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HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 401k Plan overview

Plan NameHINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1
Plan identification number 002

HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HINMAN, HOWARD & KATTELL, LLP has sponsored the creation of one or more 401k plans.

Company Name:HINMAN, HOWARD & KATTELL, LLP
Employer identification number (EIN):150561878
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about HINMAN, HOWARD & KATTELL, LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1995-08-09
Company Identification Number: 1946510
Legal Registered Office Address: C/O JAMES W ORBAND,
700 SECURITY MUTUAL BLDG,80 EXCHANGE ST
BINGHAMTON
United States of America (USA)
13901

More information about HINMAN, HOWARD & KATTELL, LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022019-01-01
0022018-01-01
0022017-01-01THOMAS A. CONLON, JR.
0022016-01-01THOMAS A. CONLON, JR.
0022015-01-01THOMAS A. CONLON, JR.
0022014-01-01THOMAS A. CONLON, JR.
0022013-01-01THOMAS A. CONLON, JR.
0022012-01-01THOMAS A. CONLON, JR.
0022011-01-01THOMAS A CONLON JR
0022010-01-01THOMAS A CONLON JR
0022009-01-01THOMAS A CONLON JR

Plan Statistics for HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1

401k plan membership statisitcs for HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1

Measure Date Value
2022: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2022 401k membership
Total participants, beginning-of-year2022-01-01230
Total number of active participants reported on line 7a of the Form 55002022-01-01196
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-0138
Total of all active and inactive participants2022-01-01240
Total participants2022-01-01240
Number of participants with account balances2022-01-01175
2021: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2021 401k membership
Total participants, beginning-of-year2021-01-01223
Total number of active participants reported on line 7a of the Form 55002021-01-01177
Number of retired or separated participants receiving benefits2021-01-017
Number of other retired or separated participants entitled to future benefits2021-01-0146
Total of all active and inactive participants2021-01-01230
Total participants2021-01-01230
Number of participants with account balances2021-01-01173
2020: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2020 401k membership
Total participants, beginning-of-year2020-01-01223
Total number of active participants reported on line 7a of the Form 55002020-01-01170
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-0148
Total of all active and inactive participants2020-01-01223
Total participants2020-01-01223
Number of participants with account balances2020-01-01176
2019: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2019 401k membership
Total participants, beginning-of-year2019-01-01150
Total number of active participants reported on line 7a of the Form 55002019-01-01182
Number of retired or separated participants receiving benefits2019-01-019
Number of other retired or separated participants entitled to future benefits2019-01-0132
Total of all active and inactive participants2019-01-01223
Total participants2019-01-01223
Number of participants with account balances2019-01-01172
2018: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2018 401k membership
Total participants, beginning-of-year2018-01-01164
Total number of active participants reported on line 7a of the Form 55002018-01-01105
Number of retired or separated participants receiving benefits2018-01-0111
Number of other retired or separated participants entitled to future benefits2018-01-0134
Total of all active and inactive participants2018-01-01150
Total participants2018-01-01150
2017: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2017 401k membership
Total participants, beginning-of-year2017-01-01167
Total number of active participants reported on line 7a of the Form 55002017-01-01123
Number of retired or separated participants receiving benefits2017-01-018
Number of other retired or separated participants entitled to future benefits2017-01-0132
Total of all active and inactive participants2017-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01164
2016: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2016 401k membership
Total participants, beginning-of-year2016-01-01169
Total number of active participants reported on line 7a of the Form 55002016-01-01125
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-0133
Total of all active and inactive participants2016-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01167
2015: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2015 401k membership
Total participants, beginning-of-year2015-01-01159
Total number of active participants reported on line 7a of the Form 55002015-01-01134
Number of retired or separated participants receiving benefits2015-01-0110
Number of other retired or separated participants entitled to future benefits2015-01-0124
Total of all active and inactive participants2015-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01169
2014: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2014 401k membership
Total participants, beginning-of-year2014-01-01167
Total number of active participants reported on line 7a of the Form 55002014-01-01123
Number of retired or separated participants receiving benefits2014-01-0113
Number of other retired or separated participants entitled to future benefits2014-01-0122
Total of all active and inactive participants2014-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01159
Number of participants with account balances2014-01-01159
2013: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2013 401k membership
Total participants, beginning-of-year2013-01-01185
Total number of active participants reported on line 7a of the Form 55002013-01-01140
Number of retired or separated participants receiving benefits2013-01-017
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01167
Number of participants with account balances2013-01-01162
2012: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2012 401k membership
Total participants, beginning-of-year2012-01-01187
Total number of active participants reported on line 7a of the Form 55002012-01-01150
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-0118
Total of all active and inactive participants2012-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01174
Number of participants with account balances2012-01-01165
2011: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2011 401k membership
Total participants, beginning-of-year2011-01-01166
Total number of active participants reported on line 7a of the Form 55002011-01-01146
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-0122
Total of all active and inactive participants2011-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01174
Number of participants with account balances2011-01-01170
2010: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2010 401k membership
Total participants, beginning-of-year2010-01-01187
Total number of active participants reported on line 7a of the Form 55002010-01-01134
Number of retired or separated participants receiving benefits2010-01-015
Number of other retired or separated participants entitled to future benefits2010-01-0124
Total of all active and inactive participants2010-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-01166
Number of participants with account balances2010-01-01166
2009: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2009 401k membership
Total participants, beginning-of-year2009-01-01194
Total number of active participants reported on line 7a of the Form 55002009-01-01149
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-0133
Total of all active and inactive participants2009-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01187
Number of participants with account balances2009-01-01187

Financial Data on HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1

Measure Date Value
2022 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-1,927,682
Total unrealized appreciation/depreciation of assets2022-12-31$-1,927,682
Total income from all sources (including contributions)2022-12-31$-4,559,802
Total loss/gain on sale of assets2022-12-31$-5,074,753
Total of all expenses incurred2022-12-31$762,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$684,158
Expenses. Certain deemed distributions of participant loans2022-12-31$9,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,269,630
Value of total assets at end of year2022-12-31$40,289,650
Value of total assets at beginning of year2022-12-31$45,611,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$68,210
Total interest from all sources2022-12-31$85,050
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,087,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$944,595
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$940,437
Participant contributions at end of year2022-12-31$232,298
Participant contributions at beginning of year2022-12-31$213,005
Participant contributions at end of year2022-12-31$322,377
Participant contributions at beginning of year2022-12-31$324,896
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$21,484
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$5,203
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$104
Administrative expenses (other) incurred2022-12-31$2,191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,321,967
Value of net assets at end of year (total assets less liabilities)2022-12-31$40,289,650
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$45,611,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$66,019
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$21,090,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$26,616,282
Value of interest in pooled separate accounts at end of year2022-12-31$0
Interest on participant loans2022-12-31$10,344
Income. Interest from US Government securities2022-12-31$2,404
Income. Interest from corporate debt instruments2022-12-31$20,272
Value of interest in common/collective trusts at end of year2022-12-31$5,422,433
Value of interest in common/collective trusts at beginning of year2022-12-31$4,632,948
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$3,174,319
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$3,990,629
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$3,990,629
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$52,030
Asset value of US Government securities at end of year2022-12-31$2,149,715
Asset value of US Government securities at beginning of year2022-12-31$980,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$323,990
Employer contributions (assets) at end of year2022-12-31$323,990
Employer contributions (assets) at beginning of year2022-12-31$331,003
Income. Dividends from common stock2022-12-31$143,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$684,158
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$24,027
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$26,543
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$7,549,549
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$8,474,476
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$54,013,258
Aggregate carrying amount (costs) on sale of assets2022-12-31$59,088,011
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2022-12-31161152552
2021 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,546,517
Total unrealized appreciation/depreciation of assets2021-12-31$1,546,517
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,649
Total income from all sources (including contributions)2021-12-31$6,761,566
Total loss/gain on sale of assets2021-12-31$1,580,036
Total of all expenses incurred2021-12-31$1,212,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,114,933
Expenses. Certain deemed distributions of participant loans2021-12-31$17,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,132,707
Value of total assets at end of year2021-12-31$45,611,617
Value of total assets at beginning of year2021-12-31$40,064,946
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$79,628
Total interest from all sources2021-12-31$46,114
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,456,192
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,320,256
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$793,393
Participant contributions at end of year2021-12-31$213,005
Participant contributions at beginning of year2021-12-31$273,848
Participant contributions at end of year2021-12-31$324,896
Participant contributions at beginning of year2021-12-31$277,188
Assets. Other investments not covered elsewhere at end of year2021-12-31$21,484
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$16,039
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$8,311
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$104
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$2,649
Administrative expenses (other) incurred2021-12-31$2,328
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,549,320
Value of net assets at end of year (total assets less liabilities)2021-12-31$45,611,617
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$40,062,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$77,300
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$26,616,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$23,237,924
Value of interest in pooled separate accounts at end of year2021-12-31$0
Interest on participant loans2021-12-31$12,985
Income. Interest from US Government securities2021-12-31$604
Income. Interest from corporate debt instruments2021-12-31$18,329
Value of interest in common/collective trusts at end of year2021-12-31$4,632,948
Value of interest in common/collective trusts at beginning of year2021-12-31$4,522,070
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$3,990,629
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$4,529,502
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$4,529,502
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$14,196
Asset value of US Government securities at end of year2021-12-31$980,247
Asset value of US Government securities at beginning of year2021-12-31$298,762
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$331,003
Employer contributions (assets) at end of year2021-12-31$331,003
Employer contributions (assets) at beginning of year2021-12-31$260,164
Income. Dividends from common stock2021-12-31$135,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,114,933
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$26,543
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$27,692
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$8,474,476
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$6,621,757
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$8,916,992
Aggregate carrying amount (costs) on sale of assets2021-12-31$7,336,956
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2021-12-31161152552
2020 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$2,978,406
Total unrealized appreciation/depreciation of assets2020-12-31$2,978,406
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,649
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,326
Total income from all sources (including contributions)2020-12-31$5,348,086
Total loss/gain on sale of assets2020-12-31$104,336
Total of all expenses incurred2020-12-31$838,550
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$746,748
Expenses. Certain deemed distributions of participant loans2020-12-31$15,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$946,976
Value of total assets at end of year2020-12-31$40,064,946
Value of total assets at beginning of year2020-12-31$35,557,087
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$76,178
Total interest from all sources2020-12-31$48,786
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,269,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,120,194
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$762,372
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$686,812
Participant contributions at end of year2020-12-31$273,848
Participant contributions at beginning of year2020-12-31$324,413
Participant contributions at end of year2020-12-31$277,188
Participant contributions at beginning of year2020-12-31$249,832
Assets. Other investments not covered elsewhere at end of year2020-12-31$16,039
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$57,050
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$104
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$2,649
Administrative expenses (other) incurred2020-12-31$1,547
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,509,536
Value of net assets at end of year (total assets less liabilities)2020-12-31$40,062,297
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$35,552,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$74,631
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$23,237,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$21,428,430
Value of interest in pooled separate accounts at end of year2020-12-31$0
Interest on participant loans2020-12-31$16,135
Income. Interest from US Government securities2020-12-31$604
Income. Interest from corporate debt instruments2020-12-31$813
Value of interest in common/collective trusts at end of year2020-12-31$4,522,070
Value of interest in common/collective trusts at beginning of year2020-12-31$3,753,662
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$4,529,502
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$4,126,908
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$4,126,908
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$31,234
Asset value of US Government securities at end of year2020-12-31$298,762
Asset value of US Government securities at beginning of year2020-12-31$28,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$260,164
Employer contributions (assets) at end of year2020-12-31$260,164
Employer contributions (assets) at beginning of year2020-12-31$283,167
Income. Dividends from common stock2020-12-31$149,388
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$746,748
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$27,692
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$26,358
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$6,621,757
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$5,278,593
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$4,326
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$12,132,976
Aggregate carrying amount (costs) on sale of assets2020-12-31$12,028,640
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2020-12-31161152552
2019 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,547,717
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,547,717
Total unrealized appreciation/depreciation of assets2019-12-31$1,547,717
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,326
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,326
Total income from all sources (including contributions)2019-12-31$6,316,785
Total income from all sources (including contributions)2019-12-31$6,316,785
Total loss/gain on sale of assets2019-12-31$2,543,453
Total loss/gain on sale of assets2019-12-31$2,543,453
Total of all expenses incurred2019-12-31$539,792
Total of all expenses incurred2019-12-31$539,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$459,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$459,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$947,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$947,267
Value of total assets at end of year2019-12-31$35,557,087
Value of total assets at end of year2019-12-31$35,557,087
Value of total assets at beginning of year2019-12-31$29,775,768
Value of total assets at beginning of year2019-12-31$29,775,768
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$79,841
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$79,841
Total interest from all sources2019-12-31$100,890
Total interest from all sources2019-12-31$100,890
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,177,458
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,177,458
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,046,204
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,046,204
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$459,951
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$648,797
Contributions received from participants2019-12-31$648,797
Participant contributions at end of year2019-12-31$324,413
Participant contributions at end of year2019-12-31$324,413
Participant contributions at beginning of year2019-12-31$283,365
Participant contributions at beginning of year2019-12-31$283,365
Participant contributions at end of year2019-12-31$249,832
Participant contributions at end of year2019-12-31$249,832
Participant contributions at beginning of year2019-12-31$251,515
Participant contributions at beginning of year2019-12-31$251,515
Assets. Other investments not covered elsewhere at end of year2019-12-31$57,050
Assets. Other investments not covered elsewhere at end of year2019-12-31$57,050
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$12,497,047
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$12,497,047
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$15,303
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$15,303
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$104
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$104
Administrative expenses (other) incurred2019-12-31$1,742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,776,993
Value of net income/loss2019-12-31$5,776,993
Value of net assets at end of year (total assets less liabilities)2019-12-31$35,552,761
Value of net assets at end of year (total assets less liabilities)2019-12-31$35,552,761
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$29,775,768
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$29,775,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$78,099
Investment advisory and management fees2019-12-31$78,099
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$21,428,430
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$21,428,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,937,005
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,937,005
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Interest on participant loans2019-12-31$15,852
Interest on participant loans2019-12-31$15,852
Income. Interest from US Government securities2019-12-31$1,136
Income. Interest from US Government securities2019-12-31$1,136
Income. Interest from corporate debt instruments2019-12-31$813
Income. Interest from corporate debt instruments2019-12-31$813
Value of interest in common/collective trusts at end of year2019-12-31$3,753,662
Value of interest in common/collective trusts at end of year2019-12-31$3,753,662
Value of interest in common/collective trusts at beginning of year2019-12-31$3,499,908
Value of interest in common/collective trusts at beginning of year2019-12-31$3,499,908
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$4,126,908
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$4,126,908
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,847
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,847
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,847
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,847
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$83,089
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$83,089
Asset value of US Government securities at end of year2019-12-31$28,570
Asset value of US Government securities at end of year2019-12-31$28,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$283,167
Contributions received in cash from employer2019-12-31$283,167
Employer contributions (assets) at end of year2019-12-31$283,167
Employer contributions (assets) at end of year2019-12-31$283,167
Employer contributions (assets) at beginning of year2019-12-31$301,081
Employer contributions (assets) at beginning of year2019-12-31$301,081
Income. Dividends from common stock2019-12-31$131,254
Income. Dividends from common stock2019-12-31$131,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$459,951
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$26,358
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$26,358
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$5,278,593
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$5,278,593
Liabilities. Value of benefit claims payable at end of year2019-12-31$4,326
Liabilities. Value of benefit claims payable at end of year2019-12-31$4,326
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$8,196,812
Aggregate proceeds on sale of assets2019-12-31$8,196,812
Aggregate carrying amount (costs) on sale of assets2019-12-31$5,653,359
Aggregate carrying amount (costs) on sale of assets2019-12-31$5,653,359
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PIAKER & LYONS, P.C.
Accountancy firm name2019-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2019-12-31161152552
Accountancy firm EIN2019-12-31161152552
2018 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-3,176,133
Total unrealized appreciation/depreciation of assets2018-12-31$-3,176,133
Total income from all sources (including contributions)2018-12-31$-230,347
Total loss/gain on sale of assets2018-12-31$838,752
Total of all expenses incurred2018-12-31$1,150,156
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,058,779
Expenses. Certain deemed distributions of participant loans2018-12-31$2,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$984,061
Value of total assets at end of year2018-12-31$29,775,768
Value of total assets at beginning of year2018-12-31$31,156,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$88,757
Total interest from all sources2018-12-31$70,832
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,052,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$880,803
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$1,061,399
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$665,910
Participant contributions at end of year2018-12-31$283,365
Participant contributions at beginning of year2018-12-31$251,151
Participant contributions at end of year2018-12-31$251,515
Participant contributions at beginning of year2018-12-31$250,749
Assets. Other investments not covered elsewhere at end of year2018-12-31$12,497,047
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$13,058,736
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$17,070
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$701,992
Administrative expenses (other) incurred2018-12-31$1,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,380,503
Value of net assets at end of year (total assets less liabilities)2018-12-31$29,775,768
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$31,156,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$87,150
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$12,937,005
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$14,014,694
Value of interest in pooled separate accounts at end of year2018-12-31$0
Interest on participant loans2018-12-31$12,812
Income. Interest from US Government securities2018-12-31$47
Income. Interest from corporate debt instruments2018-12-31$813
Value of interest in common/collective trusts at end of year2018-12-31$3,499,908
Value of interest in common/collective trusts at beginning of year2018-12-31$3,289,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$5,847
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$6
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$6
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$57,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$301,081
Employer contributions (assets) at end of year2018-12-31$301,081
Employer contributions (assets) at beginning of year2018-12-31$291,427
Income. Dividends from common stock2018-12-31$171,338
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$356,787
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$6,947,655
Aggregate carrying amount (costs) on sale of assets2018-12-31$6,108,903
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2018-12-31161152552
2017 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$2,236,731
Total unrealized appreciation/depreciation of assets2017-12-31$2,236,731
Total income from all sources (including contributions)2017-12-31$4,511,749
Total loss/gain on sale of assets2017-12-31$603,585
Total of all expenses incurred2017-12-31$2,034,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,963,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$869,474
Value of total assets at end of year2017-12-31$31,156,271
Value of total assets at beginning of year2017-12-31$28,678,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$71,047
Total interest from all sources2017-12-31$38,607
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$763,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$603,035
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$1,963,023
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$577,370
Participant contributions at end of year2017-12-31$251,151
Participant contributions at beginning of year2017-12-31$253,686
Participant contributions at end of year2017-12-31$250,749
Participant contributions at beginning of year2017-12-31$245,299
Assets. Other investments not covered elsewhere at end of year2017-12-31$13,058,736
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$13,005,494
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$677
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$1,841,019
Administrative expenses (other) incurred2017-12-31$1,067
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,477,679
Value of net assets at end of year (total assets less liabilities)2017-12-31$31,156,271
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$28,678,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$69,980
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$14,014,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,669,837
Interest on participant loans2017-12-31$11,206
Income. Interest from corporate debt instruments2017-12-31$813
Value of interest in common/collective trusts at end of year2017-12-31$3,289,508
Value of interest in common/collective trusts at beginning of year2017-12-31$3,265,108
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$6
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$4
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$4
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$26,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$291,427
Employer contributions (assets) at end of year2017-12-31$291,427
Employer contributions (assets) at beginning of year2017-12-31$239,164
Income. Dividends from common stock2017-12-31$160,317
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$122,004
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$12,052,843
Aggregate carrying amount (costs) on sale of assets2017-12-31$11,449,258
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2017-12-31161152552
2016 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$917,747
Total unrealized appreciation/depreciation of assets2016-12-31$917,747
Total income from all sources (including contributions)2016-12-31$3,088,378
Total loss/gain on sale of assets2016-12-31$348,483
Total of all expenses incurred2016-12-31$214,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$143,290
Expenses. Certain deemed distributions of participant loans2016-12-31$3,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,163,206
Value of total assets at end of year2016-12-31$28,678,592
Value of total assets at beginning of year2016-12-31$25,804,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$67,968
Total interest from all sources2016-12-31$17,933
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$641,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$454,824
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$143,290
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$550,440
Participant contributions at end of year2016-12-31$253,686
Participant contributions at beginning of year2016-12-31$240,320
Participant contributions at end of year2016-12-31$245,299
Participant contributions at beginning of year2016-12-31$264,974
Assets. Other investments not covered elsewhere at end of year2016-12-31$13,005,494
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,634,271
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$373,602
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$30,904
Administrative expenses (other) incurred2016-12-31$890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,873,803
Value of net assets at end of year (total assets less liabilities)2016-12-31$28,678,592
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,804,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$67,078
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,669,837
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,246,869
Interest on participant loans2016-12-31$10,105
Income. Interest from US Government securities2016-12-31$281
Income. Interest from corporate debt instruments2016-12-31$939
Value of interest in common/collective trusts at end of year2016-12-31$3,265,108
Value of interest in common/collective trusts at beginning of year2016-12-31$2,725,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$4
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,646,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,646,900
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$6,608
Asset value of US Government securities at beginning of year2016-12-31$181,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$239,164
Employer contributions (assets) at end of year2016-12-31$239,164
Employer contributions (assets) at beginning of year2016-12-31$248,317
Income. Dividends from common stock2016-12-31$186,185
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$112,386
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$25,402
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$4,591,005
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$7,232,576
Aggregate carrying amount (costs) on sale of assets2016-12-31$6,884,093
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2016-12-31161152552
2015 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-1,280,192
Total unrealized appreciation/depreciation of assets2015-12-31$-1,280,192
Total income from all sources (including contributions)2015-12-31$488,859
Total loss/gain on sale of assets2015-12-31$197,521
Total of all expenses incurred2015-12-31$1,416,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,301,617
Expenses. Certain deemed distributions of participant loans2015-12-31$30,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$827,915
Value of total assets at end of year2015-12-31$25,804,789
Value of total assets at beginning of year2015-12-31$26,732,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$83,706
Total interest from all sources2015-12-31$11,283
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$732,332
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$522,713
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$1,301,617
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$579,598
Participant contributions at end of year2015-12-31$240,320
Participant contributions at beginning of year2015-12-31$268,172
Participant contributions at end of year2015-12-31$264,974
Participant contributions at beginning of year2015-12-31$174,285
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,634,271
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,269,482
Administrative expenses (other) incurred2015-12-31$929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-927,432
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,804,789
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$26,732,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$82,777
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,246,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$13,520,507
Interest on participant loans2015-12-31$9,498
Income. Interest from US Government securities2015-12-31$1,022
Income. Interest from corporate debt instruments2015-12-31$439
Value of interest in common/collective trusts at end of year2015-12-31$2,725,606
Value of interest in common/collective trusts at beginning of year2015-12-31$2,660,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,646,900
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,736,819
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,736,819
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$324
Asset value of US Government securities at end of year2015-12-31$181,125
Asset value of US Government securities at beginning of year2015-12-31$315,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$248,317
Employer contributions (assets) at end of year2015-12-31$248,317
Employer contributions (assets) at beginning of year2015-12-31$685,092
Income. Dividends from common stock2015-12-31$209,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,301,617
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$25,402
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$8,350
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$4,591,005
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$5,093,720
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$7,653,010
Aggregate carrying amount (costs) on sale of assets2015-12-31$7,455,489
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2015-12-31161152552
2014 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-361,065
Total unrealized appreciation/depreciation of assets2014-12-31$-361,065
Total income from all sources (including contributions)2014-12-31$2,393,001
Total loss/gain on sale of assets2014-12-31$894,867
Total of all expenses incurred2014-12-31$2,585,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,438,438
Expenses. Certain deemed distributions of participant loans2014-12-31$33,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,177,544
Value of total assets at end of year2014-12-31$26,732,221
Value of total assets at beginning of year2014-12-31$26,924,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$113,873
Total interest from all sources2014-12-31$49,412
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$632,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$442,491
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$2,438,438
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$492,452
Participant contributions at end of year2014-12-31$268,172
Participant contributions at beginning of year2014-12-31$291,944
Participant contributions at end of year2014-12-31$174,285
Participant contributions at beginning of year2014-12-31$179,119
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,269,482
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,793,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-192,458
Value of net assets at end of year (total assets less liabilities)2014-12-31$26,732,221
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$26,924,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$113,873
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$13,520,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,056,047
Interest on participant loans2014-12-31$10,582
Income. Interest from US Government securities2014-12-31$18,154
Income. Interest from corporate debt instruments2014-12-31$20,676
Value of interest in common/collective trusts at end of year2014-12-31$2,660,017
Value of interest in common/collective trusts at beginning of year2014-12-31$2,469,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,736,819
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,656,713
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,656,713
Asset value of US Government securities at end of year2014-12-31$315,777
Asset value of US Government securities at beginning of year2014-12-31$700,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$685,092
Employer contributions (assets) at end of year2014-12-31$685,092
Employer contributions (assets) at beginning of year2014-12-31$792,054
Income. Dividends from common stock2014-12-31$189,752
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,438,438
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$8,350
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$408,811
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$5,093,720
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$5,576,129
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$22,761,476
Aggregate carrying amount (costs) on sale of assets2014-12-31$21,866,609
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2014-12-31161152552
2013 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$2,535,125
Total unrealized appreciation/depreciation of assets2013-12-31$2,535,125
Total income from all sources (including contributions)2013-12-31$4,784,903
Total loss/gain on sale of assets2013-12-31$378,680
Total of all expenses incurred2013-12-31$1,373,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,245,310
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,331,360
Value of total assets at end of year2013-12-31$26,924,679
Value of total assets at beginning of year2013-12-31$23,512,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$127,713
Total interest from all sources2013-12-31$69,155
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$470,583
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$308,754
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$1,245,310
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$539,306
Participant contributions at end of year2013-12-31$291,944
Participant contributions at beginning of year2013-12-31$290,453
Participant contributions at end of year2013-12-31$179,119
Participant contributions at beginning of year2013-12-31$196,961
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,793,160
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,442,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,411,880
Value of net assets at end of year (total assets less liabilities)2013-12-31$26,924,679
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$23,512,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$127,713
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,056,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,355,923
Interest on participant loans2013-12-31$12,219
Income. Interest from US Government securities2013-12-31$14,047
Income. Interest from corporate debt instruments2013-12-31$40,598
Value of interest in common/collective trusts at end of year2013-12-31$2,469,960
Value of interest in common/collective trusts at beginning of year2013-12-31$2,580,961
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,656,713
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,514,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,514,269
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$2,291
Asset value of US Government securities at end of year2013-12-31$700,742
Asset value of US Government securities at beginning of year2013-12-31$354,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$792,054
Employer contributions (assets) at end of year2013-12-31$792,054
Employer contributions (assets) at beginning of year2013-12-31$722,445
Income. Dividends from common stock2013-12-31$161,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,245,310
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$408,811
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$689,767
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$5,576,129
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$4,364,799
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$7,106,257
Aggregate carrying amount (costs) on sale of assets2013-12-31$6,727,577
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2013-12-31161152552
2012 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,213,336
Total unrealized appreciation/depreciation of assets2012-12-31$1,213,336
Total income from all sources (including contributions)2012-12-31$3,101,043
Total loss/gain on sale of assets2012-12-31$195,560
Total of all expenses incurred2012-12-31$1,036,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$919,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,276,794
Value of total assets at end of year2012-12-31$23,512,799
Value of total assets at beginning of year2012-12-31$21,448,010
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$117,154
Total interest from all sources2012-12-31$85,445
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$329,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$183,697
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$919,100
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$554,349
Participant contributions at end of year2012-12-31$290,453
Participant contributions at beginning of year2012-12-31$291,075
Participant contributions at end of year2012-12-31$196,961
Participant contributions at beginning of year2012-12-31$206,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,064,789
Value of net assets at end of year (total assets less liabilities)2012-12-31$23,512,799
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$21,448,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$117,154
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,355,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,410,838
Interest on participant loans2012-12-31$12,299
Income. Interest from US Government securities2012-12-31$16,175
Income. Interest from corporate debt instruments2012-12-31$50,251
Value of interest in common/collective trusts at end of year2012-12-31$2,580,961
Value of interest in common/collective trusts at beginning of year2012-12-31$2,626,935
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,564,406
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,211,866
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,211,866
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$6,720
Asset value of US Government securities at end of year2012-12-31$354,584
Asset value of US Government securities at beginning of year2012-12-31$338,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$722,445
Employer contributions (assets) at end of year2012-12-31$722,445
Employer contributions (assets) at beginning of year2012-12-31$792,005
Income. Dividends from common stock2012-12-31$146,211
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$919,100
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$639,631
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$700,117
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$5,807,435
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$4,870,086
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$7,298,010
Aggregate carrying amount (costs) on sale of assets2012-12-31$7,102,450
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2012-12-31161152552
2011 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-707,869
Total unrealized appreciation/depreciation of assets2011-12-31$-707,869
Total income from all sources (including contributions)2011-12-31$1,245,680
Total loss/gain on sale of assets2011-12-31$174,003
Total of all expenses incurred2011-12-31$1,498,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,398,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,387,667
Value of total assets at end of year2011-12-31$21,448,010
Value of total assets at beginning of year2011-12-31$21,700,407
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$99,799
Total interest from all sources2011-12-31$98,249
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$293,630
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$173,500
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$1,398,278
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$556,400
Participant contributions at end of year2011-12-31$291,075
Participant contributions at beginning of year2011-12-31$276,249
Participant contributions at end of year2011-12-31$206,556
Participant contributions at beginning of year2011-12-31$195,467
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$39,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-252,397
Value of net assets at end of year (total assets less liabilities)2011-12-31$21,448,010
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,700,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$99,799
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,410,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,511,159
Interest on participant loans2011-12-31$12,569
Income. Interest from US Government securities2011-12-31$14,497
Income. Interest from corporate debt instruments2011-12-31$54,265
Value of interest in common/collective trusts at end of year2011-12-31$2,626,935
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,211,866
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,985,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,985,283
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$16,918
Asset value of US Government securities at end of year2011-12-31$338,532
Asset value of US Government securities at beginning of year2011-12-31$336,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$792,005
Employer contributions (assets) at end of year2011-12-31$792,005
Employer contributions (assets) at beginning of year2011-12-31$743,531
Income. Dividends from common stock2011-12-31$120,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,398,278
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$700,117
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$776,820
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$4,870,086
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$4,875,193
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$8,171,164
Aggregate carrying amount (costs) on sale of assets2011-12-31$7,997,161
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2011-12-31161152552
2010 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,413,371
Total unrealized appreciation/depreciation of assets2010-12-31$1,413,371
Total income from all sources (including contributions)2010-12-31$3,211,373
Total loss/gain on sale of assets2010-12-31$113,078
Total of all expenses incurred2010-12-31$2,264,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,150,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,290,244
Value of total assets at end of year2010-12-31$21,700,407
Value of total assets at beginning of year2010-12-31$20,753,127
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$113,633
Total interest from all sources2010-12-31$110,837
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$283,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$159,507
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$2,150,460
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$536,154
Participant contributions at end of year2010-12-31$276,249
Participant contributions at beginning of year2010-12-31$199,771
Participant contributions at end of year2010-12-31$195,467
Participant contributions at beginning of year2010-12-31$189,137
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$19,901
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$10,559
Administrative expenses (other) incurred2010-12-31$10,203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$947,280
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,700,407
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$20,753,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$70,768
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,511,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,986,358
Interest on participant loans2010-12-31$12,377
Interest earned on other investments2010-12-31$596
Income. Interest from US Government securities2010-12-31$16,117
Income. Interest from corporate debt instruments2010-12-31$59,776
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,985,283
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,755,368
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,755,368
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$21,971
Asset value of US Government securities at end of year2010-12-31$336,705
Asset value of US Government securities at beginning of year2010-12-31$334,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$743,531
Employer contributions (assets) at end of year2010-12-31$743,531
Employer contributions (assets) at beginning of year2010-12-31$755,721
Income. Dividends from common stock2010-12-31$124,336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,150,460
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$776,820
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$778,872
Contract administrator fees2010-12-31$32,662
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$4,875,193
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$4,733,635
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$9,069,909
Aggregate carrying amount (costs) on sale of assets2010-12-31$8,956,831
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PIAKER & LYONS, P.C.
Accountancy firm EIN2010-12-31161152552
2009 : HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$2,112,992
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1

2022: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HINMAN, HOWARD & KATTELL, LLP PROFIT SHARING PLAN AND TRUST NO. 1 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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