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ST. LAWRENCE UNIVERSITY OTHER 403B RETIREMENT PLAN FOR REGULAR EMPLOYEES 401k Plan overview

Plan NameST. LAWRENCE UNIVERSITY OTHER 403B RETIREMENT PLAN FOR REGULAR EMPLOYEES
Plan identification number 004

ST. LAWRENCE UNIVERSITY OTHER 403B RETIREMENT PLAN FOR REGULAR EMPLOYEES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ST. LAWRENCE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:ST. LAWRENCE UNIVERSITY
Employer identification number (EIN):150532239
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ST. LAWRENCE UNIVERSITY OTHER 403B RETIREMENT PLAN FOR REGULAR EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042009-01-01DEBRA MOUSAW LISA CANIA2010-10-15
0042009-01-01DEBRA MOUSAW LISA CANIA2010-10-18

Plan Statistics for ST. LAWRENCE UNIVERSITY OTHER 403B RETIREMENT PLAN FOR REGULAR EMPLOYEES

401k plan membership statisitcs for ST. LAWRENCE UNIVERSITY OTHER 403B RETIREMENT PLAN FOR REGULAR EMPLOYEES

Measure Date Value
2009: ST. LAWRENCE UNIVERSITY OTHER 403B RETIREMENT PLAN FOR REGULAR EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-01-01518
Total number of active participants reported on line 7a of the Form 55002009-01-01349
Number of retired or separated participants receiving benefits2009-01-01101
Number of other retired or separated participants entitled to future benefits2009-01-0183
Total of all active and inactive participants2009-01-01533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01535
Number of participants with account balances2009-01-01511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ST. LAWRENCE UNIVERSITY OTHER 403B RETIREMENT PLAN FOR REGULAR EMPLOYEES

Measure Date Value
2010 : ST. LAWRENCE UNIVERSITY OTHER 403B RETIREMENT PLAN FOR REGULAR EMPLOYEES 2010 401k financial data
Total transfer of assets from this plan2010-01-01$18,914,951
Value of total assets at end of year2010-01-01$0
Value of total assets at beginning of year2010-01-01$18,914,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-01-01No
Was this plan covered by a fidelity bond2010-01-01Yes
Value of fidelity bond cover2010-01-01$500,000
If this is an individual account plan, was there a blackout period2010-01-01No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-01-01$0
Were there any nonexempt tranactions with any party-in-interest2010-01-01No
Participant contributions at end of year2010-01-01$0
Participant contributions at beginning of year2010-01-01$2,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-01-01No
Value of net assets at end of year (total assets less liabilities)2010-01-01$0
Value of net assets at beginning of year (total assets less liabilities)2010-01-01$18,914,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2010-01-01No
Were any leases to which the plan was party in default or uncollectible2010-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-01-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-01-01$6,365,441
Value of interest in pooled separate accounts at end of year2010-01-01$0
Value of interest in pooled separate accounts at beginning of year2010-01-01$242,071
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-01-01$12,267,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-01-01No
Was there a failure to transmit to the plan any participant contributions2010-01-01No
Has the plan failed to provide any benefit when due under the plan2010-01-01No
Employer contributions (assets) at end of year2010-01-01$0
Employer contributions (assets) at beginning of year2010-01-01$38,208
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-01-01No
Did the plan have assets held for investment2010-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-01-01Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-01-01Yes
Opinion of an independent qualified public accountant for this plan2010-01-01Disclaimer
Accountancy firm name2010-01-01UHY LLP
Accountancy firm EIN2010-01-01200694403
2009 : ST. LAWRENCE UNIVERSITY OTHER 403B RETIREMENT PLAN FOR REGULAR EMPLOYEES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ST. LAWRENCE UNIVERSITY OTHER 403B RETIREMENT PLAN FOR REGULAR EMPLOYEES

2009: ST. LAWRENCE UNIVERSITY OTHER 403B RETIREMENT PLAN FOR REGULAR EMPLOYEES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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