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Plan Name | SARATOGA GAMING AND RACEWAY 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | SARATOGA HARNESS RACING, INC. |
Employer identification number (EIN): | 141688208 |
NAIC Classification: | 713200 |
NAIC Description: | Gambling Industries |
Additional information about SARATOGA HARNESS RACING, INC.
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1986-12-23 |
Company Identification Number: | 1132535 |
Legal Registered Office Address: |
P.O. BOX 356 Saratoga SARATOGA SPRINGS United States of America (USA) 12866 |
More information about SARATOGA HARNESS RACING, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | ELIZABETH BORAWSKI | |||
001 | 2016-01-01 | ELIZABETH BORAWSKI | |||
001 | 2015-01-01 | ELIZABETH BORAWSKI | |||
001 | 2015-01-01 | ||||
001 | 2014-01-01 | ELIZABETH LOCKWOOD | |||
001 | 2013-01-01 | NICOLE REILLY | ALEX TUCKER | 2014-09-04 | |
001 | 2012-01-01 | NICOLE REILLY | 2013-07-31 | ALEX TUCKER | 2013-07-31 |
001 | 2011-01-01 | NICOLE STURDEVANT | |||
001 | 2010-01-01 | JUSTINE MONGILLO | ALEX TUCKER | 2011-07-29 | |
001 | 2009-01-01 | ALEX TUCKER |
Measure | Date | Value |
---|---|---|
2022: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 443 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 339 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 86 |
Total of all active and inactive participants | 2022-01-01 | 428 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 1 |
Total participants | 2022-01-01 | 429 |
Number of participants with account balances | 2022-01-01 | 310 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 517 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 357 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 81 |
Total of all active and inactive participants | 2021-01-01 | 441 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 1 |
Total participants | 2021-01-01 | 442 |
Number of participants with account balances | 2021-01-01 | 314 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 583 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 480 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 57 |
Total of all active and inactive participants | 2020-01-01 | 538 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 1 |
Total participants | 2020-01-01 | 539 |
Number of participants with account balances | 2020-01-01 | 321 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 595 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 530 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 47 |
Total of all active and inactive participants | 2019-01-01 | 578 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 2 |
Total participants | 2019-01-01 | 580 |
Number of participants with account balances | 2019-01-01 | 325 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 631 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 546 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 44 |
Total of all active and inactive participants | 2018-01-01 | 590 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 2 |
Total participants | 2018-01-01 | 592 |
Number of participants with account balances | 2018-01-01 | 300 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 614 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 575 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 45 |
Total of all active and inactive participants | 2017-01-01 | 620 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 2 |
Total participants | 2017-01-01 | 622 |
Number of participants with account balances | 2017-01-01 | 285 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 554 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 565 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 37 |
Total of all active and inactive participants | 2016-01-01 | 602 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 1 |
Total participants | 2016-01-01 | 603 |
Number of participants with account balances | 2016-01-01 | 263 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 561 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 524 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 27 |
Total of all active and inactive participants | 2015-01-01 | 551 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 551 |
Number of participants with account balances | 2015-01-01 | 221 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 573 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 542 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 22 |
Total of all active and inactive participants | 2014-01-01 | 564 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 564 |
Number of participants with account balances | 2014-01-01 | 193 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 582 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 532 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 24 |
Total of all active and inactive participants | 2013-01-01 | 556 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 556 |
Number of participants with account balances | 2013-01-01 | 170 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 557 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 542 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 40 |
Total of all active and inactive participants | 2012-01-01 | 582 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 582 |
Number of participants with account balances | 2012-01-01 | 182 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 551 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 527 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 30 |
Total of all active and inactive participants | 2011-01-01 | 557 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 557 |
Number of participants with account balances | 2011-01-01 | 158 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2010: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 488 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 525 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 26 |
Total of all active and inactive participants | 2010-01-01 | 551 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 551 |
Number of participants with account balances | 2010-01-01 | 147 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 1 |
2009: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 540 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 469 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 19 |
Total of all active and inactive participants | 2009-01-01 | 488 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 488 |
Number of participants with account balances | 2009-01-01 | 147 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 4 |
Measure | Date | Value |
---|---|---|
2022 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $0 |
Total transfer of assets from this plan | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-953,361 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,066,808 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $999,886 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $10,636 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,919,849 |
Value of total assets at end of year | 2022-12-31 | $15,414,798 |
Value of total assets at beginning of year | 2022-12-31 | $17,434,967 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $56,286 |
Total interest from all sources | 2022-12-31 | $10,794 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $437,729 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $437,729 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,061,818 |
Participant contributions at end of year | 2022-12-31 | $253,067 |
Participant contributions at beginning of year | 2022-12-31 | $278,336 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $374,432 |
Administrative expenses (other) incurred | 2022-12-31 | $56,286 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-2,020,169 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $15,414,798 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $17,434,967 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $13,435,448 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $15,799,769 |
Interest on participant loans | 2022-12-31 | $10,794 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $1,726,283 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,356,862 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,358,760 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $37,027 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $483,599 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $999,886 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CRUDEN & COMPANY CPA'S PLLC |
Accountancy firm EIN | 2022-12-31 | 821206589 |
2021 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $3,313,256 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $842,409 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $778,439 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $577 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,390,250 |
Value of total assets at end of year | 2021-12-31 | $17,434,967 |
Value of total assets at beginning of year | 2021-12-31 | $14,964,120 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $63,393 |
Total interest from all sources | 2021-12-31 | $12,797 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,126,420 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,126,420 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $958,765 |
Participant contributions at end of year | 2021-12-31 | $278,336 |
Participant contributions at beginning of year | 2021-12-31 | $289,628 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,793 |
Administrative expenses (other) incurred | 2021-12-31 | $63,393 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $2,470,847 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $17,434,967 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $14,964,120 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $15,799,769 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $13,523,834 |
Interest on participant loans | 2021-12-31 | $12,797 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,356,862 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,150,658 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $759,045 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $24,744 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $428,692 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $778,439 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CRUDEN & COMPANY CPA'S PLLC |
Accountancy firm EIN | 2021-12-31 | 821206589 |
2020 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $3,503,049 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,435,256 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,383,772 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $1,121 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,200,687 |
Value of total assets at end of year | 2020-12-31 | $14,964,120 |
Value of total assets at beginning of year | 2020-12-31 | $12,896,327 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $50,363 |
Total interest from all sources | 2020-12-31 | $12,818 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $641,227 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $641,227 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $764,012 |
Participant contributions at end of year | 2020-12-31 | $289,628 |
Participant contributions at beginning of year | 2020-12-31 | $304,696 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $58,506 |
Other income not declared elsewhere | 2020-12-31 | $62 |
Administrative expenses (other) incurred | 2020-12-31 | $50,363 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $2,067,793 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $14,964,120 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $12,896,327 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $13,523,834 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $11,481,807 |
Interest on participant loans | 2020-12-31 | $12,818 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,150,658 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,109,824 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,621,534 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $26,721 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $378,169 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,383,772 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | CRUDEN & COMPANY, CPA'S PLLC |
Accountancy firm EIN | 2020-12-31 | 821206589 |
2019 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $3,742,396 |
Total income from all sources (including contributions) | 2019-12-31 | $3,742,396 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,424,361 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,385,314 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $1,070 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,584,604 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,584,604 |
Value of total assets at end of year | 2019-12-31 | $12,896,327 |
Value of total assets at beginning of year | 2019-12-31 | $10,578,292 |
Value of total assets at beginning of year | 2019-12-31 | $10,578,292 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $37,977 |
Total interest from all sources | 2019-12-31 | $14,033 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $452,749 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $452,749 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $452,749 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $452,749 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $988,116 |
Contributions received from participants | 2019-12-31 | $988,116 |
Participant contributions at end of year | 2019-12-31 | $304,696 |
Participant contributions at end of year | 2019-12-31 | $304,696 |
Participant contributions at beginning of year | 2019-12-31 | $218,712 |
Participant contributions at beginning of year | 2019-12-31 | $218,712 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $103,575 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $103,575 |
Other income not declared elsewhere | 2019-12-31 | $13,917 |
Administrative expenses (other) incurred | 2019-12-31 | $37,977 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $2,318,035 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $12,896,327 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $12,896,327 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $10,578,292 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $10,578,292 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $11,481,807 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $11,481,807 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $9,014,524 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $9,014,524 |
Interest on participant loans | 2019-12-31 | $14,033 |
Interest on participant loans | 2019-12-31 | $14,033 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,109,824 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,109,824 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,345,056 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,345,056 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,646,932 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,646,932 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $30,161 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $30,161 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $492,913 |
Contributions received in cash from employer | 2019-12-31 | $492,913 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,385,314 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,385,314 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | ALEXANDER W. CRUDEN & COMPANY |
Accountancy firm EIN | 2019-12-31 | 141680017 |
2018 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $686,018 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $935,880 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $923,069 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $2,160 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,483,977 |
Value of total assets at end of year | 2018-12-31 | $10,578,292 |
Value of total assets at beginning of year | 2018-12-31 | $10,828,154 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $10,651 |
Total interest from all sources | 2018-12-31 | $12,019 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $668,683 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $668,683 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $854,692 |
Participant contributions at end of year | 2018-12-31 | $218,712 |
Participant contributions at beginning of year | 2018-12-31 | $195,984 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $193,455 |
Other income not declared elsewhere | 2018-12-31 | $6,274 |
Administrative expenses (other) incurred | 2018-12-31 | $10,651 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-249,862 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $10,578,292 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $10,828,154 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $9,014,524 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $8,524,483 |
Interest on participant loans | 2018-12-31 | $12,019 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,345,056 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $2,107,687 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,450,678 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-34,257 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $435,830 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $923,069 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | ALEXANDER W. CRUDEN & COMPANY |
Accountancy firm EIN | 2018-12-31 | 141680017 |
2017 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $0 |
Total transfer of assets from this plan | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $2,713,960 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,242,005 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,210,008 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $24,317 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,224,278 |
Value of total assets at end of year | 2017-12-31 | $10,828,154 |
Value of total assets at beginning of year | 2017-12-31 | $9,356,199 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $7,680 |
Total interest from all sources | 2017-12-31 | $10,550 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $425,212 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $425,212 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $790,307 |
Participant contributions at end of year | 2017-12-31 | $195,984 |
Participant contributions at beginning of year | 2017-12-31 | $220,820 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $26,935 |
Other income not declared elsewhere | 2017-12-31 | $6 |
Administrative expenses (other) incurred | 2017-12-31 | $7,680 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,471,955 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $10,828,154 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $9,356,199 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $8,524,483 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $6,989,565 |
Interest on participant loans | 2017-12-31 | $10,550 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $2,107,687 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $2,145,814 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $816,743 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $237,171 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $407,036 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,210,008 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | ALEXANDER W. CRUDEN & COMPANY |
Accountancy firm EIN | 2017-12-31 | 141680017 |
2016 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $2,735,567 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $753,685 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $711,642 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $34,287 |
Value of total corrective distributions | 2016-12-31 | $691 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,000,896 |
Value of total assets at end of year | 2016-12-31 | $9,356,199 |
Value of total assets at beginning of year | 2016-12-31 | $7,374,317 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $7,065 |
Total interest from all sources | 2016-12-31 | $9,417 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $209,143 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $209,143 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $821,329 |
Participant contributions at end of year | 2016-12-31 | $220,820 |
Participant contributions at beginning of year | 2016-12-31 | $209,972 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $766,852 |
Administrative expenses (other) incurred | 2016-12-31 | $7,065 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,981,882 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $9,356,199 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $7,374,317 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $6,989,565 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $5,471,317 |
Interest on participant loans | 2016-12-31 | $9,417 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $2,145,814 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,693,028 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $372,075 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $144,036 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $412,715 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $711,642 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | ALEXANDER W. CRUDEN & COMPANY |
Accountancy firm EIN | 2016-12-31 | 141680017 |
2015 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,216,130 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $727,263 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $721,691 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $434 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,207,077 |
Value of total assets at end of year | 2015-12-31 | $7,374,317 |
Value of total assets at beginning of year | 2015-12-31 | $6,885,450 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $5,138 |
Total interest from all sources | 2015-12-31 | $9,239 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $402,182 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $402,182 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $787,429 |
Participant contributions at end of year | 2015-12-31 | $209,972 |
Participant contributions at beginning of year | 2015-12-31 | $214,471 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $70,286 |
Administrative expenses (other) incurred | 2015-12-31 | $5,138 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $488,867 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $7,374,317 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,885,450 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $5,471,317 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $5,648,239 |
Interest on participant loans | 2015-12-31 | $9,239 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,693,028 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,022,740 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-425,629 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $23,261 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $349,362 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $721,691 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | ALEXANDER W. CRUDEN & COMPANY |
Accountancy firm EIN | 2015-12-31 | 141680017 |
2014 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets to this plan | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,453,011 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $470,872 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $453,671 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $10,951 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,057,386 |
Value of total assets at end of year | 2014-12-31 | $6,885,450 |
Value of total assets at beginning of year | 2014-12-31 | $5,903,311 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $6,250 |
Total interest from all sources | 2014-12-31 | $6,736 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $368,166 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $368,166 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $703,494 |
Participant contributions at end of year | 2014-12-31 | $214,471 |
Participant contributions at beginning of year | 2014-12-31 | $123,291 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $48,447 |
Other income not declared elsewhere | 2014-12-31 | $1 |
Administrative expenses (other) incurred | 2014-12-31 | $6,250 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $982,139 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $6,885,450 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $5,903,311 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $5,648,239 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $5,117,729 |
Interest on participant loans | 2014-12-31 | $6,736 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,022,740 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $662,291 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-87,504 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $108,226 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $305,445 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $453,671 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | ALEXANDER W. CRUDEN & COMPANY |
Accountancy firm EIN | 2014-12-31 | 141680017 |
2013 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $2,069,173 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $516,153 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $488,606 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $21,617 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $880,982 |
Value of total assets at end of year | 2013-12-31 | $5,903,311 |
Value of total assets at beginning of year | 2013-12-31 | $4,350,291 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $5,930 |
Total interest from all sources | 2013-12-31 | $6,865 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $216,218 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $216,218 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $436,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $610,191 |
Participant contributions at end of year | 2013-12-31 | $123,291 |
Participant contributions at beginning of year | 2013-12-31 | $106,197 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $621 |
Administrative expenses (other) incurred | 2013-12-31 | $5,930 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,553,020 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $5,903,311 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $4,350,291 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $5,117,729 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,783,498 |
Interest on participant loans | 2013-12-31 | $6,865 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $662,291 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $460,596 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $812,443 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $152,665 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $270,170 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $488,606 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | ALEXANDER W. CRUDEN & COMPANY |
Accountancy firm EIN | 2013-12-31 | 141680017 |
2012 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,324,356 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $207,516 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $201,981 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $1,235 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $873,383 |
Value of total assets at end of year | 2012-12-31 | $4,350,291 |
Value of total assets at beginning of year | 2012-12-31 | $3,233,451 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $4,300 |
Total interest from all sources | 2012-12-31 | $6,610 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $76,904 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $76,904 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $324,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $548,046 |
Participant contributions at end of year | 2012-12-31 | $106,197 |
Participant contributions at beginning of year | 2012-12-31 | $161,564 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $85,197 |
Other income not declared elsewhere | 2012-12-31 | $482 |
Administrative expenses (other) incurred | 2012-12-31 | $4,300 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,116,840 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $4,350,291 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,233,451 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,783,498 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,071,887 |
Interest on participant loans | 2012-12-31 | $6,610 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $460,596 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $343,281 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $23,696 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $240,140 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $201,981 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | ALEXANDER W. CRUDEN & COMPANY |
Accountancy firm EIN | 2012-12-31 | 141680017 |
2011 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $571,968 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $178,677 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $173,582 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $295 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $657,916 |
Value of total assets at end of year | 2011-12-31 | $3,233,451 |
Value of total assets at beginning of year | 2011-12-31 | $2,840,160 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $4,800 |
Total interest from all sources | 2011-12-31 | $5,601 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $47,028 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $47,028 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $285,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $455,048 |
Participant contributions at end of year | 2011-12-31 | $161,564 |
Participant contributions at beginning of year | 2011-12-31 | $102,239 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $3,886 |
Administrative expenses (other) incurred | 2011-12-31 | $4,800 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $393,291 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $3,233,451 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,840,160 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,071,887 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $2,737,921 |
Interest on participant loans | 2011-12-31 | $5,601 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-138,577 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $198,982 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $173,582 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | ALEXANDER W. CRUDEN & COMPANY |
Accountancy firm EIN | 2011-12-31 | 141680017 |
2010 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $960,145 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $329,085 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $325,058 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $672,407 |
Value of total assets at end of year | 2010-12-31 | $2,840,160 |
Value of total assets at beginning of year | 2010-12-31 | $2,209,100 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,027 |
Total interest from all sources | 2010-12-31 | $3,928 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $33,394 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $33,394 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $221,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $449,381 |
Participant contributions at end of year | 2010-12-31 | $102,239 |
Participant contributions at beginning of year | 2010-12-31 | $69,773 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $20,302 |
Administrative expenses (other) incurred | 2010-12-31 | $4,027 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $631,060 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,840,160 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,209,100 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,737,921 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,139,327 |
Interest on participant loans | 2010-12-31 | $3,928 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $250,416 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $202,724 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $325,058 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | ALEXANDER W. CRUDEN & COMPANY |
Accountancy firm EIN | 2010-12-31 | 141680017 |
2009 : SARATOGA GAMING AND RACEWAY 401(K) PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2022: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | Yes |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | Yes |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | Yes |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | Yes |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | Yes |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | Yes |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | Yes |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | Yes |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | Yes |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | Yes |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | Yes |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | Yes |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | Yes |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | Yes |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: SARATOGA GAMING AND RACEWAY 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |