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ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ED HERRINGTON, INC. has sponsored the creation of one or more 401k plans.

Company Name:ED HERRINGTON, INC.
Employer identification number (EIN):141591788
NAIC Classification:444190
NAIC Description:Other Building Material Dealers

Additional information about ED HERRINGTON, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1977-06-01
Company Identification Number: 436461
Legal Registered Office Address: 312 WHITE HILL LANE
Columbia
HILLSDALE
United States of America (USA)
125290709

More information about ED HERRINGTON, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-12-01FREDERICK J. HICKMAN2023-09-06
0012020-12-01FREDERICK J. HICKMAN2022-09-07
0012019-12-01FREDERICK J. HICKMAN2021-09-03
0012018-12-01FREDERICK J. HICKMAN2020-09-14
0012017-12-01FREDERICK J. HICKMAN2019-09-12 FREDERICK J. HICKMAN2019-09-12
0012016-12-01
0012015-12-01
0012014-12-01
0012013-12-01FREDERICK J. HICKMAN
0012012-12-01FREDERICK J. HICKMAN
0012011-12-01FREDERICK J. HICKMAN
0012009-12-01FREDERICK J. HICKMAN
0012008-12-01

Plan Statistics for ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-12-01275
Total number of active participants reported on line 7a of the Form 55002021-12-01196
Number of retired or separated participants receiving benefits2021-12-010
Number of other retired or separated participants entitled to future benefits2021-12-0186
Total of all active and inactive participants2021-12-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-12-010
Total participants2021-12-01282
Number of participants with account balances2021-12-01273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-12-010
2020: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-12-01234
Total number of active participants reported on line 7a of the Form 55002020-12-01191
Number of retired or separated participants receiving benefits2020-12-010
Number of other retired or separated participants entitled to future benefits2020-12-0178
Total of all active and inactive participants2020-12-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-12-010
Total participants2020-12-01269
Number of participants with account balances2020-12-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-12-010
2019: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-12-01220
Total number of active participants reported on line 7a of the Form 55002019-12-01166
Number of retired or separated participants receiving benefits2019-12-010
Number of other retired or separated participants entitled to future benefits2019-12-0163
Total of all active and inactive participants2019-12-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-12-010
Total participants2019-12-01229
Number of participants with account balances2019-12-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-12-010
2018: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-12-01216
Total number of active participants reported on line 7a of the Form 55002018-12-01166
Number of retired or separated participants receiving benefits2018-12-010
Number of other retired or separated participants entitled to future benefits2018-12-0153
Total of all active and inactive participants2018-12-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-12-010
Total participants2018-12-01219
Number of participants with account balances2018-12-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-12-010
2017: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-12-01207
Total number of active participants reported on line 7a of the Form 55002017-12-01167
Number of retired or separated participants receiving benefits2017-12-010
Number of other retired or separated participants entitled to future benefits2017-12-0147
Total of all active and inactive participants2017-12-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-12-010
Total participants2017-12-01214
Number of participants with account balances2017-12-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-12-010
2016: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-01195
Total number of active participants reported on line 7a of the Form 55002016-12-01172
Number of retired or separated participants receiving benefits2016-12-010
Number of other retired or separated participants entitled to future benefits2016-12-0135
Total of all active and inactive participants2016-12-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-010
Total participants2016-12-01207
Number of participants with account balances2016-12-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-010
2015: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-01185
Total number of active participants reported on line 7a of the Form 55002015-12-01170
Number of retired or separated participants receiving benefits2015-12-010
Number of other retired or separated participants entitled to future benefits2015-12-0124
Total of all active and inactive participants2015-12-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-010
Total participants2015-12-01194
Number of participants with account balances2015-12-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-013
2014: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-01170
Total number of active participants reported on line 7a of the Form 55002014-12-01159
Number of retired or separated participants receiving benefits2014-12-010
Number of other retired or separated participants entitled to future benefits2014-12-0124
Total of all active and inactive participants2014-12-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-010
Total participants2014-12-01183
Number of participants with account balances2014-12-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-019
2013: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-01171
Total number of active participants reported on line 7a of the Form 55002013-12-01150
Number of retired or separated participants receiving benefits2013-12-010
Number of other retired or separated participants entitled to future benefits2013-12-0117
Total of all active and inactive participants2013-12-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-01167
Number of participants with account balances2013-12-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-010
2012: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-12-01167
Total number of active participants reported on line 7a of the Form 55002012-12-01153
Number of retired or separated participants receiving benefits2012-12-010
Number of other retired or separated participants entitled to future benefits2012-12-0117
Total of all active and inactive participants2012-12-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-010
Total participants2012-12-01170
Number of participants with account balances2012-12-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-010
2011: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-12-01172
Total number of active participants reported on line 7a of the Form 55002011-12-01147
Number of retired or separated participants receiving benefits2011-12-010
Number of other retired or separated participants entitled to future benefits2011-12-0118
Total of all active and inactive participants2011-12-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-010
Total participants2011-12-01165
Number of participants with account balances2011-12-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-010
2009: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-12-01178
Total number of active participants reported on line 7a of the Form 55002009-12-01150
Number of retired or separated participants receiving benefits2009-12-010
Number of other retired or separated participants entitled to future benefits2009-12-0116
Total of all active and inactive participants2009-12-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-010
Total participants2009-12-01166
Number of participants with account balances2009-12-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-011

Financial Data on ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-30$0
Total income from all sources (including contributions)2022-11-30$-18,890
Total loss/gain on sale of assets2022-11-30$0
Total of all expenses incurred2022-11-30$1,728,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-11-30$1,690,790
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-11-30$1,148,348
Value of total assets at end of year2022-11-30$14,010,512
Value of total assets at beginning of year2022-11-30$15,757,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-11-30$37,677
Total interest from all sources2022-11-30$11,920
Total dividends received (eg from common stock, registered investment company shares)2022-11-30$532,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-11-30$532,704
Was this plan covered by a fidelity bond2022-11-30Yes
Value of fidelity bond cover2022-11-30$500,000
If this is an individual account plan, was there a blackout period2022-11-30No
Were there any nonexempt tranactions with any party-in-interest2022-11-30No
Contributions received from participants2022-11-30$657,908
Participant contributions at end of year2022-11-30$250,673
Participant contributions at beginning of year2022-11-30$294,917
Income. Received or receivable in cash from other sources (including rollovers)2022-11-30$123,296
Administrative expenses (other) incurred2022-11-30$37,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-30No
Value of net income/loss2022-11-30$-1,747,357
Value of net assets at end of year (total assets less liabilities)2022-11-30$14,010,512
Value of net assets at beginning of year (total assets less liabilities)2022-11-30$15,757,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-11-30No
Were any leases to which the plan was party in default or uncollectible2022-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-11-30$11,968,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-11-30$13,819,913
Interest on participant loans2022-11-30$11,920
Value of interest in common/collective trusts at end of year2022-11-30$1,791,435
Value of interest in common/collective trusts at beginning of year2022-11-30$1,643,039
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-11-30$-1,756,173
Net investment gain or loss from common/collective trusts2022-11-30$44,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-11-30No
Was there a failure to transmit to the plan any participant contributions2022-11-30No
Has the plan failed to provide any benefit when due under the plan2022-11-30No
Contributions received in cash from employer2022-11-30$367,144
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-11-30$1,690,790
Did the plan have assets held for investment2022-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-11-30No
Opinion of an independent qualified public accountant for this plan2022-11-30Unqualified
Accountancy firm name2022-11-30UHY, LLP
Accountancy firm EIN2022-11-30200694403
2021 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total income from all sources (including contributions)2021-11-30$2,621,899
Total loss/gain on sale of assets2021-11-30$0
Total of all expenses incurred2021-11-30$2,092,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-11-30$2,052,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-11-30$913,228
Value of total assets at end of year2021-11-30$15,757,869
Value of total assets at beginning of year2021-11-30$15,227,982
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-11-30$39,772
Total interest from all sources2021-11-30$12,675
Total dividends received (eg from common stock, registered investment company shares)2021-11-30$387,757
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-11-30$387,757
Was this plan covered by a fidelity bond2021-11-30Yes
Value of fidelity bond cover2021-11-30$500,000
If this is an individual account plan, was there a blackout period2021-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-11-30$0
Were there any nonexempt tranactions with any party-in-interest2021-11-30No
Contributions received from participants2021-11-30$568,259
Participant contributions at end of year2021-11-30$294,917
Participant contributions at beginning of year2021-11-30$287,571
Income. Received or receivable in cash from other sources (including rollovers)2021-11-30$22,730
Administrative expenses (other) incurred2021-11-30$39,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Value of net income/loss2021-11-30$529,887
Value of net assets at end of year (total assets less liabilities)2021-11-30$15,757,869
Value of net assets at beginning of year (total assets less liabilities)2021-11-30$15,227,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-11-30No
Were any leases to which the plan was party in default or uncollectible2021-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-11-30$13,819,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-11-30$13,148,415
Interest on participant loans2021-11-30$12,675
Value of interest in common/collective trusts at end of year2021-11-30$1,643,039
Value of interest in common/collective trusts at beginning of year2021-11-30$1,791,996
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-11-30$1,271,358
Net investment gain or loss from common/collective trusts2021-11-30$36,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-11-30No
Was there a failure to transmit to the plan any participant contributions2021-11-30No
Has the plan failed to provide any benefit when due under the plan2021-11-30No
Contributions received in cash from employer2021-11-30$322,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-11-30$2,052,240
Did the plan have assets held for investment2021-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-11-30No
Opinion of an independent qualified public accountant for this plan2021-11-30Unqualified
Accountancy firm name2021-11-30UHY, LLP
Accountancy firm EIN2021-11-30200694403
2020 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total income from all sources (including contributions)2020-11-30$2,078,022
Total loss/gain on sale of assets2020-11-30$0
Total of all expenses incurred2020-11-30$1,782,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-11-30$1,744,615
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-11-30$848,270
Value of total assets at end of year2020-11-30$15,227,982
Value of total assets at beginning of year2020-11-30$14,932,299
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-11-30$37,724
Total interest from all sources2020-11-30$14,064
Total dividends received (eg from common stock, registered investment company shares)2020-11-30$289,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-11-30$289,320
Was this plan covered by a fidelity bond2020-11-30Yes
Value of fidelity bond cover2020-11-30$500,000
If this is an individual account plan, was there a blackout period2020-11-30No
Were there any nonexempt tranactions with any party-in-interest2020-11-30No
Contributions received from participants2020-11-30$499,497
Participant contributions at end of year2020-11-30$287,571
Participant contributions at beginning of year2020-11-30$278,425
Income. Received or receivable in cash from other sources (including rollovers)2020-11-30$53,079
Administrative expenses (other) incurred2020-11-30$37,724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Value of net income/loss2020-11-30$295,683
Value of net assets at end of year (total assets less liabilities)2020-11-30$15,227,982
Value of net assets at beginning of year (total assets less liabilities)2020-11-30$14,932,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-11-30No
Were any leases to which the plan was party in default or uncollectible2020-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-11-30$13,148,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-11-30$12,649,172
Interest on participant loans2020-11-30$14,064
Value of interest in common/collective trusts at end of year2020-11-30$1,791,996
Value of interest in common/collective trusts at beginning of year2020-11-30$2,004,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-11-30$883,486
Net investment gain or loss from common/collective trusts2020-11-30$42,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-11-30No
Was there a failure to transmit to the plan any participant contributions2020-11-30No
Has the plan failed to provide any benefit when due under the plan2020-11-30No
Contributions received in cash from employer2020-11-30$295,694
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-11-30$1,744,615
Did the plan have assets held for investment2020-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-11-30Yes
Opinion of an independent qualified public accountant for this plan2020-11-30Disclaimer
Accountancy firm name2020-11-30UHY, LLP
Accountancy firm EIN2020-11-30200694403
2019 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total income from all sources (including contributions)2019-11-30$2,231,628
Total loss/gain on sale of assets2019-11-30$0
Total of all expenses incurred2019-11-30$421,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-11-30$386,873
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-11-30$739,005
Value of total assets at end of year2019-11-30$14,932,299
Value of total assets at beginning of year2019-11-30$13,121,764
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-11-30$34,220
Total interest from all sources2019-11-30$12,524
Total dividends received (eg from common stock, registered investment company shares)2019-11-30$443,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-11-30$443,000
Was this plan covered by a fidelity bond2019-11-30Yes
Value of fidelity bond cover2019-11-30$500,000
If this is an individual account plan, was there a blackout period2019-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-11-30$0
Were there any nonexempt tranactions with any party-in-interest2019-11-30No
Contributions received from participants2019-11-30$440,428
Participant contributions at end of year2019-11-30$278,425
Participant contributions at beginning of year2019-11-30$305,234
Income. Received or receivable in cash from other sources (including rollovers)2019-11-30$19,307
Administrative expenses (other) incurred2019-11-30$34,220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Value of net income/loss2019-11-30$1,810,535
Value of net assets at end of year (total assets less liabilities)2019-11-30$14,932,299
Value of net assets at beginning of year (total assets less liabilities)2019-11-30$13,121,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-11-30No
Were any leases to which the plan was party in default or uncollectible2019-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-11-30$12,649,172
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-11-30$10,933,135
Interest on participant loans2019-11-30$12,524
Value of interest in common/collective trusts at end of year2019-11-30$2,004,702
Value of interest in common/collective trusts at beginning of year2019-11-30$1,883,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-11-30$982,289
Net investment gain or loss from common/collective trusts2019-11-30$54,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-11-30No
Was there a failure to transmit to the plan any participant contributions2019-11-30No
Has the plan failed to provide any benefit when due under the plan2019-11-30No
Contributions received in cash from employer2019-11-30$279,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-11-30$386,873
Did the plan have assets held for investment2019-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-11-30Yes
Opinion of an independent qualified public accountant for this plan2019-11-30Disclaimer
Accountancy firm name2019-11-30UHY, LLP
Accountancy firm EIN2019-11-30200694403
2018 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$0
Total income from all sources (including contributions)2018-11-30$829,338
Total loss/gain on sale of assets2018-11-30$0
Total of all expenses incurred2018-11-30$198,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-11-30$164,629
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-11-30$653,768
Value of total assets at end of year2018-11-30$13,121,764
Value of total assets at beginning of year2018-11-30$12,490,822
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-11-30$33,767
Total interest from all sources2018-11-30$14,474
Total dividends received (eg from common stock, registered investment company shares)2018-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-11-30No
Was this plan covered by a fidelity bond2018-11-30Yes
Value of fidelity bond cover2018-11-30$500,000
If this is an individual account plan, was there a blackout period2018-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-11-30$0
Were there any nonexempt tranactions with any party-in-interest2018-11-30No
Contributions received from participants2018-11-30$409,622
Participant contributions at end of year2018-11-30$305,234
Participant contributions at beginning of year2018-11-30$375,911
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Value of net income/loss2018-11-30$630,942
Value of net assets at end of year (total assets less liabilities)2018-11-30$13,121,764
Value of net assets at beginning of year (total assets less liabilities)2018-11-30$12,490,822
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-11-30No
Were any leases to which the plan was party in default or uncollectible2018-11-30No
Investment advisory and management fees2018-11-30$33,767
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-11-30$10,933,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-11-30$10,496,213
Interest on participant loans2018-11-30$14,474
Value of interest in common/collective trusts at end of year2018-11-30$1,883,395
Value of interest in common/collective trusts at beginning of year2018-11-30$1,618,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-11-30$111,296
Net investment gain or loss from common/collective trusts2018-11-30$49,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-11-30No
Was there a failure to transmit to the plan any participant contributions2018-11-30No
Has the plan failed to provide any benefit when due under the plan2018-11-30No
Contributions received in cash from employer2018-11-30$244,146
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-11-30$164,629
Did the plan have assets held for investment2018-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-11-30Yes
Opinion of an independent qualified public accountant for this plan2018-11-30Disclaimer
Accountancy firm name2018-11-30PATTISON, KOSKE, HOWE & BUCCI CPA
Accountancy firm EIN2018-11-30141446505
2017 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total income from all sources (including contributions)2017-11-30$2,004,335
Total loss/gain on sale of assets2017-11-30$0
Total of all expenses incurred2017-11-30$315,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-30$269,768
Expenses. Certain deemed distributions of participant loans2017-11-30$10,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-30$665,457
Value of total assets at end of year2017-11-30$12,490,822
Value of total assets at beginning of year2017-11-30$10,802,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-30$35,086
Total interest from all sources2017-11-30$15,325
Total dividends received (eg from common stock, registered investment company shares)2017-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-11-30No
Was this plan covered by a fidelity bond2017-11-30Yes
Value of fidelity bond cover2017-11-30$500,000
If this is an individual account plan, was there a blackout period2017-11-30No
Were there any nonexempt tranactions with any party-in-interest2017-11-30No
Contributions received from participants2017-11-30$413,076
Participant contributions at end of year2017-11-30$375,911
Participant contributions at beginning of year2017-11-30$391,032
Income. Received or receivable in cash from other sources (including rollovers)2017-11-30$14,224
Administrative expenses (other) incurred2017-11-30$35,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Value of net income/loss2017-11-30$1,688,818
Value of net assets at end of year (total assets less liabilities)2017-11-30$12,490,822
Value of net assets at beginning of year (total assets less liabilities)2017-11-30$10,802,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-30No
Were any leases to which the plan was party in default or uncollectible2017-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-11-30$10,496,213
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-11-30$8,885,645
Interest on participant loans2017-11-30$15,325
Value of interest in common/collective trusts at end of year2017-11-30$1,618,698
Value of interest in common/collective trusts at beginning of year2017-11-30$1,525,327
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-11-30$1,286,454
Net investment gain or loss from common/collective trusts2017-11-30$37,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-30No
Was there a failure to transmit to the plan any participant contributions2017-11-30No
Has the plan failed to provide any benefit when due under the plan2017-11-30No
Contributions received in cash from employer2017-11-30$238,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-30$269,768
Did the plan have assets held for investment2017-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-30Yes
Opinion of an independent qualified public accountant for this plan2017-11-30Disclaimer
Accountancy firm name2017-11-30PATTISON, KOSKE, HOWE & BUCCI CPA
Accountancy firm EIN2017-11-30141446505
2016 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Total income from all sources (including contributions)2016-11-30$1,000,076
Total loss/gain on sale of assets2016-11-30$0
Total of all expenses incurred2016-11-30$186,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$173,288
Expenses. Certain deemed distributions of participant loans2016-11-30$6,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$602,861
Value of total assets at end of year2016-11-30$10,802,004
Value of total assets at beginning of year2016-11-30$9,988,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$5,865
Total interest from all sources2016-11-30$14,493
Total dividends received (eg from common stock, registered investment company shares)2016-11-30$435,623
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-11-30$435,623
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$500,000
If this is an individual account plan, was there a blackout period2016-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Contributions received from participants2016-11-30$385,557
Participant contributions at end of year2016-11-30$391,032
Participant contributions at beginning of year2016-11-30$313,850
Income. Received or receivable in cash from other sources (including rollovers)2016-11-30$649
Other income not declared elsewhere2016-11-30$12,420
Administrative expenses (other) incurred2016-11-30$5,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Value of net income/loss2016-11-30$813,926
Value of net assets at end of year (total assets less liabilities)2016-11-30$10,802,004
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$9,988,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-11-30$8,885,645
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-30$8,143,245
Interest on participant loans2016-11-30$14,493
Value of interest in common/collective trusts at end of year2016-11-30$1,525,327
Value of interest in common/collective trusts at beginning of year2016-11-30$1,530,983
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-11-30$-80,494
Net investment gain or loss from common/collective trusts2016-11-30$15,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Contributions received in cash from employer2016-11-30$216,655
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$173,288
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30Yes
Opinion of an independent qualified public accountant for this plan2016-11-30Disclaimer
Accountancy firm name2016-11-30PATTISON, KOSKE, HOWE & BUCCI CPA
Accountancy firm EIN2016-11-30141446505
2015 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total income from all sources (including contributions)2015-11-30$593,872
Total loss/gain on sale of assets2015-11-30$0
Total of all expenses incurred2015-11-30$727,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$704,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$554,833
Value of total assets at end of year2015-11-30$9,988,078
Value of total assets at beginning of year2015-11-30$10,121,923
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$23,297
Total interest from all sources2015-11-30$12,404
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$500,000
If this is an individual account plan, was there a blackout period2015-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Contributions received from participants2015-11-30$356,499
Participant contributions at end of year2015-11-30$313,850
Participant contributions at beginning of year2015-11-30$317,849
Other income not declared elsewhere2015-11-30$20,833
Administrative expenses (other) incurred2015-11-30$23,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$-133,845
Value of net assets at end of year (total assets less liabilities)2015-11-30$9,988,078
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$10,121,923
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-11-30$8,143,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-11-30$9,804,074
Interest on participant loans2015-11-30$12,404
Value of interest in common/collective trusts at end of year2015-11-30$1,530,983
Value of interest in common/collective trusts at beginning of year2015-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-11-30$-10,153
Net investment gain or loss from common/collective trusts2015-11-30$15,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30No
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Contributions received in cash from employer2015-11-30$198,334
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$704,420
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30Yes
Opinion of an independent qualified public accountant for this plan2015-11-30Disclaimer
Accountancy firm name2015-11-30PATTISON, KOSKE, HOWE & BUCCI CPA
Accountancy firm EIN2015-11-30141446505
2014 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total income from all sources (including contributions)2014-11-30$1,028,488
Total loss/gain on sale of assets2014-11-30$0
Total of all expenses incurred2014-11-30$489,834
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$484,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$285,055
Value of total assets at end of year2014-11-30$10,121,923
Value of total assets at beginning of year2014-11-30$9,583,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$5,770
Total interest from all sources2014-11-30$13,484
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$162,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-11-30$162,971
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$500,000
If this is an individual account plan, was there a blackout period2014-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Contributions received from participants2014-11-30$285,055
Participant contributions at end of year2014-11-30$317,849
Participant contributions at beginning of year2014-11-30$376,183
Other income not declared elsewhere2014-11-30$1,833
Administrative expenses (other) incurred2014-11-30$5,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Value of net income/loss2014-11-30$538,654
Value of net assets at end of year (total assets less liabilities)2014-11-30$10,121,923
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$9,583,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-11-30$9,804,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-11-30$9,207,086
Interest on participant loans2014-11-30$13,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-11-30$565,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30No
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$484,064
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30Yes
Opinion of an independent qualified public accountant for this plan2014-11-30Disclaimer
Accountancy firm name2014-11-30PATTISON, KOSKE, HOWE & BUCCI CPA
Accountancy firm EIN2014-11-30141446505
2013 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total income from all sources (including contributions)2013-11-30$1,286,149
Total loss/gain on sale of assets2013-11-30$0
Total of all expenses incurred2013-11-30$844,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$828,446
Expenses. Certain deemed distributions of participant loans2013-11-30$11,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$268,066
Value of total assets at end of year2013-11-30$9,583,269
Value of total assets at beginning of year2013-11-30$9,141,414
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$4,231
Total interest from all sources2013-11-30$15,209
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$112,637
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-11-30$112,637
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$500,000
If this is an individual account plan, was there a blackout period2013-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Contributions received from participants2013-11-30$268,066
Participant contributions at end of year2013-11-30$376,183
Participant contributions at beginning of year2013-11-30$363,595
Other income not declared elsewhere2013-11-30$45
Administrative expenses (other) incurred2013-11-30$4,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$441,855
Value of net assets at end of year (total assets less liabilities)2013-11-30$9,583,269
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$9,141,414
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-11-30$7,493,719
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-11-30$8,777,819
Interest on participant loans2013-11-30$15,209
Value of interest in common/collective trusts at end of year2013-11-30$1,713,367
Value of interest in common/collective trusts at beginning of year2013-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-11-30$867,111
Net investment gain or loss from common/collective trusts2013-11-30$23,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30No
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$828,446
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30Yes
Opinion of an independent qualified public accountant for this plan2013-11-30Disclaimer
Accountancy firm name2013-11-30PATTISON, KOSKE, HOWE & BUCCI CPA
Accountancy firm EIN2013-11-30141446505
2012 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total income from all sources (including contributions)2012-11-30$1,159,941
Total loss/gain on sale of assets2012-11-30$0
Total of all expenses incurred2012-11-30$231,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$224,976
Expenses. Certain deemed distributions of participant loans2012-11-30$3,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$451,217
Value of total assets at end of year2012-11-30$9,141,414
Value of total assets at beginning of year2012-11-30$8,212,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$2,531
Total interest from all sources2012-11-30$16,040
Total dividends received (eg from common stock, registered investment company shares)2012-11-30$127,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-11-30$127,006
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$500,000
If this is an individual account plan, was there a blackout period2012-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Contributions received from participants2012-11-30$255,368
Participant contributions at end of year2012-11-30$363,595
Participant contributions at beginning of year2012-11-30$386,184
Income. Received or receivable in cash from other sources (including rollovers)2012-11-30$195,849
Administrative expenses (other) incurred2012-11-30$2,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Value of net income/loss2012-11-30$928,928
Value of net assets at end of year (total assets less liabilities)2012-11-30$9,141,414
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$8,212,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-11-30$8,777,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-11-30$7,826,302
Interest on participant loans2012-11-30$16,040
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-11-30$565,678
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30Yes
Was there a failure to transmit to the plan any participant contributions2012-11-30No
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$224,976
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30Yes
Opinion of an independent qualified public accountant for this plan2012-11-30Disclaimer
Accountancy firm name2012-11-30PATTISON, KOSKE, HOWE & BUCCI CPA
Accountancy firm EIN2012-11-30141446505
2011 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$0
Total income from all sources (including contributions)2011-11-30$346,124
Total loss/gain on sale of assets2011-11-30$0
Total of all expenses incurred2011-11-30$229,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-11-30$224,443
Expenses. Certain deemed distributions of participant loans2011-11-30$3,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-11-30$317,279
Value of total assets at end of year2011-11-30$8,212,486
Value of total assets at beginning of year2011-11-30$8,095,966
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-11-30$2,145
Total interest from all sources2011-11-30$14,171
Total dividends received (eg from common stock, registered investment company shares)2011-11-30$212,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-11-30$212,090
Was this plan covered by a fidelity bond2011-11-30Yes
Value of fidelity bond cover2011-11-30$500,000
If this is an individual account plan, was there a blackout period2011-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-11-30$0
Were there any nonexempt tranactions with any party-in-interest2011-11-30No
Participant contributions at end of year2011-11-30$386,184
Participant contributions at beginning of year2011-11-30$293,260
Assets. Other investments not covered elsewhere at end of year2011-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2011-11-30$1,018,493
Income. Received or receivable in cash from other sources (including rollovers)2011-11-30$52,157
Administrative expenses (other) incurred2011-11-30$2,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Value of net income/loss2011-11-30$116,520
Value of net assets at end of year (total assets less liabilities)2011-11-30$8,212,486
Value of net assets at beginning of year (total assets less liabilities)2011-11-30$8,095,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-11-30No
Were any leases to which the plan was party in default or uncollectible2011-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-11-30$7,826,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-11-30$6,436,337
Interest on participant loans2011-11-30$14,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-11-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-11-30$87
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-11-30$347,876
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-11-30$-197,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-11-30Yes
Was there a failure to transmit to the plan any participant contributions2011-11-30No
Has the plan failed to provide any benefit when due under the plan2011-11-30No
Contributions received in cash from employer2011-11-30$265,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-11-30$224,443
Did the plan have assets held for investment2011-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-11-30Yes
Opinion of an independent qualified public accountant for this plan2011-11-30Disclaimer
Accountancy firm name2011-11-30PATTISON, KOSKEY, HOWE & BUCCI CPAS
Accountancy firm EIN2011-11-30141446505
2010 : ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-11-30$0

Form 5500 Responses for ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN

2021: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-12-01Type of plan entitySingle employer plan
2021-12-01Submission has been amendedNo
2021-12-01This submission is the final filingNo
2021-12-01This return/report is a short plan year return/report (less than 12 months)No
2021-12-01Plan is a collectively bargained planNo
2021-12-01Plan funding arrangement – InsuranceYes
2021-12-01Plan funding arrangement – TrustYes
2021-12-01Plan benefit arrangement – InsuranceYes
2021-12-01Plan benefit arrangement - TrustYes
2020: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-12-01Type of plan entitySingle employer plan
2020-12-01Submission has been amendedNo
2020-12-01This submission is the final filingNo
2020-12-01This return/report is a short plan year return/report (less than 12 months)No
2020-12-01Plan is a collectively bargained planNo
2020-12-01Plan funding arrangement – InsuranceYes
2020-12-01Plan funding arrangement – TrustYes
2020-12-01Plan benefit arrangement – InsuranceYes
2020-12-01Plan benefit arrangement - TrustYes
2019: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-12-01Type of plan entitySingle employer plan
2019-12-01Submission has been amendedNo
2019-12-01This submission is the final filingNo
2019-12-01This return/report is a short plan year return/report (less than 12 months)No
2019-12-01Plan is a collectively bargained planNo
2019-12-01Plan funding arrangement – InsuranceYes
2019-12-01Plan funding arrangement – TrustYes
2019-12-01Plan benefit arrangement – InsuranceYes
2019-12-01Plan benefit arrangement - TrustYes
2018: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-12-01Type of plan entitySingle employer plan
2018-12-01Submission has been amendedNo
2018-12-01This submission is the final filingNo
2018-12-01This return/report is a short plan year return/report (less than 12 months)No
2018-12-01Plan is a collectively bargained planNo
2018-12-01Plan funding arrangement – InsuranceYes
2018-12-01Plan funding arrangement – TrustYes
2018-12-01Plan benefit arrangement – InsuranceYes
2018-12-01Plan benefit arrangement - TrustYes
2017: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-12-01Type of plan entitySingle employer plan
2017-12-01Submission has been amendedNo
2017-12-01This submission is the final filingNo
2017-12-01This return/report is a short plan year return/report (less than 12 months)No
2017-12-01Plan is a collectively bargained planNo
2017-12-01Plan funding arrangement – InsuranceYes
2017-12-01Plan funding arrangement – TrustYes
2017-12-01Plan benefit arrangement – InsuranceYes
2017-12-01Plan benefit arrangement - TrustYes
2016: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – InsuranceYes
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement – InsuranceYes
2016-12-01Plan benefit arrangement - TrustYes
2015: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – InsuranceYes
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement – InsuranceYes
2015-12-01Plan benefit arrangement - TrustYes
2014: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – InsuranceYes
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement – InsuranceYes
2014-12-01Plan benefit arrangement - TrustYes
2013: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – InsuranceYes
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement – InsuranceYes
2013-12-01Plan benefit arrangement - TrustYes
2012: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – InsuranceYes
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement – InsuranceYes
2012-12-01Plan benefit arrangement - TrustYes
2011: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – InsuranceYes
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement – InsuranceYes
2011-12-01Plan benefit arrangement - TrustYes
2009: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – InsuranceYes
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement – InsuranceYes
2009-12-01Plan benefit arrangement - TrustYes
2008: ED HERRINGTON, INC. 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-12-01Type of plan entitySingle employer plan
2008-12-01Submission has been amendedNo
2008-12-01This submission is the final filingNo
2008-12-01This return/report is a short plan year return/report (less than 12 months)No
2008-12-01Plan is a collectively bargained planNo

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