COLGATE UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN
Measure | Date | Value |
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2012 : COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 401k financial data |
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Total transfer of assets from this plan | 2012-12-31 | $20,353,242 |
Total income from all sources (including contributions) | 2012-12-31 | $3,478,430 |
Total of all expenses incurred | 2012-12-31 | $262,069 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $261,919 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,529,066 |
Value of total assets at beginning of year | 2012-12-31 | $17,136,881 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $150 |
Total interest from all sources | 2012-12-31 | $171,965 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $196,355 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $196,355 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $918,274 |
Participant contributions at beginning of year | 2012-12-31 | $12,536 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $610,792 |
Administrative expenses (other) incurred | 2012-12-31 | $150 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $3,216,361 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $17,136,881 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $11,273,483 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $613,909 |
Interest on participant loans | 2012-12-31 | $459 |
Interest earned on other investments | 2012-12-31 | $171,496 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $100,569 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $100,569 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $10 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $5,136,384 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,516,839 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $64,205 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $261,919 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2012-12-31 | 161131146 |
2011 : COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 401k financial data |
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Total income from all sources (including contributions) | 2011-12-31 | $1,246,385 |
Total of all expenses incurred | 2011-12-31 | $534,091 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $534,041 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,249,957 |
Value of total assets at end of year | 2011-12-31 | $17,136,881 |
Value of total assets at beginning of year | 2011-12-31 | $16,424,587 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $50 |
Total interest from all sources | 2011-12-31 | $168,261 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $159,686 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $159,686 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $892,131 |
Participant contributions at end of year | 2011-12-31 | $12,536 |
Participant contributions at beginning of year | 2011-12-31 | $14,811 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $357,826 |
Administrative expenses (other) incurred | 2011-12-31 | $50 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $712,294 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $17,136,881 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $16,424,587 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $11,273,483 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $10,985,462 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $613,909 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $511,505 |
Interest on participant loans | 2011-12-31 | $571 |
Interest earned on other investments | 2011-12-31 | $167,676 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $100,569 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $99,178 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $99,178 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $14 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $5,136,384 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $4,813,631 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-400,790 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $69,271 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $534,041 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2011-12-31 | 161131146 |
2010 : COLGATE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2010 401k financial data |
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Total income from all sources (including contributions) | 2010-12-31 | $2,615,694 |
Total of all expenses incurred | 2010-12-31 | $193,846 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $193,717 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,047,023 |
Value of total assets at end of year | 2010-12-31 | $16,424,587 |
Value of total assets at beginning of year | 2010-12-31 | $14,002,739 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $129 |
Total interest from all sources | 2010-12-31 | $148,557 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $82,562 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $82,562 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $915,714 |
Participant contributions at end of year | 2010-12-31 | $14,811 |
Participant contributions at beginning of year | 2010-12-31 | $10,337 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $131,309 |
Administrative expenses (other) incurred | 2010-12-31 | $129 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,421,848 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $16,424,587 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $14,002,739 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $10,985,462 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $9,142,107 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $511,505 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $341,672 |
Interest on participant loans | 2010-12-31 | $541 |
Interest earned on other investments | 2010-12-31 | $147,997 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $99,178 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $97,994 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $97,994 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $19 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $4,813,631 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $4,410,629 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,283,558 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $53,994 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $193,717 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2010-12-31 | 161131146 |