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SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan NameSYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN
Plan identification number 002

SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HELIO HEALTH, INC. has sponsored the creation of one or more 401k plans.

Company Name:HELIO HEALTH, INC.
Employer identification number (EIN):150532288
NAIC Classification:621420
NAIC Description:Outpatient Mental Health and Substance Abuse Centers

Additional information about HELIO HEALTH, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1920-12-20
Company Identification Number: 41320
Legal Registered Office Address: ATTENTION: PRESIDENT
555 E. GENESEE STREET
SYRACUSE
United States of America (USA)
13202

More information about HELIO HEALTH, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JEREMY KLEMANSKI JEREMY KLEMANSKI2018-10-15
0022016-01-01JEREMY KLEMANSKI JEREMY KLEMANSKI2017-10-13
0022015-01-01JEREMY KLEMANSKI JEREMY KLEMANSKI2016-10-13
0022014-01-01JEREMY KLEMANSKI JEREMY KLEMANSKI2015-10-15
0022013-01-01JEREMY KLEMANSKI JEREMY KLEMANSKI2014-07-22
0022012-01-01JEREMY KLEMANSKI JEREMY KLEMANSKI2013-10-14
0022011-01-01JEREMY KLEMANSKI JEREMY KLEMANSKI2012-07-30
0022010-01-01JEREMY KLEMANSKI JEREMY KLEMANSKI2011-07-28
0022009-01-01JEREMY KLEMANSKI JEREMY KLEMANSKI2010-10-15

Plan Statistics for SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,056
Total number of active participants reported on line 7a of the Form 55002022-01-01900
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01174
Total of all active and inactive participants2022-01-011,074
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,074
Number of participants with account balances2022-01-01594
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01686
Total number of active participants reported on line 7a of the Form 55002021-01-01759
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01293
Total of all active and inactive participants2021-01-011,052
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,052
Number of participants with account balances2021-01-01695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01533
Total number of active participants reported on line 7a of the Form 55002020-01-01565
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01121
Total of all active and inactive participants2020-01-01686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01686
Number of participants with account balances2020-01-01366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0146
2019: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01446
Total number of active participants reported on line 7a of the Form 55002019-01-01430
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0176
Total of all active and inactive participants2019-01-01506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01506
Number of participants with account balances2019-01-01328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01328
Total number of active participants reported on line 7a of the Form 55002018-01-01378
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0153
Total of all active and inactive participants2018-01-01431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01431
Number of participants with account balances2018-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01249
Total number of active participants reported on line 7a of the Form 55002017-01-01284
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0137
Total of all active and inactive participants2017-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01321
Number of participants with account balances2017-01-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01249
Total number of active participants reported on line 7a of the Form 55002016-01-01208
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0135
Total of all active and inactive participants2016-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01243
Number of participants with account balances2016-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01277
Total number of active participants reported on line 7a of the Form 55002015-01-01194
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0144
Total of all active and inactive participants2015-01-01238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01238
Number of participants with account balances2015-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01259
Total number of active participants reported on line 7a of the Form 55002014-01-01201
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0174
Total of all active and inactive participants2014-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01275
Number of participants with account balances2014-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01254
Total number of active participants reported on line 7a of the Form 55002013-01-01208
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0146
Total of all active and inactive participants2013-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01254
Number of participants with account balances2013-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01221
Total number of active participants reported on line 7a of the Form 55002012-01-01223
Number of other retired or separated participants entitled to future benefits2012-01-0135
Total of all active and inactive participants2012-01-01258
Total participants2012-01-01258
Number of participants with account balances2012-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01252
Total number of active participants reported on line 7a of the Form 55002011-01-01205
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0122
Total of all active and inactive participants2011-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01227
Number of participants with account balances2011-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01210
Total number of active participants reported on line 7a of the Form 55002010-01-01162
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0165
Total of all active and inactive participants2010-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01227
Number of participants with account balances2010-01-01171
2009: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01222
Total number of active participants reported on line 7a of the Form 55002009-01-01181
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0167
Total of all active and inactive participants2009-01-01248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01248
Number of participants with account balances2009-01-01171

Financial Data on SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$3,317
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,361
Total income from all sources (including contributions)2022-12-31$647,656
Total of all expenses incurred2022-12-31$2,929,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,697,487
Expenses. Certain deemed distributions of participant loans2022-12-31$24,509
Value of total corrective distributions2022-12-31$55,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,457,126
Value of total assets at end of year2022-12-31$15,111,302
Value of total assets at beginning of year2022-12-31$17,392,310
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$152,520
Total interest from all sources2022-12-31$7,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,777,753
Participant contributions at end of year2022-12-31$188,068
Participant contributions at beginning of year2022-12-31$170,374
Participant contributions at end of year2022-12-31$71,187
Participant contributions at beginning of year2022-12-31$936
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$494,677
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$3,317
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$2,361
Administrative expenses (other) incurred2022-12-31$152,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,281,964
Value of net assets at end of year (total assets less liabilities)2022-12-31$15,107,985
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$17,389,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,397,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$17,059,621
Interest on participant loans2022-12-31$7,519
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$405,831
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$159,237
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$159,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,816,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,184,696
Employer contributions (assets) at end of year2022-12-31$48,313
Employer contributions (assets) at beginning of year2022-12-31$2,142
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,697,487
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BONADIO & CO., LLP
Accountancy firm EIN2022-12-31161131146
2021 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$4,962,275
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,361
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$87,555
Total income from all sources (including contributions)2021-12-31$5,259,948
Total of all expenses incurred2021-12-31$1,761,976
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,570,761
Expenses. Certain deemed distributions of participant loans2021-12-31$38,722
Value of total corrective distributions2021-12-31$33,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,419,527
Value of total assets at end of year2021-12-31$17,392,310
Value of total assets at beginning of year2021-12-31$9,017,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$119,155
Total interest from all sources2021-12-31$9,459
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,615,213
Participant contributions at end of year2021-12-31$170,374
Participant contributions at beginning of year2021-12-31$184,538
Participant contributions at end of year2021-12-31$936
Participant contributions at beginning of year2021-12-31$40,360
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$244,652
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$2,361
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$87,555
Other income not declared elsewhere2021-12-31$15,600
Administrative expenses (other) incurred2021-12-31$119,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,497,972
Value of net assets at end of year (total assets less liabilities)2021-12-31$17,389,949
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,929,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$17,059,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,332,249
Interest on participant loans2021-12-31$9,459
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$159,237
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$429,191
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$429,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,815,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,559,662
Employer contributions (assets) at end of year2021-12-31$2,142
Employer contributions (assets) at beginning of year2021-12-31$30,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,570,761
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BONADIO & CO., LLP
Accountancy firm EIN2021-12-31161131146
2020 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$87,555
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$474
Total income from all sources (including contributions)2020-12-31$3,095,778
Total of all expenses incurred2020-12-31$572,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$510,423
Expenses. Certain deemed distributions of participant loans2020-12-31$2,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,833,807
Value of total assets at end of year2020-12-31$9,017,257
Value of total assets at beginning of year2020-12-31$6,406,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$59,563
Total interest from all sources2020-12-31$10,186
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$893,818
Participant contributions at end of year2020-12-31$184,538
Participant contributions at beginning of year2020-12-31$148,181
Participant contributions at end of year2020-12-31$40,360
Participant contributions at beginning of year2020-12-31$46,505
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$110,597
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$87,555
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$474
Other income not declared elsewhere2020-12-31$14,175
Administrative expenses (other) incurred2020-12-31$59,563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,523,473
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,929,702
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,406,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,332,249
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,168,789
Interest on participant loans2020-12-31$10,186
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$429,191
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$20,206
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$20,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,237,610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$829,392
Employer contributions (assets) at end of year2020-12-31$30,919
Employer contributions (assets) at beginning of year2020-12-31$23,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$510,423
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BONADIO & CO., LLP
Accountancy firm EIN2020-12-31161131146
2019 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$474
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,754
Total income from all sources (including contributions)2019-12-31$2,626,290
Total of all expenses incurred2019-12-31$538,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$473,338
Expenses. Certain deemed distributions of participant loans2019-12-31$17,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,640,030
Value of total assets at end of year2019-12-31$6,406,703
Value of total assets at beginning of year2019-12-31$4,321,666
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$47,903
Total interest from all sources2019-12-31$9,034
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$79,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$79,470
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$899,175
Participant contributions at end of year2019-12-31$148,181
Participant contributions at beginning of year2019-12-31$172,743
Participant contributions at end of year2019-12-31$46,505
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$153,877
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$474
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,754
Other income not declared elsewhere2019-12-31$1,282
Administrative expenses (other) incurred2019-12-31$47,903
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,087,317
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,406,229
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,318,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,168,789
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,869,855
Interest on participant loans2019-12-31$9,034
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$20,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$279,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$896,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$586,978
Employer contributions (assets) at end of year2019-12-31$23,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$473,338
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BONADIO & CO., LLP
Accountancy firm EIN2019-12-31161131146
2018 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,754
Total income from all sources (including contributions)2018-12-31$1,145,175
Total of all expenses incurred2018-12-31$551,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$536,839
Expenses. Certain deemed distributions of participant loans2018-12-31$4,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,496,009
Value of total assets at end of year2018-12-31$4,321,666
Value of total assets at beginning of year2018-12-31$3,725,512
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$10,225
Total interest from all sources2018-12-31$7,949
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$300,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$703,304
Participant contributions at end of year2018-12-31$172,743
Participant contributions at beginning of year2018-12-31$165,689
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$320,756
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$2,754
Other income not declared elsewhere2018-12-31$2,758
Administrative expenses (other) incurred2018-12-31$10,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$593,400
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,318,912
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,725,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$3,869,855
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,041,031
Interest on participant loans2018-12-31$7,949
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$279,068
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$285,776
Net investment gain/loss from pooled separate accounts2018-12-31$-361,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$471,949
Employer contributions (assets) at beginning of year2018-12-31$233,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$536,839
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BONADIO & CO., LLP
Accountancy firm EIN2018-12-31161131146
2017 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,095,995
Total of all expenses incurred2017-12-31$260,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$239,696
Expenses. Certain deemed distributions of participant loans2017-12-31$12,764
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$674,303
Value of total assets at end of year2017-12-31$3,725,512
Value of total assets at beginning of year2017-12-31$2,889,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$7,600
Total interest from all sources2017-12-31$6,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$300,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$364,046
Participant contributions at end of year2017-12-31$165,689
Participant contributions at beginning of year2017-12-31$134,786
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$11,257
Other income not declared elsewhere2017-12-31$3,374
Administrative expenses (other) incurred2017-12-31$7,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$835,935
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,725,512
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,889,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$3,041,031
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,265,802
Interest on participant loans2017-12-31$6,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$285,776
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$297,040
Net investment gain/loss from pooled separate accounts2017-12-31$412,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$299,000
Employer contributions (assets) at end of year2017-12-31$233,016
Employer contributions (assets) at beginning of year2017-12-31$191,949
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$239,696
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BONADIO & CO., LLP
Accountancy firm EIN2017-12-31161131146
2016 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$858,183
Total of all expenses incurred2016-12-31$202,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$185,008
Expenses. Certain deemed distributions of participant loans2016-12-31$7,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$691,038
Value of total assets at end of year2016-12-31$2,889,577
Value of total assets at beginning of year2016-12-31$2,233,923
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$9,625
Total interest from all sources2016-12-31$4,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$100,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$253,089
Participant contributions at end of year2016-12-31$134,786
Participant contributions at beginning of year2016-12-31$105,917
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$87,834
Other income not declared elsewhere2016-12-31$3,222
Administrative expenses (other) incurred2016-12-31$9,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$655,654
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,889,577
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,233,923
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$2,265,802
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,814,508
Interest on participant loans2016-12-31$4,813
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$297,040
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$256,203
Net investment gain/loss from pooled separate accounts2016-12-31$159,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$350,115
Employer contributions (assets) at end of year2016-12-31$191,949
Employer contributions (assets) at beginning of year2016-12-31$57,295
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$185,008
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BONADIO & CO., LLP
Accountancy firm EIN2016-12-31161131146
2015 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$426,153
Total of all expenses incurred2015-12-31$308,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$286,241
Expenses. Certain deemed distributions of participant loans2015-12-31$10,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$469,321
Value of total assets at end of year2015-12-31$2,233,923
Value of total assets at beginning of year2015-12-31$2,116,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,320
Total interest from all sources2015-12-31$4,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$100,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$203,554
Participant contributions at end of year2015-12-31$105,917
Participant contributions at beginning of year2015-12-31$104,312
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,433
Other income not declared elsewhere2015-12-31$2,890
Administrative expenses (other) incurred2015-12-31$12,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$117,214
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,233,923
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,116,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$1,814,508
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,609,855
Income. Interest from loans (other than to participants)2015-12-31$4,517
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$256,203
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$234,776
Net investment gain/loss from pooled separate accounts2015-12-31$-50,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$263,334
Employer contributions (assets) at end of year2015-12-31$57,295
Employer contributions (assets) at beginning of year2015-12-31$167,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$286,241
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BONADIO & CO., LLP
Accountancy firm EIN2015-12-31161131146
2014 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$4,657
Total income from all sources (including contributions)2014-12-31$519,569
Total of all expenses incurred2014-12-31$140,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$128,755
Expenses. Certain deemed distributions of participant loans2014-12-31$4,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$454,711
Value of total assets at end of year2014-12-31$2,116,709
Value of total assets at beginning of year2014-12-31$1,742,536
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,008
Total interest from all sources2014-12-31$2,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$100,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$172,320
Participant contributions at end of year2014-12-31$104,312
Participant contributions at beginning of year2014-12-31$77,944
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$40,012
Other income not declared elsewhere2014-12-31$6,460
Administrative expenses (other) incurred2014-12-31$7,008
Liabilities. Value of operating payables at beginning of year2014-12-31$4,657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$378,830
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,116,709
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,737,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$1,609,855
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,205,407
Income. Interest from loans (other than to participants)2014-12-31$2,969
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$234,776
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$294,264
Net investment gain/loss from pooled separate accounts2014-12-31$55,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$242,379
Employer contributions (assets) at end of year2014-12-31$167,766
Employer contributions (assets) at beginning of year2014-12-31$164,921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$128,755
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BONADIO & CO., LLP
Accountancy firm EIN2014-12-31161131146
2013 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$4,657
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$4,657
Total income from all sources (including contributions)2013-12-31$560,631
Total of all expenses incurred2013-12-31$240,374
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$226,636
Expenses. Certain deemed distributions of participant loans2013-12-31$4,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$357,996
Value of total assets at end of year2013-12-31$1,742,536
Value of total assets at beginning of year2013-12-31$1,422,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$9,282
Total interest from all sources2013-12-31$2,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$100,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$173,081
Participant contributions at end of year2013-12-31$77,944
Participant contributions at beginning of year2013-12-31$56,858
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$13,995
Other income not declared elsewhere2013-12-31$3,867
Administrative expenses (other) incurred2013-12-31$9,282
Liabilities. Value of operating payables at end of year2013-12-31$4,657
Liabilities. Value of operating payables at beginning of year2013-12-31$4,657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$320,257
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,737,879
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,417,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$1,205,407
Value of interest in pooled separate accounts at beginning of year2013-12-31$942,528
Interest on participant loans2013-12-31$2,442
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$294,264
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$376,414
Net investment gain/loss from pooled separate accounts2013-12-31$196,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$170,920
Employer contributions (assets) at end of year2013-12-31$164,921
Employer contributions (assets) at beginning of year2013-12-31$46,479
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$226,636
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BONADIO & CO., LLP
Accountancy firm EIN2013-12-31161131146
2012 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,657
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,650
Total income from all sources (including contributions)2012-12-31$506,454
Total of all expenses incurred2012-12-31$135,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$124,843
Expenses. Certain deemed distributions of participant loans2012-12-31$2,499
Value of total corrective distributions2012-12-31$397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$400,342
Value of total assets at end of year2012-12-31$1,422,279
Value of total assets at beginning of year2012-12-31$1,050,944
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,387
Total interest from all sources2012-12-31$1,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$162,390
Participant contributions at end of year2012-12-31$56,858
Participant contributions at beginning of year2012-12-31$28,091
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$33,459
Other income not declared elsewhere2012-12-31$4,444
Administrative expenses (other) incurred2012-12-31$7,387
Liabilities. Value of operating payables at end of year2012-12-31$4,657
Liabilities. Value of operating payables at beginning of year2012-12-31$4,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$371,328
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,417,622
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,046,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$942,528
Value of interest in pooled separate accounts at beginning of year2012-12-31$711,400
Interest on participant loans2012-12-31$1,350
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$376,414
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$285,866
Net investment gain/loss from pooled separate accounts2012-12-31$100,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$204,493
Employer contributions (assets) at end of year2012-12-31$46,479
Employer contributions (assets) at beginning of year2012-12-31$25,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$124,843
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BONADIO & CO., LLP
Accountancy firm EIN2012-12-31161131146
2011 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,650
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$208,832
Total of all expenses incurred2011-12-31$212,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$198,799
Expenses. Certain deemed distributions of participant loans2011-12-31$7,027
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$250,465
Value of total assets at end of year2011-12-31$1,050,944
Value of total assets at beginning of year2011-12-31$1,050,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,845
Total interest from all sources2011-12-31$1,947
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$109,245
Participant contributions at end of year2011-12-31$28,091
Participant contributions at beginning of year2011-12-31$44,486
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$12,842
Other income not declared elsewhere2011-12-31$3,667
Administrative expenses (other) incurred2011-12-31$6,845
Liabilities. Value of operating payables at end of year2011-12-31$4,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-3,839
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,046,294
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,050,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$711,400
Value of interest in pooled separate accounts at beginning of year2011-12-31$716,898
Interest on participant loans2011-12-31$1,947
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$285,866
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$286,833
Net investment gain/loss from pooled separate accounts2011-12-31$-47,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$128,378
Employer contributions (assets) at end of year2011-12-31$25,587
Employer contributions (assets) at beginning of year2011-12-31$1,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$198,799
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BONADIO & CO., LLP
Accountancy firm EIN2011-12-31161131146
2010 : SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$283,102
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$67,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$65,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$200,913
Value of total assets at end of year2010-12-31$1,050,133
Value of total assets at beginning of year2010-12-31$834,040
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,624
Total interest from all sources2010-12-31$2,783
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$83,028
Participant contributions at end of year2010-12-31$44,486
Participant contributions at beginning of year2010-12-31$51,065
Participant contributions at beginning of year2010-12-31$2,984
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$6,508
Other income not declared elsewhere2010-12-31$6,193
Administrative expenses (other) incurred2010-12-31$1,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$216,093
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,050,133
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$834,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$716,898
Value of interest in pooled separate accounts at beginning of year2010-12-31$551,401
Interest on participant loans2010-12-31$2,783
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$286,833
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$128,415
Net investment gain/loss from pooled separate accounts2010-12-31$73,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$111,377
Employer contributions (assets) at end of year2010-12-31$1,916
Employer contributions (assets) at beginning of year2010-12-31$100,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$65,385
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BONADIO & CO., LLP
Accountancy firm EIN2010-12-31161131146

Form 5500 Responses for SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN

2022: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SYRACUSE BRICK HOUSE SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517520-000
Policy instance 1
Insurance contract or identification number517520-000
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $1,282
Total amount of fees paid to insurance companyUSD $7,670
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,282
Insurance broker organization code?3
Amount paid for insurance broker fees7670
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517520-000
Policy instance 1
Insurance contract or identification number517520-000
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $24,678
Total amount of fees paid to insurance companyUSD $6,890
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $24,678
Insurance broker organization code?3
Amount paid for insurance broker fees6890
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517520-000
Policy instance 1
Insurance contract or identification number517520-000
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $1,000
Total amount of fees paid to insurance companyUSD $3,527
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,000
Insurance broker organization code?3
Amount paid for insurance broker fees3527
Additional information about fees paid to insurance brokerTPA FEES
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811140
Policy instance 2
Insurance contract or identification number811140
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,383
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,383
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517520-000
Policy instance 1
Insurance contract or identification number517520-000
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $29,309
Total amount of fees paid to insurance companyUSD $8,274
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $29,309
Insurance broker organization code?3
Amount paid for insurance broker fees8274
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811140
Policy instance 1
Insurance contract or identification number811140
Number of Individuals Covered328
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $15,280
Total amount of fees paid to insurance companyUSD $1,843
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $15,280
Insurance broker organization code?3
Amount paid for insurance broker fees1843
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811140
Policy instance 1
Insurance contract or identification number811140
Number of Individuals Covered261
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $11,920
Total amount of fees paid to insurance companyUSD $1,426
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $11,920
Insurance broker organization code?3
Amount paid for insurance broker fees1426
Insurance broker nameACTUARIAL PENSION ANALYSTS, INC.
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number380107-01
Policy instance 2
Insurance contract or identification number380107-01
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $49
Total amount of fees paid to insurance companyUSD $300
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $49
Insurance broker organization code?3
Amount paid for insurance broker fees150
Additional information about fees paid to insurance brokerCONTRACT ADMINISTRATION
Insurance broker nameGREAT WEST LIFE & ANNUITY INSURANCE
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811140
Policy instance 1
Insurance contract or identification number811140
Number of Individuals Covered182
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $7,595
Total amount of fees paid to insurance companyUSD $1,483
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $4,435
Insurance broker organization code?3
Amount paid for insurance broker fees1483
Additional information about fees paid to insurance brokerCONTRACT ADMINISTRATOR
Insurance broker nameACTUARIAL PENSION ANALYSTS, INC.
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number380107-01
Policy instance 2
Insurance contract or identification number380107-01
Number of Individuals Covered48
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,273
Total amount of fees paid to insurance companyUSD $4,089
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $2,273
Insurance broker organization code?3
Amount paid for insurance broker fees1381
Additional information about fees paid to insurance brokerCONTRACT ADMINISTRATION
Insurance broker nameGREAT WEST LIFE & ANNUITY INSURANCE
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811140
Policy instance 1
Insurance contract or identification number811140
Number of Individuals Covered193
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $18,347
Total amount of fees paid to insurance companyUSD $4,934
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $10,128
Insurance broker organization code?3
Amount paid for insurance broker fees4934
Additional information about fees paid to insurance brokerCONTRACT ADMINISTRATOR
Insurance broker nameACTUARIAL PENSION ANALYSTS, INC.
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number380107-01
Policy instance 1
Insurance contract or identification number380107-01
Number of Individuals Covered184
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,170
Total amount of fees paid to insurance companyUSD $3,167
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $7,170
Insurance broker organization code?3
Amount paid for insurance broker fees3167
Additional information about fees paid to insurance brokerADMINISTRATION FEES
Insurance broker nameACTUARIAL PENSION ANALYSTS, INC.
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number380107-01
Policy instance 1
Insurance contract or identification number380107-01
Number of Individuals Covered158
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,359
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees5624
Insurance broker organization code?3
Insurance broker nameACTUARIAL PENSION ANALYSTS, INC.
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number380107-01
Policy instance 1
Insurance contract or identification number380107-01
Number of Individuals Covered138
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,879
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number380107-01
Policy instance 1
Insurance contract or identification number380107-01
Number of Individuals Covered162
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,987
Total amount of fees paid to insurance companyUSD $1,125
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,987
Insurance broker organization code?3
Amount paid for insurance broker fees1125
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameACTUARIAL PENSION ANALYSTS, INC.

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