401k Plan data: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN plan

COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN
Plan identification number	005

COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

COLGATE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: COLGATE UNIVERSITY

Employer identification number (EIN): 150532078

NAIC Classification: 611000

Additional information about COLGATE UNIVERSITY

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1846-01-01

Company Identification Number: 134

More information about COLGATE UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2012-01-01 DAN PARTIGIANONI DAN PARTIGIANONI 2013-07-03
005 2011-01-01 DAN PARTIGIANONI DAN PARTIGIANONI 2012-08-02
005 2010-01-01 DAN PARTIGIANONI DAN PARTIGIANONI 2011-08-19
005 2009-01-01 PAMELA PRESCOD-CAESAR PAMELA PRESCOD-CAESAR 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
005	2012-01-01	DAN PARTIGIANONI	DAN PARTIGIANONI	2013-07-03
005	2011-01-01	DAN PARTIGIANONI	DAN PARTIGIANONI	2012-08-02
005	2010-01-01	DAN PARTIGIANONI	DAN PARTIGIANONI	2011-08-19
005	2009-01-01	PAMELA PRESCOD-CAESAR	PAMELA PRESCOD-CAESAR	2010-10-13

Plan Statistics for COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN

401k plan membership statisitcs for COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN

Measure Date Value
2012: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 360
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Total participants 2012-01-01 0
2011: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 363
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 224
Number of other retired or separated participants entitled to future benefits 2011-01-01 183
Total of all active and inactive participants 2011-01-01 407
Total participants 2011-01-01 407
Number of participants with account balances 2011-01-01 360
2010: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 358
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 215
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 184
Total of all active and inactive participants 2010-01-01 399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 399
Number of participants with account balances 2010-01-01 363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 527
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 438
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 62
Total of all active and inactive participants 2009-01-01 500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 3
Total participants 2009-01-01 503
Number of participants with account balances 2009-01-01 358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2012: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	360
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Total participants	2012-01-01	0
2011: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	363
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	224
Number of other retired or separated participants entitled to future benefits	2011-01-01	183
Total of all active and inactive participants	2011-01-01	407
Total participants	2011-01-01	407
Number of participants with account balances	2011-01-01	360
2010: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	358
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	215
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	184
Total of all active and inactive participants	2010-01-01	399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	399
Number of participants with account balances	2010-01-01	363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	527
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	438
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	62
Total of all active and inactive participants	2009-01-01	500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	3
Total participants	2009-01-01	503
Number of participants with account balances	2009-01-01	358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN

Measure	Date	Value
2012 : COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 401k financial data
Total transfer of assets from this plan	2012-12-31	$20,353,242
Total income from all sources (including contributions)	2012-12-31	$3,478,430
Total of all expenses incurred	2012-12-31	$262,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$261,919
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,529,066
Value of total assets at beginning of year	2012-12-31	$17,136,881
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$150
Total interest from all sources	2012-12-31	$171,965
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$196,355
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$196,355
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$918,274
Participant contributions at beginning of year	2012-12-31	$12,536
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$610,792
Administrative expenses (other) incurred	2012-12-31	$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,216,361
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$17,136,881
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$11,273,483
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$613,909
Interest on participant loans	2012-12-31	$459
Interest earned on other investments	2012-12-31	$171,496
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$100,569
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$100,569
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$10
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$5,136,384
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,516,839
Net investment gain/loss from pooled separate accounts	2012-12-31	$64,205
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$261,919
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2012-12-31	161131146
2011 : COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$1,246,385
Total of all expenses incurred	2011-12-31	$534,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$534,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,249,957
Value of total assets at end of year	2011-12-31	$17,136,881
Value of total assets at beginning of year	2011-12-31	$16,424,587
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$50
Total interest from all sources	2011-12-31	$168,261
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$159,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$159,686
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$892,131
Participant contributions at end of year	2011-12-31	$12,536
Participant contributions at beginning of year	2011-12-31	$14,811
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$357,826
Administrative expenses (other) incurred	2011-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$712,294
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$17,136,881
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$16,424,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$11,273,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$10,985,462
Value of interest in pooled separate accounts at end of year	2011-12-31	$613,909
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$511,505
Interest on participant loans	2011-12-31	$571
Interest earned on other investments	2011-12-31	$167,676
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$100,569
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$99,178
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$99,178
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$14
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$5,136,384
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$4,813,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-400,790
Net investment gain/loss from pooled separate accounts	2011-12-31	$69,271
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$534,041
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2011-12-31	161131146
2010 : COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$2,615,694
Total of all expenses incurred	2010-12-31	$193,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$193,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,047,023
Value of total assets at end of year	2010-12-31	$16,424,587
Value of total assets at beginning of year	2010-12-31	$14,002,739
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$129
Total interest from all sources	2010-12-31	$148,557
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$82,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$82,562
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$915,714
Participant contributions at end of year	2010-12-31	$14,811
Participant contributions at beginning of year	2010-12-31	$10,337
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$131,309
Administrative expenses (other) incurred	2010-12-31	$129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,421,848
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$16,424,587
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$14,002,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$10,985,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$9,142,107
Value of interest in pooled separate accounts at end of year	2010-12-31	$511,505
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$341,672
Interest on participant loans	2010-12-31	$541
Interest earned on other investments	2010-12-31	$147,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$99,178
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$97,994
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$97,994
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$19
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$4,813,631
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$4,410,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,283,558
Net investment gain/loss from pooled separate accounts	2010-12-31	$53,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$193,717
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2010-12-31	161131146

Form 5500 Responses for COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN

2012: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	This submission is the final filing	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	COLGATE UNIVERSITY
Employer identification number (EIN):	150532078
NAIC Classification:	611000

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1846-01-01
Company Identification Number:	134