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CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 401k Plan overview

Plan NameCAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN
Plan identification number 001

CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAZENOVIA EQUIPMENT CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:CAZENOVIA EQUIPMENT CO., INC.
Employer identification number (EIN):150619704
NAIC Classification:444200
NAIC Description: Lawn and Garden Equipment and Supplies Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-11-01MICHAEL A FRAZEE2023-08-09
0012020-11-01MICHAEL FRAZEE2022-08-10
0012019-11-01MICHAEL A FRAZEE2021-05-25
0012018-11-01KRISTI GERDON2020-08-12
0012017-11-01MICHAEL FRAZEE2019-06-27
0012016-11-01
0012015-11-01MICHAEL FRAZEE
0012014-11-01MICHAEL FRAZEE MICHAEL FRAZEE2016-07-08
0012013-11-01MICHAEL FRAZEE MICHAEL FRAZEE2015-06-19
0012012-11-01MICHAEL FRAZEE MICHAEL FRAZEE2014-06-13
0012012-01-01MICHAEL FRAZEE MICHAEL FRAZEE2013-07-19
0012011-01-01JOANNE BILOFSKY
0012009-01-01JOANNE BILOFSKY

Plan Statistics for CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN

401k plan membership statisitcs for CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN

Measure Date Value
2021: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-11-01224
Total number of active participants reported on line 7a of the Form 55002021-11-01188
Number of retired or separated participants receiving benefits2021-11-010
Number of other retired or separated participants entitled to future benefits2021-11-0150
Total of all active and inactive participants2021-11-01238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-11-010
Total participants2021-11-01238
Number of participants with account balances2021-11-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-11-010
2020: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-11-01205
Total number of active participants reported on line 7a of the Form 55002020-11-01175
Number of retired or separated participants receiving benefits2020-11-010
Number of other retired or separated participants entitled to future benefits2020-11-0147
Total of all active and inactive participants2020-11-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-11-011
Total participants2020-11-01223
Number of participants with account balances2020-11-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-11-010
2019: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-11-01171
Total number of active participants reported on line 7a of the Form 55002019-11-01166
Number of retired or separated participants receiving benefits2019-11-010
Number of other retired or separated participants entitled to future benefits2019-11-0135
Total of all active and inactive participants2019-11-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-11-010
Total participants2019-11-01201
Number of participants with account balances2019-11-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-11-010
2018: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-11-01168
Total number of active participants reported on line 7a of the Form 55002018-11-01144
Number of retired or separated participants receiving benefits2018-11-010
Number of other retired or separated participants entitled to future benefits2018-11-0122
Total of all active and inactive participants2018-11-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-11-010
Total participants2018-11-01166
Number of participants with account balances2018-11-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-11-010
2017: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-11-01170
Total number of active participants reported on line 7a of the Form 55002017-11-01142
Number of retired or separated participants receiving benefits2017-11-013
Number of other retired or separated participants entitled to future benefits2017-11-0119
Total of all active and inactive participants2017-11-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-11-010
Total participants2017-11-01164
Number of participants with account balances2017-11-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-11-010
2016: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-11-01148
Total number of active participants reported on line 7a of the Form 55002016-11-01146
Number of retired or separated participants receiving benefits2016-11-012
Number of other retired or separated participants entitled to future benefits2016-11-0120
Total of all active and inactive participants2016-11-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-11-010
Total participants2016-11-01168
Number of participants with account balances2016-11-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-11-010
2015: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-11-01186
Total number of active participants reported on line 7a of the Form 55002015-11-01139
Number of retired or separated participants receiving benefits2015-11-010
Number of other retired or separated participants entitled to future benefits2015-11-0123
Total of all active and inactive participants2015-11-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-11-010
Total participants2015-11-01162
Number of participants with account balances2015-11-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-11-011
2014: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-01185
Total number of active participants reported on line 7a of the Form 55002014-11-01162
Number of retired or separated participants receiving benefits2014-11-010
Number of other retired or separated participants entitled to future benefits2014-11-0124
Total of all active and inactive participants2014-11-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-11-010
Total participants2014-11-01186
Number of participants with account balances2014-11-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-010
2013: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-01176
Total number of active participants reported on line 7a of the Form 55002013-11-01160
Number of retired or separated participants receiving benefits2013-11-010
Number of other retired or separated participants entitled to future benefits2013-11-0124
Total of all active and inactive participants2013-11-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-010
Total participants2013-11-01184
Number of participants with account balances2013-11-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-010
2012: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-01162
Total number of active participants reported on line 7a of the Form 55002012-11-01149
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-0127
Total of all active and inactive participants2012-11-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-010
Total participants2012-11-01176
Number of participants with account balances2012-11-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-010
Total participants, beginning-of-year2012-01-01158
Total number of active participants reported on line 7a of the Form 55002012-01-01138
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0124
Total of all active and inactive participants2012-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01162
Number of participants with account balances2012-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01131
Total number of active participants reported on line 7a of the Form 55002011-01-01126
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0126
Total of all active and inactive participants2011-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01152
Number of participants with account balances2011-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01116
Total number of active participants reported on line 7a of the Form 55002009-01-01150
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0120
Total of all active and inactive participants2009-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01170
Number of participants with account balances2009-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN

Measure Date Value
2022 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-10-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-10-31$0
Total unrealized appreciation/depreciation of assets2022-10-31$0
Total transfer of assets to this plan2022-10-31$0
Total transfer of assets from this plan2022-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-31$0
Total income from all sources (including contributions)2022-10-31$-2,054,005
Total loss/gain on sale of assets2022-10-31$0
Total of all expenses incurred2022-10-31$2,365,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-10-31$2,337,956
Expenses. Certain deemed distributions of participant loans2022-10-31$0
Value of total corrective distributions2022-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-10-31$847,154
Value of total assets at end of year2022-10-31$14,470,615
Value of total assets at beginning of year2022-10-31$18,889,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-10-31$27,275
Total interest from all sources2022-10-31$30,445
Total dividends received (eg from common stock, registered investment company shares)2022-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-10-31$0
Assets. Real estate other than employer real property at end of year2022-10-31$0
Assets. Real estate other than employer real property at beginning of year2022-10-31$0
Administrative expenses professional fees incurred2022-10-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-10-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-10-31$0
Was this plan covered by a fidelity bond2022-10-31Yes
Value of fidelity bond cover2022-10-31$500,000
If this is an individual account plan, was there a blackout period2022-10-31No
Were there any nonexempt tranactions with any party-in-interest2022-10-31No
Contributions received from participants2022-10-31$525,807
Participant contributions at end of year2022-10-31$243,332
Participant contributions at beginning of year2022-10-31$247,925
Participant contributions at end of year2022-10-31$0
Participant contributions at beginning of year2022-10-31$0
Assets. Other investments not covered elsewhere at end of year2022-10-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-10-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-10-31$9,816
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-10-31$34
Assets. Loans (other than to participants) at end of year2022-10-31$0
Assets. Loans (other than to participants) at beginning of year2022-10-31$0
Other income not declared elsewhere2022-10-31$642
Administrative expenses (other) incurred2022-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-31No
Income. Non cash contributions2022-10-31$0
Value of net income/loss2022-10-31$-4,419,236
Value of net assets at end of year (total assets less liabilities)2022-10-31$14,470,615
Value of net assets at beginning of year (total assets less liabilities)2022-10-31$18,889,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-10-31No
Were any leases to which the plan was party in default or uncollectible2022-10-31No
Assets. partnership/joint venture interests at end of year2022-10-31$0
Assets. partnership/joint venture interests at beginning of year2022-10-31$0
Investment advisory and management fees2022-10-31$23,855
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-10-31$0
Value of interest in pooled separate accounts at end of year2022-10-31$13,120,992
Value of interest in pooled separate accounts at beginning of year2022-10-31$17,365,580
Interest on participant loans2022-10-31$14,233
Income. Interest from loans (other than to participants)2022-10-31$0
Interest earned on other investments2022-10-31$16,212
Income. Interest from US Government securities2022-10-31$0
Income. Interest from corporate debt instruments2022-10-31$0
Value of interest in master investment trust accounts at end of year2022-10-31$0
Value of interest in master investment trust accounts at beginning of year2022-10-31$0
Value of interest in common/collective trusts at end of year2022-10-31$0
Value of interest in common/collective trusts at beginning of year2022-10-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-10-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-10-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-10-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-10-31$0
Assets. Value of investments in 103.12 investment entities at end of year2022-10-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-10-31$1,105,473
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-10-31$1,276,346
Expenses. Payments to insurance carriers foe the provision of benefits2022-10-31$0
Asset value of US Government securities at end of year2022-10-31$0
Asset value of US Government securities at beginning of year2022-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-10-31$0
Net investment gain/loss from pooled separate accounts2022-10-31$-2,932,246
Net investment gain or loss from common/collective trusts2022-10-31$0
Net gain/loss from 103.12 investment entities2022-10-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-10-31No
Was there a failure to transmit to the plan any participant contributions2022-10-31Yes
Has the plan failed to provide any benefit when due under the plan2022-10-31No
Contributions received in cash from employer2022-10-31$311,531
Employer contributions (assets) at end of year2022-10-31$784
Employer contributions (assets) at beginning of year2022-10-31$0
Income. Dividends from preferred stock2022-10-31$0
Income. Dividends from common stock2022-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-10-31$2,337,956
Asset. Corporate debt instrument preferred debt at end of year2022-10-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-10-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-10-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-10-31$0
Contract administrator fees2022-10-31$3,420
Assets. Corporate common stocks other than exployer securities at end of year2022-10-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-10-31$0
Did the plan have assets held for investment2022-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-10-31No
Aggregate proceeds on sale of assets2022-10-31$0
Aggregate carrying amount (costs) on sale of assets2022-10-31$0
Opinion of an independent qualified public accountant for this plan2022-10-31Unqualified
Accountancy firm name2022-10-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2022-10-31330996661
2021 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-10-31$0
Total unrealized appreciation/depreciation of assets2021-10-31$0
Total transfer of assets to this plan2021-10-31$0
Total transfer of assets from this plan2021-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-10-31$0
Total income from all sources (including contributions)2021-10-31$4,376,694
Total loss/gain on sale of assets2021-10-31$0
Total of all expenses incurred2021-10-31$572,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-10-31$544,931
Expenses. Certain deemed distributions of participant loans2021-10-31$0
Value of total corrective distributions2021-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-10-31$846,090
Value of total assets at end of year2021-10-31$18,889,851
Value of total assets at beginning of year2021-10-31$15,085,471
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-10-31$27,383
Total interest from all sources2021-10-31$38,418
Total dividends received (eg from common stock, registered investment company shares)2021-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-10-31$0
Assets. Real estate other than employer real property at end of year2021-10-31$0
Assets. Real estate other than employer real property at beginning of year2021-10-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-10-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-10-31$0
Was this plan covered by a fidelity bond2021-10-31Yes
Value of fidelity bond cover2021-10-31$500,000
If this is an individual account plan, was there a blackout period2021-10-31No
Were there any nonexempt tranactions with any party-in-interest2021-10-31No
Contributions received from participants2021-10-31$528,436
Participant contributions at end of year2021-10-31$247,925
Participant contributions at beginning of year2021-10-31$337,034
Participant contributions at end of year2021-10-31$0
Participant contributions at beginning of year2021-10-31$0
Assets. Other investments not covered elsewhere at end of year2021-10-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-10-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-10-31$12,129
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-10-31$0
Assets. Loans (other than to participants) at end of year2021-10-31$0
Assets. Loans (other than to participants) at beginning of year2021-10-31$0
Other income not declared elsewhere2021-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-31No
Income. Non cash contributions2021-10-31$0
Value of net income/loss2021-10-31$3,804,380
Value of net assets at end of year (total assets less liabilities)2021-10-31$18,889,851
Value of net assets at beginning of year (total assets less liabilities)2021-10-31$15,085,471
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-10-31No
Were any leases to which the plan was party in default or uncollectible2021-10-31No
Assets. partnership/joint venture interests at end of year2021-10-31$0
Assets. partnership/joint venture interests at beginning of year2021-10-31$0
Investment advisory and management fees2021-10-31$24,928
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-10-31$0
Value of interest in pooled separate accounts at end of year2021-10-31$17,365,580
Value of interest in pooled separate accounts at beginning of year2021-10-31$13,543,468
Interest on participant loans2021-10-31$18,322
Income. Interest from loans (other than to participants)2021-10-31$0
Interest earned on other investments2021-10-31$20,096
Income. Interest from US Government securities2021-10-31$0
Income. Interest from corporate debt instruments2021-10-31$0
Value of interest in master investment trust accounts at end of year2021-10-31$0
Value of interest in master investment trust accounts at beginning of year2021-10-31$0
Value of interest in common/collective trusts at end of year2021-10-31$0
Value of interest in common/collective trusts at beginning of year2021-10-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-10-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-10-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-10-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-10-31$0
Assets. Value of investments in 103.12 investment entities at end of year2021-10-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-10-31$1,276,346
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-10-31$1,204,969
Expenses. Payments to insurance carriers foe the provision of benefits2021-10-31$0
Asset value of US Government securities at end of year2021-10-31$0
Asset value of US Government securities at beginning of year2021-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-10-31$0
Net investment gain/loss from pooled separate accounts2021-10-31$3,492,186
Net investment gain or loss from common/collective trusts2021-10-31$0
Net gain/loss from 103.12 investment entities2021-10-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-10-31No
Was there a failure to transmit to the plan any participant contributions2021-10-31Yes
Has the plan failed to provide any benefit when due under the plan2021-10-31No
Contributions received in cash from employer2021-10-31$305,525
Employer contributions (assets) at end of year2021-10-31$0
Employer contributions (assets) at beginning of year2021-10-31$0
Income. Dividends from preferred stock2021-10-31$0
Income. Dividends from common stock2021-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-10-31$544,931
Asset. Corporate debt instrument preferred debt at end of year2021-10-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-10-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-10-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-10-31$0
Contract administrator fees2021-10-31$2,455
Assets. Corporate common stocks other than exployer securities at end of year2021-10-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-10-31$0
Did the plan have assets held for investment2021-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-10-31No
Aggregate proceeds on sale of assets2021-10-31$0
Aggregate carrying amount (costs) on sale of assets2021-10-31$0
Opinion of an independent qualified public accountant for this plan2021-10-31Unqualified
Accountancy firm name2021-10-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2021-10-31330996661
2020 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-10-31$0
Total transfer of assets to this plan2020-10-31$330,306
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-10-31$0
Total income from all sources (including contributions)2020-10-31$1,635,064
Total loss/gain on sale of assets2020-10-31$0
Total of all expenses incurred2020-10-31$1,496,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-10-31$1,472,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-10-31$836,224
Value of total assets at end of year2020-10-31$15,085,471
Value of total assets at beginning of year2020-10-31$14,616,417
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-10-31$24,285
Total interest from all sources2020-10-31$42,417
Total dividends received (eg from common stock, registered investment company shares)2020-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-10-31No
Was this plan covered by a fidelity bond2020-10-31Yes
Value of fidelity bond cover2020-10-31$500,000
If this is an individual account plan, was there a blackout period2020-10-31No
Were there any nonexempt tranactions with any party-in-interest2020-10-31No
Contributions received from participants2020-10-31$533,060
Participant contributions at end of year2020-10-31$337,034
Participant contributions at beginning of year2020-10-31$358,110
Participant contributions at beginning of year2020-10-31$8,371
Income. Received or receivable in cash from other sources (including rollovers)2020-10-31$2,289
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-10-31No
Value of net income/loss2020-10-31$138,748
Value of net assets at end of year (total assets less liabilities)2020-10-31$15,085,471
Value of net assets at beginning of year (total assets less liabilities)2020-10-31$14,616,417
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-10-31No
Were any leases to which the plan was party in default or uncollectible2020-10-31No
Investment advisory and management fees2020-10-31$21,305
Value of interest in pooled separate accounts at end of year2020-10-31$13,543,468
Value of interest in pooled separate accounts at beginning of year2020-10-31$13,283,058
Interest on participant loans2020-10-31$22,658
Interest earned on other investments2020-10-31$19,759
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-10-31$1,204,969
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-10-31$962,355
Net investment gain/loss from pooled separate accounts2020-10-31$756,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-10-31No
Was there a failure to transmit to the plan any participant contributions2020-10-31Yes
Has the plan failed to provide any benefit when due under the plan2020-10-31No
Contributions received in cash from employer2020-10-31$300,875
Employer contributions (assets) at beginning of year2020-10-31$4,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-10-31$1,472,031
Contract administrator fees2020-10-31$2,980
Did the plan have assets held for investment2020-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-10-31Yes
Opinion of an independent qualified public accountant for this plan2020-10-31Disclaimer
Accountancy firm name2020-10-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2020-10-31330996661
2019 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-31$0
Total income from all sources (including contributions)2019-10-31$2,305,327
Total loss/gain on sale of assets2019-10-31$0
Total of all expenses incurred2019-10-31$1,275,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-10-31$1,247,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-10-31$847,444
Value of total assets at end of year2019-10-31$14,616,417
Value of total assets at beginning of year2019-10-31$13,586,470
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-10-31$28,101
Total interest from all sources2019-10-31$39,090
Total dividends received (eg from common stock, registered investment company shares)2019-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-10-31No
Was this plan covered by a fidelity bond2019-10-31Yes
Value of fidelity bond cover2019-10-31$500,000
If this is an individual account plan, was there a blackout period2019-10-31No
Were there any nonexempt tranactions with any party-in-interest2019-10-31No
Contributions received from participants2019-10-31$504,044
Participant contributions at end of year2019-10-31$358,110
Participant contributions at beginning of year2019-10-31$367,672
Participant contributions at end of year2019-10-31$8,371
Income. Received or receivable in cash from other sources (including rollovers)2019-10-31$84,973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-31No
Value of net income/loss2019-10-31$1,029,947
Value of net assets at end of year (total assets less liabilities)2019-10-31$14,616,417
Value of net assets at beginning of year (total assets less liabilities)2019-10-31$13,586,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-10-31No
Were any leases to which the plan was party in default or uncollectible2019-10-31No
Investment advisory and management fees2019-10-31$20,452
Value of interest in pooled separate accounts at end of year2019-10-31$13,283,058
Value of interest in pooled separate accounts at beginning of year2019-10-31$12,275,642
Interest on participant loans2019-10-31$22,469
Interest earned on other investments2019-10-31$16,621
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-10-31$962,355
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-10-31$943,156
Net investment gain/loss from pooled separate accounts2019-10-31$1,418,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-10-31No
Was there a failure to transmit to the plan any participant contributions2019-10-31No
Has the plan failed to provide any benefit when due under the plan2019-10-31No
Contributions received in cash from employer2019-10-31$258,427
Employer contributions (assets) at end of year2019-10-31$4,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-10-31$1,247,279
Contract administrator fees2019-10-31$7,649
Did the plan have assets held for investment2019-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-10-31Yes
Opinion of an independent qualified public accountant for this plan2019-10-31Disclaimer
Accountancy firm name2019-10-31DANNIBLE & MCKEE LLP
Accountancy firm EIN2019-10-31330996661
2018 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-31$0
Total income from all sources (including contributions)2018-10-31$785,864
Total loss/gain on sale of assets2018-10-31$0
Total of all expenses incurred2018-10-31$622,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-10-31$600,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-10-31$812,996
Value of total assets at end of year2018-10-31$13,586,470
Value of total assets at beginning of year2018-10-31$13,423,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-10-31$22,815
Total interest from all sources2018-10-31$35,086
Total dividends received (eg from common stock, registered investment company shares)2018-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-10-31No
Was this plan covered by a fidelity bond2018-10-31Yes
Value of fidelity bond cover2018-10-31$500,000
If this is an individual account plan, was there a blackout period2018-10-31No
Were there any nonexempt tranactions with any party-in-interest2018-10-31No
Contributions received from participants2018-10-31$531,507
Participant contributions at end of year2018-10-31$367,672
Participant contributions at beginning of year2018-10-31$325,046
Income. Received or receivable in cash from other sources (including rollovers)2018-10-31$29,416
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-10-31$136,190
Other income not declared elsewhere2018-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-31No
Value of net income/loss2018-10-31$162,957
Value of net assets at end of year (total assets less liabilities)2018-10-31$13,586,470
Value of net assets at beginning of year (total assets less liabilities)2018-10-31$13,423,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-10-31No
Were any leases to which the plan was party in default or uncollectible2018-10-31No
Investment advisory and management fees2018-10-31$20,015
Value of interest in pooled separate accounts at end of year2018-10-31$12,275,642
Value of interest in pooled separate accounts at beginning of year2018-10-31$11,947,099
Interest on participant loans2018-10-31$19,960
Interest earned on other investments2018-10-31$15,126
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-10-31$943,156
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-10-31$1,015,178
Net investment gain/loss from pooled separate accounts2018-10-31$-62,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-10-31No
Was there a failure to transmit to the plan any participant contributions2018-10-31No
Has the plan failed to provide any benefit when due under the plan2018-10-31No
Contributions received in cash from employer2018-10-31$252,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-10-31$600,092
Contract administrator fees2018-10-31$2,800
Did the plan have assets held for investment2018-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-10-31Yes
Opinion of an independent qualified public accountant for this plan2018-10-31Disclaimer
Accountancy firm name2018-10-31DANNIBLE & MCKEE LLP
Accountancy firm EIN2018-10-31330996661
2017 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total income from all sources (including contributions)2017-10-31$2,830,062
Total loss/gain on sale of assets2017-10-31$0
Total of all expenses incurred2017-10-31$599,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-10-31$532,123
Expenses. Certain deemed distributions of participant loans2017-10-31$3,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-10-31$729,264
Value of total assets at end of year2017-10-31$13,423,513
Value of total assets at beginning of year2017-10-31$11,193,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-10-31$63,985
Total interest from all sources2017-10-31$20,548
Total dividends received (eg from common stock, registered investment company shares)2017-10-31$328,895
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-10-31$328,895
Was this plan covered by a fidelity bond2017-10-31Yes
Value of fidelity bond cover2017-10-31$500,000
If this is an individual account plan, was there a blackout period2017-10-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-10-31No
Contributions received from participants2017-10-31$436,025
Participant contributions at end of year2017-10-31$325,046
Participant contributions at beginning of year2017-10-31$305,905
Income. Received or receivable in cash from other sources (including rollovers)2017-10-31$57,471
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-10-31$136,190
Administrative expenses (other) incurred2017-10-31$59,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Income. Non cash contributions2017-10-31$0
Value of net income/loss2017-10-31$2,230,397
Value of net assets at end of year (total assets less liabilities)2017-10-31$13,423,513
Value of net assets at beginning of year (total assets less liabilities)2017-10-31$11,193,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-10-31No
Were any leases to which the plan was party in default or uncollectible2017-10-31No
Investment advisory and management fees2017-10-31$3,852
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-10-31$10,472,437
Value of interest in pooled separate accounts at end of year2017-10-31$11,947,099
Interest on participant loans2017-10-31$17,927
Interest earned on other investments2017-10-31$2,621
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-10-31$1,015,178
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-10-31$414,774
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-10-31$1,374,430
Net investment gain/loss from pooled separate accounts2017-10-31$376,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-10-31No
Was there a failure to transmit to the plan any participant contributions2017-10-31No
Has the plan failed to provide any benefit when due under the plan2017-10-31No
Contributions received in cash from employer2017-10-31$235,768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-10-31$532,123
Contract administrator fees2017-10-31$350
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-10-31Yes
Did the plan have assets held for investment2017-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-10-31Yes
Opinion of an independent qualified public accountant for this plan2017-10-31Disclaimer
Accountancy firm name2017-10-31DANNIBLE & MCKEE LLP
Accountancy firm EIN2017-10-31330996661
2016 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-10-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-10-31$0
Total unrealized appreciation/depreciation of assets2016-10-31$0
Total transfer of assets to this plan2016-10-31$0
Total transfer of assets from this plan2016-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Expenses. Interest paid2016-10-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-10-31$0
Total income from all sources (including contributions)2016-10-31$1,179,151
Total loss/gain on sale of assets2016-10-31$0
Total of all expenses incurred2016-10-31$506,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-10-31$463,582
Expenses. Certain deemed distributions of participant loans2016-10-31$15,063
Value of total corrective distributions2016-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-10-31$645,281
Value of total assets at end of year2016-10-31$11,193,116
Value of total assets at beginning of year2016-10-31$10,520,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-10-31$28,023
Total income from rents2016-10-31$0
Total interest from all sources2016-10-31$16,799
Total dividends received (eg from common stock, registered investment company shares)2016-10-31$854,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-10-31$854,348
Administrative expenses professional fees incurred2016-10-31$0
Was this plan covered by a fidelity bond2016-10-31Yes
Value of fidelity bond cover2016-10-31$500,000
If this is an individual account plan, was there a blackout period2016-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-10-31$0
Were there any nonexempt tranactions with any party-in-interest2016-10-31No
Contributions received from participants2016-10-31$408,191
Participant contributions at end of year2016-10-31$305,905
Participant contributions at beginning of year2016-10-31$338,942
Income. Received or receivable in cash from other sources (including rollovers)2016-10-31$3,271
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-10-31$0
Administrative expenses (other) incurred2016-10-31$28,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Income. Non cash contributions2016-10-31$0
Value of net income/loss2016-10-31$672,483
Value of net assets at end of year (total assets less liabilities)2016-10-31$11,193,116
Value of net assets at beginning of year (total assets less liabilities)2016-10-31$10,520,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-10-31No
Were any leases to which the plan was party in default or uncollectible2016-10-31No
Investment advisory and management fees2016-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-10-31$10,472,437
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-10-31$9,783,149
Interest on participant loans2016-10-31$16,799
Income. Interest from loans (other than to participants)2016-10-31$0
Interest earned on other investments2016-10-31$0
Income. Interest from US Government securities2016-10-31$0
Income. Interest from corporate debt instruments2016-10-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-10-31$414,774
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-10-31$398,542
Expenses. Payments to insurance carriers foe the provision of benefits2016-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-10-31$-337,277
Net investment gain/loss from pooled separate accounts2016-10-31$0
Net investment gain or loss from common/collective trusts2016-10-31$0
Net gain/loss from 103.12 investment entities2016-10-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-10-31No
Was there a failure to transmit to the plan any participant contributions2016-10-31No
Has the plan failed to provide any benefit when due under the plan2016-10-31No
Contributions received in cash from employer2016-10-31$233,819
Income. Dividends from preferred stock2016-10-31$0
Income. Dividends from common stock2016-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-10-31$463,582
Contract administrator fees2016-10-31$0
Did the plan have assets held for investment2016-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-10-31No
Aggregate proceeds on sale of assets2016-10-31$0
Aggregate carrying amount (costs) on sale of assets2016-10-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-10-31Yes
Opinion of an independent qualified public accountant for this plan2016-10-31Disclaimer
Accountancy firm name2016-10-31DANNIBLE & MCKEE LLP
Accountancy firm EIN2016-10-31330996661
2015 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$0
Total income from all sources (including contributions)2015-10-31$1,239,561
Total loss/gain on sale of assets2015-10-31$0
Total of all expenses incurred2015-10-31$502,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-10-31$492,763
Expenses. Certain deemed distributions of participant loans2015-10-31$3,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-10-31$1,091,538
Value of total assets at end of year2015-10-31$10,520,633
Value of total assets at beginning of year2015-10-31$9,783,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-10-31$6,243
Total interest from all sources2015-10-31$14,656
Total dividends received (eg from common stock, registered investment company shares)2015-10-31$716,559
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-10-31$716,559
Administrative expenses professional fees incurred2015-10-31$5,000
Was this plan covered by a fidelity bond2015-10-31Yes
Value of fidelity bond cover2015-10-31$500,000
If this is an individual account plan, was there a blackout period2015-10-31No
Were there any nonexempt tranactions with any party-in-interest2015-10-31No
Contributions received from participants2015-10-31$454,821
Participant contributions at end of year2015-10-31$338,942
Participant contributions at beginning of year2015-10-31$228,128
Income. Received or receivable in cash from other sources (including rollovers)2015-10-31$392,467
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Income. Non cash contributions2015-10-31$0
Value of net income/loss2015-10-31$736,822
Value of net assets at end of year (total assets less liabilities)2015-10-31$10,520,633
Value of net assets at beginning of year (total assets less liabilities)2015-10-31$9,783,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-10-31No
Were any leases to which the plan was party in default or uncollectible2015-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-10-31$9,783,149
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-10-31$9,082,019
Interest on participant loans2015-10-31$14,656
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-10-31$398,542
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-10-31$472,486
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-10-31$-583,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-10-31No
Was there a failure to transmit to the plan any participant contributions2015-10-31No
Has the plan failed to provide any benefit when due under the plan2015-10-31No
Contributions received in cash from employer2015-10-31$244,250
Employer contributions (assets) at end of year2015-10-31$0
Employer contributions (assets) at beginning of year2015-10-31$1,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-10-31$492,763
Contract administrator fees2015-10-31$1,243
Did the plan have assets held for investment2015-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-10-31Yes
Opinion of an independent qualified public accountant for this plan2015-10-31Disclaimer
Accountancy firm name2015-10-31DANNIBLE & MCKEE LLP
Accountancy firm EIN2015-10-31330996661
2014 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total income from all sources (including contributions)2014-10-31$1,476,119
Total loss/gain on sale of assets2014-10-31$0
Total of all expenses incurred2014-10-31$849,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-10-31$819,177
Expenses. Certain deemed distributions of participant loans2014-10-31$22,057
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-10-31$665,980
Value of total assets at end of year2014-10-31$9,783,811
Value of total assets at beginning of year2014-10-31$9,157,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-10-31$8,304
Total interest from all sources2014-10-31$10,947
Total dividends received (eg from common stock, registered investment company shares)2014-10-31$385,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-10-31$0
Administrative expenses professional fees incurred2014-10-31$8,000
Was this plan covered by a fidelity bond2014-10-31Yes
Value of fidelity bond cover2014-10-31$500,000
If this is an individual account plan, was there a blackout period2014-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-10-31$0
Were there any nonexempt tranactions with any party-in-interest2014-10-31No
Contributions received from participants2014-10-31$434,318
Participant contributions at end of year2014-10-31$228,128
Participant contributions at beginning of year2014-10-31$231,094
Income. Received or receivable in cash from other sources (including rollovers)2014-10-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Income. Non cash contributions2014-10-31$0
Value of net income/loss2014-10-31$626,581
Value of net assets at end of year (total assets less liabilities)2014-10-31$9,783,811
Value of net assets at beginning of year (total assets less liabilities)2014-10-31$9,157,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-10-31No
Were any leases to which the plan was party in default or uncollectible2014-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-10-31$9,082,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-10-31$8,345,886
Interest on participant loans2014-10-31$12,015
Income. Interest from loans (other than to participants)2014-10-31$0
Interest earned on other investments2014-10-31$-1,068
Income. Interest from US Government securities2014-10-31$0
Income. Interest from corporate debt instruments2014-10-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-10-31$472,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-10-31$580,250
Expenses. Payments to insurance carriers foe the provision of benefits2014-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-10-31$413,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-10-31No
Was there a failure to transmit to the plan any participant contributions2014-10-31No
Has the plan failed to provide any benefit when due under the plan2014-10-31No
Contributions received in cash from employer2014-10-31$231,662
Employer contributions (assets) at end of year2014-10-31$1,178
Income. Dividends from preferred stock2014-10-31$385,482
Income. Dividends from common stock2014-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-10-31$819,177
Contract administrator fees2014-10-31$304
Did the plan have assets held for investment2014-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-10-31Yes
Opinion of an independent qualified public accountant for this plan2014-10-31Disclaimer
Accountancy firm name2014-10-31DANNIBLE & MCKEE LLP
Accountancy firm EIN2014-10-31330996661
2013 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-10-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-10-31$0
Total unrealized appreciation/depreciation of assets2013-10-31$0
Total transfer of assets to this plan2013-10-31$0
Total transfer of assets from this plan2013-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Expenses. Interest paid2013-10-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-10-31$0
Total income from all sources (including contributions)2013-10-31$2,364,861
Total loss/gain on sale of assets2013-10-31$0
Total of all expenses incurred2013-10-31$496,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-10-31$456,591
Expenses. Certain deemed distributions of participant loans2013-10-31$32,330
Value of total corrective distributions2013-10-31$1,449
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-10-31$847,785
Value of total assets at end of year2013-10-31$9,157,230
Value of total assets at beginning of year2013-10-31$7,289,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-10-31$6,365
Total interest from all sources2013-10-31$16,932
Total dividends received (eg from common stock, registered investment company shares)2013-10-31$203,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-10-31$203,174
Administrative expenses professional fees incurred2013-10-31$0
Was this plan covered by a fidelity bond2013-10-31Yes
Value of fidelity bond cover2013-10-31$500,000
If this is an individual account plan, was there a blackout period2013-10-31No
Were there any nonexempt tranactions with any party-in-interest2013-10-31No
Contributions received from participants2013-10-31$436,236
Participant contributions at end of year2013-10-31$231,094
Participant contributions at beginning of year2013-10-31$383,444
Income. Received or receivable in cash from other sources (including rollovers)2013-10-31$186,651
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-10-31$0
Administrative expenses (other) incurred2013-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Income. Non cash contributions2013-10-31$0
Value of net income/loss2013-10-31$1,868,126
Value of net assets at end of year (total assets less liabilities)2013-10-31$9,157,230
Value of net assets at beginning of year (total assets less liabilities)2013-10-31$7,289,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-10-31No
Were any leases to which the plan was party in default or uncollectible2013-10-31No
Investment advisory and management fees2013-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-10-31$8,345,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-10-31$6,542,309
Interest on participant loans2013-10-31$16,932
Income. Interest from loans (other than to participants)2013-10-31$0
Interest earned on other investments2013-10-31$0
Income. Interest from US Government securities2013-10-31$0
Income. Interest from corporate debt instruments2013-10-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-10-31$580,250
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-10-31$363,211
Expenses. Payments to insurance carriers foe the provision of benefits2013-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-10-31$1,296,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-10-31No
Was there a failure to transmit to the plan any participant contributions2013-10-31No
Has the plan failed to provide any benefit when due under the plan2013-10-31No
Contributions received in cash from employer2013-10-31$224,898
Employer contributions (assets) at beginning of year2013-10-31$140
Income. Dividends from preferred stock2013-10-31$0
Income. Dividends from common stock2013-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-10-31$456,591
Contract administrator fees2013-10-31$6,365
Did the plan have assets held for investment2013-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-10-31No
Aggregate proceeds on sale of assets2013-10-31$0
Aggregate carrying amount (costs) on sale of assets2013-10-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-10-31Yes
Opinion of an independent qualified public accountant for this plan2013-10-31Disclaimer
Accountancy firm name2013-10-31DANNIBLE & MCKEE LLP
Accountancy firm EIN2013-10-31330996661
2012 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-10-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-10-31$0
Total unrealized appreciation/depreciation of assets2012-10-31$0
Total transfer of assets to this plan2012-10-31$0
Total transfer of assets from this plan2012-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Expenses. Interest paid2012-10-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-10-31$0
Total income from all sources (including contributions)2012-10-31$1,121,731
Total loss/gain on sale of assets2012-10-31$0
Total of all expenses incurred2012-10-31$403,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-10-31$369,764
Expenses. Certain deemed distributions of participant loans2012-10-31$34,008
Value of total corrective distributions2012-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-10-31$380,402
Value of total assets at end of year2012-10-31$7,289,104
Value of total assets at beginning of year2012-10-31$6,571,270
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-10-31$125
Total interest from all sources2012-10-31$14,926
Total dividends received (eg from common stock, registered investment company shares)2012-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-10-31$0
Administrative expenses professional fees incurred2012-10-31$0
Was this plan covered by a fidelity bond2012-10-31Yes
Value of fidelity bond cover2012-10-31$500,000
If this is an individual account plan, was there a blackout period2012-10-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-10-31No
Contributions received from participants2012-10-31$266,618
Participant contributions at end of year2012-10-31$383,444
Participant contributions at beginning of year2012-10-31$377,823
Income. Received or receivable in cash from other sources (including rollovers)2012-10-31$970
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-10-31$0
Administrative expenses (other) incurred2012-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Income. Non cash contributions2012-10-31$0
Value of net income/loss2012-10-31$717,834
Value of net assets at end of year (total assets less liabilities)2012-10-31$7,289,104
Value of net assets at beginning of year (total assets less liabilities)2012-10-31$6,571,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-10-31No
Were any leases to which the plan was party in default or uncollectible2012-10-31No
Investment advisory and management fees2012-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-10-31$6,542,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-10-31$5,606,491
Interest on participant loans2012-10-31$14,926
Income. Interest from loans (other than to participants)2012-10-31$0
Interest earned on other investments2012-10-31$0
Income. Interest from US Government securities2012-10-31$0
Income. Interest from corporate debt instruments2012-10-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-10-31$486,956
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-10-31$486,956
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-10-31$363,211
Expenses. Payments to insurance carriers foe the provision of benefits2012-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-10-31$726,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-10-31No
Was there a failure to transmit to the plan any participant contributions2012-10-31No
Has the plan failed to provide any benefit when due under the plan2012-10-31No
Contributions received in cash from employer2012-10-31$112,814
Employer contributions (assets) at end of year2012-10-31$140
Employer contributions (assets) at beginning of year2012-10-31$100,000
Income. Dividends from preferred stock2012-10-31$0
Income. Dividends from common stock2012-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-10-31$369,764
Contract administrator fees2012-10-31$125
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-10-31Yes
Did the plan have assets held for investment2012-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-10-31No
Aggregate proceeds on sale of assets2012-10-31$0
Aggregate carrying amount (costs) on sale of assets2012-10-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-10-31Yes
Opinion of an independent qualified public accountant for this plan2012-10-31Disclaimer
Accountancy firm name2012-10-31DANNIBLE & MCKEE LLP
Accountancy firm EIN2012-10-31330996661
2011 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$475,336
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$113,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$113,664
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$539,809
Value of total assets at end of year2011-12-31$6,571,270
Value of total assets at beginning of year2011-12-31$6,209,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$141,981
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2011-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$295,962
Participant contributions at end of year2011-12-31$377,823
Participant contributions at beginning of year2011-12-31$282,240
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$2,123
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$10,630
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$361,672
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,571,270
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,209,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,606,491
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,257,415
Interest on participant loans2011-12-31$17,397
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$486,956
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$566,921
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$566,921
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$124,584
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-206,454
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$233,217
Employer contributions (assets) at end of year2011-12-31$100,000
Employer contributions (assets) at beginning of year2011-12-31$100,899
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$113,664
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31TESTONE MARSHALL & DISCENZA LLP
Accountancy firm EIN2011-12-31161076996
2010 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,493,234
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$153,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$153,105
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$907,936
Value of total assets at end of year2010-12-31$6,209,598
Value of total assets at beginning of year2010-12-31$4,869,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$90
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$147,110
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2010-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31No
Value of fidelity bond cover2010-12-31$0
If this is an individual account plan, was there a blackout period2010-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2010-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$246,405
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Participant contributions at end of year2010-12-31$2,123
Participant contributions at beginning of year2010-12-31$1,734
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$445,466
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$282,240
Assets. Loans (other than to participants) at beginning of year2010-12-31$183,717
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$1,340,039
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,209,598
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,869,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,257,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,027,129
Interest on participant loans2010-12-31$30,915
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$566,921
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$606,148
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$606,148
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$116,195
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$438,188
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$216,065
Employer contributions (assets) at end of year2010-12-31$100,899
Employer contributions (assets) at beginning of year2010-12-31$50,831
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$153,105
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$90
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31TESTONE MARSHALL & DISCENZA LLP
Accountancy firm EIN2010-12-31161076996
2009 : CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2009 401k financial data
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2009-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN

2021: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2021 form 5500 responses
2021-11-01Type of plan entitySingle employer plan
2021-11-01Submission has been amendedNo
2021-11-01This submission is the final filingNo
2021-11-01This return/report is a short plan year return/report (less than 12 months)No
2021-11-01Plan is a collectively bargained planNo
2021-11-01Plan funding arrangement – InsuranceYes
2021-11-01Plan funding arrangement – TrustYes
2021-11-01Plan benefit arrangement – InsuranceYes
2021-11-01Plan benefit arrangement - TrustYes
2020: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2020 form 5500 responses
2020-11-01Type of plan entitySingle employer plan
2020-11-01Submission has been amendedNo
2020-11-01This submission is the final filingNo
2020-11-01This return/report is a short plan year return/report (less than 12 months)No
2020-11-01Plan is a collectively bargained planNo
2020-11-01Plan funding arrangement – InsuranceYes
2020-11-01Plan funding arrangement – TrustYes
2020-11-01Plan benefit arrangement – InsuranceYes
2020-11-01Plan benefit arrangement - TrustYes
2019: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2019 form 5500 responses
2019-11-01Type of plan entitySingle employer plan
2019-11-01Submission has been amendedNo
2019-11-01This submission is the final filingNo
2019-11-01This return/report is a short plan year return/report (less than 12 months)No
2019-11-01Plan is a collectively bargained planNo
2019-11-01Plan funding arrangement – InsuranceYes
2019-11-01Plan funding arrangement – TrustYes
2019-11-01Plan benefit arrangement – InsuranceYes
2019-11-01Plan benefit arrangement - TrustYes
2018: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2018 form 5500 responses
2018-11-01Type of plan entitySingle employer plan
2018-11-01Submission has been amendedNo
2018-11-01This submission is the final filingNo
2018-11-01This return/report is a short plan year return/report (less than 12 months)No
2018-11-01Plan is a collectively bargained planNo
2018-11-01Plan funding arrangement – InsuranceYes
2018-11-01Plan funding arrangement – TrustYes
2018-11-01Plan benefit arrangement – InsuranceYes
2018-11-01Plan benefit arrangement - TrustYes
2017: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2017 form 5500 responses
2017-11-01Type of plan entitySingle employer plan
2017-11-01Submission has been amendedNo
2017-11-01This submission is the final filingNo
2017-11-01This return/report is a short plan year return/report (less than 12 months)No
2017-11-01Plan is a collectively bargained planNo
2017-11-01Plan funding arrangement – InsuranceYes
2017-11-01Plan funding arrangement – TrustYes
2017-11-01Plan benefit arrangement – InsuranceYes
2017-11-01Plan benefit arrangement - TrustYes
2016: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Submission has been amendedNo
2016-11-01This submission is the final filingNo
2016-11-01This return/report is a short plan year return/report (less than 12 months)No
2016-11-01Plan is a collectively bargained planNo
2016-11-01Plan funding arrangement – InsuranceYes
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement – InsuranceYes
2016-11-01Plan benefit arrangement - TrustYes
2015: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Submission has been amendedNo
2015-11-01This submission is the final filingNo
2015-11-01This return/report is a short plan year return/report (less than 12 months)No
2015-11-01Plan is a collectively bargained planNo
2015-11-01Plan funding arrangement – InsuranceYes
2015-11-01Plan funding arrangement – TrustYes
2015-11-01Plan benefit arrangement – InsuranceYes
2015-11-01Plan benefit arrangement - TrustYes
2014: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedNo
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)No
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – InsuranceYes
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement – InsuranceYes
2014-11-01Plan benefit arrangement - TrustYes
2013: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – InsuranceYes
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement – InsuranceYes
2013-11-01Plan benefit arrangement - TrustYes
2012: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – InsuranceYes
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement – InsuranceYes
2012-11-01Plan benefit arrangement - TrustYes
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CAZENOVIA EQUIPMENT CO., INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

SENTRY LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 68829 )
Policy contract number011041901
Policy instance 1
Insurance contract or identification number011041901
Number of Individuals Covered238
Insurance policy start date2021-11-01
Insurance policy end date2022-10-31
Total amount of commissions paid to insurance brokerUSD $6,449
Total amount of fees paid to insurance companyUSD $797
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,449
Amount paid for insurance broker fees797
Additional information about fees paid to insurance brokerINCENTIVES
Insurance broker organization code?3
SENTRY LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 68829 )
Policy contract number011041901
Policy instance 1
Insurance contract or identification number011041901
Number of Individuals Covered223
Insurance policy start date2020-11-01
Insurance policy end date2021-10-31
Total amount of commissions paid to insurance brokerUSD $6,449
Total amount of fees paid to insurance companyUSD $797
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,449
Amount paid for insurance broker fees797
Additional information about fees paid to insurance brokerINCENTIVES
Insurance broker organization code?3
SENTRY LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 68829 )
Policy contract number011041901
Policy instance 1
Insurance contract or identification number011041901
Number of Individuals Covered201
Insurance policy start date2019-11-01
Insurance policy end date2020-10-31
Total amount of commissions paid to insurance brokerUSD $6,407
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,407
Insurance broker organization code?3
SENTRY LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 68829 )
Policy contract number011041901
Policy instance 1
Insurance contract or identification number011041901
Number of Individuals Covered166
Insurance policy start date2018-11-01
Insurance policy end date2019-10-31
Total amount of commissions paid to insurance brokerUSD $6,572
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,572
Insurance broker organization code?3
SENTRY LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 68829 )
Policy contract number011041901
Policy instance 1
Insurance contract or identification number011041901
Number of Individuals Covered164
Insurance policy start date2017-11-01
Insurance policy end date2018-10-31
Total amount of commissions paid to insurance brokerUSD $2,660
Total amount of fees paid to insurance companyUSD $319
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386387-01
Policy instance 2
Insurance contract or identification number386387-01
Number of Individuals Covered0
Insurance policy start date2019-11-01
Insurance policy end date2019-09-11
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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