401k Plan data: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN plan

ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASHLEY MECHANICAL, INC. has sponsored the creation of one or more 401k plans.

Company Name: ASHLEY MECHANICAL, INC.

Employer identification number (EIN): 141651308

NAIC Classification: 238220
NAIC Description: Plumbing, Heating, and Air-Conditioning Contractors

Additional information about ASHLEY MECHANICAL, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1984-02-03

Company Identification Number: 892549

Legal Registered Office Address: 27 EMERICK ST
Ulster
KINGSTON
United States of America (USA)
12401

More information about ASHLEY MECHANICAL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-03-01
001 2021-03-01
001 2020-02-29
001 2019-03-01
001 2018-03-01
001 2017-03-01 KENNETH FINKE
001 2016-02-29 KENNETH FINKE
001 2015-03-01 KENNETH FINKE
001 2014-03-01 KENNETH FINKE
001 2013-03-01 KENNETH FINKE
001 2012-03-01 KENNETH W. FINKE 2013-12-11 KENNETH W. FINKE 2013-12-11
001 2011-03-01 KENNETH W. FINKE 2012-08-24 KENNETH W. FINKE 2012-08-24
001 2010-03-01 KENNETH W. FINKE 2011-12-15 KENNETH W. FINKE 2011-12-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-03-01
001	2021-03-01
001	2020-02-29
001	2019-03-01
001	2018-03-01
001	2017-03-01	KENNETH FINKE
001	2016-02-29	KENNETH FINKE
001	2015-03-01	KENNETH FINKE
001	2014-03-01	KENNETH FINKE
001	2013-03-01	KENNETH FINKE
001	2012-03-01	KENNETH W. FINKE	2013-12-11	KENNETH W. FINKE	2013-12-11
001	2011-03-01	KENNETH W. FINKE	2012-08-24	KENNETH W. FINKE	2012-08-24
001	2010-03-01	KENNETH W. FINKE	2011-12-15	KENNETH W. FINKE	2011-12-15

Plan Statistics for ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-03-01 48
Total number of active participants reported on line 7a of the Form 5500 2022-03-01 53
Number of retired or separated participants receiving benefits 2022-03-01 0
Number of other retired or separated participants entitled to future benefits 2022-03-01 10
Total of all active and inactive participants 2022-03-01 63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-03-01 0
Total participants 2022-03-01 63
Number of participants with account balances 2022-03-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-03-01 0
2021: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-03-01 60
Total number of active participants reported on line 7a of the Form 5500 2021-03-01 42
Number of retired or separated participants receiving benefits 2021-03-01 0
Number of other retired or separated participants entitled to future benefits 2021-03-01 6
Total of all active and inactive participants 2021-03-01 48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-03-01 0
Total participants 2021-03-01 48
Number of participants with account balances 2021-03-01 39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-03-01 0
2020: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-02-29 49
Total number of active participants reported on line 7a of the Form 5500 2020-02-29 43
Number of other retired or separated participants entitled to future benefits 2020-02-29 17
Total of all active and inactive participants 2020-02-29 60
Total participants 2020-02-29 60
Number of participants with account balances 2020-02-29 56
2019: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-03-01 54
Total number of active participants reported on line 7a of the Form 5500 2019-03-01 42
Number of other retired or separated participants entitled to future benefits 2019-03-01 7
Total of all active and inactive participants 2019-03-01 49
Total participants 2019-03-01 49
Number of participants with account balances 2019-03-01 46
2018: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-03-01 53
Total number of active participants reported on line 7a of the Form 5500 2018-03-01 47
Number of other retired or separated participants entitled to future benefits 2018-03-01 7
Total of all active and inactive participants 2018-03-01 54
Total participants 2018-03-01 54
Number of participants with account balances 2018-03-01 51
2017: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-03-01 54
Total number of active participants reported on line 7a of the Form 5500 2017-03-01 46
Number of other retired or separated participants entitled to future benefits 2017-03-01 7
Total of all active and inactive participants 2017-03-01 53
Total participants 2017-03-01 53
Number of participants with account balances 2017-03-01 49
2016: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-02-29 51
Total number of active participants reported on line 7a of the Form 5500 2016-02-29 50
Number of retired or separated participants receiving benefits 2016-02-29 0
Number of other retired or separated participants entitled to future benefits 2016-02-29 4
Total of all active and inactive participants 2016-02-29 54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-02-29 0
Total participants 2016-02-29 54
Number of participants with account balances 2016-02-29 47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-02-29 0
2015: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-03-01 45
Total number of active participants reported on line 7a of the Form 5500 2015-03-01 47
Number of other retired or separated participants entitled to future benefits 2015-03-01 4
Total of all active and inactive participants 2015-03-01 51
Total participants 2015-03-01 51
Number of participants with account balances 2015-03-01 46
2014: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-03-01 44
Total number of active participants reported on line 7a of the Form 5500 2014-03-01 42
Number of retired or separated participants receiving benefits 2014-03-01 0
Number of other retired or separated participants entitled to future benefits 2014-03-01 3
Total of all active and inactive participants 2014-03-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-03-01 0
Total participants 2014-03-01 45
Number of participants with account balances 2014-03-01 39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-03-01 0
2013: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-03-01 49
Total number of active participants reported on line 7a of the Form 5500 2013-03-01 40
Number of retired or separated participants receiving benefits 2013-03-01 0
Number of other retired or separated participants entitled to future benefits 2013-03-01 4
Total of all active and inactive participants 2013-03-01 44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-03-01 0
Total participants 2013-03-01 44
Number of participants with account balances 2013-03-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-03-01 0

Measure	Date	Value
2022: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-03-01	48
Total number of active participants reported on line 7a of the Form 5500	2022-03-01	53
Number of retired or separated participants receiving benefits	2022-03-01	0
Number of other retired or separated participants entitled to future benefits	2022-03-01	10
Total of all active and inactive participants	2022-03-01	63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-03-01	0
Total participants	2022-03-01	63
Number of participants with account balances	2022-03-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-03-01	0
2021: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-03-01	60
Total number of active participants reported on line 7a of the Form 5500	2021-03-01	42
Number of retired or separated participants receiving benefits	2021-03-01	0
Number of other retired or separated participants entitled to future benefits	2021-03-01	6
Total of all active and inactive participants	2021-03-01	48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-03-01	0
Total participants	2021-03-01	48
Number of participants with account balances	2021-03-01	39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-03-01	0
2020: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-02-29	49
Total number of active participants reported on line 7a of the Form 5500	2020-02-29	43
Number of other retired or separated participants entitled to future benefits	2020-02-29	17
Total of all active and inactive participants	2020-02-29	60
Total participants	2020-02-29	60
Number of participants with account balances	2020-02-29	56
2019: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-03-01	54
Total number of active participants reported on line 7a of the Form 5500	2019-03-01	42
Number of other retired or separated participants entitled to future benefits	2019-03-01	7
Total of all active and inactive participants	2019-03-01	49
Total participants	2019-03-01	49
Number of participants with account balances	2019-03-01	46
2018: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-03-01	53
Total number of active participants reported on line 7a of the Form 5500	2018-03-01	47
Number of other retired or separated participants entitled to future benefits	2018-03-01	7
Total of all active and inactive participants	2018-03-01	54
Total participants	2018-03-01	54
Number of participants with account balances	2018-03-01	51
2017: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-03-01	54
Total number of active participants reported on line 7a of the Form 5500	2017-03-01	46
Number of other retired or separated participants entitled to future benefits	2017-03-01	7
Total of all active and inactive participants	2017-03-01	53
Total participants	2017-03-01	53
Number of participants with account balances	2017-03-01	49
2016: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-02-29	51
Total number of active participants reported on line 7a of the Form 5500	2016-02-29	50
Number of retired or separated participants receiving benefits	2016-02-29	0
Number of other retired or separated participants entitled to future benefits	2016-02-29	4
Total of all active and inactive participants	2016-02-29	54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-02-29	0
Total participants	2016-02-29	54
Number of participants with account balances	2016-02-29	47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-02-29	0
2015: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-03-01	45
Total number of active participants reported on line 7a of the Form 5500	2015-03-01	47
Number of other retired or separated participants entitled to future benefits	2015-03-01	4
Total of all active and inactive participants	2015-03-01	51
Total participants	2015-03-01	51
Number of participants with account balances	2015-03-01	46
2014: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-03-01	44
Total number of active participants reported on line 7a of the Form 5500	2014-03-01	42
Number of retired or separated participants receiving benefits	2014-03-01	0
Number of other retired or separated participants entitled to future benefits	2014-03-01	3
Total of all active and inactive participants	2014-03-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-03-01	0
Total participants	2014-03-01	45
Number of participants with account balances	2014-03-01	39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-03-01	0
2013: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-03-01	49
Total number of active participants reported on line 7a of the Form 5500	2013-03-01	40
Number of retired or separated participants receiving benefits	2013-03-01	0
Number of other retired or separated participants entitled to future benefits	2013-03-01	4
Total of all active and inactive participants	2013-03-01	44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-03-01	0
Total participants	2013-03-01	44
Number of participants with account balances	2013-03-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-03-01	0

Financial Data on ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-307,391
Expenses. Total of all expenses incurred	2022-12-31	$746,331
Benefits paid (including direct rollovers)	2022-12-31	$746,281
Total plan assets at end of year	2022-12-31	$4,676,192
Total plan assets at beginning of year	2022-12-31	$5,729,914
Value of fidelity bond covering the plan	2022-12-31	$500,000
Assets. Value of tangible personal property	2022-12-31	$0
Total contributions received or receivable from participants	2022-12-31	$223,899
Assets. Value of loans (other than to participants)	2022-12-31	$0
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$0
Other income received	2022-12-31	$-662,383
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-1,053,722
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$4,676,192
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$5,729,914
Assets. Value of participant loans	2022-12-31	$0
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$0
Assets. Value of real-estate (other than employer real property)	2022-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2022-12-31	$0
Assets. Value of employer securities	2022-12-31	$0
Assets. Value of employer real property	2022-12-31	$0
Total contributions received or receivable from employer(s)	2022-12-31	$131,093
Value of certain deemed distributions of participant loans	2022-12-31	$0
Value of corrective distributions	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$50
Transfers to/from the plan	2022-02-28	$0
Total plan liabilities at end of year	2022-02-28	$0
Total plan liabilities at beginning of year	2022-02-28	$0
Total income from all sources	2022-02-28	$630,672
Expenses. Total of all expenses incurred	2022-02-28	$931,624
Benefits paid (including direct rollovers)	2022-02-28	$931,599
Total plan assets at end of year	2022-02-28	$5,729,914
Total plan assets at beginning of year	2022-02-28	$6,030,866
Value of fidelity bond covering the plan	2022-02-28	$500,000
Assets. Value of tangible personal property	2022-02-28	$0
Total contributions received or receivable from participants	2022-02-28	$290,056
Assets. Value of loans (other than to participants)	2022-02-28	$0
Expenses. Other expenses not covered elsewhere	2022-02-28	$0
Contributions received from other sources (not participants or employers)	2022-02-28	$0
Other income received	2022-02-28	$199,719
Noncash contributions received	2022-02-28	$0
Net income (gross income less expenses)	2022-02-28	$-300,952
Net plan assets at end of year (total assets less liabilities)	2022-02-28	$5,729,914
Net plan assets at beginning of year (total assets less liabilities)	2022-02-28	$6,030,866
Assets. Value of participant loans	2022-02-28	$0
Assets. Value of assets in partnership/joint-venture interests	2022-02-28	$0
Assets. Value of real-estate (other than employer real property)	2022-02-28	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2022-02-28	$0
Assets. Value of employer securities	2022-02-28	$0
Assets. Value of employer real property	2022-02-28	$0
Total contributions received or receivable from employer(s)	2022-02-28	$140,897
Value of certain deemed distributions of participant loans	2022-02-28	$0
Value of corrective distributions	2022-02-28	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-02-28	$25
2021 : ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Transfers to/from the plan	2021-02-28	$0
Total plan liabilities at end of year	2021-02-28	$0
Total plan liabilities at beginning of year	2021-02-28	$0
Total income from all sources	2021-02-28	$1,578,996
Expenses. Total of all expenses incurred	2021-02-28	$252,180
Benefits paid (including direct rollovers)	2021-02-28	$252,180
Total plan assets at end of year	2021-02-28	$6,030,866
Total plan assets at beginning of year	2021-02-28	$4,704,050
Value of fidelity bond covering the plan	2021-02-28	$500,000
Assets. Value of tangible personal property	2021-02-28	$0
Total contributions received or receivable from participants	2021-02-28	$292,157
Assets. Value of loans (other than to participants)	2021-02-28	$0
Expenses. Other expenses not covered elsewhere	2021-02-28	$0
Contributions received from other sources (not participants or employers)	2021-02-28	$0
Other income received	2021-02-28	$1,129,171
Noncash contributions received	2021-02-28	$0
Net income (gross income less expenses)	2021-02-28	$1,326,816
Net plan assets at end of year (total assets less liabilities)	2021-02-28	$6,030,866
Net plan assets at beginning of year (total assets less liabilities)	2021-02-28	$4,704,050
Assets. Value of participant loans	2021-02-28	$0
Assets. Value of assets in partnership/joint-venture interests	2021-02-28	$0
Assets. Value of real-estate (other than employer real property)	2021-02-28	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2021-02-28	$0
Assets. Value of employer securities	2021-02-28	$0
Assets. Value of employer real property	2021-02-28	$0
Total contributions received or receivable from employer(s)	2021-02-28	$157,668
Value of certain deemed distributions of participant loans	2021-02-28	$0
Value of corrective distributions	2021-02-28	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-02-28	$0
2020 : ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan	2020-02-28	$0
Total plan liabilities at end of year	2020-02-28	$0
Total plan liabilities at beginning of year	2020-02-28	$0
Total income from all sources	2020-02-28	$772,684
Expenses. Total of all expenses incurred	2020-02-28	$1,135,203
Benefits paid (including direct rollovers)	2020-02-28	$1,135,153
Total plan assets at end of year	2020-02-28	$4,704,050
Total plan assets at beginning of year	2020-02-28	$5,066,569
Value of fidelity bond covering the plan	2020-02-28	$500,000
Assets. Value of tangible personal property	2020-02-28	$0
Total contributions received or receivable from participants	2020-02-28	$302,509
Assets. Value of loans (other than to participants)	2020-02-28	$0
Expenses. Other expenses not covered elsewhere	2020-02-28	$0
Contributions received from other sources (not participants or employers)	2020-02-28	$0
Other income received	2020-02-28	$334,586
Noncash contributions received	2020-02-28	$0
Net income (gross income less expenses)	2020-02-28	$-362,519
Net plan assets at end of year (total assets less liabilities)	2020-02-28	$4,704,050
Net plan assets at beginning of year (total assets less liabilities)	2020-02-28	$5,066,569
Assets. Value of participant loans	2020-02-28	$0
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2020-02-28	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2020-02-28	$0
Assets. Value of assets in partnership/joint-venture interests	2020-02-28	$0
Assets. Value of real-estate (other than employer real property)	2020-02-28	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2020-02-28	$0
Assets. Value of employer securities	2020-02-28	$0
Assets. Value of employer real property	2020-02-28	$0
Total contributions received or receivable from employer(s)	2020-02-28	$135,589
Value of certain deemed distributions of participant loans	2020-02-28	$0
Value of corrective distributions	2020-02-28	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-02-28	$50
2018 : ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan	2018-02-28	$0
Total plan liabilities at end of year	2018-02-28	$0
Total plan liabilities at beginning of year	2018-02-28	$0
Total income from all sources	2018-02-28	$1,067,875
Expenses. Total of all expenses incurred	2018-02-28	$1,439,562
Benefits paid (including direct rollovers)	2018-02-28	$1,439,537
Total plan assets at end of year	2018-02-28	$4,799,214
Total plan assets at beginning of year	2018-02-28	$5,170,901
Value of fidelity bond covering the plan	2018-02-28	$500,000
Assets. Value of tangible personal property	2018-02-28	$0
Total contributions received or receivable from participants	2018-02-28	$297,231
Assets. Value of loans (other than to participants)	2018-02-28	$0
Expenses. Other expenses not covered elsewhere	2018-02-28	$0
Contributions received from other sources (not participants or employers)	2018-02-28	$0
Other income received	2018-02-28	$637,767
Noncash contributions received	2018-02-28	$0
Net income (gross income less expenses)	2018-02-28	$-371,687
Net plan assets at end of year (total assets less liabilities)	2018-02-28	$4,799,214
Net plan assets at beginning of year (total assets less liabilities)	2018-02-28	$5,170,901
Assets. Value of participant loans	2018-02-28	$0
Assets. Value of assets in partnership/joint-venture interests	2018-02-28	$0
Assets. Value of real-estate (other than employer real property)	2018-02-28	$0
Assets. Value of employer securities	2018-02-28	$0
Assets. Value of employer real property	2018-02-28	$0
Total contributions received or receivable from employer(s)	2018-02-28	$132,877
Value of certain deemed distributions of participant loans	2018-02-28	$0
Value of corrective distributions	2018-02-28	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-02-28	$25
2017 : ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan	2017-02-28	$0
Total plan liabilities at end of year	2017-02-28	$0
Total plan liabilities at beginning of year	2017-02-28	$0
Total income from all sources	2017-02-28	$1,194,781
Expenses. Total of all expenses incurred	2017-02-28	$452,091
Benefits paid (including direct rollovers)	2017-02-28	$452,041
Total plan assets at end of year	2017-02-28	$5,170,901
Total plan assets at beginning of year	2017-02-28	$4,428,211
Value of fidelity bond covering the plan	2017-02-28	$500,000
Total contributions received or receivable from participants	2017-02-28	$260,420
Expenses. Other expenses not covered elsewhere	2017-02-28	$0
Contributions received from other sources (not participants or employers)	2017-02-28	$0
Other income received	2017-02-28	$811,703
Noncash contributions received	2017-02-28	$0
Net income (gross income less expenses)	2017-02-28	$742,690
Net plan assets at end of year (total assets less liabilities)	2017-02-28	$5,170,901
Net plan assets at beginning of year (total assets less liabilities)	2017-02-28	$4,428,211
Total contributions received or receivable from employer(s)	2017-02-28	$122,658
Value of certain deemed distributions of participant loans	2017-02-28	$0
Value of corrective distributions	2017-02-28	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-02-28	$50
2016 : ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan	2016-02-28	$0
Total plan liabilities at end of year	2016-02-28	$0
Total plan liabilities at beginning of year	2016-02-28	$0
Total income from all sources	2016-02-28	$-58,942
Expenses. Total of all expenses incurred	2016-02-28	$131,537
Benefits paid (including direct rollovers)	2016-02-28	$131,512
Total plan assets at end of year	2016-02-28	$4,428,211
Total plan assets at beginning of year	2016-02-28	$4,618,690
Value of fidelity bond covering the plan	2016-02-28	$500,000
Total contributions received or receivable from participants	2016-02-28	$248,426
Expenses. Other expenses not covered elsewhere	2016-02-28	$0
Contributions received from other sources (not participants or employers)	2016-02-28	$0
Other income received	2016-02-28	$-412,140
Noncash contributions received	2016-02-28	$0
Net income (gross income less expenses)	2016-02-28	$-190,479
Net plan assets at end of year (total assets less liabilities)	2016-02-28	$4,428,211
Net plan assets at beginning of year (total assets less liabilities)	2016-02-28	$4,618,690
Total contributions received or receivable from employer(s)	2016-02-28	$104,772
Value of certain deemed distributions of participant loans	2016-02-28	$0
Value of corrective distributions	2016-02-28	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-02-28	$25
2015 : ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-02-28	$0
Total plan liabilities at end of year	2015-02-28	$0
Total plan liabilities at beginning of year	2015-02-28	$0
Total income from all sources	2015-02-28	$606,838
Expenses. Total of all expenses incurred	2015-02-28	$14,723
Benefits paid (including direct rollovers)	2015-02-28	$14,723
Total plan assets at end of year	2015-02-28	$4,618,690
Total plan assets at beginning of year	2015-02-28	$4,026,575
Value of fidelity bond covering the plan	2015-02-28	$500,000
Total contributions received or receivable from participants	2015-02-28	$224,561
Expenses. Other expenses not covered elsewhere	2015-02-28	$0
Contributions received from other sources (not participants or employers)	2015-02-28	$0
Other income received	2015-02-28	$301,569
Noncash contributions received	2015-02-28	$0
Net income (gross income less expenses)	2015-02-28	$592,115
Net plan assets at end of year (total assets less liabilities)	2015-02-28	$4,618,690
Net plan assets at beginning of year (total assets less liabilities)	2015-02-28	$4,026,575
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2015-02-28	$0
Total contributions received or receivable from employer(s)	2015-02-28	$80,708
Value of certain deemed distributions of participant loans	2015-02-28	$0
Value of corrective distributions	2015-02-28	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-02-28	$0
2014 : ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-02-28	$0
Total plan liabilities at end of year	2014-02-28	$0
Total plan liabilities at beginning of year	2014-02-28	$0
Total income from all sources	2014-02-28	$828,243
Expenses. Total of all expenses incurred	2014-02-28	$472,817
Benefits paid (including direct rollovers)	2014-02-28	$472,717
Total plan assets at end of year	2014-02-28	$4,026,575
Total plan assets at beginning of year	2014-02-28	$3,671,149
Value of fidelity bond covering the plan	2014-02-28	$425,000
Total contributions received or receivable from participants	2014-02-28	$195,876
Expenses. Other expenses not covered elsewhere	2014-02-28	$0
Contributions received from other sources (not participants or employers)	2014-02-28	$0
Other income received	2014-02-28	$542,680
Noncash contributions received	2014-02-28	$0
Net income (gross income less expenses)	2014-02-28	$355,426
Net plan assets at end of year (total assets less liabilities)	2014-02-28	$4,026,575
Net plan assets at beginning of year (total assets less liabilities)	2014-02-28	$3,671,149
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2014-02-28	$0
Total contributions received or receivable from employer(s)	2014-02-28	$89,687
Value of certain deemed distributions of participant loans	2014-02-28	$0
Value of corrective distributions	2014-02-28	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-02-28	$100
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-02-28	$0

Form 5500 Responses for ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN

2022: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-03-01	Type of plan entity	Single employer plan
2022-03-01	This submission is the final filing	No
2022-03-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2022-03-01	Plan is a collectively bargained plan	No
2022-03-01	Plan funding arrangement – Trust	Yes
2022-03-01	Plan benefit arrangement - Trust	Yes
2021: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-03-01	Type of plan entity	Single employer plan
2021-03-01	This submission is the final filing	No
2021-03-01	Plan is a collectively bargained plan	No
2021-03-01	Plan funding arrangement – Trust	Yes
2021-03-01	Plan benefit arrangement - Trust	Yes
2020: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-02-29	Type of plan entity	Single employer plan
2020-02-29	This submission is the final filing	No
2020-02-29	Plan is a collectively bargained plan	No
2020-02-29	Plan funding arrangement – Trust	Yes
2020-02-29	Plan benefit arrangement - Trust	Yes
2019: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-03-01	Type of plan entity	Single employer plan
2019-03-01	This submission is the final filing	No
2019-03-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-03-01	Plan funding arrangement – Trust	Yes
2019-03-01	Plan benefit arrangement - Trust	Yes
2018: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-03-01	Type of plan entity	Single employer plan
2018-03-01	Submission has been amended	No
2018-03-01	This submission is the final filing	No
2018-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-03-01	Plan is a collectively bargained plan	No
2018-03-01	Plan funding arrangement – Trust	Yes
2018-03-01	Plan benefit arrangement - Trust	Yes
2017: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-03-01	Type of plan entity	Single employer plan
2017-03-01	Submission has been amended	No
2017-03-01	This submission is the final filing	No
2017-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-03-01	Plan is a collectively bargained plan	No
2017-03-01	Plan funding arrangement – Trust	Yes
2017-03-01	Plan benefit arrangement - Trust	Yes
2016: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-02-29	Type of plan entity	Single employer plan
2016-02-29	Submission has been amended	No
2016-02-29	This submission is the final filing	No
2016-02-29	This return/report is a short plan year return/report (less than 12 months)	No
2016-02-29	Plan is a collectively bargained plan	No
2016-02-29	Plan funding arrangement – Trust	Yes
2016-02-29	Plan benefit arrangement - Trust	Yes
2015: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-03-01	Type of plan entity	Single employer plan
2015-03-01	Submission has been amended	No
2015-03-01	This submission is the final filing	No
2015-03-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-03-01	Plan is a collectively bargained plan	No
2015-03-01	Plan funding arrangement – Trust	Yes
2015-03-01	Plan benefit arrangement - Trust	Yes
2014: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-03-01	Type of plan entity	Single employer plan
2014-03-01	Submission has been amended	No
2014-03-01	This submission is the final filing	No
2014-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-03-01	Plan is a collectively bargained plan	No
2014-03-01	Plan funding arrangement – Trust	Yes
2014-03-01	Plan benefit arrangement - Trust	Yes
2013: ASHLEY MECHANICAL, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-03-01	Type of plan entity	Single employer plan
2013-03-01	Submission has been amended	No
2013-03-01	This submission is the final filing	No
2013-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-03-01	Plan is a collectively bargained plan	No
2013-03-01	Plan funding arrangement – Insurance	Yes
2013-03-01	Plan funding arrangement – Trust	Yes
2013-03-01	Plan benefit arrangement – Insurance	Yes
2013-03-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

81444

Policy instance

Insurance contract or identification number	81444
Number of Individuals Covered	0
Insurance policy start date	2013-03-01
Insurance policy end date	2013-04-01
Total amount of commissions paid to insurance broker	USD $1,763
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,763
Amount paid for insurance broker fees	0
Insurance broker organization code?	4
Insurance broker name	AMERIPRISE FINANCIAL SERVICES, INC

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Company Name:	ASHLEY MECHANICAL, INC.
Employer identification number (EIN):	141651308
NAIC Classification:	238220
NAIC Description:	Plumbing, Heating, and Air-Conditioning Contractors

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1984-02-03
Company Identification Number:	892549
Legal Registered Office Address:	27 EMERICK ST Ulster KINGSTON United States of America (USA) 12401