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THE LIA GROUP 401(K) PLAN 401k Plan overview

Plan NameTHE LIA GROUP 401(K) PLAN
Plan identification number 002

THE LIA GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LIA GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:LIA GROUP, INC.
Employer identification number (EIN):141787128
NAIC Classification:441110
NAIC Description:New Car Dealers

Additional information about LIA GROUP, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1995-11-16
Company Identification Number: 1974388
Legal Registered Office Address: 131 Spy Glass Court
PO BOX 5789
Albany
United States of America (USA)
12203

More information about LIA GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE LIA GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01MICHAEL LIA2023-11-01 MICHAEL LIA2023-11-01
0022021-01-01MICHAEL LIA2022-10-12 MICHAEL LIA2022-10-12
0022020-01-01MICHAEL LIA2021-12-21 MICHAEL LIA2021-12-21
0022019-01-01WILLIAM LIA SR2020-10-09 WILLIAM LIA SR2020-10-09
0022018-01-01WILLIAM LIA SR2019-10-08 WILLIAM LIA SR2019-10-08
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01
0022013-01-01
0022012-01-01WILLIAM LIA SR WILLIAM LIA SR2013-10-10
0022011-01-01WILLIAM LIA SR WILLIAM LIA SR2012-10-15
0022010-01-01WILLIAM LIA SR WILLIAM LIA SR2011-10-20
0022009-01-01WILLIAM LIA SR WILLIAM LIA SR2010-10-12

Plan Statistics for THE LIA GROUP 401(K) PLAN

401k plan membership statisitcs for THE LIA GROUP 401(K) PLAN

Measure Date Value
2022: THE LIA GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,169
Total number of active participants reported on line 7a of the Form 55002022-01-01752
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01254
Total of all active and inactive participants2022-01-011,006
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-011,008
Number of participants with account balances2022-01-01914
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01115
2021: THE LIA GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,192
Total number of active participants reported on line 7a of the Form 55002021-01-01831
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01271
Total of all active and inactive participants2021-01-011,102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,102
Number of participants with account balances2021-01-01978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01119
2020: THE LIA GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,099
Total number of active participants reported on line 7a of the Form 55002020-01-01853
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01254
Total of all active and inactive participants2020-01-011,107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,107
Number of participants with account balances2020-01-01926
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01122
2019: THE LIA GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,052
Total number of active participants reported on line 7a of the Form 55002019-01-01848
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01125
Total of all active and inactive participants2019-01-01973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01973
Number of participants with account balances2019-01-01752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01114
2018: THE LIA GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01994
Total number of active participants reported on line 7a of the Form 55002018-01-01807
Number of other retired or separated participants entitled to future benefits2018-01-01116
Total of all active and inactive participants2018-01-01923
Total participants2018-01-01923
Number of participants with account balances2018-01-01686
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01123
2017: THE LIA GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01879
Total number of active participants reported on line 7a of the Form 55002017-01-01722
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0199
Total of all active and inactive participants2017-01-01821
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01822
Number of participants with account balances2017-01-01521
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0167
2016: THE LIA GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01867
Total number of active participants reported on line 7a of the Form 55002016-01-01694
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0168
Total of all active and inactive participants2016-01-01762
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01762
Number of participants with account balances2016-01-01426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0144
2015: THE LIA GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01822
Total number of active participants reported on line 7a of the Form 55002015-01-01652
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0188
Total of all active and inactive participants2015-01-01740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01740
Number of participants with account balances2015-01-01396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0157
2014: THE LIA GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01759
Total number of active participants reported on line 7a of the Form 55002014-01-01591
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01112
Total of all active and inactive participants2014-01-01703
Total participants2014-01-01703
Number of participants with account balances2014-01-01407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0145
2013: THE LIA GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01719
Total number of active participants reported on line 7a of the Form 55002013-01-01579
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0154
Total of all active and inactive participants2013-01-01633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01633
Number of participants with account balances2013-01-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0152
2012: THE LIA GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01718
Total number of active participants reported on line 7a of the Form 55002012-01-01564
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0151
Total of all active and inactive participants2012-01-01615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01615
Number of participants with account balances2012-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0142
2011: THE LIA GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01689
Total number of active participants reported on line 7a of the Form 55002011-01-01548
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0178
Total of all active and inactive participants2011-01-01626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01626
Number of participants with account balances2011-01-01369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0149
2010: THE LIA GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01648
Total number of active participants reported on line 7a of the Form 55002010-01-01537
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0151
Total of all active and inactive participants2010-01-01588
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01588
Number of participants with account balances2010-01-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0136
2009: THE LIA GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01574
Total number of active participants reported on line 7a of the Form 55002009-01-01464
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0138
Total of all active and inactive participants2009-01-01502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01502
Number of participants with account balances2009-01-01279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0137

Financial Data on THE LIA GROUP 401(K) PLAN

Measure Date Value
2022 : THE LIA GROUP 401(K) PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$60
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,206
Total income from all sources (including contributions)2022-12-31$-526,346
Total of all expenses incurred2022-12-31$2,094,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,898,615
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,990,683
Value of total assets at end of year2022-12-31$19,712,157
Value of total assets at beginning of year2022-12-31$22,335,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$196,011
Total interest from all sources2022-12-31$25,051
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$384,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$384,887
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,652,705
Participant contributions at end of year2022-12-31$94,280
Participant contributions at beginning of year2022-12-31$124,478
Participant contributions at end of year2022-12-31$498
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$20,199
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$60
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$2,206
Other income not declared elsewhere2022-12-31$-3,621,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,620,972
Value of net assets at end of year (total assets less liabilities)2022-12-31$19,712,097
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$22,333,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$185,772
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$16,152,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$17,293,807
Interest on participant loans2022-12-31$5,449
Interest earned on other investments2022-12-31$19,279
Value of interest in common/collective trusts at end of year2022-12-31$2,006,206
Value of interest in common/collective trusts at beginning of year2022-12-31$2,995,743
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$323
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,456,016
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,899,497
Net investment gain or loss from common/collective trusts2022-12-31$-305,107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$317,779
Employer contributions (assets) at end of year2022-12-31$2,793
Employer contributions (assets) at beginning of year2022-12-31$21,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,898,615
Contract administrator fees2022-12-31$10,239
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2022-12-31410746749
2021 : THE LIA GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,206
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$68,967
Total income from all sources (including contributions)2021-12-31$5,045,636
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,631,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,450,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,749,074
Value of total assets at end of year2021-12-31$22,335,275
Value of total assets at beginning of year2021-12-31$18,987,846
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$180,653
Total interest from all sources2021-12-31$7,077
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$534,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$534,273
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,438,741
Participant contributions at end of year2021-12-31$124,478
Participant contributions at beginning of year2021-12-31$156,381
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$40,523
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$2,206
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$1,544
Liabilities. Value of operating payables at beginning of year2021-12-31$67,423
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,414,190
Value of net assets at end of year (total assets less liabilities)2021-12-31$22,333,069
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$18,918,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$137,406
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$17,293,807
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,315,107
Interest on participant loans2021-12-31$6,761
Value of interest in common/collective trusts at end of year2021-12-31$2,995,743
Value of interest in common/collective trusts at beginning of year2021-12-31$1,783,639
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$316
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,899,497
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,688,876
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,389,601
Net investment gain or loss from common/collective trusts2021-12-31$365,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$269,810
Employer contributions (assets) at end of year2021-12-31$21,750
Employer contributions (assets) at beginning of year2021-12-31$43,843
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,450,793
Contract administrator fees2021-12-31$43,247
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RICHARD WITT & CHARLES, LLP
Accountancy firm EIN2021-12-31112498859
2020 : THE LIA GROUP 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$68,967
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$63,235
Total income from all sources (including contributions)2020-12-31$4,373,103
Total of all expenses incurred2020-12-31$2,320,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,216,107
Value of total corrective distributions2020-12-31$67,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,133,988
Value of total assets at end of year2020-12-31$18,987,846
Value of total assets at beginning of year2020-12-31$16,929,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$37,418
Total interest from all sources2020-12-31$417
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$367,039
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$367,039
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,821,362
Participant contributions at end of year2020-12-31$156,381
Participant contributions at end of year2020-12-31$43,843
Participant contributions at beginning of year2020-12-31$22,462
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$16,261,477
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$8,735
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$1,544
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,814
Liabilities. Value of operating payables at end of year2020-12-31$67,423
Liabilities. Value of operating payables at beginning of year2020-12-31$61,421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,052,155
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,918,879
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$16,866,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$20,414
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,315,107
Interest on participant loans2020-12-31$290
Value of interest in common/collective trusts at end of year2020-12-31$1,783,639
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$127
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,688,876
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$644,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,774,091
Net investment gain or loss from common/collective trusts2020-12-31$97,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$303,891
Employer contributions (assets) at beginning of year2020-12-31$1,136
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,216,107
Contract administrator fees2020-12-31$17,004
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RICHARDS WITT & CHARLES, LLP
Accountancy firm EIN2020-12-31112498859
2019 : THE LIA GROUP 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$63,235
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$63,235
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$53,218
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$53,218
Total income from all sources (including contributions)2019-12-31$5,281,983
Total income from all sources (including contributions)2019-12-31$5,281,983
Total of all expenses incurred2019-12-31$1,189,453
Total of all expenses incurred2019-12-31$1,189,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,098,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,098,565
Value of total corrective distributions2019-12-31$61,421
Value of total corrective distributions2019-12-31$61,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,092,808
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,092,808
Value of total assets at end of year2019-12-31$16,929,959
Value of total assets at end of year2019-12-31$16,929,959
Value of total assets at beginning of year2019-12-31$12,827,412
Value of total assets at beginning of year2019-12-31$12,827,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$29,467
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$29,467
Total interest from all sources2019-12-31$251
Total interest from all sources2019-12-31$251
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$241,482
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$241,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$241,482
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$241,482
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,807,849
Contributions received from participants2019-12-31$1,807,849
Participant contributions at end of year2019-12-31$22,462
Participant contributions at end of year2019-12-31$22,462
Assets. Other investments not covered elsewhere at end of year2019-12-31$16,261,477
Assets. Other investments not covered elsewhere at end of year2019-12-31$16,261,477
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$12,213,292
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$12,213,292
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$22,060
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$22,060
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,814
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,814
Liabilities. Value of operating payables at end of year2019-12-31$61,421
Liabilities. Value of operating payables at end of year2019-12-31$61,421
Liabilities. Value of operating payables at beginning of year2019-12-31$53,218
Liabilities. Value of operating payables at beginning of year2019-12-31$53,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,092,530
Value of net income/loss2019-12-31$4,092,530
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,866,724
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,866,724
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,774,194
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,774,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$18,804
Investment advisory and management fees2019-12-31$18,804
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$251
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$251
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$644,884
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$644,884
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$614,120
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$614,120
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,947,442
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,947,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$262,899
Contributions received in cash from employer2019-12-31$262,899
Employer contributions (assets) at end of year2019-12-31$1,136
Employer contributions (assets) at end of year2019-12-31$1,136
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,098,565
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,098,565
Contract administrator fees2019-12-31$10,663
Contract administrator fees2019-12-31$10,663
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RICHARDS WITT & CHARLES, LLP
Accountancy firm name2019-12-31RICHARDS WITT & CHARLES, LLP
Accountancy firm EIN2019-12-31112498859
Accountancy firm EIN2019-12-31112498859
2018 : THE LIA GROUP 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$53,218
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$72,963
Total income from all sources (including contributions)2018-12-31$1,116,428
Total of all expenses incurred2018-12-31$1,311,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,230,026
Value of total corrective distributions2018-12-31$50,720
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,978,488
Value of total assets at end of year2018-12-31$12,827,412
Value of total assets at beginning of year2018-12-31$13,041,889
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$30,414
Total interest from all sources2018-12-31$137
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,147,031
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,147,031
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,570,127
Participant contributions at beginning of year2018-12-31$28,091
Assets. Other investments not covered elsewhere at end of year2018-12-31$12,213,292
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$12,353,669
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$161,793
Liabilities. Value of operating payables at end of year2018-12-31$53,218
Liabilities. Value of operating payables at beginning of year2018-12-31$72,963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-194,732
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,774,194
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,968,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$19,924
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$137
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$614,120
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$650,145
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,009,228
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$246,568
Employer contributions (assets) at beginning of year2018-12-31$9,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,230,026
Contract administrator fees2018-12-31$10,490
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RICHARDS WITT & CHARLES, LLP
Accountancy firm EIN2018-12-31112498859
2017 : THE LIA GROUP 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$72,963
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$98,487
Total income from all sources (including contributions)2017-12-31$3,871,967
Total of all expenses incurred2017-12-31$1,069,867
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$881,904
Value of total corrective distributions2017-12-31$72,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,569,652
Value of total assets at end of year2017-12-31$13,041,889
Value of total assets at beginning of year2017-12-31$10,265,313
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$115,000
Total interest from all sources2017-12-31$75
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$728,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$728,932
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,189,463
Participant contributions at end of year2017-12-31$28,091
Participant contributions at beginning of year2017-12-31$13,238
Assets. Other investments not covered elsewhere at end of year2017-12-31$12,353,669
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$9,710,155
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$205,775
Liabilities. Value of operating payables at end of year2017-12-31$72,963
Liabilities. Value of operating payables at beginning of year2017-12-31$98,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,802,100
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,968,926
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,166,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$111,046
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$75
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$650,145
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$540,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,573,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$174,414
Employer contributions (assets) at end of year2017-12-31$9,984
Employer contributions (assets) at beginning of year2017-12-31$1,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$881,904
Contract administrator fees2017-12-31$3,954
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RICHARDS WITT & CHARLES, LLP
Accountancy firm EIN2017-12-31112498859
2016 : THE LIA GROUP 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$98,487
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$89,784
Total income from all sources (including contributions)2016-12-31$2,197,097
Total of all expenses incurred2016-12-31$1,557,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,438,757
Value of total corrective distributions2016-12-31$98,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,266,736
Value of total assets at end of year2016-12-31$10,265,313
Value of total assets at beginning of year2016-12-31$9,617,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$20,561
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$600,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$600,538
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,070,815
Participant contributions at end of year2016-12-31$13,238
Participant contributions at beginning of year2016-12-31$11,722
Assets. Other investments not covered elsewhere at end of year2016-12-31$9,710,155
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$9,207,309
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$51,829
Other income not declared elsewhere2016-12-31$0
Liabilities. Value of operating payables at end of year2016-12-31$98,487
Liabilities. Value of operating payables at beginning of year2016-12-31$89,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$639,292
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,166,826
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,527,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$15,261
Income. Interest from US Government securities2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$540,275
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$396,169
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$329,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$144,092
Employer contributions (assets) at end of year2016-12-31$1,645
Employer contributions (assets) at beginning of year2016-12-31$2,118
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,438,757
Contract administrator fees2016-12-31$5,300
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RICHARDS WITT & CHARLES, LLP
Accountancy firm EIN2016-12-31112498859
2015 : THE LIA GROUP 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$89,784
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,919
Total income from all sources (including contributions)2015-12-31$1,296,265
Total of all expenses incurred2015-12-31$901,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$792,464
Value of total corrective distributions2015-12-31$89,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,156,180
Value of total assets at end of year2015-12-31$9,617,318
Value of total assets at beginning of year2015-12-31$9,136,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$18,825
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$572,588
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$572,588
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,010,489
Participant contributions at end of year2015-12-31$11,722
Assets. Other investments not covered elsewhere at end of year2015-12-31$9,207,309
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$8,759,858
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$7,467
Liabilities. Value of operating payables at end of year2015-12-31$89,784
Liabilities. Value of operating payables at beginning of year2015-12-31$3,919
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$395,192
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,527,534
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,132,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$14,263
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$396,169
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$374,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-432,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$138,224
Employer contributions (assets) at end of year2015-12-31$2,118
Employer contributions (assets) at beginning of year2015-12-31$1,830
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$792,464
Contract administrator fees2015-12-31$4,562
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RICHARDS, WITT & CHARLES, LLP
Accountancy firm EIN2015-12-31112498859
2014 : THE LIA GROUP 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,919
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$7,111
Total income from all sources (including contributions)2014-12-31$1,580,406
Total of all expenses incurred2014-12-31$872,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$844,787
Value of total corrective distributions2014-12-31$3,919
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,042,205
Value of total assets at end of year2014-12-31$9,136,261
Value of total assets at beginning of year2014-12-31$8,431,823
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$24,070
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$460,961
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$460,961
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$913,135
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$705
Other income not declared elsewhere2014-12-31$9
Liabilities. Value of operating payables at end of year2014-12-31$3,919
Liabilities. Value of operating payables at beginning of year2014-12-31$7,111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$707,630
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,132,342
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,424,712
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$20,145
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,759,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,096,996
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$374,573
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$334,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$77,231
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$128,365
Employer contributions (assets) at end of year2014-12-31$1,830
Employer contributions (assets) at beginning of year2014-12-31$806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$844,787
Contract administrator fees2014-12-31$3,925
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31RICHARDS, WITT & CHARLES, LLP
Accountancy firm EIN2014-12-31112498859
2013 : THE LIA GROUP 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$7,111
Total income from all sources (including contributions)2013-12-31$2,764,533
Total of all expenses incurred2013-12-31$721,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$680,497
Value of total corrective distributions2013-12-31$7,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,019,542
Value of total assets at end of year2013-12-31$8,431,823
Value of total assets at beginning of year2013-12-31$6,381,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$34,160
Total interest from all sources2013-12-31$3
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$264,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$264,783
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$909,288
Participant contributions at beginning of year2013-12-31$204
Administrative expenses (other) incurred2013-12-31$30,160
Liabilities. Value of operating payables at end of year2013-12-31$7,111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,042,765
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,424,712
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,381,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$4,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,096,996
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,032,819
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$334,021
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$347,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,480,205
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$110,254
Employer contributions (assets) at end of year2013-12-31$806
Employer contributions (assets) at beginning of year2013-12-31$1,285
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$680,497
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RICHARDS, WITT & CHARLES, LLP
Accountancy firm EIN2013-12-31112498859
2012 : THE LIA GROUP 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,684,820
Total of all expenses incurred2012-12-31$384,234
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$356,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,019,131
Value of total assets at end of year2012-12-31$6,381,947
Value of total assets at beginning of year2012-12-31$5,081,361
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$27,530
Total interest from all sources2012-12-31$6
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$128,413
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$128,413
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$892,007
Participant contributions at end of year2012-12-31$204
Participant contributions at beginning of year2012-12-31$11,303
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$6,474
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$1,300,586
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,381,947
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,081,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$23,605
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,032,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,727,732
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$6
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$347,639
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$338,800
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$537,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$120,650
Employer contributions (assets) at end of year2012-12-31$1,285
Employer contributions (assets) at beginning of year2012-12-31$3,526
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$356,704
Contract administrator fees2012-12-31$3,925
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RICHARDS, WITT & CHARLES, LLP
Accountancy firm EIN2012-12-31112498859
2011 : THE LIA GROUP 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$5,231
Total income from all sources (including contributions)2011-12-31$874,906
Total of all expenses incurred2011-12-31$843,794
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$821,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$951,908
Value of total assets at end of year2011-12-31$5,081,361
Value of total assets at beginning of year2011-12-31$5,055,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,559
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$99,961
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$99,961
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$831,487
Participant contributions at end of year2011-12-31$11,303
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$331
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$5,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$31,112
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,081,361
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,050,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$20,272
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,727,732
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,764,064
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$338,800
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$289,657
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-176,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$120,090
Employer contributions (assets) at end of year2011-12-31$3,526
Employer contributions (assets) at beginning of year2011-12-31$1,759
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$821,235
Contract administrator fees2011-12-31$2,287
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31RICHARDS, WITT & CHARLES, LLP
Accountancy firm EIN2011-12-31112498859
2010 : THE LIA GROUP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,231
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$56,020
Total income from all sources (including contributions)2010-12-31$1,563,517
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$498,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$455,835
Value of total corrective distributions2010-12-31$23,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,008,574
Value of total assets at end of year2010-12-31$5,055,480
Value of total assets at beginning of year2010-12-31$4,041,019
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$19,006
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$76,594
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$76,594
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$780,852
Participant contributions at beginning of year2010-12-31$9,770
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$107,273
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$5,231
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$56,020
Other income not declared elsewhere2010-12-31$-29
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,065,250
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,050,249
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,984,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$17,425
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,764,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,754,790
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$289,657
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$274,173
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$478,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$120,449
Employer contributions (assets) at end of year2010-12-31$1,759
Employer contributions (assets) at beginning of year2010-12-31$2,286
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$455,835
Contract administrator fees2010-12-31$1,581
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31RICHARDS, WITT & CHARLES, LLP
Accountancy firm EIN2010-12-31112498859
2009 : THE LIA GROUP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE LIA GROUP 401(K) PLAN

2022: THE LIA GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE LIA GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE LIA GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE LIA GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE LIA GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE LIA GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE LIA GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE LIA GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE LIA GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE LIA GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE LIA GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE LIA GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE LIA GROUP 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE LIA GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number590495-01
Policy instance 1
Insurance contract or identification number590495-01
Number of Individuals Covered355
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,727
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,727
Insurance broker organization code?3
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number590495-01
Policy instance 1
Insurance contract or identification number590495-01
Number of Individuals Covered364
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $4,355
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,355
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-KT9I
Policy instance 2
Insurance contract or identification numberGAP-CP-KT9I
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $966
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $966
Insurance broker organization code?3
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number590495-001
Policy instance 1
Insurance contract or identification number590495-001
Number of Individuals Covered349
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $5,953
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,953
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-KT9I
Policy instance 1
Insurance contract or identification numberGAP-CP-KT9I
Number of Individuals Covered752
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,495
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,495
Insurance broker organization code?6
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-KT9I
Policy instance 2
Insurance contract or identification numberGAP-CP-KT9I
Number of Individuals Covered686
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,068
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,068
Insurance broker organization code?6
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-DO-CQ2P
Policy instance 1
Insurance contract or identification numberGAP-DO-CQ2P
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $448
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Health Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $448
Insurance broker organization code?6
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-DO-CQ2P
Policy instance 1
Insurance contract or identification numberGAP-DO-CQ2P
Number of Individuals Covered521
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,380
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,380
Insurance broker organization code?6
Insurance broker nameLPL FINANCIAL CORPORATION
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-DO-CQ2P
Policy instance 1
Insurance contract or identification numberGAP-DO-CQ2P
Number of Individuals Covered350
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $934
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $934
Insurance broker organization code?6
Insurance broker nameLPL FINANCIAL CORPORATION
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-DO-CQ2P
Policy instance 1
Insurance contract or identification numberGAP-DO-CQ2P
Number of Individuals Covered450
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $880
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $880
Insurance broker organization code?6
Insurance broker nameLPL FINANCIAL CORPORATION
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-DO-CQ2P
Policy instance 1
Insurance contract or identification numberGAP-DO-CQ2P
Number of Individuals Covered345
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $850
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $850
Insurance broker organization code?6
Insurance broker nameLPL FINANCIAL CORPORATION
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-DO-CQ2P
Policy instance 1
Insurance contract or identification numberGAP-DO-CQ2P
Number of Individuals Covered337
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $836
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $836
Insurance broker organization code?6
Insurance broker nameLPL FINANCIAL CORPORATION
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-DO-CQ2P
Policy instance 1
Insurance contract or identification numberGAP-DO-CQ2P
Number of Individuals Covered369
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $779
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-61-Q857
Policy instance 2
Insurance contract or identification numberGAP-61-Q857
Number of Individuals Covered329
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $610
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-DO-CQ2P
Policy instance 1
Insurance contract or identification numberGAP-DO-CQ2P
Number of Individuals Covered329
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,663
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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