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ALFRED UNIVERSITY RETIREMENT PLAN 401k Plan overview

Plan NameALFRED UNIVERSITY RETIREMENT PLAN
Plan identification number 001

ALFRED UNIVERSITY RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALFRED UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:ALFRED UNIVERSITY
Employer identification number (EIN):160743900
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALFRED UNIVERSITY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MARK A. GUINAN, JR. MARK A. GUINAN, JR.2018-08-07
0012016-01-01MARK A. GUINAN, JR. MARK A. GUINAN, JR.2017-08-11
0012015-01-01MARK A. GUINAN, JR. MARK A. GUINAN, JR.2016-10-04
0012014-01-01
0012013-01-01
0012012-01-01KATHLEEN COSTELLO
0012011-01-01KATHLEEN COSTELLO
0012010-01-01KATHLEEN COSTELLO
0012009-01-01KATHLEEN COSTELLO
0012009-01-01KATHLEEN COSTELLO

Plan Statistics for ALFRED UNIVERSITY RETIREMENT PLAN

401k plan membership statisitcs for ALFRED UNIVERSITY RETIREMENT PLAN

Measure Date Value
2022: ALFRED UNIVERSITY RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,218
Total number of active participants reported on line 7a of the Form 55002022-01-01405
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01792
Total of all active and inactive participants2022-01-011,197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0114
Total participants2022-01-011,211
Number of participants with account balances2022-01-011,211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ALFRED UNIVERSITY RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,243
Total number of active participants reported on line 7a of the Form 55002021-01-01391
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01789
Total of all active and inactive participants2021-01-011,180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0111
Total participants2021-01-011,191
Number of participants with account balances2021-01-011,185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ALFRED UNIVERSITY RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,242
Total number of active participants reported on line 7a of the Form 55002020-01-01408
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01828
Total of all active and inactive participants2020-01-011,236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-011,244
Number of participants with account balances2020-01-011,243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ALFRED UNIVERSITY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,256
Total number of active participants reported on line 7a of the Form 55002019-01-01411
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01827
Total of all active and inactive participants2019-01-011,238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-015
Total participants2019-01-011,243
Number of participants with account balances2019-01-011,242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ALFRED UNIVERSITY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,256
Total number of active participants reported on line 7a of the Form 55002018-01-01410
Number of retired or separated participants receiving benefits2018-01-01908
Number of other retired or separated participants entitled to future benefits2018-01-01621
Total of all active and inactive participants2018-01-011,939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-018
Total participants2018-01-011,947
Number of participants with account balances2018-01-011,268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ALFRED UNIVERSITY RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,254
Total number of active participants reported on line 7a of the Form 55002017-01-01382
Number of retired or separated participants receiving benefits2017-01-01287
Number of other retired or separated participants entitled to future benefits2017-01-01587
Total of all active and inactive participants2017-01-011,256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,256
Number of participants with account balances2017-01-011,256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ALFRED UNIVERSITY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,242
Total number of active participants reported on line 7a of the Form 55002016-01-01426
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01826
Total of all active and inactive participants2016-01-011,252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-011,256
Number of participants with account balances2016-01-011,254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ALFRED UNIVERSITY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,284
Total number of active participants reported on line 7a of the Form 55002015-01-01455
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01818
Total of all active and inactive participants2015-01-011,273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,276
Number of participants with account balances2015-01-011,254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ALFRED UNIVERSITY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,223
Total number of active participants reported on line 7a of the Form 55002014-01-01458
Number of other retired or separated participants entitled to future benefits2014-01-01823
Total of all active and inactive participants2014-01-011,281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,284
Number of participants with account balances2014-01-011,265
2013: ALFRED UNIVERSITY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,224
Total number of active participants reported on line 7a of the Form 55002013-01-01451
Number of other retired or separated participants entitled to future benefits2013-01-01792
Total of all active and inactive participants2013-01-011,243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-011,248
Number of participants with account balances2013-01-011,223
2012: ALFRED UNIVERSITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,247
Total number of active participants reported on line 7a of the Form 55002012-01-01464
Number of other retired or separated participants entitled to future benefits2012-01-01777
Total of all active and inactive participants2012-01-011,241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-011,245
Number of participants with account balances2012-01-011,224
2011: ALFRED UNIVERSITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,223
Total number of active participants reported on line 7a of the Form 55002011-01-01484
Number of other retired or separated participants entitled to future benefits2011-01-01761
Total of all active and inactive participants2011-01-011,245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-011,247
Number of participants with account balances2011-01-011,225
2010: ALFRED UNIVERSITY RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,302
Total number of active participants reported on line 7a of the Form 55002010-01-01779
Number of other retired or separated participants entitled to future benefits2010-01-01575
Total of all active and inactive participants2010-01-011,354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-011,355
Number of participants with account balances2010-01-011,223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ALFRED UNIVERSITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,792
Total number of active participants reported on line 7a of the Form 55002009-01-01978
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01762
Total of all active and inactive participants2009-01-011,740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-017
Total participants2009-01-011,747
Number of participants with account balances2009-01-011,551
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ALFRED UNIVERSITY RETIREMENT PLAN

Measure Date Value
2022 : ALFRED UNIVERSITY RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-13,095,888
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,277,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,179,493
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,955,256
Value of total assets at end of year2022-12-31$127,022,063
Value of total assets at beginning of year2022-12-31$146,395,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$98,071
Total interest from all sources2022-12-31$1,724,132
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,349,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,349,582
Administrative expenses professional fees incurred2022-12-31$12,428
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,556,415
Participant contributions at end of year2022-12-31$129,573
Participant contributions at beginning of year2022-12-31$140,472
Participant contributions at end of year2022-12-31$39,027
Participant contributions at beginning of year2022-12-31$33,785
Other income not declared elsewhere2022-12-31$84,703
Administrative expenses (other) incurred2022-12-31$53,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-19,373,452
Value of net assets at end of year (total assets less liabilities)2022-12-31$127,022,063
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$146,395,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$32,023
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$78,862,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$98,169,250
Value of interest in pooled separate accounts at end of year2022-12-31$5,984,917
Value of interest in pooled separate accounts at beginning of year2022-12-31$5,734,741
Interest on participant loans2022-12-31$5,625
Interest earned on other investments2022-12-31$1,718,507
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$41,963,291
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$42,279,944
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$892,811
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-19,680,478
Net investment gain/loss from pooled separate accounts2022-12-31$470,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,398,841
Employer contributions (assets) at end of year2022-12-31$42,374
Employer contributions (assets) at beginning of year2022-12-31$37,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,286,682
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BONADIO & CO., LLP
Accountancy firm EIN2022-12-31161131146
2021 : ALFRED UNIVERSITY RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$19,285,277
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$10,244,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,137,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,887,609
Value of total assets at end of year2021-12-31$146,395,515
Value of total assets at beginning of year2021-12-31$137,354,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$106,792
Total interest from all sources2021-12-31$1,523,746
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,894,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,894,734
Administrative expenses professional fees incurred2021-12-31$10,500
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,562,692
Participant contributions at end of year2021-12-31$140,472
Participant contributions at beginning of year2021-12-31$120,767
Participant contributions at end of year2021-12-31$33,785
Participant contributions at beginning of year2021-12-31$34,663
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$12,777
Other income not declared elsewhere2021-12-31$93,439
Administrative expenses (other) incurred2021-12-31$57,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$9,040,700
Value of net assets at end of year (total assets less liabilities)2021-12-31$146,395,515
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$137,354,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$38,538
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$98,169,250
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$87,775,276
Value of interest in pooled separate accounts at end of year2021-12-31$5,734,741
Value of interest in pooled separate accounts at beginning of year2021-12-31$5,212,137
Interest on participant loans2021-12-31$5,572
Interest earned on other investments2021-12-31$1,518,169
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$84,323
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$84,323
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$42,279,944
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$44,090,076
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$2,236,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$11,995,205
Net investment gain/loss from pooled separate accounts2021-12-31$890,544
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,312,140
Employer contributions (assets) at end of year2021-12-31$37,323
Employer contributions (assets) at beginning of year2021-12-31$37,573
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,900,846
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BONADIO & CO., LLP
Accountancy firm EIN2021-12-31161131146
2020 : ALFRED UNIVERSITY RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$18,450,366
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$12,850,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$12,755,757
Expenses. Certain deemed distributions of participant loans2020-12-31$9,347
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,006,094
Value of total assets at end of year2020-12-31$137,354,815
Value of total assets at beginning of year2020-12-31$131,755,439
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$85,886
Total interest from all sources2020-12-31$1,742,895
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$976,398
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$976,398
Administrative expenses professional fees incurred2020-12-31$9,800
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,489,173
Participant contributions at end of year2020-12-31$120,767
Participant contributions at beginning of year2020-12-31$37,967
Participant contributions at end of year2020-12-31$34,663
Participant contributions at beginning of year2020-12-31$34,896
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$249,681
Other income not declared elsewhere2020-12-31$67,333
Administrative expenses (other) incurred2020-12-31$44,284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,599,376
Value of net assets at end of year (total assets less liabilities)2020-12-31$137,354,815
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$131,755,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$31,802
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$87,775,276
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$81,037,812
Value of interest in pooled separate accounts at end of year2020-12-31$5,212,137
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,028,897
Interest on participant loans2020-12-31$2,427
Interest earned on other investments2020-12-31$1,740,325
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$84,323
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$52,379
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$52,379
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$44,090,076
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$44,525,883
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$1,453,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$12,707,765
Net investment gain/loss from pooled separate accounts2020-12-31$-50,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,267,240
Employer contributions (assets) at end of year2020-12-31$37,573
Employer contributions (assets) at beginning of year2020-12-31$37,605
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,302,501
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BONADIO & CO., LLP
Accountancy firm EIN2020-12-31161131146
2019 : ALFRED UNIVERSITY RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$22,344,412
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$10,636,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,537,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,412,240
Value of total assets at end of year2019-12-31$131,755,439
Value of total assets at beginning of year2019-12-31$120,047,327
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$99,007
Total interest from all sources2019-12-31$1,757,696
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$898,118
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$898,118
Administrative expenses professional fees incurred2019-12-31$11,000
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,527,050
Participant contributions at end of year2019-12-31$37,967
Participant contributions at beginning of year2019-12-31$0
Participant contributions at end of year2019-12-31$34,896
Participant contributions at beginning of year2019-12-31$27,341
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$582,711
Other income not declared elsewhere2019-12-31$56,906
Administrative expenses (other) incurred2019-12-31$40,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$11,708,112
Value of net assets at end of year (total assets less liabilities)2019-12-31$131,755,439
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$120,047,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$47,857
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$81,037,812
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$69,116,922
Value of interest in pooled separate accounts at end of year2019-12-31$6,028,897
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,715,890
Interest on participant loans2019-12-31$739
Interest earned on other investments2019-12-31$1,755,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$52,379
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$51,417
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$51,417
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$974
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$44,525,883
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$45,104,473
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,586,421
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,898,193
Net investment gain/loss from pooled separate accounts2019-12-31$321,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,302,479
Employer contributions (assets) at end of year2019-12-31$37,605
Employer contributions (assets) at beginning of year2019-12-31$31,284
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,950,872
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BONADIO & CO., LLP
Accountancy firm EIN2019-12-31161131146
2018 : ALFRED UNIVERSITY RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-141,760
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$9,007,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$8,934,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,039,988
Value of total assets at end of year2018-12-31$120,047,327
Value of total assets at beginning of year2018-12-31$129,196,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$72,719
Total interest from all sources2018-12-31$1,818,168
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$967,113
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$967,113
Administrative expenses professional fees incurred2018-12-31$11,037
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,471,793
Participant contributions at end of year2018-12-31$27,341
Participant contributions at beginning of year2018-12-31$26,485
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$329,905
Other income not declared elsewhere2018-12-31$55,042
Administrative expenses (other) incurred2018-12-31$39,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-9,148,797
Value of net assets at end of year (total assets less liabilities)2018-12-31$120,047,327
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$129,196,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$22,084
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$69,116,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$79,618,715
Value of interest in pooled separate accounts at end of year2018-12-31$5,715,890
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,802,846
Interest earned on other investments2018-12-31$1,817,154
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$51,417
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$87,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$87,157
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,014
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$45,104,473
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$43,632,623
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$257,012
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,285,115
Net investment gain/loss from pooled separate accounts2018-12-31$263,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,238,290
Employer contributions (assets) at end of year2018-12-31$31,284
Employer contributions (assets) at beginning of year2018-12-31$28,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$8,677,306
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BONADIO & CO., LLP
Accountancy firm EIN2018-12-31161131146
2017 : ALFRED UNIVERSITY RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$18,752,596
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$7,464,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$7,409,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,841,192
Value of total assets at end of year2017-12-31$129,196,124
Value of total assets at beginning of year2017-12-31$117,907,878
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$55,183
Total interest from all sources2017-12-31$1,739,621
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$707,824
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$707,824
Administrative expenses professional fees incurred2017-12-31$12,817
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,463,304
Participant contributions at end of year2017-12-31$26,485
Participant contributions at beginning of year2017-12-31$25,640
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$177,022
Other income not declared elsewhere2017-12-31$37,751
Administrative expenses (other) incurred2017-12-31$7,032
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,288,246
Value of net assets at end of year (total assets less liabilities)2017-12-31$129,196,124
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$117,907,878
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$35,334
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$79,618,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$69,289,582
Value of interest in pooled separate accounts at end of year2017-12-31$5,802,846
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,694,542
Interest earned on other investments2017-12-31$1,739,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$87,157
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$749
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$749
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$373
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$43,632,623
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$42,871,641
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$521,812
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$13,179,478
Net investment gain/loss from pooled separate accounts2017-12-31$246,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,200,866
Employer contributions (assets) at end of year2017-12-31$28,298
Employer contributions (assets) at beginning of year2017-12-31$25,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,887,355
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BONADIO & CO., LLP
Accountancy firm EIN2017-12-31161131146
2016 : ALFRED UNIVERSITY RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$10,104,067
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,719,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,678,867
Expenses. Certain deemed distributions of participant loans2016-12-31$9,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,996,938
Value of total assets at end of year2016-12-31$117,907,878
Value of total assets at beginning of year2016-12-31$115,523,044
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$31,128
Total interest from all sources2016-12-31$1,854,448
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$404,839
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$404,839
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,546,291
Participant contributions at end of year2016-12-31$25,640
Participant contributions at beginning of year2016-12-31$17,209
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$257,740
Other income not declared elsewhere2016-12-31$35,514
Administrative expenses (other) incurred2016-12-31$31,128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,384,834
Value of net assets at end of year (total assets less liabilities)2016-12-31$117,907,878
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$115,523,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$69,289,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$68,018,635
Value of interest in pooled separate accounts at end of year2016-12-31$5,694,542
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,301,053
Interest earned on other investments2016-12-31$1,854,434
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$749
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$35,062
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$35,062
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$14
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$42,871,641
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$42,129,345
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$180,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,533,043
Net investment gain/loss from pooled separate accounts2016-12-31$279,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,192,907
Employer contributions (assets) at end of year2016-12-31$25,724
Employer contributions (assets) at beginning of year2016-12-31$21,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,498,499
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BONADIO & CO., LLP
Accountancy firm EIN2016-12-31161131146
2015 : ALFRED UNIVERSITY RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,818,010
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,872,454
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,857,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,516,488
Value of total assets at end of year2015-12-31$115,523,044
Value of total assets at beginning of year2015-12-31$117,577,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$15,126
Total interest from all sources2015-12-31$1,714,596
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$443,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$443,388
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,492,295
Participant contributions at end of year2015-12-31$17,209
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$793,214
Other income not declared elsewhere2015-12-31$27,213
Administrative expenses (other) incurred2015-12-31$15,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,054,444
Value of net assets at end of year (total assets less liabilities)2015-12-31$115,523,044
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$117,577,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$68,018,635
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$71,727,399
Value of interest in pooled separate accounts at end of year2015-12-31$5,301,053
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,835,411
Interest earned on other investments2015-12-31$1,714,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$35,062
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$32,290
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$32,290
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$42,129,345
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$40,982,388
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$179,642
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-281,473
Net investment gain/loss from pooled separate accounts2015-12-31$397,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,230,979
Employer contributions (assets) at end of year2015-12-31$21,740
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,677,686
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BONADIO & CO., LLP
Accountancy firm EIN2015-12-31161131146
2014 : ALFRED UNIVERSITY RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$9,893,790
Total of all expenses incurred2014-12-31$7,806,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,806,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,942,406
Value of total assets at end of year2014-12-31$117,577,488
Value of total assets at beginning of year2014-12-31$115,490,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$503
Total interest from all sources2014-12-31$1,725,621
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$534,108
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$534,108
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,422,505
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$268,515
Administrative expenses (other) incurred2014-12-31$503
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,086,828
Value of net assets at end of year (total assets less liabilities)2014-12-31$117,577,488
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$115,490,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$71,727,399
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$70,549,389
Value of interest in pooled separate accounts at end of year2014-12-31$4,835,411
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,566,514
Interest earned on other investments2014-12-31$1,725,613
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$32,290
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$85,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$85,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$8
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$40,982,388
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$40,289,757
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$1,150,826
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,152,688
Net investment gain/loss from pooled separate accounts2014-12-31$538,967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,251,386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,655,633
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BONADIO & CO., LLP
Accountancy firm EIN2014-12-31161131146
2013 : ALFRED UNIVERSITY RETIREMENT PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$1,052
Total transfer of assets from this plan2013-12-31$881
Total income from all sources (including contributions)2013-12-31$18,273,898
Total of all expenses incurred2013-12-31$6,431,318
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,430,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,099,370
Value of total assets at end of year2013-12-31$115,490,660
Value of total assets at beginning of year2013-12-31$103,647,909
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$485
Total interest from all sources2013-12-31$1,650,964
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$382,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$382,545
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,530,094
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$266,395
Administrative expenses (other) incurred2013-12-31$485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$11,842,580
Value of net assets at end of year (total assets less liabilities)2013-12-31$115,490,660
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$103,647,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$70,549,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$59,349,392
Value of interest in pooled separate accounts at end of year2013-12-31$4,566,514
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,067,167
Interest earned on other investments2013-12-31$1,650,959
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$85,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$57,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$57,514
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$40,289,757
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$40,173,836
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$927,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$12,737,015
Net investment gain/loss from pooled separate accounts2013-12-31$404,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,302,881
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,503,554
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BONADIO & CO., LLP
Accountancy firm EIN2013-12-31161131146
2012 : ALFRED UNIVERSITY RETIREMENT PLAN 2012 401k financial data
Total transfer of assets from this plan2012-12-31$879
Total income from all sources (including contributions)2012-12-31$12,595,318
Total of all expenses incurred2012-12-31$6,366,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,362,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,961,300
Value of total assets at end of year2012-12-31$103,647,909
Value of total assets at beginning of year2012-12-31$97,420,420
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,283
Total interest from all sources2012-12-31$1,589,168
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$145,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$145,105
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,558,782
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,068
Other income not declared elsewhere2012-12-31$36
Administrative expenses (other) incurred2012-12-31$4,283
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,228,368
Value of net assets at end of year (total assets less liabilities)2012-12-31$103,647,909
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$97,420,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$59,349,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$53,223,916
Value of interest in pooled separate accounts at end of year2012-12-31$4,067,167
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,830,561
Interest earned on other investments2012-12-31$1,589,149
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$57,514
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$558,335
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$558,335
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$19
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$40,173,836
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$39,807,608
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$1,030,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$7,528,709
Net investment gain/loss from pooled separate accounts2012-12-31$371,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,401,450
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,332,068
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BONADIO & CO., LLP
Accountancy firm EIN2012-12-31161131146
2011 : ALFRED UNIVERSITY RETIREMENT PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$4,658
Total transfer of assets from this plan2011-12-31$880
Total income from all sources (including contributions)2011-12-31$3,633,128
Total of all expenses incurred2011-12-31$5,732,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,732,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,857,509
Value of total assets at end of year2011-12-31$97,420,420
Value of total assets at beginning of year2011-12-31$99,516,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$474
Total interest from all sources2011-12-31$1,564,633
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$112,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$112,909
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,519,653
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$746
Administrative expenses (other) incurred2011-12-31$474
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,099,392
Value of net assets at end of year (total assets less liabilities)2011-12-31$97,420,420
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$99,516,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$53,223,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$56,765,577
Value of interest in pooled separate accounts at end of year2011-12-31$3,830,561
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,041,510
Interest earned on other investments2011-12-31$1,564,537
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$558,335
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$566,971
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$566,971
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$96
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$39,807,608
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$39,141,976
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$532,622
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,319,895
Net investment gain/loss from pooled separate accounts2011-12-31$417,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,337,110
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,199,424
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BONADIO & CO., LLP
Accountancy firm EIN2011-12-31161131146
2010 : ALFRED UNIVERSITY RETIREMENT PLAN 2010 401k financial data
Total transfer of assets from this plan2010-12-31$876
Total income from all sources (including contributions)2010-12-31$11,579,609
Total of all expenses incurred2010-12-31$4,802,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,771,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,044,440
Value of total assets at end of year2010-12-31$99,516,034
Value of total assets at beginning of year2010-12-31$92,739,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$30,997
Total interest from all sources2010-12-31$1,448,147
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$55,056
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$55,056
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$250,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,498,149
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$138,663
Administrative expenses (other) incurred2010-12-31$30,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,777,114
Value of net assets at end of year (total assets less liabilities)2010-12-31$99,516,034
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$92,739,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$56,765,577
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$51,190,182
Value of interest in pooled separate accounts at end of year2010-12-31$3,041,510
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,457,735
Interest earned on other investments2010-12-31$1,447,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$566,971
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$789,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$789,453
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$283
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$39,141,976
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$38,302,426
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$551,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$6,713,879
Net investment gain/loss from pooled separate accounts2010-12-31$318,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,407,628
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,220,222
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BONADIO & CO, LLP
Accountancy firm EIN2010-12-31161131146

Form 5500 Responses for ALFRED UNIVERSITY RETIREMENT PLAN

2022: ALFRED UNIVERSITY RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ALFRED UNIVERSITY RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ALFRED UNIVERSITY RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ALFRED UNIVERSITY RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALFRED UNIVERSITY RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALFRED UNIVERSITY RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALFRED UNIVERSITY RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALFRED UNIVERSITY RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALFRED UNIVERSITY RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: ALFRED UNIVERSITY RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: ALFRED UNIVERSITY RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: ALFRED UNIVERSITY RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: ALFRED UNIVERSITY RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: ALFRED UNIVERSITY RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number406912
Policy instance 1
Insurance contract or identification number406912
Number of Individuals Covered909
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number406912
Policy instance 1
Insurance contract or identification number406912
Number of Individuals Covered927
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number406912
Policy instance 1
Insurance contract or identification number406912
Number of Individuals Covered965
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number406912
Policy instance 1
Insurance contract or identification number406912
Number of Individuals Covered991
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number406912
Policy instance 1
Insurance contract or identification number406912
Number of Individuals Covered1012
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number406912
Policy instance 1
Insurance contract or identification number406912
Number of Individuals Covered1062
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150432
Policy instance 1
Insurance contract or identification number150432
Number of Individuals Covered1094
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150432
Policy instance 1
Insurance contract or identification number150432
Number of Individuals Covered1111
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150432
Policy instance 1
Insurance contract or identification number150432
Number of Individuals Covered1192
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150432
Policy instance 1
Insurance contract or identification number150432
Number of Individuals Covered1193
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150432
Policy instance 1
Insurance contract or identification number150432
Number of Individuals Covered1192
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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