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CLARKSON UNIVERSITY PENSION PLAN 401k Plan overview

Plan NameCLARKSON UNIVERSITY PENSION PLAN
Plan identification number 001

CLARKSON UNIVERSITY PENSION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CLARKSON UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:CLARKSON UNIVERSITY
Employer identification number (EIN):150543659
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLARKSON UNIVERSITY PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01AMY MCGAHERAN JAMES D. FISH2018-10-11
0012016-01-01AMYMCGAHERAN JAMES D. FISH2017-10-12
0012016-01-01
0012015-01-01AMY MCGAHERAN JAMES D. FISH2016-10-17
0012014-07-01AMY MCGAHERAN
0012013-07-01MARILYN ARDITO
0012012-07-01MARILYN ARDITO JAMES D. FISH2014-04-14
0012011-07-01MARILYN ARDITO JAMES FISH2013-04-12
0012010-07-01MARILYN ARDITO JAMES FISH2012-04-16
0012009-07-01MARILYN ARDITO JAMES FISH2011-04-16
0012009-07-01MARILYN ARDITO JAMES FISH2011-04-15
0012009-07-01MARILYN ARDITO JAMES FISH2011-04-15
0012008-07-01MARILYN ARDITO NANCY KIN2010-02-01

Plan Statistics for CLARKSON UNIVERSITY PENSION PLAN

401k plan membership statisitcs for CLARKSON UNIVERSITY PENSION PLAN

Measure Date Value
2022: CLARKSON UNIVERSITY PENSION PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,481
Total number of active participants reported on line 7a of the Form 55002022-01-01714
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01747
Total of all active and inactive participants2022-01-011,461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0134
Total participants2022-01-011,495
Number of participants with account balances2022-01-011,439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CLARKSON UNIVERSITY PENSION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,527
Total number of active participants reported on line 7a of the Form 55002021-01-01733
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01748
Total of all active and inactive participants2021-01-011,481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0129
Total participants2021-01-011,510
Number of participants with account balances2021-01-011,468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CLARKSON UNIVERSITY PENSION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,525
Total number of active participants reported on line 7a of the Form 55002020-01-01728
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01808
Total of all active and inactive participants2020-01-011,536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-011,544
Number of participants with account balances2020-01-011,526
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CLARKSON UNIVERSITY PENSION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,492
Total number of active participants reported on line 7a of the Form 55002019-01-01715
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01802
Total of all active and inactive participants2019-01-011,517
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-018
Total participants2019-01-011,525
Number of participants with account balances2019-01-011,509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CLARKSON UNIVERSITY PENSION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,682
Total number of active participants reported on line 7a of the Form 55002018-01-01761
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01726
Total of all active and inactive participants2018-01-011,487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-011,492
Number of participants with account balances2018-01-011,474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CLARKSON UNIVERSITY PENSION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,729
Total number of active participants reported on line 7a of the Form 55002017-01-011,070
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01689
Total of all active and inactive participants2017-01-011,759
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-016
Total participants2017-01-011,765
Number of participants with account balances2017-01-011,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CLARKSON UNIVERSITY PENSION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,595
Total number of active participants reported on line 7a of the Form 55002016-01-011,083
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01642
Total of all active and inactive participants2016-01-011,725
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-011,729
Number of participants with account balances2016-01-011,428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CLARKSON UNIVERSITY PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,312
Total number of active participants reported on line 7a of the Form 55002015-01-01692
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01657
Total of all active and inactive participants2015-01-011,349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,352
Number of participants with account balances2015-01-011,349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CLARKSON UNIVERSITY PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-011,414
Total number of active participants reported on line 7a of the Form 55002014-07-01750
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-01608
Total of all active and inactive participants2014-07-011,358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-013
Total participants2014-07-011,361
Number of participants with account balances2014-07-011,311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: CLARKSON UNIVERSITY PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-011,680
Total number of active participants reported on line 7a of the Form 55002013-07-01808
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-01603
Total of all active and inactive participants2013-07-011,411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-013
Total participants2013-07-011,414
Number of participants with account balances2013-07-011,275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: CLARKSON UNIVERSITY PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-011,180
Total number of active participants reported on line 7a of the Form 55002012-07-011,100
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-01578
Total of all active and inactive participants2012-07-011,678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-012
Total participants2012-07-011,680
Number of participants with account balances2012-07-011,206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: CLARKSON UNIVERSITY PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01970
Total number of active participants reported on line 7a of the Form 55002011-07-01619
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-01566
Total of all active and inactive participants2011-07-011,185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-011
Total participants2011-07-011,186
Number of participants with account balances2011-07-011,174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2010: CLARKSON UNIVERSITY PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-011,976
Total number of active participants reported on line 7a of the Form 55002010-07-01595
Number of retired or separated participants receiving benefits2010-07-010
Number of other retired or separated participants entitled to future benefits2010-07-01549
Total of all active and inactive participants2010-07-011,144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-012
Total participants2010-07-011,146
Number of participants with account balances2010-07-011,131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-010
2009: CLARKSON UNIVERSITY PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01704
Total number of active participants reported on line 7a of the Form 55002009-07-01456
Number of retired or separated participants receiving benefits2009-07-012
Number of other retired or separated participants entitled to future benefits2009-07-01207
Total of all active and inactive participants2009-07-01665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-012
Total participants2009-07-01667
Number of participants with account balances2009-07-01613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on CLARKSON UNIVERSITY PENSION PLAN

Measure Date Value
2022 : CLARKSON UNIVERSITY PENSION PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-28,243,687
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$15,524,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$15,375,298
Expenses. Certain deemed distributions of participant loans2022-12-31$698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,149,586
Value of total assets at end of year2022-12-31$321,441,861
Value of total assets at beginning of year2022-12-31$365,210,374
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$148,830
Total interest from all sources2022-12-31$4,033,185
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,218,453
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$7,218,453
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,539,708
Participant contributions at end of year2022-12-31$335,174
Participant contributions at beginning of year2022-12-31$337,911
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$95,046
Other income not declared elsewhere2022-12-31$284,050
Administrative expenses (other) incurred2022-12-31$111,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-43,768,513
Value of net assets at end of year (total assets less liabilities)2022-12-31$321,441,861
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$365,210,374
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$37,718
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$204,819,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$249,542,861
Value of interest in pooled separate accounts at end of year2022-12-31$14,834,425
Value of interest in pooled separate accounts at beginning of year2022-12-31$14,764,878
Interest on participant loans2022-12-31$15,105
Interest earned on other investments2022-12-31$4,018,080
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$101,452,954
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$100,564,724
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$1,433,381
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-50,199,212
Net investment gain/loss from pooled separate accounts2022-12-31$1,270,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,514,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$13,941,917
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31MCSOLEY MCCOY
Accountancy firm EIN2022-12-31030327374
2021 : CLARKSON UNIVERSITY PENSION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$47,089,281
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$12,801,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$12,629,228
Expenses. Certain deemed distributions of participant loans2021-12-31$700
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$9,299,829
Value of total assets at end of year2021-12-31$365,210,374
Value of total assets at beginning of year2021-12-31$330,922,548
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$171,527
Total interest from all sources2021-12-31$3,432,918
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$11,285,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$11,285,104
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,564,369
Participant contributions at end of year2021-12-31$337,911
Participant contributions at beginning of year2021-12-31$181,928
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$130,276
Other income not declared elsewhere2021-12-31$312,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$34,287,826
Value of net assets at end of year (total assets less liabilities)2021-12-31$365,210,374
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$330,922,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$249,542,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$218,411,611
Value of interest in pooled separate accounts at end of year2021-12-31$14,764,878
Value of interest in pooled separate accounts at beginning of year2021-12-31$11,767,237
Interest on participant loans2021-12-31$12,559
Interest earned on other investments2021-12-31$3,420,359
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$100,564,724
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$100,561,772
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$1,163,246
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$20,542,283
Net investment gain/loss from pooled separate accounts2021-12-31$2,216,660
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,605,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,465,982
Contract administrator fees2021-12-31$171,527
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MCSOLEY MCCOY
Accountancy firm EIN2021-12-31030327374
2020 : CLARKSON UNIVERSITY PENSION PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$43,322,594
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$10,310,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$10,158,929
Expenses. Certain deemed distributions of participant loans2020-12-31$701
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,128,017
Value of total assets at end of year2020-12-31$330,922,548
Value of total assets at beginning of year2020-12-31$297,910,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$150,731
Total interest from all sources2020-12-31$3,773,293
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$5,987,462
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,987,462
Administrative expenses professional fees incurred2020-12-31$364
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,502,765
Participant contributions at end of year2020-12-31$181,928
Participant contributions at beginning of year2020-12-31$71,204
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$146,834
Other income not declared elsewhere2020-12-31$237,946
Administrative expenses (other) incurred2020-12-31$115,067
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$33,012,233
Value of net assets at end of year (total assets less liabilities)2020-12-31$330,922,548
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$297,910,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$35,300
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$218,411,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$187,227,101
Value of interest in pooled separate accounts at end of year2020-12-31$11,767,237
Value of interest in pooled separate accounts at beginning of year2020-12-31$15,052,426
Interest on participant loans2020-12-31$4,247
Interest earned on other investments2020-12-31$3,769,046
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$100,561,772
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$95,559,584
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$772,858
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$24,326,055
Net investment gain/loss from pooled separate accounts2020-12-31$-130,179
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,478,418
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,386,071
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MCSOLEY MCCOY
Accountancy firm EIN2020-12-31030327374
2019 : CLARKSON UNIVERSITY PENSION PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$50,423,274
Total income from all sources (including contributions)2019-12-31$50,423,274
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$17,255,179
Total of all expenses incurred2019-12-31$17,255,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$17,100,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$17,100,344
Expenses. Certain deemed distributions of participant loans2019-12-31$18,702
Expenses. Certain deemed distributions of participant loans2019-12-31$18,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,869,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,869,704
Value of total assets at end of year2019-12-31$297,910,315
Value of total assets at end of year2019-12-31$297,910,315
Value of total assets at beginning of year2019-12-31$264,742,220
Value of total assets at beginning of year2019-12-31$264,742,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$136,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$136,133
Total interest from all sources2019-12-31$3,621,557
Total interest from all sources2019-12-31$3,621,557
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,653,741
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,653,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,653,741
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,653,741
Administrative expenses professional fees incurred2019-12-31$3,922
Administrative expenses professional fees incurred2019-12-31$3,922
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,529,376
Contributions received from participants2019-12-31$4,529,376
Participant contributions at end of year2019-12-31$71,204
Participant contributions at end of year2019-12-31$71,204
Participant contributions at beginning of year2019-12-31$17,738
Participant contributions at beginning of year2019-12-31$17,738
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$170,040
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$170,040
Other income not declared elsewhere2019-12-31$267,634
Administrative expenses (other) incurred2019-12-31$97,159
Administrative expenses (other) incurred2019-12-31$97,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$33,168,095
Value of net income/loss2019-12-31$33,168,095
Value of net assets at end of year (total assets less liabilities)2019-12-31$297,910,315
Value of net assets at end of year (total assets less liabilities)2019-12-31$297,910,315
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$264,742,220
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$264,742,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$35,052
Investment advisory and management fees2019-12-31$35,052
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$187,227,101
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$187,227,101
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$156,623,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$156,623,480
Value of interest in pooled separate accounts at end of year2019-12-31$15,052,426
Value of interest in pooled separate accounts at end of year2019-12-31$15,052,426
Value of interest in pooled separate accounts at beginning of year2019-12-31$14,538,720
Value of interest in pooled separate accounts at beginning of year2019-12-31$14,538,720
Interest on participant loans2019-12-31$963
Interest on participant loans2019-12-31$963
Interest earned on other investments2019-12-31$3,620,594
Interest earned on other investments2019-12-31$3,620,594
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$95,559,584
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$95,559,584
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$93,562,282
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$93,562,282
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$972,468
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$972,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$32,213,159
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$32,213,159
Net investment gain/loss from pooled separate accounts2019-12-31$797,479
Net investment gain/loss from pooled separate accounts2019-12-31$797,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,170,288
Contributions received in cash from employer2019-12-31$4,170,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$16,127,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$16,127,876
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
Accountancy firm EIN2019-12-31135565207
2018 : CLARKSON UNIVERSITY PENSION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$3,564,007
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$18,967,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$18,908,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$11,228,341
Value of total assets at end of year2018-12-31$264,742,220
Value of total assets at beginning of year2018-12-31$280,145,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$58,745
Total interest from all sources2018-12-31$3,645,218
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,807,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,807,645
Administrative expenses professional fees incurred2018-12-31$58,162
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,731,888
Participant contributions at end of year2018-12-31$17,738
Participant contributions at beginning of year2018-12-31$16,689
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,149,637
Other income not declared elsewhere2018-12-31$280,896
Administrative expenses (other) incurred2018-12-31$583
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-15,403,728
Value of net assets at end of year (total assets less liabilities)2018-12-31$264,742,220
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$280,145,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$156,623,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$177,233,464
Value of interest in pooled separate accounts at end of year2018-12-31$14,538,720
Value of interest in pooled separate accounts at beginning of year2018-12-31$14,215,228
Interest on participant loans2018-12-31$1,049
Interest earned on other investments2018-12-31$3,644,169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$93,562,282
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$88,680,567
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$1,582,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-17,057,035
Net investment gain/loss from pooled separate accounts2018-12-31$658,942
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,346,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$17,326,969
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : CLARKSON UNIVERSITY PENSION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$43,094,440
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$12,785,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$12,729,810
Value of total corrective distributions2017-12-31$1,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,572,005
Value of total assets at end of year2017-12-31$280,145,948
Value of total assets at beginning of year2017-12-31$249,836,610
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$54,182
Total interest from all sources2017-12-31$3,324,115
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,839,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,839,867
Administrative expenses professional fees incurred2017-12-31$54,182
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,725,897
Participant contributions at end of year2017-12-31$16,689
Participant contributions at beginning of year2017-12-31$15,710
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$432,354
Other income not declared elsewhere2017-12-31$190,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$30,309,338
Value of net assets at end of year (total assets less liabilities)2017-12-31$280,145,948
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$249,836,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$177,233,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$152,307,378
Value of interest in pooled separate accounts at end of year2017-12-31$14,215,228
Value of interest in pooled separate accounts at beginning of year2017-12-31$14,559,208
Interest on participant loans2017-12-31$979
Interest earned on other investments2017-12-31$3,323,136
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$88,680,567
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$82,954,314
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$3,375,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$25,548,769
Net investment gain/loss from pooled separate accounts2017-12-31$619,347
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,413,754
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,354,023
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : CLARKSON UNIVERSITY PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$27,820,896
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$10,941,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,885,695
Value of total corrective distributions2016-12-31$1,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$12,026,905
Value of total assets at end of year2016-12-31$249,836,610
Value of total assets at beginning of year2016-12-31$232,956,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$54,353
Total interest from all sources2016-12-31$3,325,623
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,042,553
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,042,553
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,619,360
Participant contributions at end of year2016-12-31$15,710
Participant contributions at beginning of year2016-12-31$14,786
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,072,586
Other income not declared elsewhere2016-12-31$810,395
Administrative expenses (other) incurred2016-12-31$54,353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$16,879,845
Value of net assets at end of year (total assets less liabilities)2016-12-31$249,836,610
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$232,956,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$152,307,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$143,575,402
Value of interest in pooled separate accounts at end of year2016-12-31$14,559,208
Value of interest in pooled separate accounts at beginning of year2016-12-31$13,473,524
Interest on participant loans2016-12-31$935
Interest earned on other investments2016-12-31$3,324,688
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$82,954,314
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$75,692,402
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$1,122,994
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$7,903,624
Net investment gain/loss from pooled separate accounts2016-12-31$711,796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,334,959
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$200,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$9,762,701
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : CLARKSON UNIVERSITY PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$13,363,589
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$9,418,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$9,354,527
Value of total corrective distributions2015-12-31$2
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,511,148
Value of total assets at end of year2015-12-31$232,956,765
Value of total assets at beginning of year2015-12-31$229,011,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$63,584
Total interest from all sources2015-12-31$2,982,240
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,239,446
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,239,446
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,104,050
Participant contributions at end of year2015-12-31$14,786
Participant contributions at beginning of year2015-12-31$13,916
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,298,633
Other income not declared elsewhere2015-12-31$70,845
Administrative expenses (other) incurred2015-12-31$63,584
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,945,476
Value of net assets at end of year (total assets less liabilities)2015-12-31$232,956,765
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$229,011,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$143,575,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$143,685,360
Value of interest in pooled separate accounts at end of year2015-12-31$13,473,524
Value of interest in pooled separate accounts at beginning of year2015-12-31$12,176,169
Interest earned on other investments2015-12-31$2,982,240
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$75,692,402
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$73,135,844
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$904,086
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,437,558
Net investment gain/loss from pooled separate accounts2015-12-31$997,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,108,465
Employer contributions (assets) at end of year2015-12-31$200,651
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,450,441
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : CLARKSON UNIVERSITY PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,556,750
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,483,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,453,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,175,326
Value of total assets at end of year2014-12-31$229,011,289
Value of total assets at beginning of year2014-12-31$225,937,704
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$29,816
Total interest from all sources2014-12-31$1,511,420
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,580,766
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,580,766
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,019,691
Participant contributions at end of year2014-12-31$13,916
Participant contributions at beginning of year2014-12-31$13,497
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$255,940
Other income not declared elsewhere2014-12-31$61,365
Administrative expenses (other) incurred2014-12-31$29,816
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,073,585
Value of net assets at end of year (total assets less liabilities)2014-12-31$229,011,289
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$225,937,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$143,685,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$143,376,151
Value of interest in pooled separate accounts at end of year2014-12-31$12,176,169
Value of interest in pooled separate accounts at beginning of year2014-12-31$11,629,578
Interest earned on other investments2014-12-31$1,511,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$73,135,844
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$70,918,478
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$202,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-1,481,703
Net investment gain/loss from pooled separate accounts2014-12-31$709,576
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,899,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,250,509
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$36,982,052
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$10,475,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$10,422,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$8,639,695
Value of total assets at end of year2014-06-30$225,937,704
Value of total assets at beginning of year2014-06-30$199,431,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$53,190
Total interest from all sources2014-06-30$2,839,008
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$2,121,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$2,121,978
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$3,810,224
Participant contributions at end of year2014-06-30$13,497
Participant contributions at beginning of year2014-06-30$12,699
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$1,088,942
Other income not declared elsewhere2014-06-30$56,655
Administrative expenses (other) incurred2014-06-30$53,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$26,506,509
Value of net assets at end of year (total assets less liabilities)2014-06-30$225,937,704
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$199,431,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$143,376,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$119,182,379
Value of interest in pooled separate accounts at end of year2014-06-30$11,629,578
Value of interest in pooled separate accounts at beginning of year2014-06-30$10,455,445
Interest earned on other investments2014-06-30$2,839,008
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$70,918,478
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$69,780,672
Expenses. Payments to insurance carriers foe the provision of benefits2014-06-30$2,420,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$22,190,894
Net investment gain/loss from pooled separate accounts2014-06-30$1,133,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$3,740,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$8,001,774
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30KPMG LLP
Accountancy firm EIN2014-06-30135565207
2013 : CLARKSON UNIVERSITY PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$81,739,118
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$9,028,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$8,972,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$9,694,629
Value of total assets at end of year2013-06-30$199,431,195
Value of total assets at beginning of year2013-06-30$126,720,184
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$56,072
Total interest from all sources2013-06-30$2,678,811
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$1,222,383
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$1,222,383
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$3,451,416
Participant contributions at end of year2013-06-30$12,699
Participant contributions at beginning of year2013-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$2,720,527
Other income not declared elsewhere2013-06-30$52,655,804
Administrative expenses (other) incurred2013-06-30$56,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$72,711,011
Value of net assets at end of year (total assets less liabilities)2013-06-30$199,431,195
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$126,720,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$119,182,379
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$81,673,993
Value of interest in pooled separate accounts at end of year2013-06-30$10,455,445
Value of interest in pooled separate accounts at beginning of year2013-06-30$5,170,288
Interest earned on other investments2013-06-30$2,678,811
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$69,780,672
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$39,875,903
Expenses. Payments to insurance carriers foe the provision of benefits2013-06-30$767,804
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$14,670,843
Net investment gain/loss from pooled separate accounts2013-06-30$816,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$3,522,686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$8,204,231
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30KPMG LLP
Accountancy firm EIN2013-06-30135565207
2012 : CLARKSON UNIVERSITY PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$9,290,447
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$1,891,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$1,891,468
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$7,139,596
Value of total assets at end of year2012-06-30$126,720,184
Value of total assets at beginning of year2012-06-30$119,321,205
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$0
Total interest from all sources2012-06-30$1,416,519
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$3,393,049
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$570,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$7,398,979
Value of net assets at end of year (total assets less liabilities)2012-06-30$126,720,184
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$119,321,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$81,673,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$77,462,680
Value of interest in pooled separate accounts at end of year2012-06-30$5,170,288
Value of interest in pooled separate accounts at beginning of year2012-06-30$4,143,165
Interest earned on other investments2012-06-30$1,416,519
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$39,875,903
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$37,217,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$238,638
Net investment gain/loss from pooled separate accounts2012-06-30$495,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30Yes
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$3,176,226
Employer contributions (assets) at end of year2012-06-30$0
Employer contributions (assets) at beginning of year2012-06-30$498,341
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$1,891,468
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30GROSSMAN ST. AMOUR, CPAS, PLLC
Accountancy firm EIN2012-06-30460475780
2011 : CLARKSON UNIVERSITY PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total transfer of assets to this plan2011-06-30$24,910,582
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$25,321,743
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$2,660,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$2,658,224
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$7,069,323
Value of total assets at end of year2011-06-30$119,321,205
Value of total assets at beginning of year2011-06-30$71,749,043
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$1,939
Total interest from all sources2011-06-30$1,294,537
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$3,050,985
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$536,653
Administrative expenses (other) incurred2011-06-30$1,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$22,661,580
Value of net assets at end of year (total assets less liabilities)2011-06-30$119,321,205
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$71,749,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$77,462,680
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$35,076,064
Value of interest in pooled separate accounts at end of year2011-06-30$4,143,165
Value of interest in pooled separate accounts at beginning of year2011-06-30$10,967,467
Interest earned on other investments2011-06-30$1,294,537
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$37,217,019
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$25,597,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$16,390,745
Net investment gain/loss from pooled separate accounts2011-06-30$567,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30Yes
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$3,481,685
Employer contributions (assets) at end of year2011-06-30$498,341
Employer contributions (assets) at beginning of year2011-06-30$107,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$2,658,224
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30GREEN & SEIFTER, CPAS, PLLC
Accountancy firm EIN2011-06-30460475780
2010 : CLARKSON UNIVERSITY PENSION PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for CLARKSON UNIVERSITY PENSION PLAN

2022: CLARKSON UNIVERSITY PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CLARKSON UNIVERSITY PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CLARKSON UNIVERSITY PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CLARKSON UNIVERSITY PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CLARKSON UNIVERSITY PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CLARKSON UNIVERSITY PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CLARKSON UNIVERSITY PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CLARKSON UNIVERSITY PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CLARKSON UNIVERSITY PENSION PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: CLARKSON UNIVERSITY PENSION PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: CLARKSON UNIVERSITY PENSION PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedYes
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: CLARKSON UNIVERSITY PENSION PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2010: CLARKSON UNIVERSITY PENSION PLAN 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes
2009: CLARKSON UNIVERSITY PENSION PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedYes
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes
2008: CLARKSON UNIVERSITY PENSION PLAN 2008 form 5500 responses
2008-07-01Type of plan entitySingle employer plan
2008-07-01Submission has been amendedNo
2008-07-01This submission is the final filingNo
2008-07-01This return/report is a short plan year return/report (less than 12 months)No
2008-07-01Plan is a collectively bargained planNo
2008-07-01Plan funding arrangement – InsuranceYes
2008-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150497
Policy instance 1
Insurance contract or identification number150497
Number of Individuals Covered892
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150497
Policy instance 1
Insurance contract or identification number150497
Number of Individuals Covered887
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150497
Policy instance 1
Insurance contract or identification number150497
Number of Individuals Covered904
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150497
Policy instance 1
Insurance contract or identification number150497
Number of Individuals Covered916
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150497
Policy instance 1
Insurance contract or identification number150497
Number of Individuals Covered914
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150497
Policy instance 1
Insurance contract or identification number150497
Number of Individuals Covered924
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150497
Policy instance 1
Insurance contract or identification number150497
Number of Individuals Covered912
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150497
Policy instance 1
Insurance contract or identification number150497
Number of Individuals Covered908
Insurance policy start date2014-07-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150497
Policy instance 1
Insurance contract or identification number150497
Number of Individuals Covered905
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150497
Policy instance 1
Insurance contract or identification number150497
Number of Individuals Covered1206
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number*SEE BELOW
Policy instance 1
Insurance contract or identification number*SEE BELOW
Number of Individuals Covered0
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150497
Policy instance 2
Insurance contract or identification number150497
Number of Individuals Covered1174
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150497
Policy instance 2
Insurance contract or identification number150497
Number of Individuals Covered962
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number*SEE BELOW
Policy instance 1
Insurance contract or identification number*SEE BELOW
Number of Individuals Covered169
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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