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TRICO PRODUCTS 401(K) PLAN 401k Plan overview

Plan NameTRICO PRODUCTS 401(K) PLAN
Plan identification number 004

TRICO PRODUCTS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRICO PRODUCTS INC. has sponsored the creation of one or more 401k plans.

Company Name:TRICO PRODUCTS INC.
Employer identification number (EIN):160665680
NAIC Classification:336990

Additional information about TRICO PRODUCTS INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1920-04-26
Company Identification Number: 15149
Legal Registered Office Address: 99 WASHINGTON AVENUE,
suite 1008
ALBANY
United States of America (USA)
12260

More information about TRICO PRODUCTS INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRICO PRODUCTS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042015-01-01CHRISTOPHER ERICKSON
0042014-01-01CHRISTOPHER ERICKSON
0042013-01-01PEGGY GREENE
0042011-01-01MICHAEL BORELLIS
0042009-01-01WILLIAM FAIRLIE
0042009-01-01WILLIAM FAIRLIE

Plan Statistics for TRICO PRODUCTS 401(K) PLAN

401k plan membership statisitcs for TRICO PRODUCTS 401(K) PLAN

Measure Date Value
2015: TRICO PRODUCTS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01601
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: TRICO PRODUCTS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01570
Total number of active participants reported on line 7a of the Form 55002014-01-01502
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0198
Total of all active and inactive participants2014-01-01601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01601
Number of participants with account balances2014-01-01575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: TRICO PRODUCTS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01568
Total number of active participants reported on line 7a of the Form 55002013-01-01501
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0168
Total of all active and inactive participants2013-01-01570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01570
Number of participants with account balances2013-01-01510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2011: TRICO PRODUCTS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01592
Total number of active participants reported on line 7a of the Form 55002011-01-01508
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0161
Total of all active and inactive participants2011-01-01569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01569
Number of participants with account balances2011-01-01518
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: TRICO PRODUCTS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01660
Total number of active participants reported on line 7a of the Form 55002009-01-01548
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0160
Total of all active and inactive participants2009-01-01608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01609
Number of participants with account balances2009-01-01593
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on TRICO PRODUCTS 401(K) PLAN

Measure Date Value
2015 : TRICO PRODUCTS 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-05-18$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-05-18$0
Total unrealized appreciation/depreciation of assets2015-05-18$0
Total transfer of assets to this plan2015-05-18$0
Total transfer of assets from this plan2015-05-18$32,856,354
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-05-18$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-05-18$0
Expenses. Interest paid2015-05-18$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-05-18$0
Total income from all sources (including contributions)2015-05-18$2,357,486
Total loss/gain on sale of assets2015-05-18$0
Total of all expenses incurred2015-05-18$2,599,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-05-18$2,570,359
Expenses. Certain deemed distributions of participant loans2015-05-18$-2,494
Value of total corrective distributions2015-05-18$25,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-05-18$998,164
Value of total assets at end of year2015-05-18$0
Value of total assets at beginning of year2015-05-18$33,098,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-05-18$5,882
Total income from rents2015-05-18$0
Total interest from all sources2015-05-18$16,582
Total dividends received (eg from common stock, registered investment company shares)2015-05-18$35,299
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-05-18Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-05-18$0
Total dividends received from registered investment company shares (eg mutual funds)2015-05-18$35,299
Assets. Real estate other than employer real property at end of year2015-05-18$0
Assets. Real estate other than employer real property at beginning of year2015-05-18$0
Administrative expenses professional fees incurred2015-05-18$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-05-18$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-05-18$0
Was this plan covered by a fidelity bond2015-05-18Yes
Value of fidelity bond cover2015-05-18$10,000,000
If this is an individual account plan, was there a blackout period2015-05-18No
Were there any nonexempt tranactions with any party-in-interest2015-05-18No
Contributions received from participants2015-05-18$704,387
Participant contributions at end of year2015-05-18$0
Participant contributions at beginning of year2015-05-18$1,215,919
Participant contributions at end of year2015-05-18$0
Participant contributions at beginning of year2015-05-18$0
Assets. Other investments not covered elsewhere at end of year2015-05-18$0
Assets. Other investments not covered elsewhere at beginning of year2015-05-18$0
Income. Received or receivable in cash from other sources (including rollovers)2015-05-18$114,483
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-05-18$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-05-18$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-05-18$0
Assets. Loans (other than to participants) at end of year2015-05-18$0
Assets. Loans (other than to participants) at beginning of year2015-05-18$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-05-18$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-05-18$0
Other income not declared elsewhere2015-05-18$0
Administrative expenses (other) incurred2015-05-18$5,882
Liabilities. Value of operating payables at end of year2015-05-18$0
Liabilities. Value of operating payables at beginning of year2015-05-18$0
Total non interest bearing cash at end of year2015-05-18$0
Total non interest bearing cash at beginning of year2015-05-18$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-05-18No
Income. Non cash contributions2015-05-18$0
Value of net income/loss2015-05-18$-242,153
Value of net assets at end of year (total assets less liabilities)2015-05-18$0
Value of net assets at beginning of year (total assets less liabilities)2015-05-18$33,098,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-05-18No
Were any loans by the plan or fixed income obligations due to the plan in default2015-05-18No
Were any leases to which the plan was party in default or uncollectible2015-05-18No
Assets. partnership/joint venture interests at end of year2015-05-18$0
Assets. partnership/joint venture interests at beginning of year2015-05-18$0
Investment advisory and management fees2015-05-18$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-05-18$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-05-18$29,589,554
Value of interest in pooled separate accounts at end of year2015-05-18$0
Value of interest in pooled separate accounts at beginning of year2015-05-18$0
Interest on participant loans2015-05-18$16,509
Income. Interest from loans (other than to participants)2015-05-18$0
Interest earned on other investments2015-05-18$0
Income. Interest from US Government securities2015-05-18$0
Income. Interest from corporate debt instruments2015-05-18$0
Value of interest in master investment trust accounts at end of year2015-05-18$0
Value of interest in master investment trust accounts at beginning of year2015-05-18$0
Value of interest in common/collective trusts at end of year2015-05-18$0
Value of interest in common/collective trusts at beginning of year2015-05-18$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-05-18$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-05-18$2,293,034
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-05-18$2,293,034
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-05-18$73
Assets. Value of investments in 103.12 investment entities at end of year2015-05-18$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-05-18$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-05-18$0
Asset value of US Government securities at end of year2015-05-18$0
Asset value of US Government securities at beginning of year2015-05-18$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-05-18$1,307,441
Net investment gain/loss from pooled separate accounts2015-05-18$0
Net investment gain or loss from common/collective trusts2015-05-18$0
Net gain/loss from 103.12 investment entities2015-05-18$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-05-18No
Was there a failure to transmit to the plan any participant contributions2015-05-18No
Has the plan failed to provide any benefit when due under the plan2015-05-18No
Assets. Invements in employer securities at end of year2015-05-18$0
Assets. Invements in employer securities at beginning of year2015-05-18$0
Assets. Value of employer real property at end of year2015-05-18$0
Assets. Value of employer real property at beginning of year2015-05-18$0
Contributions received in cash from employer2015-05-18$179,294
Employer contributions (assets) at end of year2015-05-18$0
Employer contributions (assets) at beginning of year2015-05-18$0
Income. Dividends from preferred stock2015-05-18$0
Income. Dividends from common stock2015-05-18$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-05-18$2,570,359
Asset. Corporate debt instrument preferred debt at end of year2015-05-18$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-05-18$0
Asset. Corporate debt instrument debt (other) at end of year2015-05-18$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-05-18$0
Contract administrator fees2015-05-18$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-05-18No
Assets. Corporate common stocks other than exployer securities at end of year2015-05-18$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-05-18$0
Liabilities. Value of benefit claims payable at end of year2015-05-18$0
Liabilities. Value of benefit claims payable at beginning of year2015-05-18$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-05-18$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-05-18$0
Did the plan have assets held for investment2015-05-18No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-05-18No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-05-18Yes
Aggregate proceeds on sale of assets2015-05-18$0
Aggregate carrying amount (costs) on sale of assets2015-05-18$0
Liabilities. Value of acquisition indebtedness at end of year2015-05-18$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-05-18$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-05-18Yes
Opinion of an independent qualified public accountant for this plan2015-05-18Disclaimer
Accountancy firm name2015-05-18PLANTE & MORAN, PLLC
Accountancy firm EIN2015-05-18381357951
2014 : TRICO PRODUCTS 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,080,195
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,395,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,360,843
Expenses. Certain deemed distributions of participant loans2014-12-31$-1,782
Value of total corrective distributions2014-12-31$29,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,348,683
Value of total assets at end of year2014-12-31$33,098,507
Value of total assets at beginning of year2014-12-31$32,413,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,582
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$51,837
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,828,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,828,761
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,851,712
Participant contributions at end of year2014-12-31$1,215,919
Participant contributions at beginning of year2014-12-31$1,227,885
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$16,588
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$6,582
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$684,693
Value of net assets at end of year (total assets less liabilities)2014-12-31$33,098,507
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$32,413,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$29,589,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$28,656,615
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$51,561
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,293,034
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,529,314
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,529,314
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$276
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-149,086
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$480,383
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,360,843
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2014-12-31381357951
2013 : TRICO PRODUCTS 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,658,039
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,881,437
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,811,364
Expenses. Certain deemed distributions of participant loans2013-12-31$1,782
Value of total corrective distributions2013-12-31$49,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,114,044
Value of total assets at end of year2013-12-31$32,413,814
Value of total assets at beginning of year2013-12-31$27,637,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$18,308
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$55,960
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,108,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,108,938
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,627,008
Participant contributions at end of year2013-12-31$1,227,885
Participant contributions at beginning of year2013-12-31$1,293,302
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$71,693
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$18,308
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$4,776,602
Value of net assets at end of year (total assets less liabilities)2013-12-31$32,413,814
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$27,637,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$28,656,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$23,836,312
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$55,649
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,529,314
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,507,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,507,598
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$311
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,379,097
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$415,343
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,811,364
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2013-12-31381357951
2011 : TRICO PRODUCTS 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,354,192
Total of all expenses incurred2011-12-31$2,630,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,542,151
Value of total corrective distributions2011-12-31$73,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,847,001
Value of total assets at end of year2011-12-31$25,250,739
Value of total assets at beginning of year2011-12-31$26,526,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,969
Total interest from all sources2011-12-31$73,057
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$682,884
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$682,884
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,482,739
Participant contributions at end of year2011-12-31$1,172,172
Participant contributions at beginning of year2011-12-31$1,202,283
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,571
Administrative expenses (other) incurred2011-12-31$14,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,275,988
Value of net assets at end of year (total assets less liabilities)2011-12-31$25,250,739
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,526,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$20,978,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$22,587,060
Interest on participant loans2011-12-31$72,761
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,099,691
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,737,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,737,384
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$296
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,248,750
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$360,691
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,542,151
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2011-12-31381357951
2010 : TRICO PRODUCTS 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,044,410
Total of all expenses incurred2010-12-31$2,730,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,672,971
Value of total corrective distributions2010-12-31$41,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,153,536
Value of total assets at end of year2010-12-31$26,526,727
Value of total assets at beginning of year2010-12-31$24,213,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$15,954
Total interest from all sources2010-12-31$95,910
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$523,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$523,024
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,653,825
Participant contributions at end of year2010-12-31$1,202,283
Participant contributions at beginning of year2010-12-31$1,195,685
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$103,302
Administrative expenses (other) incurred2010-12-31$15,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,313,724
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,526,727
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$24,213,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$22,587,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$20,253,077
Interest on participant loans2010-12-31$95,388
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,737,384
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,764,241
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,764,241
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$522
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,271,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$396,409
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,672,971
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PLANTE & MORAN , PLLC
Accountancy firm EIN2010-12-31381357951
2009 : TRICO PRODUCTS 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TRICO PRODUCTS 401(K) PLAN

2015: TRICO PRODUCTS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TRICO PRODUCTS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TRICO PRODUCTS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2011: TRICO PRODUCTS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: TRICO PRODUCTS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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