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XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameXEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 007

XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

XEROX CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:XEROX CORPORATION
Employer identification number (EIN):160468020
NAIC Classification:334110

Additional information about XEROX CORPORATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1906-04-18
Company Identification Number: 27553
Legal Registered Office Address: 80 STATE STREET
Monroe
ALBANY
United States of America (USA)
12207

More information about XEROX CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0072016-01-01WILLIAM CONE
0072015-01-01ARLYN KASTER
0072014-01-01ARLYN KASTER
0072013-01-01ARLYN KASTER
0072012-01-01ARLYN KASTER
0072011-01-01ARLYN KASTER
0072010-01-01ARLYN KASTER
0072009-01-01ARLYN B. KASTER

Plan Statistics for XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0112,593
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0114,282
Total number of active participants reported on line 7a of the Form 55002015-01-017,432
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-015,046
Total of all active and inactive participants2015-01-0112,478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01115
Total participants2015-01-0112,593
Number of participants with account balances2015-01-018,430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0115,173
Total number of active participants reported on line 7a of the Form 55002014-01-017,930
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-016,226
Total of all active and inactive participants2014-01-0114,156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01126
Total participants2014-01-0114,282
Number of participants with account balances2014-01-0113,781
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0116,080
Total number of active participants reported on line 7a of the Form 55002013-01-018,687
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016,361
Total of all active and inactive participants2013-01-0115,048
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01125
Total participants2013-01-0115,173
Number of participants with account balances2013-01-0114,812
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011,208
2012: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0124,080
Total number of active participants reported on line 7a of the Form 55002012-01-019,879
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017,523
Total of all active and inactive participants2012-01-0117,402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01372
Total participants2012-01-0117,774
Number of participants with account balances2012-01-0117,485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0126,036
Total number of active participants reported on line 7a of the Form 55002011-01-0115,925
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-017,767
Total of all active and inactive participants2011-01-0123,692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01368
Total participants2011-01-0124,060
Number of participants with account balances2011-01-0118,886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0127,861
Total number of active participants reported on line 7a of the Form 55002010-01-0117,984
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-017,696
Total of all active and inactive participants2010-01-0125,680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01364
Total participants2010-01-0126,044
Number of participants with account balances2010-01-0120,368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0129,513
Total number of active participants reported on line 7a of the Form 55002009-01-0119,569
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-017,644
Total of all active and inactive participants2009-01-0127,213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01384
Total participants2009-01-0127,597
Number of participants with account balances2009-01-0121,886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016 : XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-29$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-29$2,062,332
Total income from all sources (including contributions)2016-12-29$-5,081,408
Total loss/gain on sale of assets2016-12-29$-6,458,337
Total of all expenses incurred2016-12-29$69,144,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-29$69,144,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-29$0
Value of total assets at end of year2016-12-29$0
Value of total assets at beginning of year2016-12-29$76,287,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-29$0
Total interest from all sources2016-12-29$150,358
Total dividends received (eg from common stock, registered investment company shares)2016-12-29$1,226,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-29Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-29$0
Was this plan covered by a fidelity bond2016-12-29Yes
Value of fidelity bond cover2016-12-29$15,000,000
If this is an individual account plan, was there a blackout period2016-12-29No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-29$0
Were there any nonexempt tranactions with any party-in-interest2016-12-29No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-29$1,697,179
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-29$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-29$3,868,910
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-29$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-29$1,704,429
Liabilities. Value of operating payables at end of year2016-12-29$0
Liabilities. Value of operating payables at beginning of year2016-12-29$357,903
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-29No
Value of net income/loss2016-12-29$-74,225,478
Value of net assets at end of year (total assets less liabilities)2016-12-29$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-29$74,225,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-29No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-29No
Were any leases to which the plan was party in default or uncollectible2016-12-29No
Interest earned on other investments2016-12-29$145,121
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-29$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-29$2,967,668
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-29$2,967,668
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-29$5,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-29Yes
Was there a failure to transmit to the plan any participant contributions2016-12-29No
Has the plan failed to provide any benefit when due under the plan2016-12-29No
Assets. Invements in employer securities at end of year2016-12-29$0
Assets. Invements in employer securities at beginning of year2016-12-29$69,451,232
Income. Dividends from common stock2016-12-29$1,226,571
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-29$67,446,891
Did the plan have assets held for investment2016-12-29No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-29Yes
Aggregate proceeds on sale of assets2016-12-29$62,992,924
Aggregate carrying amount (costs) on sale of assets2016-12-29$69,451,261
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-29Yes
Opinion of an independent qualified public accountant for this plan2016-12-29Disclaimer
Accountancy firm name2016-12-29PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-29134008324
2015 : XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-21,103,095
Total unrealized appreciation/depreciation of assets2015-12-31$-21,103,095
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,062,332
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$753,992
Total income from all sources (including contributions)2015-12-31$-29,484,950
Total loss/gain on sale of assets2015-12-31$-12,031,938
Total of all expenses incurred2015-12-31$43,379,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$42,855,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$76,287,810
Value of total assets at beginning of year2015-12-31$147,844,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$524,476
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,650,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$2,821
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$3,261,712
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$3,868,910
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,055,667
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,704,429
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$646,814
Administrative expenses (other) incurred2015-12-31$476,368
Liabilities. Value of operating payables at end of year2015-12-31$357,903
Liabilities. Value of operating payables at beginning of year2015-12-31$107,178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-72,864,790
Value of net assets at end of year (total assets less liabilities)2015-12-31$74,225,478
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$147,090,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$45,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,967,668
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$3,383,802
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$3,383,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$69,451,232
Assets. Invements in employer securities at beginning of year2015-12-31$143,404,791
Income. Dividends from common stock2015-12-31$3,650,083
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$39,593,652
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$40,818,966
Aggregate carrying amount (costs) on sale of assets2015-12-31$52,850,904
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$18,965,501
Total unrealized appreciation/depreciation of assets2014-12-31$18,965,501
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$753,992
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,413,373
Total income from all sources (including contributions)2014-12-31$19,988,577
Total loss/gain on sale of assets2014-12-31$-1,634,183
Total of all expenses incurred2014-12-31$14,581,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$14,327,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$147,844,260
Value of total assets at beginning of year2014-12-31$145,096,347
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$253,443
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,657,259
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$253,443
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$2,401,474
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,055,667
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$878,268
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$646,814
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$3,298,089
Liabilities. Value of operating payables at end of year2014-12-31$107,178
Liabilities. Value of operating payables at beginning of year2014-12-31$115,284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,407,294
Value of net assets at end of year (total assets less liabilities)2014-12-31$147,090,268
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$141,682,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$3,383,802
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$5,965,479
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$5,965,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$143,404,791
Assets. Invements in employer securities at beginning of year2014-12-31$138,252,600
Income. Dividends from common stock2014-12-31$2,657,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$11,926,366
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$12,179,127
Aggregate carrying amount (costs) on sale of assets2014-12-31$13,813,310
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$70,755,964
Total unrealized appreciation/depreciation of assets2013-12-31$70,755,964
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,413,373
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$632,356
Total income from all sources (including contributions)2013-12-31$67,707,786
Total loss/gain on sale of assets2013-12-31$-5,801,301
Total of all expenses incurred2013-12-31$16,774,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$16,489,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$145,096,347
Value of total assets at beginning of year2013-12-31$91,381,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$284,835
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,753,123
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$225,380
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$2,753,123
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$878,268
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$544,965
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$3,298,089
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$544,965
Administrative expenses (other) incurred2013-12-31$9,455
Liabilities. Value of operating payables at end of year2013-12-31$115,284
Liabilities. Value of operating payables at beginning of year2013-12-31$87,391
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$50,933,390
Value of net assets at end of year (total assets less liabilities)2013-12-31$141,682,974
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$90,749,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$50,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$5,965,479
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,386,086
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,386,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$138,252,600
Assets. Invements in employer securities at beginning of year2013-12-31$87,450,889
Income. Dividends from common stock2013-12-31$2,753,123
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$13,736,438
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$14,181,642
Aggregate carrying amount (costs) on sale of assets2013-12-31$19,982,943
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-7,607,704
Total unrealized appreciation/depreciation of assets2012-12-31$-7,607,704
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$632,356
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$615,917
Total income from all sources (including contributions)2012-12-31$-12,971,518
Total loss/gain on sale of assets2012-12-31$-7,627,182
Total of all expenses incurred2012-12-31$11,791,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$11,293,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$91,381,940
Value of total assets at beginning of year2012-12-31$116,128,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$497,164
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,263,368
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$311,340
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$2,263,368
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$544,965
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$597,551
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$544,965
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$597,551
Administrative expenses (other) incurred2012-12-31$26,309
Liabilities. Value of operating payables at end of year2012-12-31$87,391
Liabilities. Value of operating payables at beginning of year2012-12-31$18,366
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-24,762,614
Value of net assets at end of year (total assets less liabilities)2012-12-31$90,749,584
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$115,512,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$159,515
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,386,086
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,622,548
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,622,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$87,450,889
Assets. Invements in employer securities at beginning of year2012-12-31$111,908,016
Income. Dividends from common stock2012-12-31$2,263,368
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$9,030,564
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$9,224,337
Aggregate carrying amount (costs) on sale of assets2012-12-31$16,851,519
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-32,088,369
Total unrealized appreciation/depreciation of assets2011-12-31$-32,088,369
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$615,917
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$778,831
Total income from all sources (including contributions)2011-12-31$-49,751,198
Total loss/gain on sale of assets2011-12-31$-20,117,811
Total of all expenses incurred2011-12-31$13,577,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$13,504,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$116,128,115
Value of total assets at beginning of year2011-12-31$179,619,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$72,966
Total interest from all sources2011-12-31$2,405
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,452,577
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$23,299
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$3,050,128
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$597,551
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$749,367
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$597,551
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$749,278
Liabilities. Value of operating payables at end of year2011-12-31$18,366
Liabilities. Value of operating payables at beginning of year2011-12-31$29,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-63,328,591
Value of net assets at end of year (total assets less liabilities)2011-12-31$115,512,198
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$178,840,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$49,667
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,622,548
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,540,242
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,540,242
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$2,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$111,908,016
Assets. Invements in employer securities at beginning of year2011-12-31$175,330,011
Income. Dividends from common stock2011-12-31$2,452,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$10,454,299
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$10,935,379
Aggregate carrying amount (costs) on sale of assets2011-12-31$31,053,190
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324
2010 : XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$46,572,027
Total unrealized appreciation/depreciation of assets2010-12-31$46,572,027
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$778,831
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$845,972
Total income from all sources (including contributions)2010-12-31$50,755,431
Total loss/gain on sale of assets2010-12-31$1,557,023
Total of all expenses incurred2010-12-31$13,145,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$13,050,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$179,619,620
Value of total assets at beginning of year2010-12-31$142,077,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$95,161
Total interest from all sources2010-12-31$927
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,625,454
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$3,272,390
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$749,367
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$820,543
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$749,278
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$820,476
Administrative expenses (other) incurred2010-12-31$95,161
Liabilities. Value of operating payables at end of year2010-12-31$29,553
Liabilities. Value of operating payables at beginning of year2010-12-31$25,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$37,609,518
Value of net assets at end of year (total assets less liabilities)2010-12-31$178,840,789
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$141,231,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,540,242
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,120,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,120,635
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$175,330,011
Assets. Invements in employer securities at beginning of year2010-12-31$138,136,065
Income. Dividends from common stock2010-12-31$2,625,454
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$9,778,362
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$10,935,253
Aggregate carrying amount (costs) on sale of assets2010-12-31$9,378,230
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2010-12-31134008324
2009 : XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

2016: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: XEROX CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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