401k Plan data: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN plan

PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 401k Plan overview

Plan Name	PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN
Plan identification number	002

PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES has sponsored the creation of one or more 401k plans.

Company Name: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES

Employer identification number (EIN): 150533545

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 SHARON VAN AUKEN SHARON VAN AUKEN 2017-10-13
002 2015-01-01 SHARON VAN AUKEN
002 2014-01-01 SHARON VAN AUKEN SHARON VAN AUKEN 2015-10-15
002 2013-01-01 SHARON VAN AUKEN
002 2012-01-01 SHARON VAN AUKEN SHARON VAN AUKEN 2013-10-12
002 2011-01-01 ANN MARIE SOMMA
002 2009-01-01 LAURA ROZELL
002 2008-01-01 LAURA ROZELL
002 2006-01-01 LAURA ROZELL
002 2005-01-01 LAURA ROZELL
002 2004-01-01 LAURA ROZELL
002 2003-01-01 LAURA ROZELL
002 2002-01-01 LAURA ROZELL
002 2001-01-01 LAURA ROZELL
002 2000-01-01 LAURA ROZELL

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01	SHARON VAN AUKEN	SHARON VAN AUKEN	2017-10-13
002	2015-01-01	SHARON VAN AUKEN
002	2014-01-01	SHARON VAN AUKEN	SHARON VAN AUKEN	2015-10-15
002	2013-01-01	SHARON VAN AUKEN
002	2012-01-01	SHARON VAN AUKEN	SHARON VAN AUKEN	2013-10-12
002	2011-01-01	ANN MARIE SOMMA
002	2009-01-01	LAURA ROZELL
002	2008-01-01	LAURA ROZELL
002	2006-01-01	LAURA ROZELL
002	2005-01-01	LAURA ROZELL
002	2004-01-01	LAURA ROZELL
002	2003-01-01	LAURA ROZELL
002	2002-01-01	LAURA ROZELL
002	2001-01-01	LAURA ROZELL
002	2000-01-01	LAURA ROZELL

Plan Statistics for PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN

401k plan membership statisitcs for PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN

Measure Date Value
2016: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 235
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 233
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 113
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 119
Total of all active and inactive participants 2015-01-01 232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 3
Total participants 2015-01-01 235
Number of participants with account balances 2015-01-01 230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 231
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 145
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 87
Total of all active and inactive participants 2014-01-01 232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 233
Number of participants with account balances 2014-01-01 224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 238
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 150
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 88
Total of all active and inactive participants 2013-01-01 238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 238
Number of participants with account balances 2013-01-01 225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 225
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 144
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 94
Total of all active and inactive participants 2012-01-01 238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 238
Number of participants with account balances 2012-01-01 224
2011: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 246
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 138
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 88
Total of all active and inactive participants 2011-01-01 226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 226
Number of participants with account balances 2011-01-01 210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 372
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 64
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 118
Total of all active and inactive participants 2009-01-01 184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 184
Number of participants with account balances 2009-01-01 184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
2008: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 143
2006: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2006 401k membership
Total participants, beginning-of-year 2006-01-01 162
2005: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2005 401k membership
Total participants, beginning-of-year 2005-01-01 156
2004: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2004 401k membership
Total participants, beginning-of-year 2004-01-01 155
2003: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2003 401k membership
Total participants, beginning-of-year 2003-01-01 157
2002: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2002 401k membership
Total participants, beginning-of-year 2002-01-01 152
2001: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2001 401k membership
Total participants, beginning-of-year 2001-01-01 161
2000: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2000 401k membership
Total participants, beginning-of-year 2000-01-01 196

Measure	Date	Value
2016: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	235
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	233
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	113
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	119
Total of all active and inactive participants	2015-01-01	232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	3
Total participants	2015-01-01	235
Number of participants with account balances	2015-01-01	230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	231
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	145
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	87
Total of all active and inactive participants	2014-01-01	232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	233
Number of participants with account balances	2014-01-01	224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	238
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	150
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	88
Total of all active and inactive participants	2013-01-01	238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	238
Number of participants with account balances	2013-01-01	225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	225
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	144
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	94
Total of all active and inactive participants	2012-01-01	238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	238
Number of participants with account balances	2012-01-01	224
2011: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	246
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	138
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	88
Total of all active and inactive participants	2011-01-01	226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	226
Number of participants with account balances	2011-01-01	210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	372
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	64
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	118
Total of all active and inactive participants	2009-01-01	184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	184
Number of participants with account balances	2009-01-01	184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
2008: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	143
2006: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2006 401k membership
Total participants, beginning-of-year	2006-01-01	162
2005: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2005 401k membership
Total participants, beginning-of-year	2005-01-01	156
2004: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2004 401k membership
Total participants, beginning-of-year	2004-01-01	155
2003: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2003 401k membership
Total participants, beginning-of-year	2003-01-01	157
2002: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2002 401k membership
Total participants, beginning-of-year	2002-01-01	152
2001: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2001 401k membership
Total participants, beginning-of-year	2001-01-01	161
2000: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2000 401k membership
Total participants, beginning-of-year	2000-01-01	196

Financial Data on PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN

Measure	Date	Value
2016 : PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$9,291,892
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$0
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$0
Value of total assets at end of year	2016-12-31	$0
Value of total assets at beginning of year	2016-12-31	$9,291,892
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$0
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$0
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$9,291,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$6,371,513
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$450,665
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$2,469,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CROWLEY & HALLORAN, CPAS, P.C.
Accountancy firm EIN	2016-12-31	364709572
2015 : PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$650,828
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,084,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,084,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$501,765
Value of total assets at end of year	2015-12-31	$9,291,892
Value of total assets at beginning of year	2015-12-31	$9,725,767
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$0
Total interest from all sources	2015-12-31	$94,904
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$501,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-433,875
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$9,291,892
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$9,725,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$6,371,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$6,605,845
Value of interest in pooled separate accounts at end of year	2015-12-31	$450,665
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$466,109
Interest earned on other investments	2015-12-31	$94,904
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$2,469,714
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$2,653,813
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$348,081
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$17,864
Net investment gain/loss from pooled separate accounts	2015-12-31	$36,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$736,622
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CROWLEY & HALLORAN, CPAS, P.C.
Accountancy firm EIN	2015-12-31	364709572
2014 : PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$163,077
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,089,190
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$366,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$366,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$518,922
Value of total assets at end of year	2014-12-31	$9,725,767
Value of total assets at beginning of year	2014-12-31	$8,840,293
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$104,041
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$497,805
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$21,117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$722,397
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$9,725,767
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$8,840,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$6,605,845
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$5,804,167
Value of interest in pooled separate accounts at end of year	2014-12-31	$466,109
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$340,590
Interest earned on other investments	2014-12-31	$104,041
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$2,653,813
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$2,695,536
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$420,595
Net investment gain/loss from pooled separate accounts	2014-12-31	$45,632
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$366,793
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CROWLEY & HALLORAN, CPAS, P.C.
Accountancy firm EIN	2014-12-31	364709572
2013 : PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,750,468
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$711,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$711,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$498,623
Value of total assets at end of year	2013-12-31	$8,840,293
Value of total assets at beginning of year	2013-12-31	$7,801,313
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$109,283
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$468,851
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$29,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,038,980
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$8,840,293
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,801,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,804,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,635,260
Value of interest in pooled separate accounts at end of year	2013-12-31	$340,590
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$305,758
Interest earned on other investments	2013-12-31	$109,283
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$2,695,536
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,860,295
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$325,963
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,112,035
Net investment gain/loss from pooled separate accounts	2013-12-31	$30,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$385,525
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CROWLEY & HALLORAN, CPAS, P.C.
Accountancy firm EIN	2013-12-31	364709572
2012 : PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$1,188,533
Total of all expenses incurred	2012-12-31	$497,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$497,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$468,807
Value of total assets at end of year	2012-12-31	$7,801,313
Value of total assets at beginning of year	2012-12-31	$7,110,442
Total interest from all sources	2012-12-31	$106,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$439,119
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$29,688
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$690,871
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,801,313
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,110,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,635,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,829,340
Value of interest in pooled separate accounts at end of year	2012-12-31	$305,758
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$281,477
Interest earned on other investments	2012-12-31	$106,743
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,860,295
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,999,625
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$174,809
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$584,047
Net investment gain/loss from pooled separate accounts	2012-12-31	$28,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$322,853
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CROWLEY & HALLORAN, CPAS, P.C.
Accountancy firm EIN	2012-12-31	364709572
2011 : PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$2,530
Total income from all sources (including contributions)	2011-12-31	$466,914
Total of all expenses incurred	2011-12-31	$437,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$437,699
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$417,504
Value of total assets at end of year	2011-12-31	$7,110,442
Value of total assets at beginning of year	2011-12-31	$7,078,697
Total interest from all sources	2011-12-31	$110,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$401,121
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$16,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$29,215
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,110,442
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,078,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,829,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,931,682
Value of interest in pooled separate accounts at end of year	2011-12-31	$281,477
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$275,522
Interest earned on other investments	2011-12-31	$110,956
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,999,625
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,871,493
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$242,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-97,063
Net investment gain/loss from pooled separate accounts	2011-12-31	$35,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$195,256
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CROWLEY & HALLORAN, CPAS, P.C.
Accountancy firm EIN	2011-12-31	364709572
2010 : PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$949,566
Total of all expenses incurred	2010-12-31	$581,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$581,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$370,207
Value of total assets at end of year	2010-12-31	$7,078,697
Value of total assets at beginning of year	2010-12-31	$6,710,990
Total interest from all sources	2010-12-31	$104,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$348,785
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$21,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$367,707
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,078,697
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,710,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,931,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,486,561
Value of interest in pooled separate accounts at end of year	2010-12-31	$275,522
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$246,680
Interest earned on other investments	2010-12-31	$104,160
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,871,493
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,977,749
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$301,952
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$443,472
Net investment gain/loss from pooled separate accounts	2010-12-31	$31,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$279,907
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DRAGON BENWARE CROWLEY & CO., P.C.
Accountancy firm EIN	2010-12-31	141603119
2009 : PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN

2016: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2015: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2008: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	No
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Insurance	Yes
2008-01-01	Plan benefit arrangement – Insurance	Yes
2006: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2006 form 5500 responses
2006-01-01	Type of plan entity	Single employer plan
2006-01-01	Submission has been amended	No
2006-01-01	This submission is the final filing	No
2006-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2006-01-01	Plan is a collectively bargained plan	No
2006-01-01	Plan funding arrangement – Insurance	Yes
2006-01-01	Plan benefit arrangement – Insurance	Yes
2005: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2005 form 5500 responses
2005-01-01	Type of plan entity	Single employer plan
2005-01-01	Submission has been amended	No
2005-01-01	This submission is the final filing	No
2005-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2005-01-01	Plan is a collectively bargained plan	No
2005-01-01	Plan funding arrangement – Insurance	Yes
2005-01-01	Plan benefit arrangement – Insurance	Yes
2004: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2004 form 5500 responses
2004-01-01	Type of plan entity	Single employer plan
2004-01-01	Submission has been amended	No
2004-01-01	This submission is the final filing	No
2004-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2004-01-01	Plan is a collectively bargained plan	No
2004-01-01	Plan funding arrangement – Insurance	Yes
2004-01-01	Plan benefit arrangement – Insurance	Yes
2003: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2003 form 5500 responses
2003-01-01	Type of plan entity	Single employer plan
2003-01-01	Submission has been amended	No
2003-01-01	This submission is the final filing	No
2003-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2003-01-01	Plan is a collectively bargained plan	No
2003-01-01	Plan funding arrangement – Insurance	Yes
2003-01-01	Plan benefit arrangement – Insurance	Yes
2002: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2002 form 5500 responses
2002-01-01	Type of plan entity	Single employer plan
2002-01-01	Submission has been amended	No
2002-01-01	This submission is the final filing	No
2002-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2002-01-01	Plan is a collectively bargained plan	No
2002-01-01	Plan funding arrangement – Insurance	Yes
2002-01-01	Plan benefit arrangement – Insurance	Yes
2001: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2001 form 5500 responses
2001-01-01	Type of plan entity	Single employer plan
2001-01-01	Submission has been amended	No
2001-01-01	This submission is the final filing	No
2001-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2001-01-01	Plan is a collectively bargained plan	No
2001-01-01	Plan funding arrangement – Insurance	Yes
2001-01-01	Plan benefit arrangement – Insurance	Yes
2000: PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES 403(B) TDA PLAN 2000 form 5500 responses
2000-01-01	Type of plan entity	Single employer plan
2000-01-01	Submission has been amended	No
2000-01-01	This submission is the final filing	No
2000-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2000-01-01	Plan is a collectively bargained plan	No
2000-01-01	Plan funding arrangement – Insurance	Yes
2000-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

337288

Policy instance

Insurance contract or identification number	337288
Number of Individuals Covered	230
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

337288

Policy instance

Insurance contract or identification number	337288
Number of Individuals Covered	224
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

337288

Policy instance

Insurance contract or identification number	337288
Number of Individuals Covered	225
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

337288

Policy instance

Insurance contract or identification number	337288
Number of Individuals Covered	224
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

337288

Policy instance

Insurance contract or identification number	337288
Number of Individuals Covered	210
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

337288

Policy instance

Insurance contract or identification number	337288
Number of Individuals Covered	175
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES
Employer identification number (EIN):	150533545
NAIC Classification:	611000