?>
Logo

CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 401k Plan overview

Plan NameCORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA
Plan identification number 001

CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CORNELL UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:CORNELL UNIVERSITY
Employer identification number (EIN):150532082
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01GORDON L. BARGER
0012016-01-01GORDON BARGER
0012016-01-01 MARY OPPERMAN2017-08-23
0012015-01-01PAUL BURSIC MARY OPPERMAN2016-09-20
0012014-01-01PAUL BURSIC MARY OPPERMAN2015-10-05
0012013-01-01PAUL BURSIC MARY OPPERMAN2014-09-08
0012012-01-01PAUL BURSIC MARY OPPERMAN2013-08-20
0012011-01-01PAUL BURSIC MARY OPPERMAN2012-09-04
0012010-01-01PAUL BURSIC MARY OPPERMAN2011-08-30
0012009-01-01PAUL BURSIC MARY OPPERMAN2010-08-03

Plan Statistics for CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA

401k plan membership statisitcs for CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA

Measure Date Value
2022: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2022 401k membership
Total participants, beginning-of-year2022-01-0125,602
Total number of active participants reported on line 7a of the Form 55002022-01-0114,383
Number of retired or separated participants receiving benefits2022-01-01117
Number of other retired or separated participants entitled to future benefits2022-01-0111,341
Total of all active and inactive participants2022-01-0125,841
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01516
Total participants2022-01-0126,357
Number of participants with account balances2022-01-0121,872
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2021 401k membership
Total participants, beginning-of-year2021-01-0124,792
Total number of active participants reported on line 7a of the Form 55002021-01-0114,145
Number of retired or separated participants receiving benefits2021-01-01117
Number of other retired or separated participants entitled to future benefits2021-01-0110,909
Total of all active and inactive participants2021-01-0125,171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01431
Total participants2021-01-0125,602
Number of participants with account balances2021-01-0121,322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2020 401k membership
Total participants, beginning-of-year2020-01-0124,206
Total number of active participants reported on line 7a of the Form 55002020-01-0114,218
Number of retired or separated participants receiving benefits2020-01-0180
Number of other retired or separated participants entitled to future benefits2020-01-0110,374
Total of all active and inactive participants2020-01-0124,672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01120
Total participants2020-01-0124,792
Number of participants with account balances2020-01-0121,066
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2019 401k membership
Total participants, beginning-of-year2019-01-0137,183
Total number of active participants reported on line 7a of the Form 55002019-01-0114,105
Number of retired or separated participants receiving benefits2019-01-0183
Number of other retired or separated participants entitled to future benefits2019-01-019,910
Total of all active and inactive participants2019-01-0124,098
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01108
Total participants2019-01-0124,206
Number of participants with account balances2019-01-0120,519
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2018 401k membership
Total participants, beginning-of-year2018-01-0128,836
Total number of active participants reported on line 7a of the Form 55002018-01-0124,640
Number of retired or separated participants receiving benefits2018-01-0177
Number of other retired or separated participants entitled to future benefits2018-01-0112,371
Total of all active and inactive participants2018-01-0137,088
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0195
Total participants2018-01-0137,183
Number of participants with account balances2018-01-0133,538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2017 401k membership
Total participants, beginning-of-year2017-01-0119,191
Total number of active participants reported on line 7a of the Form 55002017-01-0118,962
Number of retired or separated participants receiving benefits2017-01-0161
Number of other retired or separated participants entitled to future benefits2017-01-019,591
Total of all active and inactive participants2017-01-0128,614
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01222
Total participants2017-01-0128,836
Number of participants with account balances2017-01-0115,463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2016 401k membership
Total participants, beginning-of-year2016-01-0121,438
Total number of active participants reported on line 7a of the Form 55002016-01-0113,239
Number of retired or separated participants receiving benefits2016-01-0133
Number of other retired or separated participants entitled to future benefits2016-01-018,482
Total of all active and inactive participants2016-01-0121,754
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0177
Total participants2016-01-0121,831
Number of participants with account balances2016-01-0119,191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2015 401k membership
Total participants, beginning-of-year2015-01-0118,470
Total number of active participants reported on line 7a of the Form 55002015-01-0113,067
Number of retired or separated participants receiving benefits2015-01-0132
Number of other retired or separated participants entitled to future benefits2015-01-018,244
Total of all active and inactive participants2015-01-0121,343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0195
Total participants2015-01-0121,438
Number of participants with account balances2015-01-0118,750
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2014 401k membership
Total participants, beginning-of-year2014-01-0118,172
Total number of active participants reported on line 7a of the Form 55002014-01-0112,676
Number of retired or separated participants receiving benefits2014-01-0140
Number of other retired or separated participants entitled to future benefits2014-01-018,004
Total of all active and inactive participants2014-01-0120,720
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0180
Total participants2014-01-0120,800
Number of participants with account balances2014-01-0118,470
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2013 401k membership
Total participants, beginning-of-year2013-01-0120,845
Total number of active participants reported on line 7a of the Form 55002013-01-0113,292
Number of retired or separated participants receiving benefits2013-01-0140
Number of other retired or separated participants entitled to future benefits2013-01-017,882
Total of all active and inactive participants2013-01-0121,214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0162
Total participants2013-01-0121,276
Number of participants with account balances2013-01-0118,172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2012 401k membership
Total participants, beginning-of-year2012-01-0125,360
Total number of active participants reported on line 7a of the Form 55002012-01-0113,029
Number of retired or separated participants receiving benefits2012-01-0128
Number of other retired or separated participants entitled to future benefits2012-01-017,731
Total of all active and inactive participants2012-01-0120,788
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0157
Total participants2012-01-0120,845
Number of participants with account balances2012-01-0117,950
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2011 401k membership
Total participants, beginning-of-year2011-01-0120,995
Total number of active participants reported on line 7a of the Form 55002011-01-0117,670
Number of retired or separated participants receiving benefits2011-01-0113
Number of other retired or separated participants entitled to future benefits2011-01-017,677
Total of all active and inactive participants2011-01-0125,360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0152
Total participants2011-01-0125,412
Number of participants with account balances2011-01-0125,360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2010 401k membership
Total participants, beginning-of-year2010-01-0124,535
Total number of active participants reported on line 7a of the Form 55002010-01-0113,395
Number of retired or separated participants receiving benefits2010-01-0121
Number of other retired or separated participants entitled to future benefits2010-01-017,516
Total of all active and inactive participants2010-01-0120,932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0163
Total participants2010-01-0120,995
Number of participants with account balances2010-01-0120,995
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2009 401k membership
Total participants, beginning-of-year2009-01-0126,896
Total number of active participants reported on line 7a of the Form 55002009-01-0117,843
Number of retired or separated participants receiving benefits2009-01-0146
Number of other retired or separated participants entitled to future benefits2009-01-017,691
Total of all active and inactive participants2009-01-0125,580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0130
Total participants2009-01-0125,610
Number of participants with account balances2009-01-0124,535
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA

Measure Date Value
2022 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-307,523,903
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$139,679,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$139,450,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$69,948,678
Value of total assets at end of year2022-12-31$2,445,666,175
Value of total assets at beginning of year2022-12-31$2,892,869,881
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$229,006
Total interest from all sources2022-12-31$23,786,752
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$81,910,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$81,910,314
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$17,847,606
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$15,281,642
Other income not declared elsewhere2022-12-31$1,439,558
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-447,203,706
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,445,666,175
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,892,869,881
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$229,006
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,797,098,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,244,520,776
Value of interest in pooled separate accounts at end of year2022-12-31$61,731,726
Value of interest in pooled separate accounts at beginning of year2022-12-31$61,026,538
Interest earned on other investments2022-12-31$23,786,752
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$568,988,769
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$572,040,925
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$10,370,761
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-489,609,953
Net investment gain/loss from pooled separate accounts2022-12-31$5,000,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$69,948,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$129,080,036
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BONADIO & CO., LLP
Accountancy firm EIN2022-12-31161131146
2021 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$407,812,786
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$155,787,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$155,578,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$65,515,200
Value of total assets at end of year2021-12-31$2,892,869,881
Value of total assets at beginning of year2021-12-31$2,640,844,643
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$209,248
Total interest from all sources2021-12-31$20,444,490
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$118,682,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$118,682,833
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$15,281,642
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$12,290,394
Other income not declared elsewhere2021-12-31$2,212,829
Administrative expenses (other) incurred2021-12-31$172,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$252,025,238
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,892,869,881
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,640,844,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$37,121
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,244,520,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,998,598,819
Value of interest in pooled separate accounts at end of year2021-12-31$61,026,538
Value of interest in pooled separate accounts at beginning of year2021-12-31$54,948,802
Interest earned on other investments2021-12-31$20,444,490
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$572,040,925
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$574,369,676
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$7,343,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$191,501,186
Net investment gain/loss from pooled separate accounts2021-12-31$9,456,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$65,515,200
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$636,952
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$148,234,930
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BONADIO & CO., LLP
Accountancy firm EIN2021-12-31161131146
2020 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$369,961,333
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$128,346,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$128,146,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$48,832,805
Value of total assets at end of year2020-12-31$2,640,844,643
Value of total assets at beginning of year2020-12-31$2,399,229,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$200,093
Total interest from all sources2020-12-31$23,069,747
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$60,971,933
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$60,971,933
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$12,290,394
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$8,212,622
Other income not declared elsewhere2020-12-31$2,631,928
Administrative expenses (other) incurred2020-12-31$166,343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$241,615,148
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,640,844,643
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,399,229,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$33,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,998,598,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,760,768,631
Value of interest in pooled separate accounts at end of year2020-12-31$54,948,802
Value of interest in pooled separate accounts at beginning of year2020-12-31$61,347,453
Interest earned on other investments2020-12-31$23,069,747
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$574,369,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$568,900,789
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$9,092,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$234,967,255
Net investment gain/loss from pooled separate accounts2020-12-31$-512,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$48,832,805
Employer contributions (assets) at end of year2020-12-31$636,952
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$119,053,811
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BONADIO & CO., LLP
Accountancy firm EIN2020-12-31161131146
2019 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$435,204,819
Total income from all sources (including contributions)2019-12-31$435,204,819
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$123,807,738
Total of all expenses incurred2019-12-31$123,807,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$123,627,317
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$123,627,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$62,175,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$62,175,498
Value of total assets at end of year2019-12-31$2,399,229,495
Value of total assets at end of year2019-12-31$2,399,229,495
Value of total assets at beginning of year2019-12-31$2,087,832,414
Value of total assets at beginning of year2019-12-31$2,087,832,414
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$180,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$180,421
Total interest from all sources2019-12-31$23,023,701
Total interest from all sources2019-12-31$23,023,701
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$58,065,841
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$58,065,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$58,065,841
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$58,065,841
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$8,212,622
Assets. Other investments not covered elsewhere at end of year2019-12-31$8,212,622
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$7,815,252
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$7,815,252
Other income not declared elsewhere2019-12-31$1,614,480
Other income not declared elsewhere2019-12-31$1,614,480
Administrative expenses (other) incurred2019-12-31$150,873
Administrative expenses (other) incurred2019-12-31$150,873
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$311,397,081
Value of net income/loss2019-12-31$311,397,081
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,399,229,495
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,399,229,495
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,087,832,414
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,087,832,414
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$29,548
Investment advisory and management fees2019-12-31$29,548
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,760,768,631
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,760,768,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,454,268,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,454,268,835
Value of interest in pooled separate accounts at end of year2019-12-31$61,347,453
Value of interest in pooled separate accounts at end of year2019-12-31$61,347,453
Value of interest in pooled separate accounts at beginning of year2019-12-31$59,615,231
Value of interest in pooled separate accounts at beginning of year2019-12-31$59,615,231
Interest earned on other investments2019-12-31$23,023,701
Interest earned on other investments2019-12-31$23,023,701
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$568,900,789
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$568,900,789
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$566,133,096
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$566,133,096
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$7,935,329
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$7,935,329
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$287,099,187
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$287,099,187
Net investment gain/loss from pooled separate accounts2019-12-31$3,226,112
Net investment gain/loss from pooled separate accounts2019-12-31$3,226,112
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$62,175,498
Contributions received in cash from employer2019-12-31$62,175,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$115,691,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$115,691,988
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BONADIO & CO., LLP
Accountancy firm name2019-12-31BONADIO & CO., LLP
Accountancy firm EIN2019-12-31161131146
Accountancy firm EIN2019-12-31161131146
2018 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-20,275,832
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$99,501,188
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$99,261,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$59,519,115
Value of total assets at end of year2018-12-31$2,087,832,414
Value of total assets at beginning of year2018-12-31$2,207,609,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$240,064
Total interest from all sources2018-12-31$23,797,801
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$60,925,360
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$60,925,360
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$7,815,252
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$6,997,248
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,469
Other income not declared elsewhere2018-12-31$439,820
Administrative expenses (other) incurred2018-12-31$240,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-119,777,020
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,087,832,414
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,207,609,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,454,268,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,582,875,308
Value of interest in pooled separate accounts at end of year2018-12-31$59,615,231
Value of interest in pooled separate accounts at beginning of year2018-12-31$57,034,558
Interest earned on other investments2018-12-31$23,797,801
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$566,133,096
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$558,513,949
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$10,557,944
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-167,681,555
Net investment gain/loss from pooled separate accounts2018-12-31$2,723,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$59,515,646
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$2,188,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$88,703,180
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BCA WATSON RICE
Accountancy firm EIN2018-12-31261726741
2017 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$349,003,106
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$108,698,257
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$108,431,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$56,767,693
Value of total assets at end of year2017-12-31$2,207,609,434
Value of total assets at beginning of year2017-12-31$1,967,304,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$266,645
Total interest from all sources2017-12-31$22,993,859
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$45,619,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$45,619,776
Administrative expenses professional fees incurred2017-12-31$18,298
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$6,997,248
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,507,920
Other income not declared elsewhere2017-12-31$645,161
Administrative expenses (other) incurred2017-12-31$197,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$240,304,849
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,207,609,434
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,967,304,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$50,937
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,582,875,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,352,737,095
Value of interest in pooled separate accounts at end of year2017-12-31$57,034,558
Value of interest in pooled separate accounts at beginning of year2017-12-31$56,253,614
Interest earned on other investments2017-12-31$22,993,859
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$558,513,949
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$553,723,152
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$9,922,371
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$220,539,150
Net investment gain/loss from pooled separate accounts2017-12-31$2,437,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$56,767,693
Employer contributions (assets) at end of year2017-12-31$2,188,371
Employer contributions (assets) at beginning of year2017-12-31$2,082,804
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$98,509,241
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BCA WATSON RICE
Accountancy firm EIN2017-12-31261726741
2016 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$178,393,533
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$80,835,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$80,616,174
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$54,988,540
Value of total assets at end of year2016-12-31$1,967,304,585
Value of total assets at beginning of year2016-12-31$1,869,746,476
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$219,250
Total interest from all sources2016-12-31$24,723,889
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$28,247,170
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$28,247,170
Administrative expenses professional fees incurred2016-12-31$26,418
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,507,920
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,836,497
Other income not declared elsewhere2016-12-31$632,854
Administrative expenses (other) incurred2016-12-31$112,570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$97,558,109
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,967,304,585
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,869,746,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$80,262
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,352,737,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,268,685,471
Value of interest in pooled separate accounts at end of year2016-12-31$56,253,614
Value of interest in pooled separate accounts at beginning of year2016-12-31$52,492,965
Interest earned on other investments2016-12-31$24,723,889
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$553,723,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$544,695,603
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$5,518,568
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$67,056,487
Net investment gain/loss from pooled separate accounts2016-12-31$2,744,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$54,988,540
Employer contributions (assets) at end of year2016-12-31$2,082,804
Employer contributions (assets) at beginning of year2016-12-31$2,035,940
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$75,097,606
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BCA WATSON RICE
Accountancy firm EIN2016-12-31261726741
2015 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$82,767,967
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$89,933,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$89,732,659
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$53,388,060
Value of total assets at end of year2015-12-31$1,869,746,476
Value of total assets at beginning of year2015-12-31$1,876,912,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$201,312
Total interest from all sources2015-12-31$23,119,501
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$37,860,072
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$37,860,072
Administrative expenses professional fees incurred2015-12-31$31,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,836,497
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,624,709
Other income not declared elsewhere2015-12-31$955,073
Administrative expenses (other) incurred2015-12-31$111,261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-7,166,004
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,869,746,476
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,876,912,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$59,051
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,268,685,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,285,438,585
Value of interest in pooled separate accounts at end of year2015-12-31$52,492,965
Value of interest in pooled separate accounts at beginning of year2015-12-31$46,911,786
Interest earned on other investments2015-12-31$23,119,501
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$544,695,603
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$540,922,065
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$5,125,637
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-36,449,792
Net investment gain/loss from pooled separate accounts2015-12-31$3,895,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$53,388,060
Employer contributions (assets) at end of year2015-12-31$2,035,940
Employer contributions (assets) at beginning of year2015-12-31$2,015,335
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$84,607,022
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BCA WATSON RICE
Accountancy firm EIN2015-12-31261726741
2014 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$162,069,255
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$82,184,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$81,949,760
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$51,959,888
Value of total assets at end of year2014-12-31$1,876,912,480
Value of total assets at beginning of year2014-12-31$1,797,027,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$234,315
Total interest from all sources2014-12-31$23,513,737
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$43,589,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$43,589,851
Administrative expenses professional fees incurred2014-12-31$106,972
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,624,709
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$8,258
Other income not declared elsewhere2014-12-31$655,593
Administrative expenses (other) incurred2014-12-31$106,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$79,885,180
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,876,912,480
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,797,027,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$21,145
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,285,438,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,221,807,855
Value of interest in pooled separate accounts at end of year2014-12-31$46,911,786
Value of interest in pooled separate accounts at beginning of year2014-12-31$40,422,576
Interest earned on other investments2014-12-31$23,513,737
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$540,922,065
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$532,879,604
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$6,977,118
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$37,321,584
Net investment gain/loss from pooled separate accounts2014-12-31$5,028,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$51,951,630
Employer contributions (assets) at end of year2014-12-31$2,015,335
Employer contributions (assets) at beginning of year2014-12-31$1,917,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$74,972,642
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BCA WATSON RICE
Accountancy firm EIN2014-12-31261726741
2013 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$296,763,980
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$76,722,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$76,535,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$49,707,647
Value of total assets at end of year2013-12-31$1,797,027,300
Value of total assets at beginning of year2013-12-31$1,576,986,192
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$187,789
Total interest from all sources2013-12-31$22,357,303
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$24,982,684
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$24,982,684
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Other income not declared elsewhere2013-12-31$588,042
Administrative expenses (other) incurred2013-12-31$49,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$220,041,108
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,797,027,300
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,576,986,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,221,807,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,013,826,253
Value of interest in pooled separate accounts at end of year2013-12-31$40,422,576
Value of interest in pooled separate accounts at beginning of year2013-12-31$34,555,183
Interest earned on other investments2013-12-31$22,357,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$532,879,604
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$528,260,966
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$6,253,720
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$195,692,791
Net investment gain/loss from pooled separate accounts2013-12-31$3,435,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$49,707,647
Employer contributions (assets) at end of year2013-12-31$1,917,265
Employer contributions (assets) at beginning of year2013-12-31$343,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$70,281,363
Contract administrator fees2013-12-31$138,690
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BCA WATSON RICE
Accountancy firm EIN2013-12-31261726741
2012 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$200,491,424
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$69,841,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$69,792,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$49,026,513
Value of total assets at end of year2012-12-31$1,576,986,192
Value of total assets at beginning of year2012-12-31$1,446,336,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$49,741
Total interest from all sources2012-12-31$21,276,741
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$13,983,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$13,983,785
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$992,305
Other income not declared elsewhere2012-12-31$1,213,114
Administrative expenses (other) incurred2012-12-31$49,741
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$130,649,559
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,576,986,192
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,446,336,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,013,826,253
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$898,283,757
Value of interest in pooled separate accounts at end of year2012-12-31$34,555,183
Value of interest in pooled separate accounts at beginning of year2012-12-31$29,086,628
Interest earned on other investments2012-12-31$21,276,741
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$528,260,966
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$518,627,444
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$5,764,476
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$111,984,770
Net investment gain/loss from pooled separate accounts2012-12-31$3,006,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$48,034,208
Employer contributions (assets) at end of year2012-12-31$343,790
Employer contributions (assets) at beginning of year2012-12-31$338,804
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$64,027,648
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BCA WATSON RICE
Accountancy firm EIN2012-12-31261726741
2011 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$47,052,210
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$61,794,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$61,751,688
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$47,207,191
Value of total assets at end of year2011-12-31$1,446,336,633
Value of total assets at beginning of year2011-12-31$1,461,078,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$42,579
Total interest from all sources2011-12-31$20,819,765
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$10,919,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$10,919,830
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$315
Administrative expenses (other) incurred2011-12-31$42,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-14,742,057
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,446,336,633
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,461,078,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$898,283,757
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$927,215,712
Value of interest in pooled separate accounts at end of year2011-12-31$29,086,628
Value of interest in pooled separate accounts at beginning of year2011-12-31$22,394,303
Interest earned on other investments2011-12-31$20,819,765
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,752,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,752,890
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$518,627,444
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$509,715,785
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$2,746,972
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-35,087,227
Net investment gain/loss from pooled separate accounts2011-12-31$3,192,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$47,206,876
Employer contributions (assets) at end of year2011-12-31$338,804
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$59,004,716
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31TCBA WATSON RICE
Accountancy firm EIN2011-12-31261726741
2010 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$181,420,609
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$68,932,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$68,911,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$47,626,494
Value of total assets at end of year2010-12-31$1,461,078,690
Value of total assets at beginning of year2010-12-31$1,348,590,602
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$21,437
Total interest from all sources2010-12-31$19,337,887
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$6,772,277
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$6,772,277
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$21,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$112,488,088
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,461,078,690
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,348,590,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$927,215,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$828,705,480
Value of interest in pooled separate accounts at end of year2010-12-31$22,394,303
Value of interest in pooled separate accounts at beginning of year2010-12-31$16,458,421
Interest earned on other investments2010-12-31$19,337,887
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,752,890
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$509,715,785
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$503,426,701
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$5,823,504
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$105,238,362
Net investment gain/loss from pooled separate accounts2010-12-31$2,445,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$47,626,494
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$63,087,580
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31TCBA WATSON RICE
Accountancy firm EIN2010-12-31261726741
2009 : CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA

2022: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CORNELL UNIVERSITY RETIREMENT PLAN FOR THE EMPLOYEES OF THE ENDOWED COLLEGES AT ITHACA 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101161
Policy instance 2
Insurance contract or identification number101161
Number of Individuals Covered8815
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80102
Policy instance 1
Insurance contract or identification numberGA80102
Number of Individuals Covered73
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101161
Policy instance 2
Insurance contract or identification number101161
Number of Individuals Covered9003
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80102
Policy instance 1
Insurance contract or identification numberGA80102
Number of Individuals Covered53
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101161
Policy instance 2
Insurance contract or identification number101161
Number of Individuals Covered9214
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80102
Policy instance 1
Insurance contract or identification numberGA80102
Number of Individuals Covered45
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101161
Policy instance 2
Insurance contract or identification number101161
Number of Individuals Covered9445
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80102
Policy instance 1
Insurance contract or identification numberGA80102
Number of Individuals Covered42
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80102
Policy instance 1
Insurance contract or identification numberGA80102
Number of Individuals Covered28
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101161
Policy instance 2
Insurance contract or identification number101161
Number of Individuals Covered9726
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101161
Policy instance 2
Insurance contract or identification number101161
Number of Individuals Covered10024
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80102
Policy instance 1
Insurance contract or identification numberGA80102
Number of Individuals Covered13
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101161
Policy instance 2
Insurance contract or identification number101161
Number of Individuals Covered10562
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80102
Policy instance 1
Insurance contract or identification numberGA80102
Number of Individuals Covered8
Insurance policy start date2015-01-12
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101161
Policy instance 1
Insurance contract or identification number101161
Number of Individuals Covered10856
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101161
Policy instance 1
Insurance contract or identification number101161
Number of Individuals Covered11118
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101161
Policy instance 1
Insurance contract or identification number101161
Number of Individuals Covered15814
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101161
Policy instance 1
Insurance contract or identification number101161
Number of Individuals Covered7202
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101161
Policy instance 1
Insurance contract or identification number101161
Number of Individuals Covered7231
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3