number of participants with account balances2015-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MOUNTAIN LAKE SERVICES 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01840
Total number of active participants reported on line 7a of the Form 55002014-01-01815
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-01835
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01835
Number of participants with account balances2014-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MOUNTAIN LAKE SERVICES 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01848
Total number of active participants reported on line 7a of the Form 55002013-01-01818
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0121
Total of all active and inactive participants2013-01-01840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01840
Number of participants with account balances2013-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: MOUNTAIN LAKE SERVICES 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01780
Total number of active participants reported on line 7a of the Form 55002012-01-01824
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0123
Total of all active and inactive participants2012-01-01848
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01848
Number of participants with account balances2012-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: MOUNTAIN LAKE SERVICES 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01638
Total number of active participants reported on line 7a of the Form 55002011-01-01760
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-01780
Total participants2011-01-01780
Number of participants with account balances2011-01-01147
2009: MOUNTAIN LAKE SERVICES 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01588
Total number of active participants reported on line 7a of the Form 55002009-01-01635
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0114
Total of all active and inactive participants2009-01-01651
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01651
Number of participants with account balances2009-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on MOUNTAIN LAKE SERVICES 401K PLAN

Measure Date Value
2020 : MOUNTAIN LAKE SERVICES 401K PLAN 2020 401k financial data
Total transfer of assets from this plan2020-12-21$44,885,505
Total income from all sources (including contributions)2020-12-21$7,089,887
Total of all expenses incurred2020-12-21$2,312,629
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-21$2,111,637
Expenses. Certain deemed distributions of participant loans2020-12-21$54,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-21$3,102,850
Value of total assets at end of year2020-12-21$0
Value of total assets at beginning of year2020-12-21$40,108,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-21$146,675
Total interest from all sources2020-12-21$77,363
Total dividends received (eg from common stock, registered investment company shares)2020-12-21$436,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-21Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-21$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-21$436,048
Was this plan covered by a fidelity bond2020-12-21Yes
Value of fidelity bond cover2020-12-21$500,000
If this is an individual account plan, was there a blackout period2020-12-21Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-21$0
Were there any nonexempt tranactions with any party-in-interest2020-12-21No
Contributions received from participants2020-12-21$1,210,102
Participant contributions at end of year2020-12-21$0
Participant contributions at beginning of year2020-12-21$2,421,599
Assets. Other investments not covered elsewhere at end of year2020-12-21$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-21$23,799
Income. Received or receivable in cash from other sources (including rollovers)2020-12-21$4,099
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-21$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-21$1,480
Other income not declared elsewhere2020-12-21$13,061
Administrative expenses (other) incurred2020-12-21$80,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-21No
Value of net income/loss2020-12-21$4,777,258
Value of net assets at end of year (total assets less liabilities)2020-12-21$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-21$40,108,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-21No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-21No
Were any leases to which the plan was party in default or uncollectible2020-12-21No
Investment advisory and management fees2020-12-21$66,356
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-21$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-21$25,433,579
Value of interest in pooled separate accounts at end of year2020-12-21$0
Value of interest in pooled separate accounts at beginning of year2020-12-21$12,199,176
Interest on participant loans2020-12-21$77,240
Interest earned on other investments2020-12-21$123
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-21$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-21$28,614
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-21$3,224,250
Net investment gain/loss from pooled separate accounts2020-12-21$236,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-21No
Was there a failure to transmit to the plan any participant contributions2020-12-21No
Has the plan failed to provide any benefit when due under the plan2020-12-21No
Contributions received in cash from employer2020-12-21$1,888,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-21$2,111,637
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-21Yes
Did the plan have assets held for investment2020-12-21No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-21No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-21Yes
Opinion of an independent qualified public accountant for this plan2020-12-21Disclaimer
Accountancy firm name2020-12-21MARTINDALE KEYSOR & CO., PLLC
Accountancy firm EIN2020-12-21141818557
2019 : MOUNTAIN LAKE SERVICES 401K PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$8,294,214
Total of all expenses incurred2019-12-31$3,279,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,117,634
Expenses. Certain deemed distributions of participant loans2019-12-31$5,764
Value of total corrective distributions2019-12-31$351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,400,475
Value of total assets at end of year2019-12-31$40,108,247
Value of total assets at beginning of year2019-12-31$35,093,491
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$155,709
Total interest from all sources2019-12-31$85,695
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$460,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$460,840
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,271,813
Participant contributions at end of year2019-12-31$2,421,599
Participant contributions at beginning of year2019-12-31$2,690,320
Assets. Other investments not covered elsewhere at end of year2019-12-31$23,799
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$16,113
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$14,436
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,480
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,509
Other income not declared elsewhere2019-12-31$7,685
Administrative expenses (other) incurred2019-12-31$102,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,014,756
Value of net assets at end of year (total assets less liabilities)2019-12-31$40,108,247
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$35,093,491
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$53,045
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$25,433,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,881,971
Value of interest in pooled separate accounts at end of year2019-12-31$12,199,176
Value of interest in pooled separate accounts at beginning of year2019-12-31$11,485,095
Interest on participant loans2019-12-31$85,420
Interest earned on other investments2019-12-31$275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$28,614
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$18,483
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,075,470
Net investment gain/loss from pooled separate accounts2019-12-31$264,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,114,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,117,634
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MARTINDALE KEYSOR & CO., PLLC
Accountancy firm EIN2019-12-31141818557
2018 : MOUNTAIN LAKE SERVICES 401K PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$31,184,587
Total income from all sources (including contributions)2018-12-31$2,321,362
Total of all expenses incurred2018-12-31$4,293,966
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,168,501
Expenses. Certain deemed distributions of participant loans2018-12-31$25,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,294,466
Value of total assets at end of year2018-12-31$35,093,491
Value of total assets at beginning of year2018-12-31$5,881,508
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$99,930
Total interest from all sources2018-12-31$92,808
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$411,542
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$411,542
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,139,210
Participant contributions at end of year2018-12-31$2,690,320
Participant contributions at beginning of year2018-12-31$211,983
Assets. Other investments not covered elsewhere at end of year2018-12-31$16,113
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$64,008
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,509
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$32
Other income not declared elsewhere2018-12-31$-3,072
Administrative expenses (other) incurred2018-12-31$47,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,972,604
Value of net assets at end of year (total assets less liabilities)2018-12-31$35,093,491
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,881,508
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$52,659
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,881,971
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,144,810
Value of interest in pooled separate accounts at end of year2018-12-31$11,485,095
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,521,126
Interest on participant loans2018-12-31$92,365
Interest earned on other investments2018-12-31$443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$18,483
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,557
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,699,121
Net investment gain/loss from pooled separate accounts2018-12-31$224,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,091,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,168,501
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MARTINDALE KEYSOR & CO., PLLC
Accountancy firm EIN2018-12-31141818557
2017 : MOUNTAIN LAKE SERVICES 401K PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,691,482
Total of all expenses incurred2017-12-31$457,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$438,830
Expenses. Certain deemed distributions of participant loans2017-12-31$944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,128,825
Value of total assets at end of year2017-12-31$5,881,508
Value of total assets at beginning of year2017-12-31$4,647,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$17,588
Total interest from all sources2017-12-31$4,892
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$59,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$59,670
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$995,445
Participant contributions at end of year2017-12-31$211,983
Participant contributions at beginning of year2017-12-31$139,094
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$133,380
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$32
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$4
Administrative expenses (other) incurred2017-12-31$9,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,234,120
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,881,508
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,647,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$7,725
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,144,810
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,173,318
Value of interest in pooled separate accounts at end of year2017-12-31$1,521,126
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,332,166
Interest on participant loans2017-12-31$4,892
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,557
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,806
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$475,760
Net investment gain/loss from pooled separate accounts2017-12-31$22,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$438,830
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MARTINDALE KEYSOR & CO., PLLC
Accountancy firm EIN2017-12-31141818557
2016 : MOUNTAIN LAKE SERVICES 401K PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,163,838
Total of all expenses incurred2016-12-31$270,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$258,759
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$918,288
Value of total assets at end of year2016-12-31$4,647,388
Value of total assets at beginning of year2016-12-31$3,754,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$12,223
Total interest from all sources2016-12-31$4,206
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$45,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$45,602
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$917,410
Participant contributions at end of year2016-12-31$139,094
Participant contributions at beginning of year2016-12-31$137,115
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$878
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$4
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$51
Administrative expenses (other) incurred2016-12-31$5,683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$892,856
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,647,388
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,754,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$6,540
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,173,318
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,512,211
Value of interest in pooled separate accounts at end of year2016-12-31$1,332,166
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,102,551
Interest on participant loans2016-12-31$4,206
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,806
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$174,053
Net investment gain/loss from pooled separate accounts2016-12-31$21,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$258,759
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MARTINDALE KEYSOR & CO., PLLC
Accountancy firm EIN2016-12-31141818557
2015 : MOUNTAIN LAKE SERVICES 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$531,317
Total of all expenses incurred2015-12-31$955,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$944,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$504,403
Value of total assets at end of year2015-12-31$3,754,532
Value of total assets at beginning of year2015-12-31$4,178,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$11,129
Total interest from all sources2015-12-31$3,574
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$33,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$33,443
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$443,291
Participant contributions at end of year2015-12-31$137,115
Participant contributions at beginning of year2015-12-31$110,540
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$61,112
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$51
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$18
Administrative expenses (other) incurred2015-12-31$4,689
Total non interest bearing cash at beginning of year2015-12-31$1,134
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-424,373
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,754,532
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,178,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$6,440
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,512,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,010,873
Value of interest in pooled separate accounts at end of year2015-12-31$1,102,551
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,056,340
Interest on participant loans2015-12-31$3,574
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-30,767
Net investment gain/loss from pooled separate accounts2015-12-31$20,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$944,561
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MARTINDALE KEYSOR & CO., PLLC
Accountancy firm EIN2015-12-31141818557
2014 : MOUNTAIN LAKE SERVICES 401K PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$696,708
Total of all expenses incurred2014-12-31$239,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$227,987
Value of total corrective distributions2014-12-31$598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$489,939
Value of total assets at end of year2014-12-31$4,178,905
Value of total assets at beginning of year2014-12-31$3,721,967
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,185
Total interest from all sources2014-12-31$3,518
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$44,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$44,597
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$433,828
Participant contributions at end of year2014-12-31$110,540
Participant contributions at beginning of year2014-12-31$101,085
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$56,111
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$18
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$22
Administrative expenses (other) incurred2014-12-31$5,048
Total non interest bearing cash at end of year2014-12-31$1,134
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$456,938
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,178,905
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,721,967
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$6,137
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,010,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,615,388
Value of interest in pooled separate accounts at end of year2014-12-31$1,056,340
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,005,472
Interest on participant loans2014-12-31$3,518
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$137,028
Net investment gain/loss from pooled separate accounts2014-12-31$21,626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$227,987
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARTINDALE KEYSOR & CO., PLLC
Accountancy firm EIN2014-12-31141818557
2013 : MOUNTAIN LAKE SERVICES 401K PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$855,050
Total of all expenses incurred2013-12-31$383,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$379,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$433,782
Value of total assets at end of year2013-12-31$3,721,967
Value of total assets at beginning of year2013-12-31$3,250,629
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,419
Total interest from all sources2013-12-31$3,128
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$34,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$34,602
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$369,973
Participant contributions at end of year2013-12-31$101,085
Participant contributions at beginning of year2013-12-31$94,078
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$63,809
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$22
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$17
Administrative expenses (other) incurred2013-12-31$4,419
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$471,338
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,721,967
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,250,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,615,388
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,139,331
Value of interest in pooled separate accounts at end of year2013-12-31$1,005,472
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,017,203
Interest on participant loans2013-12-31$3,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$360,959
Net investment gain/loss from pooled separate accounts2013-12-31$22,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$379,293
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARTINDALE KEYSOR & CO., PLLC
Accountancy firm EIN2013-12-31141818557
2012 : MOUNTAIN LAKE SERVICES 401K PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$604,888
Total of all expenses incurred2012-12-31$54,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$30,975
Value of total corrective distributions2012-12-31$1,593
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$330,332
Value of total assets at end of year2012-12-31$3,250,629
Value of total assets at beginning of year2012-12-31$2,700,502
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$22,193
Total interest from all sources2012-12-31$2,475
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$40,479
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$40,479
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$330,332
Participant contributions at end of year2012-12-31$94,078
Participant contributions at beginning of year2012-12-31$67,115
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$17
Administrative expenses (other) incurred2012-12-31$9,693
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$550,127
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,250,629
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,700,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$12,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,139,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,782,980
Value of interest in pooled separate accounts at end of year2012-12-31$1,017,203
Value of interest in pooled separate accounts at beginning of year2012-12-31$850,407
Interest on participant loans2012-12-31$2,475
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$207,483
Net investment gain/loss from pooled separate accounts2012-12-31$24,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$30,975
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARTINDALE KEYSOR & CO., PLLC
Accountancy firm EIN2012-12-31141818557
2011 : MOUNTAIN LAKE SERVICES 401K PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$311,952
Total of all expenses incurred2011-12-31$60,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$58,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$318,176
Value of total assets at end of year2011-12-31$2,700,502
Value of total assets at beginning of year2011-12-31$2,449,352
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,155
Total interest from all sources2011-12-31$2,622
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$27,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$27,699
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$313,582
Participant contributions at end of year2011-12-31$67,115
Participant contributions at beginning of year2011-12-31$73,736
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$4,594
Administrative expenses (other) incurred2011-12-31$2,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$251,150
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,700,502
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,449,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,782,980
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,692,886
Value of interest in pooled separate accounts at end of year2011-12-31$850,407
Value of interest in pooled separate accounts at beginning of year2011-12-31$682,730
Interest on participant loans2011-12-31$2,622
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-58,584
Net investment gain/loss from pooled separate accounts2011-12-31$22,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$58,647
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MARTINDALE KEYSOR &CO., PLLC
Accountancy firm EIN2011-12-31141818557
2010 : MOUNTAIN LAKE SERVICES 401K PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$555,157
Total of all expenses incurred2010-12-31$255,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$253,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$383,143
Value of total assets at end of year2010-12-31$2,449,352
Value of total assets at beginning of year2010-12-31$2,150,014
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,935
Total interest from all sources2010-12-31$3,307
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$22,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$22,880
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$291,844
Participant contributions at end of year2010-12-31$73,736
Participant contributions at beginning of year2010-12-31$81,416
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$91,299
Administrative expenses (other) incurred2010-12-31$1,935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$299,338
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,449,352
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,150,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,692,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,475,364
Value of interest in pooled separate accounts at end of year2010-12-31$682,730
Value of interest in pooled separate accounts at beginning of year2010-12-31$593,234
Interest on participant loans2010-12-31$3,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$127,148
Net investment gain/loss from pooled separate accounts2010-12-31$18,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$253,884
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MARTINDALE KEYSOR & CO., PLLC
Accountancy firm EIN2010-12-31141818557
2009 : MOUNTAIN LAKE SERVICES 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MOUNTAIN LAKE SERVICES 401K PLAN

2020: MOUNTAIN LAKE SERVICES 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MOUNTAIN LAKE SERVICES 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MOUNTAIN LAKE SERVICES 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MOUNTAIN LAKE SERVICES 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MOUNTAIN LAKE SERVICES 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MOUNTAIN LAKE SERVICES 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MOUNTAIN LAKE SERVICES 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MOUNTAIN LAKE SERVICES 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MOUNTAIN LAKE SERVICES 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MOUNTAIN LAKE SERVICES 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MOUNTAIN LAKE SERVICES 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61440
Policy instance 1
Insurance contract or identification numberQK61440
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-21
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61440
Policy instance 1
Insurance contract or identification numberQK61440
Number of Individuals Covered755
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61440
Policy instance 1
Insurance contract or identification numberQK61440
Number of Individuals Covered771
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61440
Policy instance 1
Insurance contract or identification numberQK61440
Number of Individuals Covered660
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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