401k Plan data: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION plan

CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 401k Plan overview

Plan Name	CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION
Plan identification number	009

CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CORNING INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name: CORNING INCORPORATED

Employer identification number (EIN): 160393470

NAIC Classification: 339900

Additional information about CORNING INCORPORATED

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1936-12-24

Company Identification Number: 49779

Legal Registered Office Address: ATTN: CORPORATE SECRETARY
ONE RIVERFRONT PLAZA
CORNING
United States of America (USA)
14831

More information about CORNING INCORPORATED

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
009 2020-01-01 KARA OVERDURF 2021-07-12
009 2019-01-01 THOMAS SQUIRES 2020-10-08
009 2018-01-01 THOMAS SQUIRES 2019-10-10
009 2017-01-01
009 2016-01-01
009 2015-10-31 THOMAS SQUIRES

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
009	2020-01-01	KARA OVERDURF	2021-07-12
009	2019-01-01	THOMAS SQUIRES	2020-10-08
009	2018-01-01	THOMAS SQUIRES	2019-10-10
009	2017-01-01
009	2016-01-01
009	2015-10-31	THOMAS SQUIRES

Plan Statistics for CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION

401k plan membership statisitcs for CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION

Measure Date Value
2020: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2020 401k membership
Total participants, beginning-of-year 2020-01-01 206
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2019 401k membership
Total participants, beginning-of-year 2019-01-01 200
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 193
Number of retired or separated participants receiving benefits 2019-01-01 10
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 203
Number of participants with account balances 2019-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2018 401k membership
Total participants, beginning-of-year 2018-01-01 182
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 188
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 8
Total of all active and inactive participants 2018-01-01 196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 196
Number of participants with account balances 2018-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2017 401k membership
Total participants, beginning-of-year 2017-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 174
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 7
Total of all active and inactive participants 2017-01-01 181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 182
Number of participants with account balances 2017-01-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2016 401k membership
Total participants, beginning-of-year 2016-01-01 159
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 166
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 3
Total of all active and inactive participants 2016-01-01 170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 170
Number of participants with account balances 2016-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2015 401k membership
Total participants, beginning-of-year 2015-10-31 160
Total number of active participants reported on line 7a of the Form 5500 2015-10-31 157
Number of retired or separated participants receiving benefits 2015-10-31 1
Number of other retired or separated participants entitled to future benefits 2015-10-31 1
Total of all active and inactive participants 2015-10-31 159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-31 0
Total participants 2015-10-31 159
Number of participants with account balances 2015-10-31 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-31 0

Measure	Date	Value
2020: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2020 401k membership
Total participants, beginning-of-year	2020-01-01	206
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2019 401k membership
Total participants, beginning-of-year	2019-01-01	200
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	193
Number of retired or separated participants receiving benefits	2019-01-01	10
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	203
Number of participants with account balances	2019-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2018 401k membership
Total participants, beginning-of-year	2018-01-01	182
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	188
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	8
Total of all active and inactive participants	2018-01-01	196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	196
Number of participants with account balances	2018-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2017 401k membership
Total participants, beginning-of-year	2017-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	174
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	7
Total of all active and inactive participants	2017-01-01	181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	182
Number of participants with account balances	2017-01-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2016 401k membership
Total participants, beginning-of-year	2016-01-01	159
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	166
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	3
Total of all active and inactive participants	2016-01-01	170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	170
Number of participants with account balances	2016-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2015 401k membership
Total participants, beginning-of-year	2015-10-31	160
Total number of active participants reported on line 7a of the Form 5500	2015-10-31	157
Number of retired or separated participants receiving benefits	2015-10-31	1
Number of other retired or separated participants entitled to future benefits	2015-10-31	1
Total of all active and inactive participants	2015-10-31	159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-31	0
Total participants	2015-10-31	159
Number of participants with account balances	2015-10-31	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-31	0

Financial Data on CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION

Measure	Date	Value
2020 : CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-09-30	$0
Total transfer of assets from this plan	2020-09-30	$4,399,140
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total income from all sources (including contributions)	2020-09-30	$351,638
Total loss/gain on sale of assets	2020-09-30	$0
Total of all expenses incurred	2020-09-30	$546,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-09-30	$527,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-09-30	$2,678
Value of total assets at end of year	2020-09-30	$0
Value of total assets at beginning of year	2020-09-30	$4,593,943
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-09-30	$18,457
Total interest from all sources	2020-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-09-30	$21,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-09-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-09-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2020-09-30	$21,908
Was this plan covered by a fidelity bond	2020-09-30	Yes
Value of fidelity bond cover	2020-09-30	$10,000,000
If this is an individual account plan, was there a blackout period	2020-09-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2020-09-30	No
Contributions received from participants	2020-09-30	$-11,357
Participant contributions at end of year	2020-09-30	$0
Participant contributions at beginning of year	2020-09-30	$194,761
Total non interest bearing cash at beginning of year	2020-09-30	$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Value of net income/loss	2020-09-30	$-194,803
Value of net assets at end of year (total assets less liabilities)	2020-09-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-09-30	$4,593,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-09-30	No
Were any leases to which the plan was party in default or uncollectible	2020-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-09-30	$3,661,908
Value of interest in common/collective trusts at end of year	2020-09-30	$0
Value of interest in common/collective trusts at beginning of year	2020-09-30	$737,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-09-30	$327,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-09-30	No
Was there a failure to transmit to the plan any participant contributions	2020-09-30	No
Has the plan failed to provide any benefit when due under the plan	2020-09-30	No
Contributions received in cash from employer	2020-09-30	$14,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-09-30	$527,984
Contract administrator fees	2020-09-30	$18,457
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-09-30	Yes
Did the plan have assets held for investment	2020-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-09-30	No
Opinion of an independent qualified public accountant for this plan	2020-09-30	Disclaimer
Accountancy firm name	2020-09-30	INSERO & CO. CPAS, LLP
Accountancy firm EIN	2020-09-30	475324570
2019 : CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,146,982
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$333,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$303,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$357,471
Value of total assets at end of year	2019-12-31	$4,593,943
Value of total assets at beginning of year	2019-12-31	$3,780,508
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$30,194
Total interest from all sources	2019-12-31	$11,881
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$357,471
Participant contributions at end of year	2019-12-31	$194,761
Participant contributions at beginning of year	2019-12-31	$237,776
Total non interest bearing cash at end of year	2019-12-31	$7
Total non interest bearing cash at beginning of year	2019-12-31	$7,755
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$813,435
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,593,943
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,780,508
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,661,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,031,397
Interest on participant loans	2019-12-31	$11,881
Value of interest in common/collective trusts at end of year	2019-12-31	$737,267
Value of interest in common/collective trusts at beginning of year	2019-12-31	$503,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$767,393
Net investment gain or loss from common/collective trusts	2019-12-31	$10,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$303,353
Contract administrator fees	2019-12-31	$30,194
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	INSERO & CO. CPAS, LLP
Accountancy firm EIN	2019-12-31	475324570
2018 : CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$122,421
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$728,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$700,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$303,493
Value of total assets at end of year	2018-12-31	$3,780,508
Value of total assets at beginning of year	2018-12-31	$4,386,604
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$27,611
Total interest from all sources	2018-12-31	$10,172
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$303,493
Participant contributions at end of year	2018-12-31	$237,776
Participant contributions at beginning of year	2018-12-31	$181,218
Total non interest bearing cash at end of year	2018-12-31	$7,755
Total non interest bearing cash at beginning of year	2018-12-31	$7,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-606,096
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,780,508
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,386,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,031,397
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,587,112
Interest on participant loans	2018-12-31	$10,172
Value of interest in common/collective trusts at end of year	2018-12-31	$503,580
Value of interest in common/collective trusts at beginning of year	2018-12-31	$611,069
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-201,649
Net investment gain or loss from common/collective trusts	2018-12-31	$10,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$700,906
Contract administrator fees	2018-12-31	$27,611
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	INSERO & CO. CPAS, LLP
Accountancy firm EIN	2018-12-31	475324570
2017 : CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$924,776
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$356,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$328,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$288,820
Value of total assets at end of year	2017-12-31	$4,386,604
Value of total assets at beginning of year	2017-12-31	$3,818,544
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$28,375
Total interest from all sources	2017-12-31	$7,295
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$287,661
Participant contributions at end of year	2017-12-31	$181,218
Participant contributions at beginning of year	2017-12-31	$202,802
Total non interest bearing cash at end of year	2017-12-31	$7,205
Total non interest bearing cash at beginning of year	2017-12-31	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$568,060
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,386,604
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,818,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,587,112
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,001,739
Interest on participant loans	2017-12-31	$7,295
Value of interest in common/collective trusts at end of year	2017-12-31	$611,069
Value of interest in common/collective trusts at beginning of year	2017-12-31	$614,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$398,668
Net investment gain or loss from common/collective trusts	2017-12-31	$229,993
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,159
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$328,341
Contract administrator fees	2017-12-31	$28,375
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	INSERO & CO. CPAS, LLP
Accountancy firm EIN	2017-12-31	475324570
2016 : CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$691,110
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$109,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$88,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$478,795
Value of total assets at end of year	2016-12-31	$3,818,544
Value of total assets at beginning of year	2016-12-31	$3,237,369
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$21,425
Total interest from all sources	2016-12-31	$9,133
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$291,731
Participant contributions at end of year	2016-12-31	$202,802
Participant contributions at beginning of year	2016-12-31	$175,910
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$187,064
Total non interest bearing cash at end of year	2016-12-31	$3
Total non interest bearing cash at beginning of year	2016-12-31	$476,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$581,175
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,818,544
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,237,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$3,001,739
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,124,824
Interest on participant loans	2016-12-31	$9,133
Value of interest in common/collective trusts at end of year	2016-12-31	$614,000
Value of interest in common/collective trusts at beginning of year	2016-12-31	$460,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$196,914
Net investment gain or loss from common/collective trusts	2016-12-31	$6,268
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$88,510
Contract administrator fees	2016-12-31	$21,425
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	INSERO & CO. CPAS, LLP
Accountancy firm EIN	2016-12-31	475324570
2015 : CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$3,237,369
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,246,918
Value of total assets at end of year	2015-12-31	$3,237,369
Value of total assets at beginning of year	2015-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$0
Total interest from all sources	2015-12-31	$1,200
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$47,041
Participant contributions at end of year	2015-12-31	$175,910
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$3,199,877
Total non interest bearing cash at end of year	2015-12-31	$476,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,237,369
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,237,369
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,124,824
Interest on participant loans	2015-12-31	$1,200
Value of interest in common/collective trusts at end of year	2015-12-31	$460,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-10,972
Net investment gain or loss from common/collective trusts	2015-12-31	$223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	INSERO & CO. CPAS, LLP
Accountancy firm EIN	2015-12-31	475324570

Form 5500 Responses for CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION

2020: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CORNING INCORPORATED INVESTMENT PLAN FOR UNIONIZED EMPLOYEES OF THE CORNING PHARMACEUTICAL TECHNOLOGIES DIVISION 2015 form 5500 responses
2015-10-31	Type of plan entity	Single employer plan
2015-10-31	First time form 5500 has been submitted	Yes
2015-10-31	Submission has been amended	No
2015-10-31	This submission is the final filing	No
2015-10-31	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-10-31	Plan is a collectively bargained plan	No
2015-10-31	Plan funding arrangement – Trust	Yes
2015-10-31	Plan benefit arrangement - Trust	Yes

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Company Name:	CORNING INCORPORATED
Employer identification number (EIN):	160393470
NAIC Classification:	339900

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1936-12-24
Company Identification Number:	49779
Legal Registered Office Address:	ATTN: CORPORATE SECRETARY ONE RIVERFRONT PLAZA CORNING United States of America (USA) 14831