ROCHESTER INSTITUTE OF TECHNOLOGY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROCHESTER INSTITUTE OF TECHNOLOGY VOLUNTARY RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2011 : ROCHESTER INSTITUTE OF TECHNOLOGY VOLUNTARY RETIREMENT PLAN 2011 401k financial data |
|---|
| Total transfer of assets from this plan | 2011-12-31 | $267,719,041 |
| Total income from all sources (including contributions) | 2011-12-31 | $18,303,980 |
| Total of all expenses incurred | 2011-12-31 | $16,194,757 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $16,192,212 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $1,481 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $17,843,929 |
| Value of total assets at end of year | 2011-12-31 | $0 |
| Value of total assets at beginning of year | 2011-12-31 | $265,609,818 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,064 |
| Total interest from all sources | 2011-12-31 | $3,576,479 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $2,275,724 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $2,275,724 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $14,008,115 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $3,835,814 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $1,189,611 |
| Other income not declared elsewhere | 2011-12-31 | $6 |
| Administrative expenses (other) incurred | 2011-12-31 | $1,064 |
| Total non interest bearing cash at end of year | 2011-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $3,404,974 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $2,109,223 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $265,609,818 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $172,337,992 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $7,302,397 |
| Interest earned on other investments | 2011-12-31 | $3,575,661 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $818 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $81,374,844 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $643,984 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-6,375,668 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $983,510 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $15,548,228 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2011-12-31 | 161131146 |
| 2010 : ROCHESTER INSTITUTE OF TECHNOLOGY VOLUNTARY RETIREMENT PLAN 2010 401k financial data |
|---|
| Total transfer of assets to this plan | 2010-12-31 | $30,165,801 |
| Total transfer of assets from this plan | 2010-12-31 | $30,941,080 |
| Total income from all sources (including contributions) | 2010-12-31 | $41,825,824 |
| Total of all expenses incurred | 2010-12-31 | $18,012,454 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $18,004,940 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $16,356,334 |
| Value of total assets at end of year | 2010-12-31 | $265,609,818 |
| Value of total assets at beginning of year | 2010-12-31 | $241,796,448 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,514 |
| Total interest from all sources | 2010-12-31 | $2,812,614 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,398,882 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $1,398,882 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $13,880,133 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $2,476,201 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $1,189,611 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $414,331 |
| Other income not declared elsewhere | 2010-12-31 | $681,977 |
| Administrative expenses (other) incurred | 2010-12-31 | $7,514 |
| Total non interest bearing cash at end of year | 2010-12-31 | $3,404,974 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $3,650,765 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $23,813,370 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $265,609,818 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $241,796,448 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $172,337,992 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $152,767,150 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $7,302,397 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $5,130,644 |
| Interest earned on other investments | 2010-12-31 | $2,810,865 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $1,749 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $81,374,844 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $79,833,558 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $635,224 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $19,793,269 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $782,748 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $17,369,716 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2010-12-31 | 161131146 |
