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CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameCORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN
Plan identification number 003

CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CORNELL UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:CORNELL UNIVERSITY
Employer identification number (EIN):150532082
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01GORDON L. BARGER
0032016-01-01GORDON BARGER
0032016-01-01 MARY OPPERMAN2017-08-23
0032015-01-01PAUL BURSIC MARY OPPERMAN2016-09-20
0032014-01-01PAUL BURSIC MARY OPPERMAN2015-10-05
0032013-01-01PAUL BURSIC MARY OPPERMAN2014-09-08
0032012-01-01PAUL BURSIC MARY OPPERMAN2013-08-20
0032011-01-01PAUL BURSIC MARY OPPERMAN2012-09-04
0032010-01-01PAUL BURSIC MARY OPPERMAN2011-08-30
0032009-01-01PAUL BURSIC MARY OPPERMAN2010-08-03

Plan Statistics for CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2022: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0117,638
Total number of active participants reported on line 7a of the Form 55002022-01-0112,762
Number of retired or separated participants receiving benefits2022-01-01128
Number of other retired or separated participants entitled to future benefits2022-01-014,838
Total of all active and inactive participants2022-01-0117,728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01378
Total participants2022-01-0118,106
Number of participants with account balances2022-01-0113,880
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0113,321
Total number of active participants reported on line 7a of the Form 55002021-01-0112,687
Number of retired or separated participants receiving benefits2021-01-01143
Number of other retired or separated participants entitled to future benefits2021-01-014,499
Total of all active and inactive participants2021-01-0117,329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01309
Total participants2021-01-0117,638
Number of participants with account balances2021-01-0113,516
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0114,742
Total number of active participants reported on line 7a of the Form 55002020-01-0112,768
Number of retired or separated participants receiving benefits2020-01-0190
Number of other retired or separated participants entitled to future benefits2020-01-014,272
Total of all active and inactive participants2020-01-0117,130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0163
Total participants2020-01-0117,193
Number of participants with account balances2020-01-0113,321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0122,017
Total number of active participants reported on line 7a of the Form 55002019-01-0110,674
Number of retired or separated participants receiving benefits2019-01-01106
Number of other retired or separated participants entitled to future benefits2019-01-013,908
Total of all active and inactive participants2019-01-0114,688
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0154
Total participants2019-01-0114,742
Number of participants with account balances2019-01-0110,774
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0115,111
Total number of active participants reported on line 7a of the Form 55002018-01-0117,842
Number of retired or separated participants receiving benefits2018-01-0197
Number of other retired or separated participants entitled to future benefits2018-01-014,039
Total of all active and inactive participants2018-01-0121,978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0139
Total participants2018-01-0122,017
Number of participants with account balances2018-01-0117,341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0111,778
Total number of active participants reported on line 7a of the Form 55002017-01-0110,947
Number of retired or separated participants receiving benefits2017-01-0178
Number of other retired or separated participants entitled to future benefits2017-01-013,962
Total of all active and inactive participants2017-01-0114,987
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01124
Total participants2017-01-0115,111
Number of participants with account balances2017-01-0111,746
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0112,554
Total number of active participants reported on line 7a of the Form 55002016-01-019,741
Number of retired or separated participants receiving benefits2016-01-0134
Number of other retired or separated participants entitled to future benefits2016-01-012,909
Total of all active and inactive participants2016-01-0112,684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0127
Total participants2016-01-0112,711
Number of participants with account balances2016-01-0111,778
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0110,982
Total number of active participants reported on line 7a of the Form 55002015-01-019,734
Number of retired or separated participants receiving benefits2015-01-0134
Number of other retired or separated participants entitled to future benefits2015-01-012,748
Total of all active and inactive participants2015-01-0112,516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0138
Total participants2015-01-0112,554
Number of participants with account balances2015-01-0111,365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0110,541
Total number of active participants reported on line 7a of the Form 55002014-01-019,816
Number of retired or separated participants receiving benefits2014-01-0135
Number of other retired or separated participants entitled to future benefits2014-01-012,546
Total of all active and inactive participants2014-01-0112,397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0128
Total participants2014-01-0112,425
Number of participants with account balances2014-01-0110,982
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0111,427
Total number of active participants reported on line 7a of the Form 55002013-01-0110,178
Number of retired or separated participants receiving benefits2013-01-0128
Number of other retired or separated participants entitled to future benefits2013-01-012,490
Total of all active and inactive participants2013-01-0112,696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0118
Total participants2013-01-0112,714
Number of participants with account balances2013-01-0110,541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0112,357
Total number of active participants reported on line 7a of the Form 55002012-01-019,070
Number of retired or separated participants receiving benefits2012-01-0117
Number of other retired or separated participants entitled to future benefits2012-01-012,314
Total of all active and inactive participants2012-01-0111,401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0126
Total participants2012-01-0111,427
Number of participants with account balances2012-01-0110,286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0112,427
Total number of active participants reported on line 7a of the Form 55002011-01-019,870
Number of retired or separated participants receiving benefits2011-01-0127
Number of other retired or separated participants entitled to future benefits2011-01-012,438
Total of all active and inactive participants2011-01-0112,335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0122
Total participants2011-01-0112,357
Number of participants with account balances2011-01-0112,357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0111,757
Total number of active participants reported on line 7a of the Form 55002010-01-0110,038
Number of retired or separated participants receiving benefits2010-01-0118
Number of other retired or separated participants entitled to future benefits2010-01-012,334
Total of all active and inactive participants2010-01-0112,390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0137
Total participants2010-01-0112,427
Number of participants with account balances2010-01-0112,427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0118,299
Total number of active participants reported on line 7a of the Form 55002009-01-0111,156
Number of retired or separated participants receiving benefits2009-01-0180
Number of other retired or separated participants entitled to future benefits2009-01-012,285
Total of all active and inactive participants2009-01-0113,521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0140
Total participants2009-01-0113,561
Number of participants with account balances2009-01-0111,757
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2022 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-202,718,348
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$100,823,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$100,664,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$96,709,520
Value of total assets at end of year2022-12-31$1,947,450,070
Value of total assets at beginning of year2022-12-31$2,250,992,173
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$159,550
Total interest from all sources2022-12-31$15,275,650
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$62,614,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$62,614,713
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$60,464,962
Participant contributions at end of year2022-12-31$3,530,995
Participant contributions at beginning of year2022-12-31$1,831,470
Assets. Other investments not covered elsewhere at end of year2022-12-31$17,202,726
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$17,038,675
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$36,244,558
Other income not declared elsewhere2022-12-31$1,541,515
Administrative expenses (other) incurred2022-12-31$145,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-303,542,103
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,947,450,070
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,250,992,173
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$14,418
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,418,337,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,734,417,110
Value of interest in pooled separate accounts at end of year2022-12-31$65,563,276
Value of interest in pooled separate accounts at beginning of year2022-12-31$61,788,392
Interest on participant loans2022-12-31$116,727
Interest earned on other investments2022-12-31$15,158,923
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$442,815,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$435,916,526
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$2,665,509
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-383,960,327
Net investment gain/loss from pooled separate accounts2022-12-31$5,100,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$97,998,696
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BONADIO & CO., LLP
Accountancy firm EIN2022-12-31161131146
2021 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$358,495,384
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$123,028,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$122,841,893
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$93,270,327
Value of total assets at end of year2021-12-31$2,250,992,173
Value of total assets at beginning of year2021-12-31$2,015,525,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$187,061
Total interest from all sources2021-12-31$13,527,782
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$92,250,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$92,250,303
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$58,654,754
Participant contributions at end of year2021-12-31$1,831,470
Participant contributions at beginning of year2021-12-31$1,834,832
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$2,013,636
Assets. Other investments not covered elsewhere at end of year2021-12-31$17,038,675
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$13,894,709
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$34,615,573
Other income not declared elsewhere2021-12-31$1,398,719
Administrative expenses (other) incurred2021-12-31$173,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$235,466,430
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,250,992,173
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,015,525,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$13,825
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,734,417,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,517,114,493
Value of interest in pooled separate accounts at end of year2021-12-31$61,788,392
Value of interest in pooled separate accounts at beginning of year2021-12-31$52,282,016
Interest on participant loans2021-12-31$79,833
Interest earned on other investments2021-12-31$13,447,949
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$435,916,526
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$428,386,057
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$2,304,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$148,689,528
Net investment gain/loss from pooled separate accounts2021-12-31$9,358,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$120,537,619
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BONADIO & CO., LLP
Accountancy firm EIN2021-12-31161131146
2020 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$340,425,871
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$87,900,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$87,757,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$97,271,719
Value of total assets at end of year2020-12-31$2,015,525,743
Value of total assets at beginning of year2020-12-31$1,763,000,105
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$143,197
Total interest from all sources2020-12-31$13,751,341
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$47,730,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$47,730,157
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$58,431,962
Participant contributions at end of year2020-12-31$1,834,832
Participant contributions at beginning of year2020-12-31$1,950,639
Participant contributions at end of year2020-12-31$2,013,636
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$13,894,709
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$12,869,328
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$38,839,757
Other income not declared elsewhere2020-12-31$2,933,750
Administrative expenses (other) incurred2020-12-31$131,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$252,525,638
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,015,525,743
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,763,000,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$11,281
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,517,114,493
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,306,122,227
Value of interest in pooled separate accounts at end of year2020-12-31$52,282,016
Value of interest in pooled separate accounts at beginning of year2020-12-31$59,825,303
Interest on participant loans2020-12-31$84,582
Interest earned on other investments2020-12-31$13,666,759
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$428,386,057
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$382,232,608
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,332,223
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$179,237,833
Net investment gain/loss from pooled separate accounts2020-12-31$-498,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$85,424,813
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BONADIO & CO., LLP
Accountancy firm EIN2020-12-31161131146
2019 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$366,110,172
Total income from all sources (including contributions)2019-12-31$366,110,172
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$92,429,697
Total of all expenses incurred2019-12-31$92,429,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$92,315,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$92,315,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$94,106,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$94,106,095
Value of total assets at end of year2019-12-31$1,763,000,105
Value of total assets at end of year2019-12-31$1,763,000,105
Value of total assets at beginning of year2019-12-31$1,489,319,630
Value of total assets at beginning of year2019-12-31$1,489,319,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$114,446
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$114,446
Total interest from all sources2019-12-31$12,718,861
Total interest from all sources2019-12-31$12,718,861
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$45,694,539
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$45,694,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$45,694,539
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$45,694,539
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$54,121,033
Contributions received from participants2019-12-31$54,121,033
Participant contributions at end of year2019-12-31$1,950,639
Participant contributions at end of year2019-12-31$1,950,639
Participant contributions at beginning of year2019-12-31$1,810,442
Participant contributions at beginning of year2019-12-31$1,810,442
Assets. Other investments not covered elsewhere at end of year2019-12-31$12,869,328
Assets. Other investments not covered elsewhere at end of year2019-12-31$12,869,328
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$12,111,341
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$12,111,341
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$39,985,062
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$39,985,062
Other income not declared elsewhere2019-12-31$1,134,671
Other income not declared elsewhere2019-12-31$1,134,671
Administrative expenses (other) incurred2019-12-31$106,829
Administrative expenses (other) incurred2019-12-31$106,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$273,680,475
Value of net income/loss2019-12-31$273,680,475
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,763,000,105
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,763,000,105
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,489,319,630
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,489,319,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$7,617
Investment advisory and management fees2019-12-31$7,617
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,306,122,227
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,306,122,227
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,058,029,085
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,058,029,085
Value of interest in pooled separate accounts at end of year2019-12-31$59,825,303
Value of interest in pooled separate accounts at end of year2019-12-31$59,825,303
Value of interest in pooled separate accounts at beginning of year2019-12-31$54,302,006
Value of interest in pooled separate accounts at beginning of year2019-12-31$54,302,006
Interest on participant loans2019-12-31$80,847
Interest on participant loans2019-12-31$80,847
Interest earned on other investments2019-12-31$12,638,014
Interest earned on other investments2019-12-31$12,638,014
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$382,232,608
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$382,232,608
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$363,066,756
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$363,066,756
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,247,356
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,247,356
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$209,399,595
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$209,399,595
Net investment gain/loss from pooled separate accounts2019-12-31$3,056,411
Net investment gain/loss from pooled separate accounts2019-12-31$3,056,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$90,067,895
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$90,067,895
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BONADIO & CO., LLP
Accountancy firm name2019-12-31BONADIO & CO., LLP
Accountancy firm EIN2019-12-31161131146
Accountancy firm EIN2019-12-31161131146
2018 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$24,174,616
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$70,518,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$70,283,366
Expenses. Certain deemed distributions of participant loans2018-12-31$60,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$84,529,882
Value of total assets at end of year2018-12-31$1,489,319,630
Value of total assets at beginning of year2018-12-31$1,535,664,012
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$175,500
Total interest from all sources2018-12-31$12,374,465
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$48,273,251
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$48,273,251
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$52,183,855
Participant contributions at end of year2018-12-31$1,810,442
Participant contributions at beginning of year2018-12-31$1,575,179
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$2,033,966
Assets. Other investments not covered elsewhere at end of year2018-12-31$12,111,341
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$11,839,306
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$32,346,027
Other income not declared elsewhere2018-12-31$374,145
Administrative expenses (other) incurred2018-12-31$175,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-46,344,382
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,489,319,630
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,535,664,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,058,029,085
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,129,458,514
Value of interest in pooled separate accounts at end of year2018-12-31$54,302,006
Value of interest in pooled separate accounts at beginning of year2018-12-31$50,740,679
Interest on participant loans2018-12-31$66,226
Interest earned on other investments2018-12-31$12,308,239
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$363,066,756
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$340,016,368
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$1,707,203
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-123,811,294
Net investment gain/loss from pooled separate accounts2018-12-31$2,434,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$68,576,163
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BCA WATSON RICE, LLP
Accountancy firm EIN2018-12-31261726741
2017 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$274,078,672
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$74,108,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$73,890,067
Expenses. Certain deemed distributions of participant loans2017-12-31$12,297
Value of total corrective distributions2017-12-31$2,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$72,668,532
Value of total assets at end of year2017-12-31$1,535,664,012
Value of total assets at beginning of year2017-12-31$1,335,693,527
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$203,234
Total interest from all sources2017-12-31$11,486,793
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$36,570,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$36,570,645
Administrative expenses professional fees incurred2017-12-31$15,778
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$49,044,463
Participant contributions at end of year2017-12-31$1,575,179
Participant contributions at beginning of year2017-12-31$1,576,532
Participant contributions at end of year2017-12-31$2,033,966
Participant contributions at beginning of year2017-12-31$1,995,962
Assets. Other investments not covered elsewhere at end of year2017-12-31$11,839,306
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$3,298,435
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$23,624,069
Other income not declared elsewhere2017-12-31$539,784
Administrative expenses (other) incurred2017-12-31$160,163
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$199,970,485
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,535,664,012
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,335,693,527
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$27,293
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,129,458,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$963,355,458
Value of interest in pooled separate accounts at end of year2017-12-31$50,740,679
Value of interest in pooled separate accounts at beginning of year2017-12-31$46,580,622
Interest on participant loans2017-12-31$55,197
Interest earned on other investments2017-12-31$11,431,596
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$340,016,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$318,886,518
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,070,648
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$150,728,814
Net investment gain/loss from pooled separate accounts2017-12-31$2,084,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$71,819,419
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BCA WATSON RICE, LLP
Accountancy firm EIN2017-12-31261726741
2016 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$152,762,966
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$60,554,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$60,357,683
Expenses. Certain deemed distributions of participant loans2016-12-31$38,671
Value of total corrective distributions2016-12-31$611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$70,623,025
Value of total assets at end of year2016-12-31$1,335,693,527
Value of total assets at beginning of year2016-12-31$1,243,485,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$157,980
Total interest from all sources2016-12-31$11,575,896
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$22,178,948
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$22,178,948
Administrative expenses professional fees incurred2016-12-31$23,065
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$47,962,479
Participant contributions at end of year2016-12-31$1,576,532
Participant contributions at beginning of year2016-12-31$1,548,426
Participant contributions at end of year2016-12-31$1,995,962
Participant contributions at beginning of year2016-12-31$1,922,057
Assets. Other investments not covered elsewhere at end of year2016-12-31$3,298,435
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$2,544,586
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$22,660,546
Other income not declared elsewhere2016-12-31$544,203
Administrative expenses (other) incurred2016-12-31$91,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$92,208,021
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,335,693,527
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,243,485,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$43,212
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$963,355,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$902,382,814
Value of interest in pooled separate accounts at end of year2016-12-31$46,580,622
Value of interest in pooled separate accounts at beginning of year2016-12-31$43,133,965
Interest on participant loans2016-12-31$50,857
Interest earned on other investments2016-12-31$11,525,039
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$318,886,518
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$291,953,658
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$801,850
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$45,562,089
Net investment gain/loss from pooled separate accounts2016-12-31$2,278,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$59,555,833
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BCA WATSON RICE, LLP
Accountancy firm EIN2016-12-31261726741
2015 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$89,439,974
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$67,298,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$67,137,517
Expenses. Certain deemed distributions of participant loans2015-12-31$10,133
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$73,330,602
Value of total assets at end of year2015-12-31$1,243,485,506
Value of total assets at beginning of year2015-12-31$1,221,344,042
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$150,860
Total interest from all sources2015-12-31$10,347,114
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$30,051,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$30,051,069
Administrative expenses professional fees incurred2015-12-31$28,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$46,753,764
Participant contributions at end of year2015-12-31$1,548,426
Participant contributions at beginning of year2015-12-31$1,317,664
Participant contributions at end of year2015-12-31$1,922,057
Participant contributions at beginning of year2015-12-31$1,807,118
Assets. Other investments not covered elsewhere at end of year2015-12-31$2,544,586
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,007,890
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$26,576,838
Other income not declared elsewhere2015-12-31$633,681
Administrative expenses (other) incurred2015-12-31$92,234
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$22,141,464
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,243,485,506
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,221,344,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$30,626
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$902,382,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$901,028,967
Value of interest in pooled separate accounts at end of year2015-12-31$43,133,965
Value of interest in pooled separate accounts at beginning of year2015-12-31$36,117,619
Interest on participant loans2015-12-31$46,635
Interest earned on other investments2015-12-31$10,300,479
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$291,953,658
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$278,064,784
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$1,602,009
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-27,976,349
Net investment gain/loss from pooled separate accounts2015-12-31$3,053,857
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$65,535,508
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BCA WATSON RICE, LLP
Accountancy firm EIN2015-12-31261726741
2014 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$139,848,123
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$56,768,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$56,590,302
Expenses. Certain deemed distributions of participant loans2014-12-31$12,323
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$65,475,394
Value of total assets at end of year2014-12-31$1,221,344,042
Value of total assets at beginning of year2014-12-31$1,138,264,704
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$166,160
Total interest from all sources2014-12-31$10,239,825
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$33,798,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$33,798,923
Administrative expenses professional fees incurred2014-12-31$76,592
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$44,741,826
Participant contributions at end of year2014-12-31$1,317,664
Participant contributions at beginning of year2014-12-31$0
Participant contributions at end of year2014-12-31$1,807,118
Participant contributions at beginning of year2014-12-31$1,748,385
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,007,890
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$20,733,568
Other income not declared elsewhere2014-12-31$469,557
Administrative expenses (other) incurred2014-12-31$82,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$83,079,338
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,221,344,042
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,138,264,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$7,426
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$901,028,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$842,388,015
Value of interest in pooled separate accounts at end of year2014-12-31$36,117,619
Value of interest in pooled separate accounts at beginning of year2014-12-31$30,389,860
Interest on participant loans2014-12-31$28,217
Interest earned on other investments2014-12-31$10,211,608
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$278,064,784
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$263,738,444
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$1,311,593
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$26,043,004
Net investment gain/loss from pooled separate accounts2014-12-31$3,821,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$55,278,709
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BCA WATSON RICE, LLP
Accountancy firm EIN2014-12-31261726741
2013 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$216,655,105
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$54,039,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$53,915,294
Expenses. Certain deemed distributions of participant loans2013-12-31$2,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$52,328,951
Value of total assets at end of year2013-12-31$1,138,264,704
Value of total assets at beginning of year2013-12-31$975,648,663
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$120,871
Total interest from all sources2013-12-31$9,576,510
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$20,882,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$20,882,244
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$41,928,030
Participant contributions at end of year2013-12-31$1,748,385
Participant contributions at beginning of year2013-12-31$175,487
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$10,400,921
Other income not declared elsewhere2013-12-31$411,220
Administrative expenses (other) incurred2013-12-31$23,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$162,616,041
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,138,264,704
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$975,648,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$842,388,015
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$692,739,063
Value of interest in pooled separate accounts at end of year2013-12-31$30,389,860
Value of interest in pooled separate accounts at beginning of year2013-12-31$26,512,150
Interest earned on other investments2013-12-31$9,576,510
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$263,738,444
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$256,221,963
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$2,250,030
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$130,824,338
Net investment gain/loss from pooled separate accounts2013-12-31$2,631,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$51,665,264
Contract administrator fees2013-12-31$96,997
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BCA WATSON RICE, LLP
Accountancy firm EIN2013-12-31261726741
2012 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$148,631,171
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$55,329,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$55,305,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$50,558,064
Value of total assets at end of year2012-12-31$975,648,663
Value of total assets at beginning of year2012-12-31$882,347,186
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$24,618
Total interest from all sources2012-12-31$9,035,516
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$11,497,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$11,497,093
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$39,750,254
Participant contributions at end of year2012-12-31$175,487
Participant contributions at beginning of year2012-12-31$165,087
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$10,807,810
Other income not declared elsewhere2012-12-31$823,780
Administrative expenses (other) incurred2012-12-31$24,618
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$93,301,477
Value of net assets at end of year (total assets less liabilities)2012-12-31$975,648,663
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$882,347,186
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$692,739,063
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$610,730,725
Value of interest in pooled separate accounts at end of year2012-12-31$26,512,150
Value of interest in pooled separate accounts at beginning of year2012-12-31$23,760,600
Interest earned on other investments2012-12-31$9,035,516
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$256,221,963
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$247,690,774
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$1,385,628
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$74,310,156
Net investment gain/loss from pooled separate accounts2012-12-31$2,406,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$53,919,448
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BCA WATSON RICE, LLP
Accountancy firm EIN2012-12-31261726741
2011 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$51,061,136
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$50,181,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$50,153,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$53,980,676
Value of total assets at end of year2011-12-31$882,347,186
Value of total assets at beginning of year2011-12-31$881,467,652
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$27,906
Total interest from all sources2011-12-31$8,766,816
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$8,926,265
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$8,926,265
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$38,943,580
Participant contributions at end of year2011-12-31$165,087
Participant contributions at beginning of year2011-12-31$1,636,046
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$15,037,096
Other income not declared elsewhere2011-12-31$522,753
Administrative expenses (other) incurred2011-12-31$27,906
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$879,534
Value of net assets at end of year (total assets less liabilities)2011-12-31$882,347,186
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$881,467,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$610,730,725
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$620,559,195
Value of interest in pooled separate accounts at end of year2011-12-31$23,760,600
Value of interest in pooled separate accounts at beginning of year2011-12-31$19,152,864
Interest earned on other investments2011-12-31$8,766,816
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$247,690,774
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$240,119,547
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$1,718,903
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-23,795,953
Net investment gain/loss from pooled separate accounts2011-12-31$2,660,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$48,434,793
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31TCBA WATSON RICE
Accountancy firm EIN2011-12-31261726741
2010 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$131,728,457
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$44,003,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$43,993,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$46,110,786
Value of total assets at end of year2010-12-31$881,467,652
Value of total assets at beginning of year2010-12-31$793,743,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$10,021
Total interest from all sources2010-12-31$8,129,308
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$5,735,566
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$5,735,566
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$39,127,288
Participant contributions at end of year2010-12-31$1,636,046
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$6,983,498
Administrative expenses (other) incurred2010-12-31$10,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$87,724,539
Value of net assets at end of year (total assets less liabilities)2010-12-31$881,467,652
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$793,743,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$620,559,195
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$542,567,110
Value of interest in pooled separate accounts at end of year2010-12-31$19,152,864
Value of interest in pooled separate accounts at beginning of year2010-12-31$14,333,265
Interest earned on other investments2010-12-31$8,129,308
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$240,119,547
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$236,842,738
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$1,359,393
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$69,631,387
Net investment gain/loss from pooled separate accounts2010-12-31$2,121,410
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$42,634,504
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31TCBA WATSON RICE
Accountancy firm EIN2010-12-31261726741
2009 : CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN

2022: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CORNELL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101160
Policy instance 2
Insurance contract or identification number101160
Number of Individuals Covered5612
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80103
Policy instance 1
Insurance contract or identification numberGA80103
Number of Individuals Covered82
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101160
Policy instance 2
Insurance contract or identification number101160
Number of Individuals Covered5705
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80103
Policy instance 1
Insurance contract or identification numberGA80103
Number of Individuals Covered57
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101160
Policy instance 2
Insurance contract or identification number101160
Number of Individuals Covered5789
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80103
Policy instance 1
Insurance contract or identification numberGA80103
Number of Individuals Covered54
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101160
Policy instance 2
Insurance contract or identification number101160
Number of Individuals Covered5853
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80103
Policy instance 1
Insurance contract or identification numberGA80103
Number of Individuals Covered46
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80103
Policy instance 1
Insurance contract or identification numberGA80103
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101160
Policy instance 2
Insurance contract or identification number101160
Number of Individuals Covered5942
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80103
Policy instance 1
Insurance contract or identification numberGA80103
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101160
Policy instance 2
Insurance contract or identification number101160
Number of Individuals Covered5998
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80103
Policy instance 1
Insurance contract or identification numberGA80103
Number of Individuals Covered11
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101160
Policy instance 2
Insurance contract or identification number101160
Number of Individuals Covered6096
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80103
Policy instance 2
Insurance contract or identification numberGA80103
Number of Individuals Covered2
Insurance policy start date2014-10-08
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101160
Policy instance 1
Insurance contract or identification number101160
Number of Individuals Covered6197
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101160
Policy instance 1
Insurance contract or identification number101160
Number of Individuals Covered6238
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101160
Policy instance 1
Insurance contract or identification number101160
Number of Individuals Covered7255
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101160
Policy instance 1
Insurance contract or identification number101160
Number of Individuals Covered7202
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101160
Policy instance 1
Insurance contract or identification number101160
Number of Individuals Covered15521
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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