ALFRED UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ALFRED UNIVERSITY RETIREMENT PLAN
Measure | Date | Value |
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2022 : ALFRED UNIVERSITY RETIREMENT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-13,095,888 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $6,277,564 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $6,179,493 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,955,256 |
Value of total assets at end of year | 2022-12-31 | $127,022,063 |
Value of total assets at beginning of year | 2022-12-31 | $146,395,515 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $98,071 |
Total interest from all sources | 2022-12-31 | $1,724,132 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,349,582 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,349,582 |
Administrative expenses professional fees incurred | 2022-12-31 | $12,428 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,556,415 |
Participant contributions at end of year | 2022-12-31 | $129,573 |
Participant contributions at beginning of year | 2022-12-31 | $140,472 |
Participant contributions at end of year | 2022-12-31 | $39,027 |
Participant contributions at beginning of year | 2022-12-31 | $33,785 |
Other income not declared elsewhere | 2022-12-31 | $84,703 |
Administrative expenses (other) incurred | 2022-12-31 | $53,620 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-19,373,452 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $127,022,063 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $146,395,515 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $32,023 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $78,862,881 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $98,169,250 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $5,984,917 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $5,734,741 |
Interest on participant loans | 2022-12-31 | $5,625 |
Interest earned on other investments | 2022-12-31 | $1,718,507 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $41,963,291 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $42,279,944 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $892,811 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-19,680,478 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $470,917 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,398,841 |
Employer contributions (assets) at end of year | 2022-12-31 | $42,374 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $37,323 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $5,286,682 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2022-12-31 | 161131146 |
2021 : ALFRED UNIVERSITY RETIREMENT PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $19,285,277 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $10,244,577 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $10,137,785 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,887,609 |
Value of total assets at end of year | 2021-12-31 | $146,395,515 |
Value of total assets at beginning of year | 2021-12-31 | $137,354,815 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $106,792 |
Total interest from all sources | 2021-12-31 | $1,523,746 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,894,734 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,894,734 |
Administrative expenses professional fees incurred | 2021-12-31 | $10,500 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,562,692 |
Participant contributions at end of year | 2021-12-31 | $140,472 |
Participant contributions at beginning of year | 2021-12-31 | $120,767 |
Participant contributions at end of year | 2021-12-31 | $33,785 |
Participant contributions at beginning of year | 2021-12-31 | $34,663 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $12,777 |
Other income not declared elsewhere | 2021-12-31 | $93,439 |
Administrative expenses (other) incurred | 2021-12-31 | $57,754 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $9,040,700 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $146,395,515 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $137,354,815 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $38,538 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $98,169,250 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $87,775,276 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $5,734,741 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $5,212,137 |
Interest on participant loans | 2021-12-31 | $5,572 |
Interest earned on other investments | 2021-12-31 | $1,518,169 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $84,323 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $84,323 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $5 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $42,279,944 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $44,090,076 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $2,236,939 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $11,995,205 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $890,544 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,312,140 |
Employer contributions (assets) at end of year | 2021-12-31 | $37,323 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $37,573 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $7,900,846 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2021-12-31 | 161131146 |
2020 : ALFRED UNIVERSITY RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $18,450,366 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $12,850,990 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $12,755,757 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $9,347 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,006,094 |
Value of total assets at end of year | 2020-12-31 | $137,354,815 |
Value of total assets at beginning of year | 2020-12-31 | $131,755,439 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $85,886 |
Total interest from all sources | 2020-12-31 | $1,742,895 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $976,398 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $976,398 |
Administrative expenses professional fees incurred | 2020-12-31 | $9,800 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,489,173 |
Participant contributions at end of year | 2020-12-31 | $120,767 |
Participant contributions at beginning of year | 2020-12-31 | $37,967 |
Participant contributions at end of year | 2020-12-31 | $34,663 |
Participant contributions at beginning of year | 2020-12-31 | $34,896 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $249,681 |
Other income not declared elsewhere | 2020-12-31 | $67,333 |
Administrative expenses (other) incurred | 2020-12-31 | $44,284 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $5,599,376 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $137,354,815 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $131,755,439 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $31,802 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $87,775,276 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $81,037,812 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $5,212,137 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $6,028,897 |
Interest on participant loans | 2020-12-31 | $2,427 |
Interest earned on other investments | 2020-12-31 | $1,740,325 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $84,323 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $52,379 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $52,379 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $143 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $44,090,076 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $44,525,883 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $1,453,256 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $12,707,765 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-50,119 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,267,240 |
Employer contributions (assets) at end of year | 2020-12-31 | $37,573 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $37,605 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $11,302,501 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2020-12-31 | 161131146 |
2019 : ALFRED UNIVERSITY RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $22,344,412 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $10,636,300 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $10,537,293 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,412,240 |
Value of total assets at end of year | 2019-12-31 | $131,755,439 |
Value of total assets at beginning of year | 2019-12-31 | $120,047,327 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $99,007 |
Total interest from all sources | 2019-12-31 | $1,757,696 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $898,118 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $898,118 |
Administrative expenses professional fees incurred | 2019-12-31 | $11,000 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,527,050 |
Participant contributions at end of year | 2019-12-31 | $37,967 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Participant contributions at end of year | 2019-12-31 | $34,896 |
Participant contributions at beginning of year | 2019-12-31 | $27,341 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $582,711 |
Other income not declared elsewhere | 2019-12-31 | $56,906 |
Administrative expenses (other) incurred | 2019-12-31 | $40,150 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $11,708,112 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $131,755,439 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $120,047,327 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $47,857 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $81,037,812 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $69,116,922 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $6,028,897 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $5,715,890 |
Interest on participant loans | 2019-12-31 | $739 |
Interest earned on other investments | 2019-12-31 | $1,755,983 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $52,379 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $51,417 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $51,417 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $974 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $44,525,883 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $45,104,473 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $1,586,421 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $15,898,193 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $321,259 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,302,479 |
Employer contributions (assets) at end of year | 2019-12-31 | $37,605 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $31,284 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $8,950,872 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2019-12-31 | 161131146 |
2018 : ALFRED UNIVERSITY RETIREMENT PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $-141,760 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $9,007,037 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $8,934,318 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,039,988 |
Value of total assets at end of year | 2018-12-31 | $120,047,327 |
Value of total assets at beginning of year | 2018-12-31 | $129,196,124 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $72,719 |
Total interest from all sources | 2018-12-31 | $1,818,168 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $967,113 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $967,113 |
Administrative expenses professional fees incurred | 2018-12-31 | $11,037 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,471,793 |
Participant contributions at end of year | 2018-12-31 | $27,341 |
Participant contributions at beginning of year | 2018-12-31 | $26,485 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $329,905 |
Other income not declared elsewhere | 2018-12-31 | $55,042 |
Administrative expenses (other) incurred | 2018-12-31 | $39,598 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-9,148,797 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $120,047,327 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $129,196,124 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $22,084 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $69,116,922 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $79,618,715 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $5,715,890 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $5,802,846 |
Interest earned on other investments | 2018-12-31 | $1,817,154 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $51,417 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $87,157 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $87,157 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $1,014 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $45,104,473 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $43,632,623 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $257,012 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-6,285,115 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $263,044 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,238,290 |
Employer contributions (assets) at end of year | 2018-12-31 | $31,284 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $28,298 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $8,677,306 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2018-12-31 | 161131146 |
2017 : ALFRED UNIVERSITY RETIREMENT PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $18,752,596 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $7,464,350 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $7,409,167 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,841,192 |
Value of total assets at end of year | 2017-12-31 | $129,196,124 |
Value of total assets at beginning of year | 2017-12-31 | $117,907,878 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $55,183 |
Total interest from all sources | 2017-12-31 | $1,739,621 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $707,824 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $707,824 |
Administrative expenses professional fees incurred | 2017-12-31 | $12,817 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,463,304 |
Participant contributions at end of year | 2017-12-31 | $26,485 |
Participant contributions at beginning of year | 2017-12-31 | $25,640 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $177,022 |
Other income not declared elsewhere | 2017-12-31 | $37,751 |
Administrative expenses (other) incurred | 2017-12-31 | $7,032 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $11,288,246 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $129,196,124 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $117,907,878 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $35,334 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $79,618,715 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $69,289,582 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $5,802,846 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $5,694,542 |
Interest earned on other investments | 2017-12-31 | $1,739,248 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $87,157 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $749 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $749 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $373 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $43,632,623 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $42,871,641 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $521,812 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $13,179,478 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $246,730 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,200,866 |
Employer contributions (assets) at end of year | 2017-12-31 | $28,298 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $25,724 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $6,887,355 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2017-12-31 | 161131146 |
2016 : ALFRED UNIVERSITY RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $10,104,067 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $7,719,233 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $7,678,867 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $9,238 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,996,938 |
Value of total assets at end of year | 2016-12-31 | $117,907,878 |
Value of total assets at beginning of year | 2016-12-31 | $115,523,044 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $31,128 |
Total interest from all sources | 2016-12-31 | $1,854,448 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $404,839 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $404,839 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,546,291 |
Participant contributions at end of year | 2016-12-31 | $25,640 |
Participant contributions at beginning of year | 2016-12-31 | $17,209 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $257,740 |
Other income not declared elsewhere | 2016-12-31 | $35,514 |
Administrative expenses (other) incurred | 2016-12-31 | $31,128 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $2,384,834 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $117,907,878 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $115,523,044 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $69,289,582 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $68,018,635 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $5,694,542 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $5,301,053 |
Interest earned on other investments | 2016-12-31 | $1,854,434 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $749 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $35,062 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $35,062 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $14 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $42,871,641 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $42,129,345 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $180,368 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $4,533,043 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $279,285 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,192,907 |
Employer contributions (assets) at end of year | 2016-12-31 | $25,724 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $21,740 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $7,498,499 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2016-12-31 | 161131146 |
2015 : ALFRED UNIVERSITY RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $5,818,010 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $7,872,454 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $7,857,328 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,516,488 |
Value of total assets at end of year | 2015-12-31 | $115,523,044 |
Value of total assets at beginning of year | 2015-12-31 | $117,577,488 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $15,126 |
Total interest from all sources | 2015-12-31 | $1,714,596 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $443,388 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $443,388 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,492,295 |
Participant contributions at end of year | 2015-12-31 | $17,209 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $793,214 |
Other income not declared elsewhere | 2015-12-31 | $27,213 |
Administrative expenses (other) incurred | 2015-12-31 | $15,126 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-2,054,444 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $115,523,044 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $117,577,488 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $68,018,635 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $71,727,399 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $5,301,053 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $4,835,411 |
Interest earned on other investments | 2015-12-31 | $1,714,591 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $35,062 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $32,290 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $32,290 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $5 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $42,129,345 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $40,982,388 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $179,642 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-281,473 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $397,798 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,230,979 |
Employer contributions (assets) at end of year | 2015-12-31 | $21,740 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $7,677,686 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2015-12-31 | 161131146 |
2014 : ALFRED UNIVERSITY RETIREMENT PLAN 2014 401k financial data |
---|
Total income from all sources (including contributions) | 2014-12-31 | $9,893,790 |
Total of all expenses incurred | 2014-12-31 | $7,806,962 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $7,806,459 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,942,406 |
Value of total assets at end of year | 2014-12-31 | $117,577,488 |
Value of total assets at beginning of year | 2014-12-31 | $115,490,660 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $503 |
Total interest from all sources | 2014-12-31 | $1,725,621 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $534,108 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $534,108 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,422,505 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $268,515 |
Administrative expenses (other) incurred | 2014-12-31 | $503 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,086,828 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $117,577,488 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $115,490,660 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $71,727,399 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $70,549,389 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $4,835,411 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $4,566,514 |
Interest earned on other investments | 2014-12-31 | $1,725,613 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $32,290 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $85,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $85,000 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $8 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $40,982,388 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $40,289,757 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $1,150,826 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $4,152,688 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $538,967 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,251,386 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $6,655,633 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2014-12-31 | 161131146 |
2013 : ALFRED UNIVERSITY RETIREMENT PLAN 2013 401k financial data |
---|
Total transfer of assets to this plan | 2013-12-31 | $1,052 |
Total transfer of assets from this plan | 2013-12-31 | $881 |
Total income from all sources (including contributions) | 2013-12-31 | $18,273,898 |
Total of all expenses incurred | 2013-12-31 | $6,431,318 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $6,430,833 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,099,370 |
Value of total assets at end of year | 2013-12-31 | $115,490,660 |
Value of total assets at beginning of year | 2013-12-31 | $103,647,909 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $485 |
Total interest from all sources | 2013-12-31 | $1,650,964 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $382,545 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $382,545 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,530,094 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $266,395 |
Administrative expenses (other) incurred | 2013-12-31 | $485 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $11,842,580 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $115,490,660 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $103,647,909 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $70,549,389 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $59,349,392 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $4,566,514 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $4,067,167 |
Interest earned on other investments | 2013-12-31 | $1,650,959 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $85,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $57,514 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $57,514 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $5 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $40,289,757 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $40,173,836 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $927,279 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $12,737,015 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $404,004 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,302,881 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $5,503,554 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2013-12-31 | 161131146 |
2012 : ALFRED UNIVERSITY RETIREMENT PLAN 2012 401k financial data |
---|
Total transfer of assets from this plan | 2012-12-31 | $879 |
Total income from all sources (including contributions) | 2012-12-31 | $12,595,318 |
Total of all expenses incurred | 2012-12-31 | $6,366,950 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $6,362,667 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,961,300 |
Value of total assets at end of year | 2012-12-31 | $103,647,909 |
Value of total assets at beginning of year | 2012-12-31 | $97,420,420 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $4,283 |
Total interest from all sources | 2012-12-31 | $1,589,168 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $145,105 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $145,105 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,558,782 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $1,068 |
Other income not declared elsewhere | 2012-12-31 | $36 |
Administrative expenses (other) incurred | 2012-12-31 | $4,283 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $6,228,368 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $103,647,909 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $97,420,420 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $59,349,392 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $53,223,916 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $4,067,167 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $3,830,561 |
Interest earned on other investments | 2012-12-31 | $1,589,149 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $57,514 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $558,335 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $558,335 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $19 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $40,173,836 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $39,807,608 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $1,030,599 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $7,528,709 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $371,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,401,450 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $5,332,068 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2012-12-31 | 161131146 |
2011 : ALFRED UNIVERSITY RETIREMENT PLAN 2011 401k financial data |
---|
Total transfer of assets to this plan | 2011-12-31 | $4,658 |
Total transfer of assets from this plan | 2011-12-31 | $880 |
Total income from all sources (including contributions) | 2011-12-31 | $3,633,128 |
Total of all expenses incurred | 2011-12-31 | $5,732,520 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $5,732,046 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,857,509 |
Value of total assets at end of year | 2011-12-31 | $97,420,420 |
Value of total assets at beginning of year | 2011-12-31 | $99,516,034 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $474 |
Total interest from all sources | 2011-12-31 | $1,564,633 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $112,909 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $112,909 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,519,653 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $746 |
Administrative expenses (other) incurred | 2011-12-31 | $474 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-2,099,392 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $97,420,420 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $99,516,034 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $53,223,916 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $56,765,577 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $3,830,561 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $3,041,510 |
Interest earned on other investments | 2011-12-31 | $1,564,537 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $558,335 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $566,971 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $566,971 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $96 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $39,807,608 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $39,141,976 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $532,622 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,319,895 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $417,972 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,337,110 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $5,199,424 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2011-12-31 | 161131146 |
2010 : ALFRED UNIVERSITY RETIREMENT PLAN 2010 401k financial data |
---|
Total transfer of assets from this plan | 2010-12-31 | $876 |
Total income from all sources (including contributions) | 2010-12-31 | $11,579,609 |
Total of all expenses incurred | 2010-12-31 | $4,802,495 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $4,771,498 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,044,440 |
Value of total assets at end of year | 2010-12-31 | $99,516,034 |
Value of total assets at beginning of year | 2010-12-31 | $92,739,796 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $30,997 |
Total interest from all sources | 2010-12-31 | $1,448,147 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $55,056 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $55,056 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,498,149 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $138,663 |
Administrative expenses (other) incurred | 2010-12-31 | $30,997 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $6,777,114 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $99,516,034 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $92,739,796 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $56,765,577 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $51,190,182 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $3,041,510 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $2,457,735 |
Interest earned on other investments | 2010-12-31 | $1,447,864 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $566,971 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $789,453 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $789,453 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $283 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $39,141,976 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $38,302,426 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $551,276 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $6,713,879 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $318,087 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,407,628 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $4,220,222 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BONADIO & CO, LLP |
Accountancy firm EIN | 2010-12-31 | 161131146 |