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DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 401k Plan overview

Plan NameDION INTERNATIONAL TRUCKS, LLC 401(K) PLAN
Plan identification number 001

DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DION INTERNATIONAL TRUCKS, LLC has sponsored the creation of one or more 401k plans.

Company Name:DION INTERNATIONAL TRUCKS, LLC
Employer identification number (EIN):141885777
NAIC Classification:441228
NAIC Description:Motorcycle, ATV, and All Other Motor Vehicle Dealers

Additional information about DION INTERNATIONAL TRUCKS, LLC

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: 200314010027

More information about DION INTERNATIONAL TRUCKS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01ANTONIETTA BIONG2017-04-11 ANTONIETTA BIONG2017-04-11
0012015-11-01ANTONIETTA BIONG2016-06-03 ANTONIETTA BIONG2016-06-03
0012014-11-01ANTONIETTA BIONG2016-05-10 ANTONIETTA BIONG2016-05-10
0012013-11-01ANTONIETTA BIONG ANTONIETTA BIONG2015-07-15
0012012-11-01ANTONIETTA BIONG ANTONIETTA BIONG2014-07-24
0012011-11-01ANTONIETTA BIONG ANTONIETTA BIONG2013-08-09
0012010-11-01ANTONIETTA BIONG ANTONIETTA BIONG2012-08-01
0012009-11-01ANTONIETTA BIONG ANTONIETTA BIONG2011-07-11
0012008-11-01

Plan Statistics for DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN

401k plan membership statisitcs for DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN

Measure Date Value
2013: DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-0199
Total number of active participants reported on line 7a of the Form 55002013-11-0198
Number of retired or separated participants receiving benefits2013-11-010
Number of other retired or separated participants entitled to future benefits2013-11-012
Total of all active and inactive participants2013-11-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-010
Total participants2013-11-01100
Number of participants with account balances2013-11-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-010
2012: DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-01104
Total number of active participants reported on line 7a of the Form 55002012-11-01109
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-013
Total of all active and inactive participants2012-11-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-010
Total participants2012-11-01112
Number of participants with account balances2012-11-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-012
2011: DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-01112
Total number of active participants reported on line 7a of the Form 55002011-11-01113
Number of retired or separated participants receiving benefits2011-11-010
Number of other retired or separated participants entitled to future benefits2011-11-013
Total of all active and inactive participants2011-11-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-010
Total participants2011-11-01116
Number of participants with account balances2011-11-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-016
2010: DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-11-01120
Total number of active participants reported on line 7a of the Form 55002010-11-01111
Number of retired or separated participants receiving benefits2010-11-010
Number of other retired or separated participants entitled to future benefits2010-11-015
Total of all active and inactive participants2010-11-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-11-010
Total participants2010-11-01116
Number of participants with account balances2010-11-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-11-0111
2009: DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-01121
Total number of active participants reported on line 7a of the Form 55002009-11-01106
Number of retired or separated participants receiving benefits2009-11-010
Number of other retired or separated participants entitled to future benefits2009-11-016
Total of all active and inactive participants2009-11-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-11-010
Total participants2009-11-01112
Number of participants with account balances2009-11-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-11-0110

Financial Data on DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN

Measure Date Value
2014 : DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-10-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-10-31$0
Total unrealized appreciation/depreciation of assets2014-10-31$0
Total transfer of assets to this plan2014-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total income from all sources (including contributions)2014-10-31$300,665
Total loss/gain on sale of assets2014-10-31$0
Total of all expenses incurred2014-10-31$205,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-10-31$201,758
Expenses. Certain deemed distributions of participant loans2014-10-31$0
Value of total corrective distributions2014-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-10-31$163,974
Value of total assets at end of year2014-10-31$1,562,176
Value of total assets at beginning of year2014-10-31$1,466,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-10-31$3,634
Total income from rents2014-10-31$0
Total interest from all sources2014-10-31$2,610
Total dividends received (eg from common stock, registered investment company shares)2014-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-10-31$0
Administrative expenses professional fees incurred2014-10-31$0
Was this plan covered by a fidelity bond2014-10-31Yes
Value of fidelity bond cover2014-10-31$250,000
If this is an individual account plan, was there a blackout period2014-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-10-31$0
Were there any nonexempt tranactions with any party-in-interest2014-10-31No
Amount of non-exempt transactions with any party-in-interest2014-10-31$0
Contributions received from participants2014-10-31$82,158
Participant contributions at end of year2014-10-31$44,967
Participant contributions at beginning of year2014-10-31$58,660
Participant contributions at end of year2014-10-31$1,120
Participant contributions at beginning of year2014-10-31$1,215
Income. Received or receivable in cash from other sources (including rollovers)2014-10-31$81,816
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-10-31$0
Other income not declared elsewhere2014-10-31$0
Administrative expenses (other) incurred2014-10-31$0
Liabilities. Value of operating payables at beginning of year2014-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Value of net income/loss2014-10-31$95,273
Value of net assets at end of year (total assets less liabilities)2014-10-31$1,562,176
Value of net assets at beginning of year (total assets less liabilities)2014-10-31$1,466,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-10-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-10-31$0
Were any leases to which the plan was party in default or uncollectible2014-10-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-10-31$0
Investment advisory and management fees2014-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-10-31$254,918
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-10-31$0
Value of interest in pooled separate accounts at end of year2014-10-31$1,185,666
Value of interest in pooled separate accounts at beginning of year2014-10-31$1,336,761
Interest on participant loans2014-10-31$2,399
Income. Interest from loans (other than to participants)2014-10-31$0
Interest earned on other investments2014-10-31$211
Income. Interest from US Government securities2014-10-31$0
Income. Interest from corporate debt instruments2014-10-31$0
Value of interest in common/collective trusts at end of year2014-10-31$58,613
Value of interest in common/collective trusts at beginning of year2014-10-31$44,463
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-10-31$16,892
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-10-31$25,804
Expenses. Payments to insurance carriers foe the provision of benefits2014-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-10-31$-1,865
Net investment gain/loss from pooled separate accounts2014-10-31$135,349
Net investment gain or loss from common/collective trusts2014-10-31$597
Net gain/loss from 103.12 investment entities2014-10-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-10-31No
Was there a failure to transmit to the plan any participant contributions2014-10-31No
Has the plan failed to provide any benefit when due under the plan2014-10-31No
Contributions received in cash from employer2014-10-31$0
Employer contributions (assets) at end of year2014-10-31$0
Employer contributions (assets) at beginning of year2014-10-31$0
Income. Dividends from preferred stock2014-10-31$0
Income. Dividends from common stock2014-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-10-31$201,758
Contract administrator fees2014-10-31$3,634
Liabilities. Value of benefit claims payable at beginning of year2014-10-31$0
Did the plan have assets held for investment2014-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-10-31No
Aggregate proceeds on sale of assets2014-10-31$0
Aggregate carrying amount (costs) on sale of assets2014-10-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-10-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-10-31Yes
Opinion of an independent qualified public accountant for this plan2014-10-31Disclaimer
Accountancy firm name2014-10-31AKT LLP
Accountancy firm EIN2014-10-31930623286
2013 : DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-10-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-10-31$0
Total unrealized appreciation/depreciation of assets2013-10-31$0
Total transfer of assets to this plan2013-10-31$0
Total transfer of assets from this plan2013-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total income from all sources (including contributions)2013-10-31$316,949
Total loss/gain on sale of assets2013-10-31$0
Total of all expenses incurred2013-10-31$44,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-10-31$41,403
Expenses. Certain deemed distributions of participant loans2013-10-31$0
Value of total corrective distributions2013-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-10-31$71,189
Value of total assets at end of year2013-10-31$1,466,903
Value of total assets at beginning of year2013-10-31$1,194,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-10-31$3,224
Total income from rents2013-10-31$0
Total interest from all sources2013-10-31$2,690
Total dividends received (eg from common stock, registered investment company shares)2013-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-10-31$0
Administrative expenses professional fees incurred2013-10-31$0
Was this plan covered by a fidelity bond2013-10-31Yes
Value of fidelity bond cover2013-10-31$250,000
If this is an individual account plan, was there a blackout period2013-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-10-31$0
Were there any nonexempt tranactions with any party-in-interest2013-10-31No
Amount of non-exempt transactions with any party-in-interest2013-10-31$0
Contributions received from participants2013-10-31$71,189
Participant contributions at end of year2013-10-31$58,660
Participant contributions at beginning of year2013-10-31$45,948
Participant contributions at end of year2013-10-31$1,215
Participant contributions at beginning of year2013-10-31$924
Income. Received or receivable in cash from other sources (including rollovers)2013-10-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-10-31$0
Other income not declared elsewhere2013-10-31$0
Administrative expenses (other) incurred2013-10-31$0
Liabilities. Value of operating payables at beginning of year2013-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Value of net income/loss2013-10-31$272,322
Value of net assets at end of year (total assets less liabilities)2013-10-31$1,466,903
Value of net assets at beginning of year (total assets less liabilities)2013-10-31$1,194,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-10-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-10-31$0
Were any leases to which the plan was party in default or uncollectible2013-10-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-10-31$0
Investment advisory and management fees2013-10-31$0
Value of interest in pooled separate accounts at end of year2013-10-31$1,336,761
Value of interest in pooled separate accounts at beginning of year2013-10-31$1,072,365
Interest on participant loans2013-10-31$2,165
Income. Interest from loans (other than to participants)2013-10-31$0
Interest earned on other investments2013-10-31$525
Income. Interest from US Government securities2013-10-31$0
Income. Interest from corporate debt instruments2013-10-31$0
Value of interest in common/collective trusts at end of year2013-10-31$44,463
Value of interest in common/collective trusts at beginning of year2013-10-31$32,986
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-10-31$25,804
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-10-31$42,358
Expenses. Payments to insurance carriers foe the provision of benefits2013-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-10-31$0
Net investment gain/loss from pooled separate accounts2013-10-31$243,181
Net investment gain or loss from common/collective trusts2013-10-31$-111
Net gain/loss from 103.12 investment entities2013-10-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-10-31No
Was there a failure to transmit to the plan any participant contributions2013-10-31No
Has the plan failed to provide any benefit when due under the plan2013-10-31No
Contributions received in cash from employer2013-10-31$0
Employer contributions (assets) at end of year2013-10-31$0
Employer contributions (assets) at beginning of year2013-10-31$0
Income. Dividends from preferred stock2013-10-31$0
Income. Dividends from common stock2013-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-10-31$41,403
Contract administrator fees2013-10-31$3,224
Liabilities. Value of benefit claims payable at beginning of year2013-10-31$0
Did the plan have assets held for investment2013-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-10-31No
Aggregate proceeds on sale of assets2013-10-31$0
Aggregate carrying amount (costs) on sale of assets2013-10-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-10-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-10-31Yes
Opinion of an independent qualified public accountant for this plan2013-10-31Disclaimer
Accountancy firm name2013-10-31AKT LLP
Accountancy firm EIN2013-10-31930623286
2012 : DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-10-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-10-31$0
Total unrealized appreciation/depreciation of assets2012-10-31$0
Total transfer of assets to this plan2012-10-31$0
Total transfer of assets from this plan2012-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total income from all sources (including contributions)2012-10-31$160,008
Total loss/gain on sale of assets2012-10-31$0
Total of all expenses incurred2012-10-31$99,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-10-31$95,872
Expenses. Certain deemed distributions of participant loans2012-10-31$0
Value of total corrective distributions2012-10-31$370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-10-31$63,201
Value of total assets at end of year2012-10-31$1,194,581
Value of total assets at beginning of year2012-10-31$1,133,646
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-10-31$2,831
Total income from rents2012-10-31$0
Total interest from all sources2012-10-31$2,499
Total dividends received (eg from common stock, registered investment company shares)2012-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-10-31$0
Administrative expenses professional fees incurred2012-10-31$0
Was this plan covered by a fidelity bond2012-10-31Yes
Value of fidelity bond cover2012-10-31$250,000
If this is an individual account plan, was there a blackout period2012-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-10-31$0
Were there any nonexempt tranactions with any party-in-interest2012-10-31No
Amount of non-exempt transactions with any party-in-interest2012-10-31$0
Contributions received from participants2012-10-31$63,201
Participant contributions at end of year2012-10-31$45,948
Participant contributions at beginning of year2012-10-31$21,509
Participant contributions at end of year2012-10-31$924
Participant contributions at beginning of year2012-10-31$1,187
Income. Received or receivable in cash from other sources (including rollovers)2012-10-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-10-31$0
Other income not declared elsewhere2012-10-31$86
Administrative expenses (other) incurred2012-10-31$0
Liabilities. Value of operating payables at beginning of year2012-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Value of net income/loss2012-10-31$60,935
Value of net assets at end of year (total assets less liabilities)2012-10-31$1,194,581
Value of net assets at beginning of year (total assets less liabilities)2012-10-31$1,133,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-10-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-10-31$0
Were any leases to which the plan was party in default or uncollectible2012-10-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-10-31$0
Investment advisory and management fees2012-10-31$0
Value of interest in pooled separate accounts at end of year2012-10-31$1,072,365
Value of interest in pooled separate accounts at beginning of year2012-10-31$1,009,552
Interest on participant loans2012-10-31$1,281
Income. Interest from loans (other than to participants)2012-10-31$0
Interest earned on other investments2012-10-31$1,218
Income. Interest from US Government securities2012-10-31$0
Income. Interest from corporate debt instruments2012-10-31$0
Value of interest in common/collective trusts at end of year2012-10-31$32,986
Value of interest in common/collective trusts at beginning of year2012-10-31$28,190
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-10-31$42,358
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-10-31$73,208
Expenses. Payments to insurance carriers foe the provision of benefits2012-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-10-31$0
Net investment gain/loss from pooled separate accounts2012-10-31$93,559
Net investment gain or loss from common/collective trusts2012-10-31$663
Net gain/loss from 103.12 investment entities2012-10-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-10-31No
Was there a failure to transmit to the plan any participant contributions2012-10-31No
Has the plan failed to provide any benefit when due under the plan2012-10-31No
Contributions received in cash from employer2012-10-31$0
Employer contributions (assets) at end of year2012-10-31$0
Employer contributions (assets) at beginning of year2012-10-31$0
Income. Dividends from preferred stock2012-10-31$0
Income. Dividends from common stock2012-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-10-31$95,872
Contract administrator fees2012-10-31$2,831
Liabilities. Value of benefit claims payable at beginning of year2012-10-31$0
Did the plan have assets held for investment2012-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-10-31No
Aggregate proceeds on sale of assets2012-10-31$0
Aggregate carrying amount (costs) on sale of assets2012-10-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-10-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-10-31Yes
Opinion of an independent qualified public accountant for this plan2012-10-31Disclaimer
Accountancy firm name2012-10-31AKT LLP
Accountancy firm EIN2012-10-31930623286
2011 : DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-10-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-10-31$0
Total unrealized appreciation/depreciation of assets2011-10-31$0
Total transfer of assets to this plan2011-10-31$0
Total transfer of assets from this plan2011-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$0
Total income from all sources (including contributions)2011-10-31$133,687
Total loss/gain on sale of assets2011-10-31$0
Total of all expenses incurred2011-10-31$66,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-10-31$59,594
Expenses. Certain deemed distributions of participant loans2011-10-31$0
Value of total corrective distributions2011-10-31$3,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-10-31$77,179
Value of total assets at end of year2011-10-31$1,133,646
Value of total assets at beginning of year2011-10-31$1,066,256
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-10-31$3,027
Total income from rents2011-10-31$0
Total interest from all sources2011-10-31$2,794
Total dividends received (eg from common stock, registered investment company shares)2011-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-10-31$0
Administrative expenses professional fees incurred2011-10-31$0
Was this plan covered by a fidelity bond2011-10-31Yes
Value of fidelity bond cover2011-10-31$100,000
If this is an individual account plan, was there a blackout period2011-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-10-31$0
Were there any nonexempt tranactions with any party-in-interest2011-10-31No
Amount of non-exempt transactions with any party-in-interest2011-10-31$0
Contributions received from participants2011-10-31$77,179
Participant contributions at end of year2011-10-31$21,509
Participant contributions at beginning of year2011-10-31$25,449
Participant contributions at end of year2011-10-31$1,187
Participant contributions at beginning of year2011-10-31$2,552
Income. Received or receivable in cash from other sources (including rollovers)2011-10-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-10-31$0
Other income not declared elsewhere2011-10-31$-84
Administrative expenses (other) incurred2011-10-31$0
Liabilities. Value of operating payables at beginning of year2011-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Value of net income/loss2011-10-31$67,390
Value of net assets at end of year (total assets less liabilities)2011-10-31$1,133,646
Value of net assets at beginning of year (total assets less liabilities)2011-10-31$1,066,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-10-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-10-31$0
Were any leases to which the plan was party in default or uncollectible2011-10-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-10-31$0
Investment advisory and management fees2011-10-31$0
Value of interest in pooled separate accounts at end of year2011-10-31$1,009,552
Value of interest in pooled separate accounts at beginning of year2011-10-31$972,571
Interest on participant loans2011-10-31$1,121
Income. Interest from loans (other than to participants)2011-10-31$0
Interest earned on other investments2011-10-31$1,673
Income. Interest from US Government securities2011-10-31$0
Income. Interest from corporate debt instruments2011-10-31$0
Value of interest in common/collective trusts at end of year2011-10-31$28,190
Value of interest in common/collective trusts at beginning of year2011-10-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-10-31$73,208
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-10-31$65,684
Expenses. Payments to insurance carriers foe the provision of benefits2011-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-10-31$0
Net investment gain/loss from pooled separate accounts2011-10-31$53,106
Net investment gain or loss from common/collective trusts2011-10-31$692
Net gain/loss from 103.12 investment entities2011-10-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-10-31No
Was there a failure to transmit to the plan any participant contributions2011-10-31No
Has the plan failed to provide any benefit when due under the plan2011-10-31No
Contributions received in cash from employer2011-10-31$0
Employer contributions (assets) at end of year2011-10-31$0
Employer contributions (assets) at beginning of year2011-10-31$0
Income. Dividends from preferred stock2011-10-31$0
Income. Dividends from common stock2011-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-10-31$59,594
Contract administrator fees2011-10-31$3,027
Liabilities. Value of benefit claims payable at beginning of year2011-10-31$0
Did the plan have assets held for investment2011-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-10-31No
Aggregate proceeds on sale of assets2011-10-31$0
Aggregate carrying amount (costs) on sale of assets2011-10-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-10-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-10-31Yes
Opinion of an independent qualified public accountant for this plan2011-10-31Disclaimer
Accountancy firm name2011-10-31AKT LLP
Accountancy firm EIN2011-10-31952802865
2010 : DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-10-31$0

Form 5500 Responses for DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN

2013: DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planYes
2013-11-01Plan funding arrangement – InsuranceYes
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement – InsuranceYes
2013-11-01Plan benefit arrangement - TrustYes
2012: DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planYes
2012-11-01Plan funding arrangement – InsuranceYes
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement – InsuranceYes
2012-11-01Plan benefit arrangement - TrustYes
2011: DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planYes
2011-11-01Plan funding arrangement – InsuranceYes
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement – InsuranceYes
2011-11-01Plan benefit arrangement - TrustYes
2010: DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2010 form 5500 responses
2010-11-01Type of plan entitySingle employer plan
2010-11-01This submission is the final filingNo
2010-11-01This return/report is a short plan year return/report (less than 12 months)No
2010-11-01Plan is a collectively bargained planYes
2010-11-01Plan funding arrangement – InsuranceYes
2010-11-01Plan funding arrangement – TrustYes
2010-11-01Plan benefit arrangement – InsuranceYes
2010-11-01Plan benefit arrangement - TrustYes
2009: DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01This submission is the final filingNo
2009-11-01This return/report is a short plan year return/report (less than 12 months)No
2009-11-01Plan is a collectively bargained planNo
2009-11-01Plan funding arrangement – InsuranceYes
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement – InsuranceYes
2009-11-01Plan benefit arrangement - TrustYes
2008: DION INTERNATIONAL TRUCKS, LLC 401(K) PLAN 2008 form 5500 responses
2008-11-01Type of plan entitySingle employer plan
2008-11-01Submission has been amendedNo
2008-11-01This submission is the final filingNo
2008-11-01This return/report is a short plan year return/report (less than 12 months)No
2008-11-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number437138
Policy instance 1
Insurance contract or identification number437138
Number of Individuals Covered100
Insurance policy start date2013-11-01
Insurance policy end date2014-10-31
Total amount of commissions paid to insurance brokerUSD $3,095
Total amount of fees paid to insurance companyUSD $584
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,095
Amount paid for insurance broker fees584
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE AND PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameSAGEPOINT FINANCIAL INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number437138
Policy instance 1
Insurance contract or identification number437138
Number of Individuals Covered112
Insurance policy start date2012-11-01
Insurance policy end date2013-10-31
Total amount of commissions paid to insurance brokerUSD $2,688
Total amount of fees paid to insurance companyUSD $291
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,688
Amount paid for insurance broker fees291
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE AND PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameSAGEPOINT FINANCIAL INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number437138
Policy instance 1
Insurance contract or identification number437138
Number of Individuals Covered116
Insurance policy start date2011-11-01
Insurance policy end date2012-10-31
Total amount of commissions paid to insurance brokerUSD $1,780
Total amount of fees paid to insurance companyUSD $131
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number437138
Policy instance 1
Insurance contract or identification number437138
Number of Individuals Covered116
Insurance policy start date2010-11-01
Insurance policy end date2011-10-31
Total amount of commissions paid to insurance brokerUSD $2,105
Total amount of fees paid to insurance companyUSD $173
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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