| Plan Name | CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION |
| Plan identification number | 009 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | CORNING INCORPORATED |
| Employer identification number (EIN): | 160393470 |
| NAIC Classification: | 339900 |
Additional information about CORNING INCORPORATED
| Jurisdiction of Incorporation: | New York Department of State |
| Incorporation Date: | 1936-12-24 |
| Company Identification Number: | 49779 |
| Legal Registered Office Address: |
ATTN: CORPORATE SECRETARY ONE RIVERFRONT PLAZA CORNING United States of America (USA) 14831 |
More information about CORNING INCORPORATED
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 009 | 2020-01-01 | KARA OVERDURF | 2021-07-12 | ||
| 009 | 2019-01-01 | THOMAS SQUIRES | 2020-10-08 | ||
| 009 | 2018-01-01 | THOMAS SQUIRES | 2019-10-10 | ||
| 009 | 2017-01-01 | ||||
| 009 | 2016-01-01 | ||||
| 009 | 2015-10-31 | THOMAS SQUIRES |
| Measure | Date | Value |
|---|---|---|
| 2020 : CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2020 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2020-09-30 | $0 |
| Total transfer of assets from this plan | 2020-09-30 | $4,399,140 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
| Total income from all sources (including contributions) | 2020-09-30 | $351,638 |
| Total loss/gain on sale of assets | 2020-09-30 | $0 |
| Total of all expenses incurred | 2020-09-30 | $546,441 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $527,984 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $2,678 |
| Value of total assets at end of year | 2020-09-30 | $0 |
| Value of total assets at beginning of year | 2020-09-30 | $4,593,943 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $18,457 |
| Total interest from all sources | 2020-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $21,908 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2020-09-30 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-30 | $21,908 |
| Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
| Value of fidelity bond cover | 2020-09-30 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-09-30 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
| Contributions received from participants | 2020-09-30 | $-11,357 |
| Participant contributions at end of year | 2020-09-30 | $0 |
| Participant contributions at beginning of year | 2020-09-30 | $194,761 |
| Total non interest bearing cash at beginning of year | 2020-09-30 | $7 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Value of net income/loss | 2020-09-30 | $-194,803 |
| Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $4,593,943 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $3,661,908 |
| Value of interest in common/collective trusts at end of year | 2020-09-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2020-09-30 | $737,267 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $327,052 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
| Contributions received in cash from employer | 2020-09-30 | $14,035 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $527,984 |
| Contract administrator fees | 2020-09-30 | $18,457 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-09-30 | Yes |
| Did the plan have assets held for investment | 2020-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
| Accountancy firm name | 2020-09-30 | INSERO & CO. CPAS, LLP |
| Accountancy firm EIN | 2020-09-30 | 475324570 |
| 2019 : CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2019 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $1,146,982 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $333,547 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $303,353 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $357,471 |
| Value of total assets at end of year | 2019-12-31 | $4,593,943 |
| Value of total assets at beginning of year | 2019-12-31 | $3,780,508 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $30,194 |
| Total interest from all sources | 2019-12-31 | $11,881 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $357,471 |
| Participant contributions at end of year | 2019-12-31 | $194,761 |
| Participant contributions at beginning of year | 2019-12-31 | $237,776 |
| Total non interest bearing cash at end of year | 2019-12-31 | $7 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $7,755 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $813,435 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $4,593,943 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $3,780,508 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $3,661,908 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $3,031,397 |
| Interest on participant loans | 2019-12-31 | $11,881 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $737,267 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $503,580 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $767,393 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $10,237 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $303,353 |
| Contract administrator fees | 2019-12-31 | $30,194 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | INSERO & CO. CPAS, LLP |
| Accountancy firm EIN | 2019-12-31 | 475324570 |
| 2018 : CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2018 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $122,421 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $728,517 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $700,906 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $303,493 |
| Value of total assets at end of year | 2018-12-31 | $3,780,508 |
| Value of total assets at beginning of year | 2018-12-31 | $4,386,604 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $27,611 |
| Total interest from all sources | 2018-12-31 | $10,172 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $303,493 |
| Participant contributions at end of year | 2018-12-31 | $237,776 |
| Participant contributions at beginning of year | 2018-12-31 | $181,218 |
| Total non interest bearing cash at end of year | 2018-12-31 | $7,755 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $7,205 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-606,096 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $3,780,508 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $4,386,604 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $3,031,397 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $3,587,112 |
| Interest on participant loans | 2018-12-31 | $10,172 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $503,580 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $611,069 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-201,649 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $10,405 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $700,906 |
| Contract administrator fees | 2018-12-31 | $27,611 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | INSERO & CO. CPAS, LLP |
| Accountancy firm EIN | 2018-12-31 | 475324570 |
| 2017 : CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2017 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $924,776 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $356,716 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $328,341 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $288,820 |
| Value of total assets at end of year | 2017-12-31 | $4,386,604 |
| Value of total assets at beginning of year | 2017-12-31 | $3,818,544 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $28,375 |
| Total interest from all sources | 2017-12-31 | $7,295 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $287,661 |
| Participant contributions at end of year | 2017-12-31 | $181,218 |
| Participant contributions at beginning of year | 2017-12-31 | $202,802 |
| Total non interest bearing cash at end of year | 2017-12-31 | $7,205 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $3 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $568,060 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $4,386,604 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $3,818,544 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $3,587,112 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $3,001,739 |
| Interest on participant loans | 2017-12-31 | $7,295 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $611,069 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $614,000 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $398,668 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $229,993 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,159 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $328,341 |
| Contract administrator fees | 2017-12-31 | $28,375 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | INSERO & CO. CPAS, LLP |
| Accountancy firm EIN | 2017-12-31 | 475324570 |
| 2016 : CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2016 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $691,110 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $109,935 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $88,510 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $478,795 |
| Value of total assets at end of year | 2016-12-31 | $3,818,544 |
| Value of total assets at beginning of year | 2016-12-31 | $3,237,369 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $21,425 |
| Total interest from all sources | 2016-12-31 | $9,133 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $291,731 |
| Participant contributions at end of year | 2016-12-31 | $202,802 |
| Participant contributions at beginning of year | 2016-12-31 | $175,910 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $187,064 |
| Total non interest bearing cash at end of year | 2016-12-31 | $3 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $476,139 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $581,175 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $3,818,544 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,237,369 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $3,001,739 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,124,824 |
| Interest on participant loans | 2016-12-31 | $9,133 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $614,000 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $460,496 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $196,914 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $6,268 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $88,510 |
| Contract administrator fees | 2016-12-31 | $21,425 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | INSERO & CO. CPAS, LLP |
| Accountancy firm EIN | 2016-12-31 | 475324570 |
| 2015 : CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2015 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $3,237,369 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,246,918 |
| Value of total assets at end of year | 2015-12-31 | $3,237,369 |
| Value of total assets at beginning of year | 2015-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $0 |
| Total interest from all sources | 2015-12-31 | $1,200 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $47,041 |
| Participant contributions at end of year | 2015-12-31 | $175,910 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $3,199,877 |
| Total non interest bearing cash at end of year | 2015-12-31 | $476,139 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $3,237,369 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,237,369 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,124,824 |
| Interest on participant loans | 2015-12-31 | $1,200 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $460,496 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-10,972 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $223 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | INSERO & CO. CPAS, LLP |
| Accountancy firm EIN | 2015-12-31 | 475324570 |
| 2020: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2020 form 5500 responses | ||
|---|---|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | Yes |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2019 form 5500 responses | ||
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2018 form 5500 responses | ||
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2017 form 5500 responses | ||
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2016 form 5500 responses | ||
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2015 form 5500 responses | ||
| 2015-10-31 | Type of plan entity | Single employer plan |
| 2015-10-31 | First time form 5500 has been submitted | Yes |
| 2015-10-31 | Submission has been amended | No |
| 2015-10-31 | This submission is the final filing | No |
| 2015-10-31 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2015-10-31 | Plan is a collectively bargained plan | No |
| 2015-10-31 | Plan funding arrangement – Trust | Yes |
| 2015-10-31 | Plan benefit arrangement - Trust | Yes |